Aurora Private Wealth, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Aurora Private Wealth, Inc. reported 154 stock positions worth $127.5 million. Its top holding was Apple (AAPL) at 6.4% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 4.7%) and Invesco QQQ Trust Series 1 (QQQ, 4.5%). Compared with Q2 2024, it opened 13 new positions, sold out of 2, added to 79 and reduced 49. The biggest buy was iShares 20+ Year Treasury BD (TLT, shares +549%) and the biggest sale FT Vest US Equity Buffer ETF (FNOV, shares −85%).

Most Recent 13F
Q2 2026
Location
ROCKAWAY, NJ
CIK
0001802132
Portfolio Value
$127.5M (Q3 2024)
SEC Filing
0001802132-24-000004 ↗ filed Oct 18, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $115.7M Q1 2024 Q2 2024: $114.2M Q2 2024 Q3 2024: $127.5M $127.5M Q3 2024 Q4 2024: $133.5M Q4 2024 Q1 2025: $125.2M Q1 2025 Q2 2025: $135.1M Q2 2025 Q4 2025: $152.2M Q4 2025 Q1 2026: $140.5M Q1 2026 Q2 2026: $157.6M Q2 2026

Holdings 154 stocks · $127.5M
AAPL Apple Inc. 6.36% 34,771 $8.1M Reduce -1.8%
SPY SS SPDR S&P 500 ETF Trust-US 4.70% 10,449 $6.0M Add +21.1%
QQQ Invesco QQQ Trust Series 1 4.51% 11,769 $5.7M Reduce -1.4%
BRK.B Berkshire Hathaway Inc. Class B 3.03% 8,380 $3.9M Reduce -0.1%
TLT iShares 20+ Year Treasury BD 2.68% 34,855 $3.4M Add +548.8%
FTSL First Trust Senior Loan ETF 2.44% 67,871 $3.1M Reduce -9.1%
AMZN Amazon.com Inc. 2.38% 16,258 $3.0M Add +1.9%
GPIX GLDM SA S&P 500 PR in ETF-US 2.38% 61,706 $3.0M Add +109.9%
META Meta Platforms Inc. Class A 2.35% 5,232 $3.0M Add +4.0%
NVDA Nvidia Corp. 2.29% 24,085 $2.9M Add +3.3%
ET Energy Transfer LP 2.20% 174,789 $2.8M Add +0.7%
MSFT Microsoft Corp. 1.88% 5,578 $2.4M Add +9.5%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.75% 19,693 $2.2M Add +0.3%
SCHD Schwab US DVD Equity ETF 1.50% 22,632 $1.9M Reduce -8.1%
AXP American Express Co. 1.37% 6,444 $1.7M Add +1.6%
XLG Invesco S&P 500 Top 50 ETF 1.30% 34,985 $1.7M Reduce -2.7%
FJUL FT Vest US Equity Buffer ETF 1.27% 33,655 $1.6M Add +100.5%
JEPI JPMorgan Equity Premium Inco 1.24% 26,475 $1.6M Reduce -27.4%
IYW iShares Ustechnology ETF 1.17% 9,841 $1.5M Add +4.3%
GOOG Alphabet Inc. Class C 1.16% 8,850 $1.5M Add +2.4%
CL Colgate-Palmolive Co. 1.10% 13,536 $1.4M Add +0.3%
PG The Procter & Gamble Co. 1.09% 8,014 $1.4M Add +0.1%
AMLP Alerian MLP ETF 1.08% 29,302 $1.4M Add +0.1%
FTHY First Trust Hi YLD Opp 2027 1.07% 90,074 $1.4M Add +25.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.97% 31,151 $1.2M Reduce -6.9%
MCD McDonald's Corp. 0.96% 4,001 $1.2M Reduce -1.0%
MRK Merck & Co. Inc. 0.95% 10,616 $1.2M Add +0.7%
SCHX Schwab US Large-Cap ETF 0.93% 17,461 $1.2M Reduce -3.7%
GBTC Grayscale Bitcoin Trust ETF 0.89% 22,578 $1.1M Add +0.2%
RDVY First Trust Rising Dividend 0.85% 18,272 $1.1M Add +1.2%
JPM JPMorgan Chase & Co. 0.82% 4,938 $1.0M Add +0.2%
XOM Exxon Mobil Corp. 0.77% 8,416 $987K Reduce -2.8%
KNG FT Vest S&P 500 DVD Arst TRG 0.77% 17,950 $978K Add +32.0%
NSC Norfolk Southern Corp. 0.76% 3,922 $975K Add +0.3%
VOO Vanguard S&P 500 ETF 0.76% 1,844 $973K Add +0.1%
IVV iShares Core S&P 500 ETF 0.73% 1,610 $929K Add +0.1%
DGRO iShares Core Dividend Growth 0.71% 14,372 $901K Add +0.2%
QTEC First Trust Nasdq 100 Tech I 0.70% 4,660 $891K Add +4.3%
MLPX Global X MLP & Energy Infras 0.69% 16,180 $881K Reduce -8.8%
FTRB Fed Hermes TTL RTRN BND 0.69% 34,014 $878K New
XLE SS Energy Select Sector 0.68% 9,895 $869K Reduce -6.0%
SCHG Schwab US Large-Cap Growth 0.65% 7,966 $830K Add +0.1%
ETHE Grayscale Ethereum Staking E 0.63% 36,477 $798K New
QYLD Global X Nasd 100 Cov Call 0.61% 43,009 $776K Add +0.7%
AVGO Broadcom Inc. 0.60% 4,439 $766K Add +19.6%
GOOGL Alphabet Inc. Class A 0.60% 4,588 $761K Add +7.3%
PEG Public Service Enterprise GP 0.60% 8,533 $761K Add +0.1%
LLY Eli Lilly & Co. 0.59% 854 $757K Add +5.4%
IVW iShares S&P 500 Growth ETF 0.58% 7,675 $735K Add +0.0%
WPC WP Carey Inc. 0.57% 11,646 $726K Add +0.3%
HIPS Graniteshares Hips US High I 0.56% 54,603 $709K Add +5.4%
JNJ Johnson & Johnson 0.55% 4,292 $696K Add +0.3%
EZM Wisdomtree US Midcap Fund 0.53% 10,819 $674K Add +0.3%
COWZ Pacer US Cash Cows 100 ETF 0.53% 11,606 $671K Reduce -5.7%
FAUG FT Vest U.S. Equity Buffer E 0.51% 14,112 $646K Add +60.5%
NFLX Netflix Inc. 0.50% 903 $640K Reduce -1.7%
COST Costco Wholesale Corp. 0.49% 702 $622K Reduce -4.0%
DSI iShares ESG MSCI KLD 400 ETF 0.49% 5,708 $621K Add +0.3%
ARCC Ares Capital Corp. 0.46% 27,788 $582K Add +1.6%
AIFD TCW Artificial Intel ETF 0.45% 21,162 $572K Reduce -2.1%
VZ Verizon Communications Inc. 0.45% 12,685 $570K Add +7.0%
XLV SS Health Care Select Sector 0.44% 3,622 $558K Reduce -2.4%
TSLA Tesla Inc. 0.43% 2,098 $549K Add +16.2%
LIN Linde PLC 0.43% 1,152 $549K No change
IJH iShares Core S&P Midcap ETF 0.41% 8,355 $521K Reduce -9.8%
SCHM Schwab US Mid Cap ETF 0.40% 6,200 $515K Add +0.2%
AMP Ameriprise Financial Inc. 0.40% 1,091 $513K No change
ABBV Abbvie Inc. 0.40% 2,585 $511K Reduce -20.7%
SSO Proshares Ultra S&P500 0.39% 5,556 $501K Add +0.2%
LSAT Leadershares Alphafact Tact 0.38% 11,725 $489K Reduce -1.1%
QGRO American Century US Quality 0.38% 5,356 $488K Add +0.1%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.38% 1,501 $483K Add +30.2%
EFA iShares MSCI Eafe ETF 0.37% 5,639 $472K Reduce -1.6%
IVE iShares S&P 500 Value ETF 0.37% 2,390 $471K Add +0.2%
CEG Constellation Energy 0.35% 1,739 $452K Add +3.9%
FFA First Trust Enhan Eqty Inc. 0.35% 22,213 $452K Add +1.7%
LSAF Leadershares Alphafactor US 0.35% 10,926 $452K Reduce -1.1%
HYLS FT Tactical High Yield ETF 0.35% 10,492 $440K Add +47.7%
SCCO Southern Copper Corp. 0.34% 3,741 $433K Add +0.5%
FPE FT-Preferred Secur & Inc. ETF 0.34% 23,623 $428K Add +40.9%
C Citigroup Inc. 0.33% 6,771 $424K Add +0.6%
IWM iShares Russell 2000 ETF 0.33% 1,883 $416K Add +14.0%
KO The Coca-Cola Co. 0.31% 5,573 $400K Reduce -5.6%
CMCSA Comcast Corp. Class A 0.31% 9,325 $389K Add +0.6%
XLF SS Financial Select Sector 0.30% 8,450 $383K Reduce -7.2%
XJUL FT Vest US Equity Enhance & 0.29% 10,736 $375K Add +26.9%
T AT&T Inc. 0.29% 16,998 $374K Add +1.1%
SCHA Schwab US Small-Cap ETF 0.29% 7,172 $369K Add +0.6%
FNOV FT Vest US Equity Buffer ETF 0.28% 7,680 $362K Reduce -85.3%
FMHI First Trust Municipal High I 0.28% 7,216 $356K Add +1.0%
HON Honeywell International Inc. 0.28% 1,720 $356K No change
XLK SS Technology Select Sector 0.28% 1,564 $353K Reduce -0.2%
VIG Vanguard Dividend Apprec ETF 0.27% 1,768 $350K Add +0.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.27% 1,549 $342K Add +0.3%
RDIV Invesco S&P Ultra Dividend 0.27% 6,781 $339K Add +1.0%
RSPT Invesco S&P 500 Equal Weight 0.26% 8,876 $335K Add +0.0%
VHT Vanguard Health Care ETF 0.26% 1,181 $333K Reduce -18.6%
TWO RDS SHARED TR 0.26% 9,690 $332K Reduce -1.2%
VYM Vanguard High DVD Yield ETF 0.26% 2,589 $332K Add +19.1%
BST BlackRock Science & Tech TR 0.25% 8,971 $318K Add +1.4%
DECK Deckers Outdoor Corp. 0.24% 1,950 $311K No change
V Visa Inc. Class A 0.24% 1,125 $309K Add +4.0%
XGDVX Gabelli Dividend & Income TR 0.24% 12,554 $307K Add +0.8%
ROK Rockwell Automation Inc. 0.24% 1,144 $307K Reduce -0.2%
PPA Invesco Aerospace & Defense 0.23% 2,585 $297K No change
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.23% 3,261 $294K Reduce -2.7%
ILCB iShares Morningstar U.S. Equ 0.23% 3,705 $294K Add +0.3%
FCEF First Trust Exchange-Traded 0.23% 13,137 $293K Add +1.8%
RTX RTX Corp. 0.23% 2,372 $287K Add +0.0%
UL Unilever PLC 0.22% 4,407 $286K Reduce -2.5%
RDVI FT Vest Rising Dividend Achi 0.22% 11,493 $283K Add +11.2%
FMAY FT Vest US Equity Buffer ETF 0.22% 6,071 $282K Reduce -1.0%
CRM Salesforce Inc. 0.22% 1,030 $282K Reduce -16.3%
HD Home Depot Inc. 0.22% 687 $278K New
IWF iShares Russell 1000 Growth 0.22% 739 $277K Add +0.1%
VCLT Vanguard Long-Term Corp. Bond 0.21% 3,377 $274K No change
FDX FedEx Corp. 0.21% 988 $270K Add +5.8%
FSK FS KKR Capital Corp. 0.21% 13,444 $265K Reduce -5.8%
GE General Electric filed as GE AEROSPACE 0.21% 1,401 $264K Reduce -5.3%
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.20% 9,440 $261K Reduce -19.4%
SPGI S&P Global Inc. 0.20% 500 $258K No change
WMT Walmart Inc. 0.20% 3,192 $258K Reduce -9.3%
GD General Dynamics Corp. 0.20% 849 $257K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.20% 1,466 $256K Add +0.1%
QJUN FT Vest Nasdaq-100 Buffer Et 0.20% 9,403 $254K Reduce -31.6%
ITA iShares U.S. Aerospace & Def 0.20% 1,683 $252K No change
CWB SS SPDR BB Conv Sec ETF 0.20% 3,274 $251K Reduce -1.1%
FDEC FT Vest U.S. Equity Buffer E 0.19% 5,670 $248K Reduce -3.3%
QDEC FT Vest Nasdaq-100 Buffer Et 0.19% 9,143 $244K Reduce -12.9%
NVO Novo-Nordisk A/S-Spons ADR 0.19% 2,023 $241K Reduce -1.5%
TWO RDS SHARED TR 0.19% 7,103 $240K Reduce -1.2%
METV Roundhill Ball Metaverse ETF 0.19% 17,656 $238K Reduce -7.6%
WMB Williams Cos Inc. 0.19% 5,224 $238K Add +0.1%
IYH iShares U.S. Healthcare ETF 0.19% 3,645 $237K Add +0.3%
INCO Columbia India Consumer ETF 0.18% 3,039 $234K No change
ELV Elevance Health Inc. 0.18% 445 $231K No change
MET Metlife Inc. 0.18% 2,792 $230K New
ED Consolidated Edison Inc. 0.18% 2,187 $228K New
BOTZ Global X Robotics & Artifici 0.18% 7,014 $225K Reduce -1.2%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.17% 4,744 $217K New
XLP SS Consumer Staples Sel Sect 0.17% 2,606 $216K Reduce -2.6%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.17% 3,900 $214K Reduce -25.8%
DKNG Draftkings Inc. Class A 0.17% 5,426 $213K New
FUTY Fidelity MSCI US Utilities 0.16% 4,001 $207K New
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.16% 847 $206K New
MMM 3M Co. 0.16% 1,495 $204K New
EXC Exelon Corp. 0.16% 4,979 $202K New
BDJ BlackRock Enhanced Eqty DVD 0.14% 20,952 $181K Reduce -1.0%
XSCDX LMP Capital and Income Fund 0.14% 10,129 $178K New
NMRK Newmark Group Inc. Class A 0.13% 10,444 $162K Add +0.2%
PBR Petroleo Brasileiro-Spon ADR 0.12% 10,426 $150K No change
BTC Grayscale Bitcoin Mini Trust 0.10% 22,628 $127K Add +0.4%
GRAYSCALE ETHEREUM MINI TR E 0.07% 37,677 $92K New
IONQ Ionq Inc. 0.07% 10,118 $88K No change

Portfolio Sells Q2 2024 → Q3 2024
FNOV FT Vest US Equity Buffer ETF Reduce -85.3% 0.28% −1.82
JEPI JPMorgan Equity Premium Inco Reduce -27.4% 1.24% −0.57
FTSL First Trust Senior Loan ETF Reduce -9.1% 2.44% −0.54
QQQ Invesco QQQ Trust Series 1 Reduce -1.4% 4.51% −0.50
QQQM Invesco Nasdaq 100 ETF Sold out 0.00% −0.22
INTC Intel Corp. Sold out 0.00% −0.21
BAC Bank of America Corp. Reduce -6.9% 0.97% −0.20
SCHD Schwab US DVD Equity ETF Reduce -8.1% 1.50% −0.18
AAPL Apple Inc. Reduce -1.8% 6.36% −0.17
XLE SS Energy Select Sector Reduce -6.0% 0.68% −0.16
XLG Invesco S&P 500 Top 50 ETF Reduce -2.7% 1.30% −0.14
QJUN FT Vest Nasdaq-100 Buffer Et Reduce -31.6% 0.20% −0.12
MLPX Global X MLP & Energy Infras Reduce -8.8% 0.69% −0.10
XOM Exxon Mobil Corp. Reduce -2.8% 0.77% −0.10
SCHX Schwab US Large-Cap ETF Reduce -3.7% 0.93% −0.09
ABBV Abbvie Inc. Reduce -20.7% 0.40% −0.09
JEPQ JPM Nasdaq Equity Premium Reduce -25.8% 0.17% −0.09
AIFD TCW Artificial Intel ETF Reduce -2.1% 0.45% −0.08
XIFR XPLR Infrastructure LP Reduce -19.4% 0.20% −0.08
VHT Vanguard Health Care ETF Reduce -18.6% 0.26% −0.08
NVO Novo-Nordisk A/S-Spons ADR Reduce -1.5% 0.19% −0.07
IJH iShares Core S&P Midcap ETF Reduce -9.8% 0.41% −0.07
COWZ Pacer US Cash Cows 100 ETF Reduce -5.7% 0.53% −0.06
COST Costco Wholesale Corp. Reduce -4.0% 0.49% −0.06
CRM Salesforce Inc. Reduce -16.3% 0.22% −0.06
QDEC FT Vest Nasdaq-100 Buffer Et Reduce -12.9% 0.19% −0.05
NFLX Netflix Inc. Reduce -1.7% 0.50% −0.04
FSK FS KKR Capital Corp. Reduce -5.8% 0.21% −0.04
ROK Rockwell Automation Inc. Reduce -0.2% 0.24% −0.04
XLV SS Health Care Select Sector Reduce -2.4% 0.44% −0.04
XLK SS Technology Select Sector Reduce -0.2% 0.28% −0.03
METV Roundhill Ball Metaverse ETF Reduce -7.6% 0.19% −0.03
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Reduce -2.7% 0.23% −0.03
XLF SS Financial Select Sector Reduce -7.2% 0.30% −0.03
FDEC FT Vest U.S. Equity Buffer E Reduce -3.3% 0.19% −0.02
EFA iShares MSCI Eafe ETF Reduce -1.6% 0.37% −0.02
TWO RDS SHARED TR Reduce -1.2% 0.26% −0.02
FMAY FT Vest US Equity Buffer ETF Reduce -1.0% 0.22% −0.02
KO The Coca-Cola Co. Reduce -5.6% 0.31% −0.02
BOTZ Global X Robotics & Artifici Reduce -1.2% 0.18% −0.02
LSAT Leadershares Alphafact Tact Reduce -1.1% 0.38% −0.01
TWO RDS SHARED TR Reduce -1.2% 0.19% −0.01
CWB SS SPDR BB Conv Sec ETF Reduce -1.1% 0.20% −0.01
LSAF Leadershares Alphafactor US Reduce -1.1% 0.35% −0.01
XLP SS Consumer Staples Sel Sect Reduce -2.6% 0.17% −0.01
BDJ BlackRock Enhanced Eqty DVD Reduce -1.0% 0.14% −0.01
WMT Walmart Inc. Reduce -9.3% 0.20% −0.01
GE General Electric Reduce -5.3% 0.21% +0.00
UL Unilever PLC Reduce -2.5% 0.22% +0.01
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.1% 3.03% +0.04

Portfolio Buys Q2 2024 → Q3 2024
TLT iShares 20+ Year Treasury BD Add +548.8% 2.68% +2.25
GPIX GLDM SA S&P 500 PR in ETF-US Add +109.9% 2.38% +1.15
FTRB Fed Hermes TTL RTRN BND New 0.69% +0.69
ETHE Grayscale Ethereum Staking E New 0.63% +0.63
FJUL FT Vest US Equity Buffer ETF Add +100.5% 1.27% +0.59
SPY SS SPDR S&P 500 ETF Trust-US Add +21.1% 4.70% +0.59
HD Home Depot Inc. New 0.22% +0.22
MET Metlife Inc. New 0.18% +0.18
ED Consolidated Edison Inc. New 0.18% +0.18
SPYD SS SPDR P S&P 500 Hi Div ETF New 0.17% +0.17
FTHY First Trust Hi YLD Opp 2027 Add +25.4% 1.07% +0.17
FAUG FT Vest U.S. Equity Buffer E Add +60.5% 0.51% +0.17
DKNG Draftkings Inc. Class A New 0.17% +0.17
KNG FT Vest S&P 500 DVD Arst TRG Add +32.0% 0.77% +0.17
FUTY Fidelity MSCI US Utilities New 0.16% +0.16
VOT Vngrd Mrngstr MC GRW ETF-Usd New 0.16% +0.16
MMM 3M Co. New 0.16% +0.16
EXC Exelon Corp. New 0.16% +0.16
XSCDX LMP Capital and Income Fund New 0.14% +0.14
META Meta Platforms Inc. Class A Add +4.0% 2.35% +0.13
TSLA Tesla Inc. Add +16.2% 0.43% +0.12
HYLS FT Tactical High Yield ETF Add +47.7% 0.35% +0.09
AXP American Express Co. Add +1.6% 1.37% +0.09
FPE FT-Preferred Secur & Inc. ETF Add +40.9% 0.34% +0.08
AVGO Broadcom Inc. Add +19.6% 0.60% +0.08
GRAYSCALE ETHEREUM MINI TR E New 0.07% +0.07
MGK Vngrd Mrgstr MG CP GR ETF-Ui Add +30.2% 0.38% +0.06
CEG Constellation Energy Add +3.9% 0.35% +0.06
PEG Public Service Enterprise GP Add +0.1% 0.60% +0.05
XJUL FT Vest US Equity Enhance & Add +26.9% 0.29% +0.04
IBM Intl Business Machines Corp. Add +0.3% 0.27% +0.03
VYM Vanguard High DVD Yield ETF Add +19.1% 0.26% +0.03
NMRK Newmark Group Inc. Class A Add +0.2% 0.13% +0.03
IWM iShares Russell 2000 ETF Add +14.0% 0.33% +0.03
NSC Norfolk Southern Corp. Add +0.3% 0.76% +0.03
VZ Verizon Communications Inc. Add +7.0% 0.45% +0.02
RTX RTX Corp. Add +0.0% 0.23% +0.02
T AT&T Inc. Add +1.1% 0.29% +0.01
RDVI FT Vest Rising Dividend Achi Add +11.2% 0.22% +0.01
WPC WP Carey Inc. Add +0.3% 0.57% +0.01
RDIV Invesco S&P Ultra Dividend Add +1.0% 0.27% +0.00
JNJ Johnson & Johnson Add +0.3% 0.55% −0.00
VTV Vanguard Mrngstr Val ETF-Aui Add +0.1% 0.20% −0.00
V Visa Inc. Class A Add +4.0% 0.24% −0.01
SCHA Schwab US Small-Cap ETF Add +0.6% 0.29% −0.01
XGDVX Gabelli Dividend & Income TR Add +0.8% 0.24% −0.01
VIG Vanguard Dividend Apprec ETF Add +0.3% 0.27% −0.01
WMB Williams Cos Inc. Add +0.1% 0.19% −0.01
SSO Proshares Ultra S&P500 Add +0.2% 0.39% −0.01
FCEF First Trust Exchange-Traded Add +1.8% 0.23% −0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 177$157.6MSPY, RDVI, AAPL, QQQ, NVDA
Q1 2026 167$140.5MSPY, AAPL, QQQ, RDVI, GPIX
Q4 2025 163$152.2MQQQ, SPY, AAPL, RDVI, GPIX
Q2 2025 161$135.1MSPY, AAPL, QQQ, GPIX, META
Q1 2025Amended 150$125.2MSPY, AAPL, QQQ, BRK.B, FTSL
Q4 2024 156$133.5MAAPL, SPY, QQQ, FTSL, GPIX
Q3 2024 154$127.5MAAPL, SPY, QQQ, BRK.B, TLT
Q2 2024 142$114.2MAAPL, QQQ, SPY, BRK.B, FTSL
Q1 2024 153$115.7MAAPL, QQQ, SPY, BRK.B, FTSL