Catalina Capital Group, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 24, 2025), Catalina Capital Group, LLC reported 366 stock positions worth $303.8 million. Its top holding was Apple (AAPL) at 6.6% of the portfolio, followed by Nvidia (NVDA, 4.9%) and Microsoft (MSFT, 4.4%). Compared with Q3 2024, it opened 50 new positions, sold out of 31, added to 209 and reduced 81. The biggest buy was a new position in Innovator U.S. Equity Power (PDEC) and the biggest sale Innovator U.S. Equity Power (PJUL, shares −47%).

Most Recent 13F
Q1 2026
Location
Torrance, CA
CIK
0002018090
Portfolio Value
$303.8M (Q4 2024)
SEC Filing
0001667731-25-000127 ↗ filed Jan 24, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $233.8M Q1 2024 Q2 2024: $262.5M Q2 2024 Q3 2024: $294.6M Q3 2024 Q4 2024: $303.8M $303.8M Q4 2024 Q1 2025: $149.9M Q1 2025 Q2 2025: $148.2M Q2 2025 Q3 2025: $162.1M Q3 2025 Q4 2025: $163.0M Q4 2025 Q1 2026: $163.1M Q1 2026

Holdings 366 stocks · $303.8M

AAPL Apple Inc. 6.62% 80,303 $20.1M Add +3.4%
NVDA Nvidia Corp. 4.90% 110,923 $14.9M Add +3.2%
MSFT Microsoft Corp. 4.45% 32,047 $13.5M Add +3.5%
AMZN Amazon.com Inc. 3.21% 44,456 $9.8M Add +4.5%
USFR Wisdomtree Floating Rate Tre 2.85% 171,861 $8.6M Add +0.3%
IVV iShares Core S&P 500 ETF 2.39% 12,332 $7.3M Add +0.7%
META Meta Platforms Inc. Class A 2.15% 11,178 $6.5M Add +7.1%
DGRW Wisdomtree U.S. Quality Divi 1.83% 68,614 $5.6M Reduce -15.9%
GOOG Alphabet Inc. Class C 1.62% 25,880 $4.9M Add +8.5%
AVGO Broadcom Inc. 1.53% 19,989 $4.6M Add +1.5%
GOOGL Alphabet Inc. Class A 1.40% 22,477 $4.3M Add +6.2%
SPYM Ste STR SPDR PT S&P 500 ETF 1.39% 61,313 $4.2M Add +1.4%
BRK.B Berkshire Hathaway Inc. Class B 1.30% 8,689 $3.9M Add +4.2%
RSP Invesco S&P 500 Equal Weight 1.25% 21,598 $3.8M Add +13.3%
SPY SS SPDR S&P 500 ETF Trust-US 1.17% 6,067 $3.6M Add +0.3%
JPST JPMorgan Ultra-Short Income 1.16% 69,713 $3.5M Reduce -11.7%
JPM JPMorgan Chase & Co. 1.10% 13,960 $3.3M Add +4.0%
LLY Eli Lilly & Co. 1.10% 4,325 $3.3M Add +1.0%
V Visa Inc. Class A 1.02% 9,824 $3.1M Reduce -1.0%
TSLA Tesla Inc. 0.99% 7,445 $3.0M Add +1.0%
PJUL Innovator U.S. Equity Power 0.97% 71,598 $2.9M Reduce -46.9%
PDEC Innovator U.S. Equity Power 0.88% 69,758 $2.7M New
GOVT iShares US Treasury Bond ETF 0.88% 115,666 $2.7M Reduce -23.0%
HD Home Depot Inc. 0.84% 6,538 $2.5M Add +0.1%
KO The Coca-Cola Co. 0.80% 39,092 $2.4M Reduce -16.6%
IWF iShares Russell 1000 Growth 0.77% 5,831 $2.3M Reduce -2.4%
XOM Exxon Mobil Corp. 0.75% 21,224 $2.3M Reduce -3.0%
COST Costco Wholesale Corp. 0.73% 2,424 $2.2M Add +1.9%
NFLX Netflix Inc. 0.72% 2,454 $2.2M Add +1.7%
ORCL Oracle Corp. 0.71% 13,032 $2.2M Add +2.6%
PG The Procter & Gamble Co. 0.68% 12,282 $2.1M Add +7.2%
UNH Unitedhealth Group Inc. 0.67% 4,034 $2.0M Add +1.5%
ABBV Abbvie Inc. 0.62% 10,670 $1.9M Add +5.5%
MA Mastercard Inc. Class A 0.61% 3,546 $1.9M Add +5.2%
QUAL iShares MSCI USA Quality Fac 0.59% 10,079 $1.8M Add +1.9%
WMT Walmart Inc. 0.59% 19,858 $1.8M Add +3.9%
SBUX Starbucks Corp. 0.57% 18,861 $1.7M Reduce -19.6%
IYW iShares Ustechnology ETF 0.54% 10,357 $1.7M Add +34.8%
GS Goldman Sachs Group Inc. 0.54% 2,885 $1.7M Add +4.4%
QQQ Invesco QQQ Trust Series 1 0.51% 3,057 $1.6M Reduce -3.8%
KAPR Innovator U.S. Small Cap Pow 0.50% 46,821 $1.5M Reduce -53.1%
IVW iShares S&P 500 Growth ETF 0.49% 14,646 $1.5M Reduce -2.8%
ISRG Intuitive Surgical Inc. 0.47% 2,714 $1.4M Add +1.7%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.46% 30,821 $1.4M Reduce -20.1%
VIG Vanguard Dividend Apprec ETF 0.44% 6,873 $1.3M Reduce -3.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.43% 29,766 $1.3M Add +5.7%
EFV iShares MSCI Eafe Value ETF 0.43% 24,679 $1.3M Add +3.5%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.39% 9,752 $1.2M Add +1.4%
JNJ Johnson & Johnson 0.39% 8,131 $1.2M Add +0.4%
FCAL First Trust California Munic 0.38% 23,530 $1.2M Reduce -1.0%
VTEB Vanguard Tax-Exempt Bond ETF 0.38% 23,090 $1.2M Add +3.5%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.37% 21,915 $1.1M Reduce -1.7%
CRM Salesforce Inc. 0.36% 3,262 $1.1M Add +7.2%
CVX Chevron Corp. 0.34% 7,236 $1.0M Add +4.3%
MRK Merck & Co. Inc. 0.34% 10,323 $1.0M Add +7.0%
EFG iShares MSCI Eafe Growth ETF 0.33% 10,487 $1.0M Add +14.5%
AXP American Express Co. 0.33% 3,356 $996K Add +1.0%
CAT Caterpillar Inc. 0.32% 2,702 $980K Add +0.4%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.32% 3,380 $959K Add +1.1%
COP Conocophillips 0.31% 9,641 $956K Add +43.1%
CSCO Cisco Systems Inc. 0.31% 15,923 $943K Add +10.4%
ACN Accenture PLC Class A 0.30% 2,618 $921K Add +4.1%
RSG Republic Services Inc. 0.30% 4,513 $908K Add +0.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.29% 2,177 $894K Add +17.4%
BKNG Booking Holdings Inc. 0.29% 178 $884K Add +10.6%
SHEL Shell PLC-ADR 0.29% 14,015 $878K Add +6.7%
ETN Eaton Corp. PLC 0.29% 2,632 $874K Add +1.7%
AMD Advanced Micro Devices 0.28% 7,070 $854K Reduce -8.9%
FDEC FT Vest U.S. Equity Buffer E 0.28% 18,861 $841K Reduce -4.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.28% 3,811 $838K Add +4.3%
SCHZ Schwab US Aggregate Bond ETF 0.28% 36,854 $837K Add +9.4%
VOO Vanguard S&P 500 ETF 0.28% 1,551 $836K Add +107.1%
CACI Caci International Inc. Class A 0.26% 1,985 $802K Add +1.9%
NEE Nextera Energy Inc. 0.26% 10,960 $786K Add +2.5%
NOW ServiceNow Inc. 0.25% 729 $773K Add +2.2%
VZ Verizon Communications Inc. 0.25% 19,170 $767K Add +8.7%
SPGI S&P Global Inc. 0.25% 1,529 $762K Add +2.3%
CMCSA Comcast Corp. Class A 0.25% 20,236 $759K Reduce -0.8%
WFC Wells Fargo & Co. 0.25% 10,669 $749K Add +7.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.24% 6,530 $727K Add +5.4%
IVE iShares S&P 500 Value ETF 0.24% 3,803 $726K Add +8.4%
PM Philip Morris International 0.24% 5,992 $721K Add +22.3%
UBER Uber Technologies Inc. 0.24% 11,927 $719K Reduce -6.7%
RTX RTX Corp. 0.24% 6,197 $717K Add +8.4%
QCOM Qualcomm Inc. 0.23% 4,645 $714K Reduce -6.5%
SYK Stryker Corp. 0.23% 1,978 $712K Reduce -1.4%
LOW Lowe's Cos Inc. 0.23% 2,883 $712K Add +2.3%
TSM Taiwan Semiconductor-SP ADR 0.23% 3,551 $701K Add +0.1%
MCD McDonald's Corp. 0.23% 2,412 $699K Add +1.9%
CB Chubb Ltd. 0.23% 2,524 $697K Add +3.0%
ADI Analog Devices Inc. 0.23% 3,233 $687K Add +3.5%
GAPR FT Vest US Equity Moderate B 0.22% 18,088 $678K Reduce -3.6%
DHR Danaher Corp. 0.22% 2,920 $670K Reduce -6.6%
PGR Progressive Corp. 0.22% 2,787 $668K Add +5.7%
TXN Texas Instruments Inc. 0.22% 3,544 $665K Add +1.1%
T AT&T Inc. 0.22% 29,081 $662K Add +23.8%
ABT Abbott Laboratories 0.22% 5,811 $657K Add +9.8%
CELH Celsius Holdings Inc. 0.21% 24,415 $643K Reduce -0.1%
AMGN Amgen Inc. 0.21% 2,425 $632K Add +4.1%
GBTC Grayscale Bitcoin Trust ETF 0.21% 8,525 $631K Reduce -26.5%
LIN Linde PLC 0.21% 1,504 $630K Reduce -8.3%
RBB RBB Bancorp 0.20% 30,169 $618K Add +0.1%
MSI Motorola Solutions Inc. 0.20% 1,316 $608K Add +1.4%
LMT Lockheed Martin Corp. 0.20% 1,251 $608K Add +5.0%
GE General Electric filed as GE AEROSPACE 0.20% 3,603 $601K Add +3.9%
ADBE Adobe Inc. 0.19% 1,304 $580K Reduce -6.1%
INTU Intuit Inc. 0.19% 922 $580K Reduce -2.5%
IWD iShares Russell 1000 Value E 0.19% 3,110 $576K Reduce -6.0%
MS Morgan Stanley 0.19% 4,514 $567K Add +0.3%
GDEC FT Vest US Equity Moderate B 0.18% 16,647 $561K Reduce -5.1%
GJUN FT Vest US Equity Moderate B 0.18% 15,377 $554K No change
PLTR Palantir Technologies Inc. Class A 0.18% 7,254 $549K Reduce -2.5%
BSX Boston Scientific Corp. 0.18% 6,140 $548K Add +4.0%
PEP Pepsico Inc. 0.18% 3,606 $548K Reduce -11.3%
PANW Palo Alto Networks Inc. 0.18% 2,990 $544K Add +3.2%
IWB iShares Russell 1000 ETF 0.18% 1,686 $543K Reduce -0.3%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.18% 7,006 $538K Add +3.1%
MO Altria Group Inc. 0.18% 10,205 $534K Add +15.8%
MBB iShares MBS ETF 0.17% 5,792 $531K Add +11.3%
MTB M & T Bank Corp. filed as M & T BK CORP 0.17% 2,824 $531K Add +2.0%
VTI VG Morningstar TS MKT ETF-US 0.17% 1,791 $519K Add +40.0%
HON Honeywell International Inc. 0.17% 2,297 $519K Add +12.3%
GJAN FT Vest US Equity Moderate B 0.17% 13,115 $507K No change
ADP Automatic Data Processing 0.17% 1,713 $501K Add +6.2%
FTEC Fidelity MSCI Info Tech Indx 0.17% 2,711 $501K Add +4.2%
MRSH Marsh & McLennan Cos 0.16% 2,295 $488K Add +1.6%
UNP Union Pacific Corp. 0.16% 2,137 $487K Add +1.4%
WMB Williams Cos Inc. 0.16% 8,900 $482K Add +5.4%
PECO Phillips Edison & Company Inc. 0.16% 12,745 $477K Add +1.4%
EMR Emerson Electric Co. 0.16% 3,832 $475K Add +2.8%
AFL Aflac Inc. 0.15% 4,546 $470K Add +6.1%
DE Deere & Co. 0.15% 1,109 $470K Add +5.9%
MCK McKesson Corp. 0.15% 822 $468K Add +7.3%
TMUS T-Mobile US Inc. 0.15% 2,113 $466K Add +5.8%
EMXC iShares MSCI Emr MRK Ex Chna 0.15% 8,379 $465K Add +5.1%
PH Parker Hannifin Corp. 0.15% 726 $462K Add +2.0%
TMO Thermo Fisher Scientific Inc. 0.15% 881 $458K Reduce -15.6%
CI The Cigna Group 0.15% 1,637 $452K Add +3.5%
CMG Chipotle Mexican Grill Inc. 0.15% 7,483 $451K Add +2.0%
FSCO FS Credit Opportunities Corp. 0.15% 66,111 $451K No change
VGT Vanguard Info Tech ETF 0.15% 722 $449K Add +8.9%
MPC Marathon Petroleum Corp. 0.15% 3,210 $448K Reduce -4.9%
GILD Gilead Sciences Inc. 0.15% 4,844 $447K Add +25.6%
PJAN Innovator U.S. Equity Power 0.15% 10,572 $447K Reduce -10.6%
SDHY Pgim SHRT Durat Hi YLD 0.15% 27,569 $444K Reduce -0.1%
FISV Fiserv Inc. 0.15% 2,160 $444K Add +2.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.14% 11,455 $439K Reduce -0.9%
NPFD Nuveen Var RT Pref & Inc. 0.14% 23,548 $429K Add +4.2%
SHW The Sherwin-Williams Co. 0.14% 1,262 $429K Add +2.8%
DLR Digital Realty Trust Inc. 0.14% 2,393 $424K Add +3.1%
CMF iShares California Muni Bond 0.14% 7,363 $422K Add +41.2%
AMP Ameriprise Financial Inc. 0.14% 789 $420K Add +2.2%
SABA Saba Capital Income & Opp II 0.14% 46,289 $419K Reduce -0.1%
KYN Kayne Anderson Energy Infra 0.14% 32,784 $417K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.14% 4,719 $415K Add +0.0%
DUK Duke Energy Corp. 0.14% 3,829 $413K Add +9.1%
AMAT Applied Materials Inc. 0.14% 2,534 $412K Reduce -6.6%
OKE Oneok Inc. 0.13% 4,080 $410K Add +4.9%
WM Waste Management Inc. 0.13% 2,030 $410K Add +0.6%
EOG EOG Resources Inc. 0.13% 3,317 $407K Add +7.9%
TRV The Travelers Cos Inc. 0.13% 1,686 $406K Add +6.1%
CMI Cummins Inc. 0.13% 1,159 $404K Add +3.6%
TRGP Targa Resources Corp. 0.13% 2,239 $400K Add +4.0%
BN Brookfield Corp. 0.13% 6,919 $397K Add +0.7%
PNC PNC Financial Services Group 0.13% 2,052 $396K Add +6.2%
GM General Motors Co. 0.13% 7,296 $389K Add +1.3%
NZF Nuveen Municipal Credit Inc. 0.13% 31,191 $380K Add +1.8%
SNPS Synopsys Inc. 0.12% 767 $372K Reduce -1.5%
WSM Williams-Sonoma Inc. 0.12% 2,004 $371K Reduce -0.3%
ELV Elevance Health Inc. 0.12% 1,001 $369K Reduce -39.5%
NVO Novo-Nordisk A/S-Spons ADR 0.12% 4,264 $367K Add +17.5%
BX Blackstone Inc. 0.12% 2,117 $365K Add +3.2%
SPG Simon Property Group Inc. 0.12% 2,104 $362K Add +5.9%
DFAS Dimensional US Small Cap ETF 0.12% 5,568 $362K Add +10.1%
CHT Chunghwa Telecom LT-Spon ADR 0.12% 9,456 $356K Add +59.8%
FSEP FT Vest U.S. Equity Buffer E 0.12% 7,766 $355K No change
DISV Dimensional International SM 0.12% 13,247 $352K No change
VRTX Vertex Pharmaceuticals Inc. 0.12% 873 $352K Add +6.0%
APP AppLovin Corp. Class A 0.12% 1,079 $349K New
SO The Southern Co. 0.12% 4,242 $349K Add +12.6%
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.11% 6,909 $342K Add +9.5%
TT Trane Technologies PLC 0.11% 924 $341K Add +3.2%
FMB First Trust Managed Municipa 0.11% 6,639 $339K Add +0.3%
EQIX Equinix Inc. 0.11% 359 $339K Add +9.1%
RCL Royal Caribbean Cruises Ltd. 0.11% 1,462 $337K Add +0.9%
CARR Carrier Global Corp. 0.11% 4,929 $336K Add +3.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.11% 1,269 $335K No change
FNOV FT Vest US Equity Buffer ETF 0.11% 6,952 $332K Add +14.4%
SLVM Sylvamo Corp. 0.11% 4,201 $332K Add +46.8%
PAYX Paychex Inc. 0.11% 2,365 $332K Add +4.3%
IJR iShares Core S&P Small-Cap E 0.11% 2,874 $331K Reduce -0.5%
CDNS Cadence Design SYS Inc. 0.11% 1,096 $329K Add +1.3%
ASML ASML Holding NV-NY Reg SHS 0.11% 474 $329K Reduce -15.4%
CEG Constellation Energy 0.11% 1,465 $328K Add +1.6%
DOV Dover Corp. 0.11% 1,745 $327K Add +4.2%
SPMO Invesco S&P 500 Momentum ETF 0.11% 3,401 $323K New
PSX Phillips 66 0.11% 2,805 $320K Add +1.2%
APH Amphenol Corp. Class A 0.11% 4,600 $319K Add +4.6%
PRU Prudential Financial Inc. 0.10% 2,688 $319K Add +0.3%
C Citigroup Inc. 0.10% 4,522 $318K Add +13.5%
MINT PIMCO Enhanced Short Maturit 0.10% 3,168 $318K New
KMB Kimberly-Clark Corp. 0.10% 2,419 $317K Add +13.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.10% 1,856 $314K Reduce -3.9%
COF Capital One Financial Corp. 0.10% 1,743 $311K Add +8.3%
ORLY O'reilly Automotive Inc. 0.10% 262 $311K Add +3.6%
GRMN Garmin Ltd. 0.10% 1,491 $308K Add +5.2%
MDLZ Mondelez International Inc. Class A 0.10% 5,138 $307K Reduce -6.5%
MU Micron Technology Inc. 0.10% 3,586 $302K Add +2.0%
XMVTX BlackRock Munivest Fund II 0.10% 28,578 $301K New
PKG Packaging Corp. of America 0.10% 1,336 $301K Add +13.8%
ALL Allstate Corp. 0.10% 1,541 $297K Add +15.5%
GD General Dynamics Corp. 0.10% 1,123 $296K Add +7.8%
PWR Quanta Services Inc. 0.10% 933 $295K Add +2.9%
CSWC Capital Southwest Corp. 0.10% 13,240 $289K New
ICE Intercontinental Exchange Inc. 0.09% 1,907 $284K Add +2.1%
BINC iShares Flex I A ETF-Usd Inc. 0.09% 5,394 $281K Add +10.6%
BKR Baker Hughes Co. 0.09% 6,831 $280K Add +0.6%
PFEB Innovator U.S. Equity Power 0.09% 7,600 $280K No change
GEV GE Vernova Inc. 0.09% 843 $277K Add +6.4%
CRWD CrowdStrike Holdings Inc. Class A 0.09% 810 $277K Add +6.4%
NMCO Nuveen Municipal Credit Opp 0.09% 26,107 $277K Reduce -11.8%
UPS United Parcel Service Class B 0.09% 2,192 $276K Reduce -4.5%
IAU iShares Gold Trust 0.09% 5,550 $275K No change
HIG Hartford Insurance Group Inc. 0.09% 2,509 $274K Add +0.8%
ITW Illinois Tool Works 0.09% 1,082 $274K Reduce -6.9%
RA Brookfield Real Assets Incom 0.09% 20,520 $273K Add +1.0%
CL Colgate-Palmolive Co. 0.09% 2,990 $272K Add +15.3%
SCHW Schwab (charles) Corp. 0.09% 3,666 $271K Reduce -5.2%
KLAC KLA Corp. 0.09% 428 $270K Reduce -7.2%
BLE BlackRock Muni Inc. TR II 0.09% 25,638 $269K Add +7.3%
IIM Invesco Value Municipal Inco 0.09% 22,641 $269K Add +8.9%
XEL Xcel Energy Inc. 0.09% 3,982 $269K Add +20.8%
VFL Abrdn National Municipal Inc. 0.09% 26,462 $268K New
APD Air Products & Chemicals Inc. 0.09% 920 $267K Add +4.7%
TYG Tortoise Energy Infrastruct 0.09% 6,332 $266K New
MMM 3M Co. 0.09% 2,057 $266K Add +12.5%
USB US Bancorp 0.09% 5,535 $265K Add +18.8%
MAR Marriott International Class A 0.09% 949 $265K Add +9.8%
NVS Novartis AG-Sponsored ADR 0.09% 2,682 $261K Add +35.1%
TDG Transdigm Group Inc. 0.09% 204 $259K Add +5.2%
WAVE Eco Wave Power Global AB-ADR 0.08% 23,338 $257K Add +22.2%
DD Dupont DE Nemours Inc. 0.08% 3,361 $256K Reduce -1.0%
SMFG Sumitomo Mitsui-Spons ADR 0.08% 17,624 $255K Add +8.3%
REFI Chicago Atlantic Real Estate 0.08% 16,438 $253K New
LYTS Lsi Industries Inc. 0.08% 13,027 $253K New
IWM iShares Russell 2000 ETF 0.08% 1,143 $253K Reduce -2.2%
IEMG iShares Core MSCI Emerging 0.08% 4,832 $252K Add +1.3%
MUB iShares National Muni Bond E 0.08% 2,367 $252K Reduce -2.1%
FCNCA First Citizens Bcshs Class A 0.08% 118 $249K Add +8.3%
PYPL PayPal Holdings Inc. 0.08% 2,919 $249K Add +11.1%
COCO The Vita Coco Co. Inc. 0.08% 6,709 $248K New
FAST Fastenal Co. 0.08% 3,442 $248K Add +2.5%
NUE Nucor Corp. 0.08% 2,120 $247K Reduce -8.2%
BUFR FT Vest Lad Buffervetf-Usd I 0.08% 8,059 $246K New
EIPI FT Energy Income ETF 0.08% 12,581 $245K No change
HLN Haleon PLC-ADR 0.08% 25,685 $245K New
BA The Boeing Co. 0.08% 1,379 $244K Reduce -4.6%
ACGL Arch Capital Group Ltd. 0.08% 2,602 $240K New
CME Cme Group Inc. 0.08% 1,031 $239K Add +10.0%
AMT American Tower Corp. 0.08% 1,302 $239K Reduce -9.6%
AZO AutoZone Inc. 0.08% 74 $237K Add +1.4%
ADSK Autodesk Inc. 0.08% 795 $235K New
NOC Northrop Grumman Corp. 0.08% 500 $235K Add +12.6%
FCX Freeport-McMoran Inc. 0.08% 6,114 $233K Reduce -8.1%
DTM DT Midstream Inc. 0.08% 2,334 $232K New
MUFG Mitsubishi Ufj Finl-Spon ADR 0.08% 19,748 $231K Add +8.2%
TLT iShares 20+ Year Treasury BD 0.08% 2,611 $228K Add +11.5%
PCAR Paccar Inc. 0.08% 2,192 $228K Reduce -6.0%
FDX FedEx Corp. 0.07% 810 $228K Add +9.9%
SMR Nuscale Power Corp. 0.07% 12,662 $227K Add +0.2%
FANG Diamondback Energy Inc. 0.07% 1,384 $227K Reduce -1.2%
ROK Rockwell Automation Inc. 0.07% 793 $227K Add +0.8%
VLO Valero Energy Corp. 0.07% 1,839 $225K Reduce -5.0%
BMY Bristol-Myers Squibb Co. 0.07% 3,970 $225K New
NVG Nuveen Amt-FR Muni CRDT 0.07% 18,290 $224K No change
WELL Welltower Inc. 0.07% 1,777 $224K Add +0.2%
KR Kroger Co. 0.07% 3,642 $223K New
AIG American International Group 0.07% 3,044 $222K Add +5.1%
CTAS Cintas Corp. 0.07% 1,212 $221K Add +5.7%
NCDL Nuveen Churchill Direct Lend 0.07% 13,184 $221K Add +26.2%
HLT Hilton Worldwide Holdings Inc. 0.07% 895 $221K New
CSX CSX Corp. 0.07% 6,845 $221K Reduce -1.2%
XMIOX Pioneer Muni High Inc. Opp 0.07% 18,491 $219K New
REGN Regeneron Pharmaceuticals 0.07% 307 $219K Reduce -10.5%
EA Electronic Arts Inc. 0.07% 1,492 $218K New
BANX Arrowmark Financial Corp. 0.07% 10,324 $217K Add +0.1%
LQDA Liquidia Corp. 0.07% 18,307 $215K Add +6.5%
FJAN FT Vest U.S. Equity Buffer E 0.07% 4,688 $215K No change
MGM MGM Resorts International 0.07% 6,207 $215K Reduce -5.0%
DLY Doubleline Yield Opport 0.07% 13,545 $214K No change
COR Cencora Inc. 0.07% 953 $214K Reduce -0.2%
AWK American Water Works Co. Inc. 0.07% 1,702 $212K Reduce -0.9%
A Agilent Technologies Inc. 0.07% 1,536 $206K Add +3.7%
NTAP Netapp Inc. 0.07% 1,775 $206K Add +1.8%
KKR KKR & Co. Inc. 0.07% 1,390 $206K New
PPT Franklin Premir Inc. Trust-Ui 0.07% 57,685 $205K No change
DHI D.R. Horton Inc. 0.07% 1,463 $205K Reduce -4.6%
SAP Sap SE-Sponsored ADR 0.07% 829 $204K New
FINS Angel Oak Financ Strat Inc. 0.07% 16,052 $204K New
URI United Rentals Inc. 0.07% 288 $203K Add +2.9%
KMI Kinder Morgan Inc. 0.07% 7,395 $203K New
PDX PIMCO Dynamic Income Strat 0.07% 7,752 $203K New
ETR Entergy Corp. 0.07% 2,663 $202K New
DASH DoorDash Inc. Class A 0.07% 1,200 $201K New
DFS Discover Financial Services 0.07% 1,161 $201K New
VONG Vanguard Russell 1000 Growth 0.07% 1,947 $201K New
UL Unilever PLC 0.07% 3,535 $200K Add +14.7%
MFG Mizuho Financial Group-ADR 0.07% 40,799 $200K Add +15.6%
JPC Nuveen Prefered & Income Opp 0.06% 24,437 $192K No change
GBDC Golub Capital BDC Inc. 0.06% 12,600 $191K Add +2.1%
RLTY Cohen & Steers RL Est Opprt 0.06% 12,825 $190K No change
SSRM SSR Mining Inc. 0.06% 27,143 $189K Add +66.7%
NDMO Nuveen Dynamic Municipal Opp 0.06% 18,334 $184K New
ASGI Abrdn Global Infrastructure 0.06% 10,027 $176K No change
FLC Flaherty & Crumrine TTL RTRN 0.06% 10,177 $170K Reduce -1.0%
PFO Flaherty & Crumrine P&I Opp 0.06% 18,855 $170K No change
ULCC Frontier Group Holdings Inc. 0.05% 22,888 $163K Add +3.0%
NBH Neuberger Municipal Fund Inc. 0.05% 15,703 $163K New
JRI Nuveen Real Asset Inc. & GRW 0.05% 13,373 $162K Add +1.2%
MMU Western Asset Managed Munici 0.05% 15,820 $161K Add +6.2%
F Ford Motor Co. filed as FORD MTR CO 0.05% 15,330 $152K Reduce -20.2%
BBVA Banco Bilbao Vizcaya-SP ADR 0.05% 15,340 $149K Add +0.4%
BGB Blackstone Strategic Credit 0.05% 11,658 $143K No change
SAN Banco Santander SA-Spon ADR 0.04% 28,081 $128K Reduce -3.0%
NMZ Nuveen Muni Hi Inc. Opport 0.04% 10,797 $117K No change
PNNT Pennantpark Investment Corp. 0.04% 16,432 $116K Reduce -4.2%
CION Cion Investment Corp. 0.04% 10,197 $116K Reduce -62.6%
XEXGX Eaton Vance Tax-Managed Glob 0.04% 13,995 $114K No change
VGM Invesco Trust for Investmen 0.04% 11,050 $112K No change
MLKMF Waldencast PLC-A 0.04% 27,102 $109K Add +69.9%
XAI OCTAGN FLT RAT & ALT INM 0.03% 15,455 $103K No change
ERC Allspring Multi-Sector Inc. 0.03% 10,892 $100K No change
NPKI NPK International Inc. 0.03% 12,343 $95K Reduce -21.1%
EGY Vaalco Energy Inc. 0.03% 20,334 $89K Add +19.5%
XAODX Abrdn Total Dynamic Dividend 0.03% 10,045 $84K No change
TNGX Tango Therapeutics Inc. 0.03% 26,593 $82K New
ACDC Profrac Holding Corp. Class A 0.03% 10,174 $79K New
CMPX Compass Therapeutics Inc. 0.02% 48,964 $71K New
CNTB Connect Biopharma Hldgs Ltd. 0.02% 47,867 $66K New
XBGYX BlackRock Enh Intl DVD TR 0.02% 12,393 $66K Reduce -18.6%
RLX RLX Technology Inc.-ADR 0.02% 29,350 $63K New
TELFY Telefonica SA-Spon ADR 0.02% 15,445 $62K Reduce -22.7%
EOD Allspring Global Dividend Op 0.02% 12,137 $60K New
ADAG Adagene Inc.-ADR 0.02% 29,198 $58K Add +129.2%
LYG Lloyds Banking Group PLC-ADR 0.02% 20,378 $55K Add +7.6%
VNET Vnet Group Inc.-ADR 0.02% 11,301 $54K New
BHR Braemar Hotels & Resorts Inc. 0.02% 15,673 $47K Reduce -11.7%
NKTX Nkarta Inc. 0.02% 18,818 $47K Add +57.5%
AHG Akso Health Group 0.01% 31,937 $43K Add +108.1%
ZVIA Zevia PBC-A 0.01% 10,000 $42K No change
OLPX Olaplex Holdings Inc. 0.01% 22,931 $40K Reduce -3.2%
FLNA Filana Therapeutics Inc. filed as CASSAVA SCIENCES INC 0.01% 13,600 $32K New
EVAX Evaxion Biotech A/S 0.01% 34,864 $29K New
TUYA Tuya Inc. 0.01% 16,371 $29K New
WDH Waterdrop Inc. 0.01% 23,272 $27K New
EAF Graftech International Ltd. 0.01% 15,297 $26K Add +48.5%
YQ 17 Education & Technology GR filed as 17 ED & TECHNOLOGY GROUP INC 0.01% 16,516 $26K New
AVAL Grupo Aval Acciones Y Valore 0.01% 12,875 $26K New
REI Ring Energy Inc. 0.01% 18,655 $25K Reduce -48.9%
VTYX Ventyx Biosciences Inc. 0.01% 11,456 $25K New
AGL Agilon Health Inc. 0.01% 11,832 $22K New
MYPS Playstudios Inc. 0.01% 11,952 $22K New
EQC Equity Commonwealth 0.01% 10,648 $19K New
AKTX Akari Therapeutics PLC 0.01% 13,105 $16K New
BRNS Barinthus Biotherapeutics PL 0.00% 10,216 $12K Reduce -50.2%
IAUX I-80 Gold Corp. 0.00% 23,257 $11K Add +123.9%

Options reported separately and not counted above: KO puts ($45K), SBUX puts ($24K).

Portfolio Sells Q3 2024 → Q4 2024

PJUL Innovator U.S. Equity Power Reduce -46.9% 0.97% −0.88
KAPR Innovator U.S. Small Cap Pow Reduce -53.1% 0.50% −0.60
DGRW Wisdomtree U.S. Quality Divi Reduce -15.9% 1.83% −0.48
KO The Coca-Cola Co. Reduce -16.6% 0.80% −0.34
GOVT iShares US Treasury Bond ETF Reduce -23.0% 0.88% −0.32
BLK BlackRock Finance Inc. Sold out 0.00% −0.30
SBUX Starbucks Corp. Reduce -19.6% 0.57% −0.21
JPST JPMorgan Ultra-Short Income Reduce -11.7% 1.16% −0.20
LRCX Lam Research Corp. Sold out 0.00% −0.18
ELV Elevance Health Inc. Reduce -39.5% 0.12% −0.17
IUSB Ishr CR Unvrse Usd BD ETF-Ui Reduce -20.1% 0.46% −0.16
AMD Advanced Micro Devices Reduce -8.9% 0.28% −0.15
MRO Marathon Oil Corp. Sold out 0.00% −0.15
ANET Arista Networks Inc. Sold out 0.00% −0.13
XOM Exxon Mobil Corp. Reduce -3.0% 0.75% −0.12
PFE Pfizer Inc. Sold out 0.00% −0.11
RFMZ Rivernorth Flex Muni II Sold out 0.00% −0.10
KSEP Inv US SML Cap P B ETF - Sep Sold out 0.00% −0.10
BTZ BlackRock Credit Allocation Sold out 0.00% −0.09
FMAR FT Vest US Equity Buffer ETF Sold out 0.00% −0.09
UBER Uber Technologies Inc. Reduce -6.7% 0.24% −0.09
CPZ Calamos LNG/SHRT Eqty & DYN Sold out 0.00% −0.09
NEM Newmont Corp. Sold out 0.00% −0.09
PHM Pultegroup Inc. Sold out 0.00% −0.09
IEFA iShares Core MSCI Eafe ETF Sold out 0.00% −0.08
LEN Lennar Corp. Class A Sold out 0.00% −0.08
DOW Dow Inc. Sold out 0.00% −0.08
DHR Danaher Corp. Reduce -6.6% 0.22% −0.07
WIW Western Asst Infl-LNK Opp Sold out 0.00% −0.07
NVR NVR Inc. Sold out 0.00% −0.07
VHT Vanguard Health Care ETF Sold out 0.00% −0.07
TGT Target Corp. Sold out 0.00% −0.07
CION Cion Investment Corp. Reduce -62.6% 0.04% −0.07
MPWR Monolithic Power Systems Inc. Sold out 0.00% −0.07
SCCO Southern Copper Corp. Sold out 0.00% −0.07
TMO Thermo Fisher Scientific Inc. Reduce -15.6% 0.15% −0.07
OCSL Oaktree Specialty Lending Co. Sold out 0.00% −0.06
LIN Linde PLC Reduce -8.3% 0.21% −0.06
AAN The Aaron's Co. Inc. Sold out 0.00% −0.06
MHD BlackRock Muniholdings Fund Sold out 0.00% −0.06
EIM Eaton Vance Municipal Bond Sold out 0.00% −0.06
PEP Pepsico Inc. Reduce -11.3% 0.18% −0.05
ADBE Adobe Inc. Reduce -6.1% 0.19% −0.05
QCOM Qualcomm Inc. Reduce -6.5% 0.23% −0.05
AMAT Applied Materials Inc. Reduce -6.6% 0.14% −0.05
REGN Regeneron Pharmaceuticals Reduce -10.5% 0.07% −0.05
ASML ASML Holding NV-NY Reg SHS Reduce -15.4% 0.11% −0.05
CELH Celsius Holdings Inc. Reduce -0.1% 0.21% −0.05
CMCSA Comcast Corp. Class A Reduce -0.8% 0.25% −0.04
MPC Marathon Petroleum Corp. Reduce -4.9% 0.15% −0.04

Portfolio Buys Q3 2024 → Q4 2024

PDEC Innovator U.S. Equity Power New 0.88% +0.88
AMZN Amazon.com Inc. Add +4.5% 3.21% +0.52
AAPL Apple Inc. Add +3.4% 6.62% +0.48
NVDA Nvidia Corp. Add +3.2% 4.90% +0.47
AVGO Broadcom Inc. Add +1.5% 1.53% +0.37
TSLA Tesla Inc. Add +1.0% 0.99% +0.34
GOOG Alphabet Inc. Class C Add +8.5% 1.62% +0.27
GOOGL Alphabet Inc. Class A Add +6.2% 1.40% +0.21
IYW iShares Ustechnology ETF Add +34.8% 0.54% +0.15
VOO Vanguard S&P 500 ETF Add +107.1% 0.28% +0.14
JPM JPMorgan Chase & Co. Add +4.0% 1.10% +0.14
NFLX Netflix Inc. Add +1.7% 0.72% +0.14
META Meta Platforms Inc. Class A Add +7.1% 2.15% +0.13
APP AppLovin Corp. Class A New 0.12% +0.12
SPMO Invesco S&P 500 Momentum ETF New 0.11% +0.11
MINT PIMCO Enhanced Short Maturit New 0.10% +0.10
XMVTX BlackRock Munivest Fund II New 0.10% +0.10
CSWC Capital Southwest Corp. New 0.10% +0.10
VFL Abrdn National Municipal Inc. New 0.09% +0.09
TYG Tortoise Energy Infrastruct New 0.09% +0.09
RSP Invesco S&P 500 Equal Weight Add +13.3% 1.25% +0.09
REFI Chicago Atlantic Real Estate New 0.08% +0.08
LYTS Lsi Industries Inc. New 0.08% +0.08
COCO The Vita Coco Co. Inc. New 0.08% +0.08
BUFR FT Vest Lad Buffervetf-Usd I New 0.08% +0.08
HLN Haleon PLC-ADR New 0.08% +0.08
GS Goldman Sachs Group Inc. Add +4.4% 0.54% +0.08
ACGL Arch Capital Group Ltd. New 0.08% +0.08
ADSK Autodesk Inc. New 0.08% +0.08
DTM DT Midstream Inc. New 0.08% +0.08
CRM Salesforce Inc. Add +7.2% 0.36% +0.08
COP Conocophillips Add +43.1% 0.31% +0.07
BMY Bristol-Myers Squibb Co. New 0.07% +0.07
KR Kroger Co. New 0.07% +0.07
HLT Hilton Worldwide Holdings Inc. New 0.07% +0.07
XMIOX Pioneer Muni High Inc. Opp New 0.07% +0.07
EA Electronic Arts Inc. New 0.07% +0.07
KKR KKR & Co. Inc. New 0.07% +0.07
SAP Sap SE-Sponsored ADR New 0.07% +0.07
FINS Angel Oak Financ Strat Inc. New 0.07% +0.07
WMT Walmart Inc. Add +3.9% 0.59% +0.07
KMI Kinder Morgan Inc. New 0.07% +0.07
PDX PIMCO Dynamic Income Strat New 0.07% +0.07
ETR Entergy Corp. New 0.07% +0.07
DASH DoorDash Inc. Class A New 0.07% +0.07
DFS Discover Financial Services New 0.07% +0.07
VONG Vanguard Russell 1000 Growth New 0.07% +0.07
BKNG Booking Holdings Inc. Add +10.6% 0.29% +0.06
NDMO Nuveen Dynamic Municipal Opp New 0.06% +0.06
WFC Wells Fargo & Co. Add +7.9% 0.25% +0.06

Options Activity Q3 2024 → Q4 2024

KO The Coca-Cola Co. put Reduce -25.4% 25,000 $45K
SBUX Starbucks Corp. put Reduce -23.5% 16,300 $24K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2026 173$163.1MUSFR, IVV, AAPL, JPST, NVDA
Q4 2025 161$163.0MUSFR, IVV, JPST, AAPL, NVDA
Q3 2025 161$162.1MUSFR, JPST, AAPL, IVV, NVDA
Q2 2025 163$148.2MUSFR, JPST, IVV, AAPL, NVDA
Q1 2025 179$149.9MUSFR, AAPL, IVV, DGRW, NVDA
Q4 2024 366$303.8MAAPL, NVDA, MSFT, AMZN, USFR
Q3 2024 347$294.6MAAPL, MSFT, NVDA, USFR, AMZN
Q2 2024 311$262.5MAAPL, MSFT, USFR, NVDA, AMZN
Q1 2024 307$233.8MUSFR, AAPL, MSFT, NVDA, AMZN