BOS Asset Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), BOS Asset Management, LLC reported 163 stock positions worth $270.0 million. Its top holding was AB Ultra Short Income ETF (YEAR) at 13.9% of the portfolio, followed by iShares 20+ Year Treasury BD (TLT, 10.3%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.0%). Compared with Q2 2024, it opened 17 new positions, sold out of 5, added to 61 and reduced 29. The biggest buy was AB Ultra Short Income ETF (YEAR, shares +102%) and the biggest sale Vanguard Info Tech ETF (VGT, shares −45%).

Most Recent 13F
Q2 2026
Location
SPRINGFIELD, IL
CIK
0001965814
Portfolio Value
$270.0M (Q3 2024)
SEC Filing
0001965814-24-000006 ↗ filed Oct 16, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $190.4M Q1 2024 Q2 2024: $215.4M Q2 2024 Q3 2024: $270.0M $270.0M Q3 2024 Q4 2024: $277.7M Q4 2024 Q1 2025: $289.9M Q1 2025 Q2 2025: $311.9M Q2 2025 Q3 2025: $353.3M Q3 2025 Q4 2025: $372.0M Q4 2025 Q1 2026: $390.0M Q1 2026 Q2 2026: $429.2M Q2 2026

Holdings 163 stocks · $270.0M
YEAR AB Ultra Short Income ETF filed as AB ACTIVE ETFS INC 13.91% 738,334 $37.5M Add +102.5%
TLT iShares 20+ Year Treasury BD 10.26% 282,216 $27.7M Add +54.3%
SPY SS SPDR S&P 500 ETF Trust-US 4.97% 23,406 $13.4M Add +8.6%
DFLV Dim US Large Cap Value ETF 3.56% 312,064 $9.6M Add +10.3%
IUSG iShares Core S&P U.S. Growth 3.44% 70,380 $9.3M Add +9.1%
AAPL Apple Inc. 2.94% 34,019 $7.9M Reduce -1.5%
DFSV Dimensional US Small Cap Val 2.82% 246,956 $7.6M Add +10.9%
QUAL iShares MSCI USA Quality Fac 2.38% 35,885 $6.4M Add +8.6%
IDHQ Invesco S&P International DE 2.32% 196,912 $6.3M Add +10.8%
LLY Eli Lilly & Co. 2.23% 6,785 $6.0M Reduce -0.7%
NVDA Nvidia Corp. 2.18% 48,473 $5.9M Add +4.7%
PFF iShares Preferred & Income S 1.94% 158,006 $5.3M Add +0.0%
IVV iShares Core S&P 500 ETF 1.87% 8,748 $5.0M No change
USB US Bancorp 1.54% 91,079 $4.2M Add +0.1%
XLE SS Energy Select Sector 1.49% 45,716 $4.0M Add +5.4%
VEA Vanguard Ftse Developed ETF 1.49% 75,923 $4.0M Add +0.0%
JPST JPMorgan Ultra-Short Income 1.32% 70,177 $3.6M Add +14.8%
VNQ Vanguard Real Estate ETF 1.25% 34,732 $3.4M Add +3.3%
XME SS SPDR S&P Metals Mining 1.23% 52,230 $3.3M Add +12.0%
MSFT Microsoft Corp. 1.19% 7,467 $3.2M Add +0.6%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 1.16% 66,208 $3.1M Add +56.4%
VTI VG Morningstar TS MKT ETF-US 1.06% 10,143 $2.9M Reduce -0.2%
BINC iShares Flex I A ETF-Usd Inc. 0.95% 47,971 $2.6M Add +84.4%
JPM JPMorgan Chase & Co. 0.89% 11,431 $2.4M Add +11.0%
SGOL Abrdn Physical Gold Shares 0.80% 85,741 $2.2M No change
FWD AB Disruptors ETF filed as AB ACTIVE ETFS INC 0.74% 25,524 $2.0M Add +475.3%
PULS Pgim Ultra Short Bond ETF 0.74% 40,054 $2.0M Add +77.3%
IDU iShares US Utilities ETF 0.74% 19,466 $2.0M Reduce -7.1%
VIG Vanguard Dividend Apprec ETF 0.68% 9,233 $1.8M Add +5.8%
TSM Taiwan Semiconductor-SP ADR 0.65% 10,075 $1.7M Add +22.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.61% 9,494 $1.7M Add +0.9%
VGT Vanguard Info Tech ETF 0.60% 2,784 $1.6M Reduce -44.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.59% 5,989 $1.6M Add +0.5%
HD Home Depot Inc. 0.58% 3,849 $1.6M No change
META Meta Platforms Inc. Class A 0.57% 2,674 $1.5M Reduce -0.4%
XLB SS Materials Select Sector 0.56% 15,768 $1.5M Add +6.6%
DFSD Dimensional Short Duration 0.55% 31,131 $1.5M Add +23.6%
CVX Chevron Corp. 0.50% 9,158 $1.3M No change
VPU Vanguard Utilities ETF 0.50% 7,725 $1.3M Reduce -36.3%
VB Vanguard Most SM-Cap ETF-Usd 0.47% 5,402 $1.3M Add +0.3%
AMZN Amazon.com Inc. 0.47% 6,810 $1.3M No change
DFAT Dimensional US Target Value 0.44% 21,462 $1.2M Reduce -1.1%
CEF Sprott Physical Gold and Sil 0.44% 48,220 $1.2M Add +4.2%
TIP iShares Tips Bond ETF 0.42% 10,367 $1.1M Reduce -13.8%
AVGO Broadcom Inc. 0.42% 6,548 $1.1M Add +21.3%
GLD SPDR Gold Shares 0.41% 4,537 $1.1M No change
HCA HCA Healthcare Inc. 0.39% 2,573 $1.0M Add +23.8%
IGLD FT Vest Gold Strategy Target 0.37% 46,808 $1.0M No change
CAT Caterpillar Inc. 0.37% 2,563 $1.0M No change
MTH Meritage Homes Corp. 0.37% 4,874 $1000K Add +25.1%
TMHC Taylor Morrison Home Corp. 0.37% 14,106 $991K Add +25.4%
XOM Exxon Mobil Corp. 0.36% 8,255 $968K Reduce -2.3%
BRK.B Berkshire Hathaway Inc. Class B 0.36% 2,085 $960K No change
MBB iShares MBS ETF 0.35% 9,897 $948K Add +36.9%
KLAC KLA Corp. 0.35% 1,209 $936K Add +27.0%
CL Colgate-Palmolive Co. 0.33% 8,614 $894K No change
OC Owens Corning 0.32% 4,911 $867K Add +36.8%
VWO Vanguard Ftse Emerging Marke 0.32% 17,999 $861K Reduce -0.2%
MCD McDonald's Corp. 0.30% 2,689 $819K No change
CXT Crane NXT Co. 0.30% 14,498 $813K Add +35.5%
UNM Unum Group 0.29% 13,321 $792K Add +0.0%
PG The Procter & Gamble Co. 0.29% 4,522 $783K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.29% 2,036 $782K Reduce -0.4%
T AT&T Inc. 0.28% 34,725 $764K Add +0.3%
MTBA Simplify MBS ETF 0.28% 14,730 $758K New
ICLO Invesco Aaa Clo F/R Note ETF 0.28% 29,239 $750K No change
SOVF Sovereign's Capital Flourish 0.28% 24,502 $744K New
MA Mastercard Inc. Class A 0.25% 1,351 $667K No change
WMT Walmart Inc. 0.23% 7,650 $618K No change
CSCO Cisco Systems Inc. 0.23% 11,604 $618K Add +0.1%
COST Costco Wholesale Corp. 0.22% 677 $600K No change
SO The Southern Co. 0.22% 6,638 $599K Reduce -2.5%
FSK FS KKR Capital Corp. 0.22% 29,496 $582K Reduce -4.0%
KNG FT Vest S&P 500 DVD Arst TRG 0.21% 10,601 $578K Reduce -51.8%
SILA Sila Realty Trust Inc. 0.21% 22,510 $569K No change
MRK Merck & Co. Inc. 0.21% 4,951 $562K No change
KR Kroger Co. 0.21% 9,800 $562K No change
RSG Republic Services Inc. 0.21% 2,774 $557K Add +3.8%
GE General Electric filed as GE AEROSPACE 0.20% 2,902 $547K Reduce -0.8%
CLW Clearwater Paper Corp. 0.20% 18,609 $531K Add +40.0%
SIVR Abrdn Physical Silver Shares 0.19% 17,483 $520K No change
DFEV Dimensional Emrg MRKT Val 0.19% 18,212 $518K Add +14.8%
TTE Totalenergies SE -Spon ADR 0.19% 7,902 $511K No change
DFAI Dimensional International Co. 0.19% 15,921 $506K Reduce -0.5%
F Ford Motor Co. filed as FORD MTR CO 0.19% 47,882 $506K Reduce -2.5%
QQQ Invesco QQQ Trust Series 1 0.18% 989 $483K No change
URI United Rentals Inc. 0.18% 588 $476K No change
LRCX Lam Research Corp. 0.17% 575 $469K No change
VIGI Vanguard Int Div App Indx FD 0.17% 5,243 $463K No change
VZ Verizon Communications Inc. 0.17% 10,297 $462K Add +0.3%
VDE Vanguard Energy ETF 0.16% 3,583 $439K Reduce -2.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.16% 1,984 $439K No change
BX Blackstone Inc. 0.15% 2,679 $410K Add +0.0%
DFAC Dimensional US Core Equity 2 0.15% 11,685 $401K Add +1.4%
GRMN Garmin Ltd. 0.15% 2,260 $398K No change
GM General Motors Co. 0.14% 8,728 $391K Add +0.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.14% 9,803 $389K Reduce -10.1%
OKE Oneok Inc. 0.14% 4,203 $383K Reduce -2.0%
GOVT iShares US Treasury Bond ETF 0.14% 16,162 $379K Add +37.3%
IGEB iShares Investment Grade SYS 0.14% 8,036 $373K Add +43.0%
GOOGL Alphabet Inc. Class A 0.14% 2,229 $370K No change
IJH iShares Core S&P Midcap ETF 0.14% 5,894 $367K Add +3.7%
IVW iShares S&P 500 Growth ETF 0.14% 3,835 $367K No change
VHT Vanguard Health Care ETF 0.13% 1,289 $364K Add +1.3%
IDV iShares International Select 0.13% 11,899 $360K No change
DIVO Amplify CWP Enhan Divid ETF 0.13% 8,450 $348K No change
IWM iShares Russell 2000 ETF 0.13% 1,567 $346K Add +4.0%
VT Vanguard Tot World STK ETF 0.13% 2,883 $345K No change
LNC Lincoln National Corp. 0.12% 10,561 $333K Add +10.2%
ABT Abbott Laboratories 0.12% 2,916 $332K No change
JNJ Johnson & Johnson 0.12% 1,970 $319K Reduce -0.8%
C Citigroup Inc. 0.12% 4,992 $313K Add +1.6%
FDX FedEx Corp. 0.11% 1,130 $309K No change
OEF iShares S&P 100 ETF 0.11% 1,114 $308K No change
TSLA Tesla Inc. 0.11% 1,155 $302K No change
SCHX Schwab US Large-Cap ETF 0.11% 4,444 $302K No change
SUSL iShares ESG MSCI USA Leaders 0.11% 2,872 $292K No change
QCOM Qualcomm Inc. 0.11% 1,711 $291K No change
KHC The Kraft Heinz Co. 0.11% 8,216 $288K Add +0.1%
JEPI JPMorgan Equity Premium Inco 0.11% 4,812 $286K Reduce -4.5%
SPHD Invesco S&P 500 High Dividen 0.11% 5,662 $286K Reduce -4.2%
SLV iShares Silver Trust 0.11% 10,021 $285K No change
LIN Linde PLC 0.10% 577 $275K No change
AEE Ameren Corporation 0.10% 3,111 $272K Reduce -6.5%
SCHF Schwab Intl Equity ETF 0.10% 6,583 $271K No change
PFE Pfizer Inc. 0.10% 9,340 $270K No change
DFIC Dimensional International Co. 0.10% 9,591 $270K Add +1.2%
DFIV Dimensional International Va 0.10% 7,040 $268K Reduce -14.0%
ETN Eaton Corp. PLC 0.10% 800 $265K No change
VFH Vanguard Financials ETF 0.10% 2,384 $262K Add +0.1%
ICVT iShares Convertible Bond ETF 0.10% 3,085 $258K New
EOG EOG Resources Inc. 0.10% 2,089 $257K No change
DFAW Dimensional World Eqty ETF 0.09% 4,016 $255K Add +18.6%
DLR Digital Realty Trust Inc. 0.09% 1,572 $254K Reduce -3.1%
PIPR Piper Sandler Cos 0.09% 893 $253K No change
TGT Target Corp. 0.09% 1,586 $247K No change
LOW Lowe's Cos Inc. 0.09% 905 $245K New
GSG iShares S&P Gsci Commodity I 0.09% 11,330 $238K No change
PEG Public Service Enterprise GP 0.09% 2,598 $232K New
VGK Vanguard Ftse Europe ETF 0.09% 3,254 $231K No change
NOBL Proshares S&P 500 Dividend A 0.09% 2,162 $231K Reduce -35.4%
NJR New Jersey Resources Corp. 0.08% 4,850 $229K No change
IEMG iShares Core MSCI Emerging 0.08% 3,965 $228K New
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.08% 808 $227K No change
KO The Coca-Cola Co. 0.08% 3,163 $227K Add +0.1%
DBA Invesco DB Agriculture Fund 0.08% 8,489 $221K No change
IIPR Innovative Industrial Proper 0.08% 1,643 $221K New
UNP Union Pacific Corp. 0.08% 897 $221K No change
CNRG SS SPDR S&P Kensho CLP ETF 0.08% 3,355 $221K New
PEP Pepsico Inc. 0.08% 1,296 $220K Reduce -3.0%
SCHW Schwab (charles) Corp. 0.08% 3,357 $218K Add +4.1%
SCHD Schwab US DVD Equity ETF 0.08% 2,572 $217K New
VYM Vanguard High DVD Yield ETF 0.08% 1,686 $216K New
FSCO FS Credit Opportunities Corp. 0.08% 33,537 $213K No change
GOOG Alphabet Inc. Class C 0.08% 1,240 $207K No change
DFAU Dimensional US Core Equity M 0.08% 5,168 $205K New
ABBV Abbvie Inc. 0.08% 1,038 $205K New
AOM iShares Core 40/60 Moderate 0.08% 4,532 $204K New
TMO Thermo Fisher Scientific Inc. 0.08% 330 $204K New
EPD Enterprise Products Partners 0.08% 6,980 $203K No change
EMB iShares JP Morgan Usd Emergi 0.07% 2,164 $203K New
IJR iShares Core S&P Small-Cap E 0.07% 1,715 $201K New
FNDX Schwab Fndmntl US LRG Co. ETF 0.07% 2,794 $200K New
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.6M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 658$844KReduce -1.5%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 633$806KNo change

Total filed on the 13F, all lines: $271.6M.

Portfolio Sells Q2 2024 → Q3 2024
VGT Vanguard Info Tech ETF Reduce -44.8% 0.60% −0.74
LLY Eli Lilly & Co. Reduce -0.7% 2.23% −0.64
AAPL Apple Inc. Reduce -1.5% 2.94% −0.44
VPU Vanguard Utilities ETF Reduce -36.3% 0.50% −0.33
KNG FT Vest S&P 500 DVD Arst TRG Reduce -51.8% 0.21% −0.30
VTI VG Morningstar TS MKT ETF-US Reduce -0.2% 1.06% −0.20
TIP iShares Tips Bond ETF Reduce -13.8% 0.42% −0.17
HYGH iShares Int Rate Hedg HY ETF Sold out 0.00% −0.15
IDU iShares US Utilities ETF Reduce -7.1% 0.74% −0.12
MU Micron Technology Inc. Sold out 0.00% −0.11
TFLO iShares Treasury Floating Ra Sold out 0.00% −0.10
F Ford Motor Co. Reduce -2.5% 0.19% −0.10
XOM Exxon Mobil Corp. Reduce -2.3% 0.36% −0.09
DFAT Dimensional US Target Value Reduce -1.1% 0.44% −0.08
FSK FS KKR Capital Corp. Reduce -4.0% 0.22% −0.07
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.4% 0.29% −0.07
NOBL Proshares S&P 500 Dividend A Reduce -35.4% 0.09% −0.06
META Meta Platforms Inc. Class A Reduce -0.4% 0.57% −0.06
BAC Bank of America Corp. Reduce -10.1% 0.14% −0.06
VDE Vanguard Energy ETF Reduce -2.7% 0.16% −0.06
VWO Vanguard Ftse Emerging Marke Reduce -0.2% 0.32% −0.05
DFIV Dimensional International Va Reduce -14.0% 0.10% −0.04
CYH Community Health Systems Inc. Sold out 0.00% −0.04
DFAI Dimensional International Co. Reduce -0.5% 0.19% −0.03
JEPI JPMorgan Equity Premium Inco Reduce -4.5% 0.11% −0.03
SO The Southern Co. Reduce -2.5% 0.22% −0.02
PEP Pepsico Inc. Reduce -3.0% 0.08% −0.02
OKE Oneok Inc. Reduce -2.0% 0.14% −0.02
DLR Digital Realty Trust Inc. Reduce -3.1% 0.09% −0.02
JNJ Johnson & Johnson Reduce -0.8% 0.12% −0.02
SPHD Invesco S&P 500 High Dividen Reduce -4.2% 0.11% −0.02
GE General Electric Reduce -0.8% 0.20% −0.01
AEE Ameren Corporation Reduce -6.5% 0.10% −0.01
CYBIN INC Sold out 0.00% −0.00

Portfolio Buys Q2 2024 → Q3 2024
YEAR AB Ultra Short Income ETF Add +102.5% 13.91% +5.35
TLT iShares 20+ Year Treasury BD Add +54.3% 10.26% +2.46
FWD AB Disruptors ETF Add +475.3% 0.74% +0.58
BINC iShares Flex I A ETF-Usd Inc. Add +84.4% 0.95% +0.32
MTBA Simplify MBS ETF New 0.28% +0.28
SOVF Sovereign's Capital Flourish New 0.28% +0.28
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +56.4% 1.16% +0.27
PULS Pgim Ultra Short Bond ETF Add +77.3% 0.74% +0.22
ICVT iShares Convertible Bond ETF New 0.10% +0.10
LOW Lowe's Cos Inc. New 0.09% +0.09
PEG Public Service Enterprise GP New 0.09% +0.09
IEMG iShares Core MSCI Emerging New 0.08% +0.08
IIPR Innovative Industrial Proper New 0.08% +0.08
CNRG SS SPDR S&P Kensho CLP ETF New 0.08% +0.08
SCHD Schwab US DVD Equity ETF New 0.08% +0.08
VYM Vanguard High DVD Yield ETF New 0.08% +0.08
MTH Meritage Homes Corp. Add +25.1% 0.37% +0.08
TMHC Taylor Morrison Home Corp. Add +25.4% 0.37% +0.08
HCA HCA Healthcare Inc. Add +23.8% 0.39% +0.08
DFAU Dimensional US Core Equity M New 0.08% +0.08
ABBV Abbvie Inc. New 0.08% +0.08
AOM iShares Core 40/60 Moderate New 0.08% +0.08
TMO Thermo Fisher Scientific Inc. New 0.08% +0.08
EMB iShares JP Morgan Usd Emergi New 0.07% +0.07
IJR iShares Core S&P Small-Cap E New 0.07% +0.07
FNDX Schwab Fndmntl US LRG Co. ETF New 0.07% +0.07
MBB iShares MBS ETF Add +36.9% 0.35% +0.04
OC Owens Corning Add +36.8% 0.32% +0.03
IGEB iShares Investment Grade SYS Add +43.0% 0.14% +0.02
GOVT iShares US Treasury Bond ETF Add +37.3% 0.14% +0.02
AVGO Broadcom Inc. Add +21.3% 0.42% +0.02
DFSD Dimensional Short Duration Add +23.6% 0.55% +0.00
DFAW Dimensional World Eqty ETF Add +18.6% 0.09% +0.00
BX Blackstone Inc. Add +0.0% 0.15% −0.00
CXT Crane NXT Co. Add +35.5% 0.30% −0.00
KO The Coca-Cola Co. Add +0.1% 0.08% −0.01
DFEV Dimensional Emrg MRKT Val Add +14.8% 0.19% −0.01
VFH Vanguard Financials ETF Add +0.1% 0.10% −0.01
IWM iShares Russell 2000 ETF Add +4.0% 0.13% −0.01
TSM Taiwan Semiconductor-SP ADR Add +22.7% 0.65% −0.01
LNC Lincoln National Corp. Add +10.2% 0.12% −0.02
DFIC Dimensional International Co. Add +1.2% 0.10% −0.02
KHC The Kraft Heinz Co. Add +0.1% 0.11% −0.02
KLAC KLA Corp. Add +27.0% 0.35% −0.02
IJH iShares Core S&P Midcap ETF Add +3.7% 0.14% −0.02
VHT Vanguard Health Care ETF Add +1.3% 0.13% −0.02
UNM Unum Group Add +0.0% 0.29% −0.02
DFAC Dimensional US Core Equity 2 Add +1.4% 0.15% −0.02
T AT&T Inc. Add +0.3% 0.28% −0.02
VZ Verizon Communications Inc. Add +0.3% 0.17% −0.03

Notes & Other Activity Q2 2024 → Q3 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Reduce -1.5% 658 $844K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 202$429.2MYEAR, PULS, TLT, SPY, DFLV
Q1 2026 198$390.0MYEAR, TLT, SPY, DFLV, IUSG
Q4 2025 192$372.0MYEAR, SPY, TLT, DFLV, IUSG
Q3 2025 188$353.3MYEAR, TLT, SPY, DFLV, IUSG
Q2 2025 172$311.9MYEAR, TLT, SPY, IUSG, DFLV
Q1 2025 162$289.9MYEAR, TLT, SPY, DFLV, IUSG
Q4 2024 158$277.7MYEAR, TLT, SPY, IUSG, DFLV
Q3 2024 163$270.0MYEAR, TLT, SPY, DFLV, IUSG
Q2 2024 151$215.4MYEAR, TLT, SPY, IUSG, DFLV
Q1 2024 154$190.4MTLT, YEAR, SPY, DFLV, IUSG