Capital Market Strategies LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 3, 2024), Capital Market Strategies LLC reported 150 stock positions worth $165.1 million. Its top holding was Nvidia (NVDA) at 10.9% of the portfolio, followed by Apple (AAPL, 9.2%) and Microsoft (MSFT, 8.1%). Compared with Q2 2024, it opened 5 new positions, sold out of 4, added to 52 and reduced 64. The biggest buy was iShares Floating Rate Bond E (FLOT, shares +20%) and the biggest sale Nvidia (NVDA, shares −3%).

Most Recent 13F
Q2 2025
Location
PALM BEACH GARDENS, FL
CIK
0001810158
Portfolio Value
$165.1M (Q3 2024)
SEC Filing
0001810158-24-000004 ↗ filed Oct 3, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $130.5M Q1 2024 Q2 2024: $157.6M Q2 2024 Q3 2024: $165.1M $165.1M Q3 2024 Q4 2024: $172.9M Q4 2024 Q1 2025: $148.9M Q1 2025 Q2 2025: $143.1M Q2 2025

Holdings 150 stocks · $165.1M
NVDA Nvidia Corp. 10.89% 148,110 $18.0M Reduce -2.8%
AAPL Apple Inc. 9.16% 64,932 $15.1M Reduce -4.4%
MSFT Microsoft Corp. 8.07% 30,955 $13.3M Reduce -0.4%
FLOT iShares Floating Rate Bond E 7.20% 232,795 $11.9M Add +19.6%
FRBA First Bank/Hamilton NJ 3.20% 347,313 $5.3M No change
PRF Invesco Rafi US 1000 ETF 2.30% 93,353 $3.8M Reduce -1.6%
RSPT Invesco S&P 500 Equal Weight 2.13% 93,288 $3.5M Add +0.1%
ITOT iShares Core S&P Total U.S. 2.01% 26,411 $3.3M Add +0.8%
LLY Eli Lilly & Co. 1.86% 3,470 $3.1M Add +0.0%
COST Costco Wholesale Corp. 1.70% 3,168 $2.8M Add +3.3%
VSLU Applied Finance Valuat ETF 1.61% 74,054 $2.7M Add +3.4%
HD Home Depot Inc. 1.52% 6,192 $2.5M Add +1.5%
QQQ Invesco QQQ Trust Series 1 1.36% 4,599 $2.2M Add +3.5%
ABBV Abbvie Inc. 1.27% 10,590 $2.1M Reduce -0.8%
TSM Taiwan Semiconductor-SP ADR 1.20% 11,376 $2.0M Add +4.5%
GOOGL Alphabet Inc. Class A 1.09% 10,877 $1.8M Reduce -2.4%
PLTR Palantir Technologies Inc. Class A 1.07% 47,704 $1.8M Reduce -1.5%
AMZN Amazon.com Inc. 1.06% 9,396 $1.8M Add +2.7%
NEE Nextera Energy Inc. 1.01% 19,820 $1.7M Reduce -0.3%
USMV iShares MSCI USA Min Vol Fac 0.98% 17,747 $1.6M Reduce -2.0%
GSBD Goldman Sachs BDC Inc. 0.97% 116,025 $1.6M Add +7.7%
BRK.B Berkshire Hathaway Inc. Class B 0.91% 3,280 $1.5M Reduce -1.1%
SOXX iShares Semiconductor ETF 0.91% 6,530 $1.5M Reduce -0.2%
SCHD Schwab US DVD Equity ETF 0.89% 17,393 $1.5M Reduce -11.6%
GOOG Alphabet Inc. Class C 0.84% 8,310 $1.4M Reduce -0.1%
AVGO Broadcom Inc. 0.83% 7,942 $1.4M Add +7.6%
CSM Proshares Large Cap Core Plu 0.83% 20,901 $1.4M Add +0.1%
JNJ Johnson & Johnson 0.72% 7,298 $1.2M Reduce -0.7%
NVO Novo-Nordisk A/S-Spons ADR 0.71% 9,894 $1.2M Add +1.5%
UNH Unitedhealth Group Inc. 0.70% 1,987 $1.2M Reduce -0.2%
XLE SS Energy Select Sector 0.70% 13,224 $1.2M Add +24.5%
AXON Axon Enterprise Inc. 0.68% 2,797 $1.1M Add +5.5%
XOM Exxon Mobil Corp. 0.66% 9,317 $1.1M Add +0.0%
LMT Lockheed Martin Corp. 0.66% 1,866 $1.1M Reduce -1.3%
JEPI JPMorgan Equity Premium Inco 0.57% 15,834 $942K Reduce -0.2%
NOW ServiceNow Inc. 0.55% 1,023 $915K Reduce -1.3%
CCJ Cameco Corp. 0.53% 18,403 $879K Add +2.1%
ROE Ast US Eq WGT QLTY Kings ETF 0.50% 26,593 $819K Add +56.1%
VIG Vanguard Dividend Apprec ETF 0.49% 4,096 $811K Reduce -0.9%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.47% 8,682 $783K Reduce -4.1%
IVV iShares Core S&P 500 ETF 0.47% 1,348 $778K Reduce -6.3%
AMD Advanced Micro Devices 0.45% 4,564 $749K Add +8.5%
TMO Thermo Fisher Scientific Inc. 0.45% 1,198 $741K No change
QYLD Global X Nasd 100 Cov Call 0.45% 40,965 $739K Add +4.0%
LOW Lowe's Cos Inc. 0.43% 2,629 $712K Reduce -1.0%
DGRO iShares Core Dividend Growth 0.41% 10,781 $676K Reduce -5.9%
TXT Textron Inc. 0.41% 7,573 $671K Reduce -6.0%
ABT Abbott Laboratories 0.40% 5,785 $660K Reduce -3.2%
META Meta Platforms Inc. Class A 0.40% 1,147 $657K Reduce -0.3%
AAAU Goldman Sachs Physical Gold 0.39% 24,550 $639K Add +70.2%
KLAC KLA Corp. 0.38% 814 $630K Add +0.7%
UNP Union Pacific Corp. 0.36% 2,439 $601K Reduce -1.5%
PG The Procter & Gamble Co. 0.36% 3,420 $592K Add +0.2%
GOF Guggenheim Strategic Opport 0.35% 36,950 $582K Add +9.7%
FTNT Fortinet Inc. 0.34% 7,322 $568K No change
ISRG Intuitive Surgical Inc. 0.34% 1,147 $563K Reduce -1.6%
UTF Cohen & Steers Infrastructur 0.34% 21,625 $563K No change
CVX Chevron Corp. 0.34% 3,793 $559K Reduce -0.3%
ACN Accenture PLC Class A 0.33% 1,554 $549K Reduce -2.5%
PEP Pepsico Inc. 0.33% 3,159 $537K Add +1.0%
GSLC Goldman Activebeta US LC ETF 0.32% 4,641 $524K Add +0.9%
IWM iShares Russell 2000 ETF 0.31% 2,343 $518K Add +11.8%
RSP Invesco S&P 500 Equal Weight 0.31% 2,873 $515K Reduce -0.5%
ADX Adams Diversified Equity 0.31% 23,743 $512K Reduce -2.1%
ORCL Oracle Corp. 0.31% 2,991 $510K Add +4.2%
MRK Merck & Co. Inc. 0.30% 4,411 $501K Add +0.2%
ANET Arista Networks Inc. 0.30% 1,299 $499K Add +5.5%
BKNG Booking Holdings Inc. 0.29% 115 $484K No change
VRTX Vertex Pharmaceuticals Inc. 0.29% 1,038 $483K Add +0.5%
ISTB iShares Core 1-5 Year Usd Bo 0.29% 9,884 $481K Reduce -0.5%
MA Mastercard Inc. Class A 0.29% 968 $478K Reduce -2.7%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.28% 8,566 $471K Add +31.2%
CNI Canadian Natl Railway Co. 0.28% 4,000 $469K No change
FANG Diamondback Energy Inc. 0.28% 2,664 $459K Reduce -1.9%
JPM JPMorgan Chase & Co. 0.28% 2,163 $456K Add +0.6%
EMR Emerson Electric Co. 0.27% 4,076 $446K Add +4.0%
RTX RTX Corp. 0.26% 3,479 $422K Add +1.5%
IGM iShares Expanded Tech Sector 0.25% 4,325 $415K Reduce -4.5%
GD General Dynamics Corp. 0.25% 1,369 $414K Add +5.3%
MTB M & T Bank Corp. filed as M & T BK CORP 0.25% 2,300 $410K Reduce -30.3%
LMBS First Trust Low Duration Opp 0.24% 8,171 $404K Reduce -9.5%
DIVO Amplify CWP Enhan Divid ETF 0.24% 9,661 $398K Add +0.7%
IBB iShares Biotechnology ETF 0.24% 2,727 $397K No change
DVY iShares Select Dividend ETF 0.23% 2,864 $387K Reduce -0.2%
TXN Texas Instruments Inc. 0.23% 1,815 $375K Reduce -2.9%
STK Columbia Slgmn Prem Tech GR 0.23% 11,170 $374K Add +0.7%
NOBL Proshares S&P 500 Dividend A 0.23% 3,501 $374K Add +2.6%
DGRW Wisdomtree U.S. Quality Divi 0.22% 4,429 $369K Add +0.6%
ARKK ARK Innovation ETF 0.22% 7,678 $365K Reduce -14.0%
NULG Nuveen ESG LRG-Cap GRW ETF 0.22% 4,412 $365K Reduce -7.2%
CDNS Cadence Design SYS Inc. 0.22% 1,335 $362K Add +2.7%
ET Energy Transfer LP 0.22% 22,455 $360K Add +0.3%
INTC Intel Corp. 0.21% 15,073 $354K Reduce -1.2%
IYW iShares Ustechnology ETF 0.21% 2,324 $352K No change
SMMU PIMCO SHRT TRM Muni BND ETF 0.21% 6,830 $345K Reduce -2.8%
ZTS Zoetis Inc. 0.21% 1,745 $341K No change
PKW Invesco Buyback Achievers Et 0.21% 2,976 $341K Reduce -0.7%
CSL Carlisle Cos Inc. 0.20% 746 $336K No change
TSLA Tesla Inc. 0.20% 1,281 $335K Add +1.2%
PSX Phillips 66 0.20% 2,539 $334K Reduce -2.7%
PGR Progressive Corp. 0.20% 1,293 $328K Reduce -5.1%
AXP American Express Co. 0.20% 1,193 $324K Reduce -0.8%
WMT Walmart Inc. 0.19% 3,980 $321K Reduce -0.9%
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.19% 7,710 $320K Reduce -2.6%
NBH Neuberger Municipal Fund Inc. 0.19% 28,398 $316K Reduce -3.4%
IJT iShares S&P Small-Cap 600 GR 0.19% 2,255 $315K Reduce -5.2%
GLD SPDR Gold Shares 0.19% 1,292 $314K Add +5.5%
SPGI S&P Global Inc. 0.19% 606 $313K Add +5.4%
FMN Federated Herm Prem Muni Inc. 0.19% 25,011 $311K Reduce -3.7%
NVS Novartis AG-Sponsored ADR 0.19% 2,700 $311K No change
QCOM Qualcomm Inc. 0.18% 1,789 $304K No change
PEG Public Service Enterprise GP 0.18% 3,393 $303K Reduce -6.9%
MINT PIMCO Enhanced Short Maturit 0.18% 3,000 $302K No change
CP Canadian Pacific Kansas City 0.18% 3,500 $299K No change
ADBE Adobe Inc. 0.18% 576 $298K No change
CWB SS SPDR BB Conv Sec ETF 0.17% 3,680 $282K Reduce -3.2%
KRANESHARES TRUST 0.17% 22,538 $278K Add +13.7%
DHR Danaher Corp. 0.17% 981 $273K Reduce -7.5%
ORLY O'reilly Automotive Inc. 0.16% 232 $267K No change
VYM Vanguard High DVD Yield ETF 0.16% 2,065 $265K Add +0.1%
LIN Linde PLC 0.16% 548 $261K No change
XSD SS SPDR S&P Semiconductor 0.16% 1,087 $261K Reduce -1.6%
PBE Invesco Biotechnology & Geno 0.16% 3,727 $260K Reduce -1.3%
MUNI PIMCO Intermediate Municipal 0.16% 4,856 $257K Reduce -11.7%
CAT Caterpillar Inc. 0.15% 652 $255K Add +0.3%
FTSM First Trust Enh Short Mat FD 0.15% 4,169 $250K Reduce -30.1%
NXPI NXP Semiconductors NV 0.15% 1,039 $249K No change
FMB First Trust Managed Municipa 0.15% 4,795 $249K Reduce -2.0%
MFIC Midcap Financial Investment 0.15% 18,276 $245K New
ABR Arbor Realty Trust Inc. 0.15% 15,477 $241K No change
AZN Astrazeneca PLC-Spons ADR 0.15% 3,091 $241K Reduce -8.0%
BHP BHP Group Ltd.-Spon ADR 0.14% 3,850 $239K No change
PNC PNC Financial Services Group 0.14% 1,219 $225K New
VLU SS SPDR S&P 1500 Value Tilt 0.13% 1,195 $220K Reduce -1.6%
ROP Roper Technologies Inc. 0.13% 391 $218K No change
ARKG ARK Genomic Revolution ETF 0.13% 8,372 $214K Reduce -7.0%
XEVGX Eaton Vance Short Dur Div Inc. 0.13% 18,895 $211K No change
LULU Lululemon Athletica Inc. 0.13% 770 $209K Add +1.3%
CGO Calamos Global Total Return 0.13% 17,283 $207K No change
COP Conocophillips 0.12% 1,957 $206K Add +0.9%
WTRG Essential Utilities Inc. 0.12% 5,300 $204K New
PANW Palo Alto Networks Inc. 0.12% 593 $203K New
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.11% 28,459 $177K No change
XETYX Eaton Vance Tax-MGD Div Eqty 0.10% 11,274 $165K No change
LEO BNY Mellon Strategic Muni 0.10% 24,621 $160K No change
GNL Global Net Lease Inc. 0.08% 15,694 $132K No change
GGN Gamco GLBL Gold NTRL Res Inc. 0.07% 28,851 $123K Add +9.5%
FFWM First Foundation Inc. 0.05% 12,110 $76K No change
LTBR Lightbridge Corp. 0.02% 14,000 $39K New
DHY UBS Asset Management High Yi filed as CREDIT SUISSE HIGH YIELD BD 0.02% 12,308 $28K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $850K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 635$808KNo change
STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) NOTE 2.750% 2/0 · principal 42,000$42KNo change

Total filed on the 13F, all lines: $166.0M.

Portfolio Sells Q2 2024 → Q3 2024
NVDA Nvidia Corp. Reduce -2.8% 10.89% −1.05
MSFT Microsoft Corp. Reduce -0.4% 8.07% −0.75
IBM Intl Business Machines Corp. Sold out 0.00% −0.41
AIF Apollo Tactical Income Fund Sold out 0.00% −0.20
GOOGL Alphabet Inc. Class A Reduce -2.4% 1.09% −0.20
CRM Salesforce Inc. Sold out 0.00% −0.14
ROST Ross Stores Inc. Sold out 0.00% −0.13
GOOG Alphabet Inc. Class C Reduce -0.1% 0.84% −0.13
SOXX iShares Semiconductor ETF Reduce -0.2% 0.91% −0.11
INTC Intel Corp. Reduce -1.2% 0.21% −0.09
SCHD Schwab US DVD Equity ETF Reduce -11.6% 0.89% −0.08
FTSM First Trust Enh Short Mat FD Reduce -30.1% 0.15% −0.07
MTB M & T Bank Corp. Reduce -30.3% 0.25% −0.07
FANG Diamondback Energy Inc. Reduce -1.9% 0.28% −0.07
CVX Chevron Corp. Reduce -0.3% 0.34% −0.04
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Reduce -4.1% 0.47% −0.04
TXT Textron Inc. Reduce -6.0% 0.41% −0.03
PSX Phillips 66 Reduce -2.7% 0.20% −0.03
LMBS First Trust Low Duration Opp Reduce -9.5% 0.24% −0.03
IVV iShares Core S&P 500 ETF Reduce -6.3% 0.47% −0.03
ARKK ARK Innovation ETF Reduce -14.0% 0.22% −0.03
MUNI PIMCO Intermediate Municipal Reduce -11.7% 0.16% −0.03
NULG Nuveen ESG LRG-Cap GRW ETF Reduce -7.2% 0.22% −0.02
ADX Adams Diversified Equity Reduce -2.1% 0.31% −0.02
AZN Astrazeneca PLC-Spons ADR Reduce -8.0% 0.15% −0.02
IGM iShares Expanded Tech Sector Reduce -4.5% 0.25% −0.02
XSD SS SPDR S&P Semiconductor Reduce -1.6% 0.16% −0.02
SMMU PIMCO SHRT TRM Muni BND ETF Reduce -2.8% 0.21% −0.01
DGRO iShares Core Dividend Growth Reduce -5.9% 0.41% −0.01
NBH Neuberger Municipal Fund Inc. Reduce -3.4% 0.19% −0.01
FMB First Trust Managed Municipa Reduce -2.0% 0.15% −0.01
ISTB iShares Core 1-5 Year Usd Bo Reduce -0.5% 0.29% −0.01
ARKG ARK Genomic Revolution ETF Reduce -7.0% 0.13% −0.00
TXN Texas Instruments Inc. Reduce -2.9% 0.23% −0.00
IJT iShares S&P Small-Cap 600 GR Reduce -5.2% 0.19% −0.00
CWB SS SPDR BB Conv Sec ETF Reduce -3.2% 0.17% −0.00
DHR Danaher Corp. Reduce -7.5% 0.17% −0.00
FMN Federated Herm Prem Muni Inc. Reduce -3.7% 0.19% −0.00
JEPI JPMorgan Equity Premium Inco Reduce -0.2% 0.57% −0.00
VLU SS SPDR S&P 1500 Value Tilt Reduce -1.6% 0.13% +0.00
PBE Invesco Biotechnology & Geno Reduce -1.3% 0.16% +0.00
PRFZ Inv Rafi US 1500 SM-Usd Inc. Reduce -2.6% 0.19% +0.00
ABT Abbott Laboratories Reduce -3.2% 0.40% +0.01
UNP Union Pacific Corp. Reduce -1.5% 0.36% +0.01
PKW Invesco Buyback Achievers Et Reduce -0.7% 0.21% +0.01
RSP Invesco S&P 500 Equal Weight Reduce -0.5% 0.31% +0.01
MA Mastercard Inc. Class A Reduce -2.7% 0.29% +0.01
PRF Invesco Rafi US 1000 ETF Reduce -1.6% 2.30% +0.01
ISRG Intuitive Surgical Inc. Reduce -1.6% 0.34% +0.01
VIG Vanguard Dividend Apprec ETF Reduce -0.9% 0.49% +0.01

Portfolio Buys Q2 2024 → Q3 2024
FLOT iShares Floating Rate Bond E Add +19.6% 7.20% +0.89
HD Home Depot Inc. Add +1.5% 1.52% +0.19
AXON Axon Enterprise Inc. Add +5.5% 0.68% +0.18
ROE Ast US Eq WGT QLTY Kings ETF Add +56.1% 0.50% +0.18
AAAU Goldman Sachs Physical Gold Add +70.2% 0.39% +0.18
MFIC Midcap Financial Investment New 0.15% +0.15
PNC PNC Financial Services Group New 0.14% +0.14
WTRG Essential Utilities Inc. New 0.12% +0.12
PANW Palo Alto Networks Inc. New 0.12% +0.12
XLE SS Energy Select Sector Add +24.5% 0.70% +0.09
AVGO Broadcom Inc. Add +7.6% 0.83% +0.08
VSLU Applied Finance Valuat ETF Add +3.4% 1.61% +0.06
JEPQ JPM Nasdaq Equity Premium Add +31.2% 0.28% +0.06
ORCL Oracle Corp. Add +4.2% 0.31% +0.05
COST Costco Wholesale Corp. Add +3.3% 1.70% +0.05
TSLA Tesla Inc. Add +1.2% 0.20% +0.04
IWM iShares Russell 2000 ETF Add +11.8% 0.31% +0.04
RTX RTX Corp. Add +1.5% 0.26% +0.04
GOF Guggenheim Strategic Opport Add +9.7% 0.35% +0.03
ITOT iShares Core S&P Total U.S. Add +0.8% 2.01% +0.03
ANET Arista Networks Inc. Add +5.5% 0.30% +0.03
SPGI S&P Global Inc. Add +5.4% 0.19% +0.03
LTBR Lightbridge Corp. New 0.02% +0.02
GLD SPDR Gold Shares Add +5.5% 0.19% +0.02
AMD Advanced Micro Devices Add +8.5% 0.45% +0.02
NOBL Proshares S&P 500 Dividend A Add +2.6% 0.23% +0.02
CAT Caterpillar Inc. Add +0.3% 0.15% +0.02
GD General Dynamics Corp. Add +5.3% 0.25% +0.01
QQQ Invesco QQQ Trust Series 1 Add +3.5% 1.36% +0.01
GGN Gamco GLBL Gold NTRL Res Inc. Add +9.5% 0.07% +0.01
KRANESHARES TRUST Add +13.7% 0.17% +0.01
QYLD Global X Nasd 100 Cov Call Add +4.0% 0.45% +0.01
CSM Proshares Large Cap Core Plu Add +0.1% 0.83% +0.01
DIVO Amplify CWP Enhan Divid ETF Add +0.7% 0.24% +0.01
GSLC Goldman Activebeta US LC ETF Add +0.9% 0.32% +0.01
DGRW Wisdomtree U.S. Quality Divi Add +0.6% 0.22% +0.01
VYM Vanguard High DVD Yield ETF Add +0.1% 0.16% +0.01
PG The Procter & Gamble Co. Add +0.2% 0.36% +0.00
JPM JPMorgan Chase & Co. Add +0.6% 0.28% +0.00
PEP Pepsico Inc. Add +1.0% 0.33% −0.00
EMR Emerson Electric Co. Add +4.0% 0.27% −0.00
TSM Taiwan Semiconductor-SP ADR Add +4.5% 1.20% −0.00
STK Columbia Slgmn Prem Tech GR Add +0.7% 0.23% −0.01
ET Energy Transfer LP Add +0.3% 0.22% −0.01
VRTX Vertex Pharmaceuticals Inc. Add +0.5% 0.29% −0.01
COP Conocophillips Add +0.9% 0.12% −0.02
LULU Lululemon Athletica Inc. Add +1.3% 0.13% −0.02
XOM Exxon Mobil Corp. Add +0.0% 0.66% −0.02
CCJ Cameco Corp. Add +2.1% 0.53% −0.03
CDNS Cadence Design SYS Inc. Add +2.7% 0.22% −0.03

Notes & Other Activity Q2 2024 → Q3 2024
REDWOOD TRUST INC (RWT 5.625 07/15/24) NOTE 5.625% 7/1 · principal Sold out 10,000 $10Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2025 137$143.1MFLOT, MSFT, AAPL, NVDA, FRBA
Q1 2025 141$148.9MFLOT, AAPL, NVDA, MSFT, FRBA
Q4 2024 154$172.9MAAPL, NVDA, FLOT, MSFT, FRBA
Q3 2024 150$165.1MNVDA, AAPL, MSFT, FLOT, FRBA
Q2 2024 149$157.6MNVDA, AAPL, MSFT, FLOT, FRBA
Q1 2024 144$130.5MNVDA, AAPL, MSFT, FRBA, FLOT