CGC Financial Services, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 24, 2025), CGC Financial Services, LLC reported 342 stock positions worth $362.6 million. Its top holding was JPMorgan Hedged Equity ETF (HELO) at 19.5% of the portfolio, followed by Schwab US DVD Equity ETF (SCHD, 12.0%) and Fidelity Enhanced Intl ETF (FENI, 11.4%). Compared with Q2 2025, it opened 18 new positions, sold out of 7, added to 34 and reduced 23. The biggest buy was a new position in iShares S&P 500 Growth ETF (IVW) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −29%).

Most Recent 13F
Q2 2026
Location
LAKE OSWEGO, OR
CIK
0001992785
Portfolio Value
$362.6M (Q3 2025)
SEC Filing
0001992785-25-000007 ↗ filed Oct 24, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $191.0M Q1 2024 Q2 2024: $230.4M Q2 2024 Q3 2024: $249.4M Q3 2024 Q4 2024: $251.0M Q4 2024 Q1 2025: $252.9M Q1 2025 Q2 2025: $296.1M Q2 2025 Q3 2025: $362.6M $362.6M Q3 2025 Q4 2025: $373.8M Q4 2025 Q1 2026: $346.1M Q1 2026 Q2 2026: $444.7M Q2 2026

Holdings 342 stocks · $362.6M
HELO JPMorgan Hedged Equity ETF 19.47% 1,085,995 $70.6M Add +1.4%
SCHD Schwab US DVD Equity ETF 12.01% 1,594,721 $43.5M Reduce -29.3%
FENI Fidelity Enhanced Intl ETF 11.42% 1,174,105 $41.4M Add +2.3%
IVW iShares S&P 500 Growth ETF 11.18% 335,855 $40.5M New
QUAL iShares MSCI USA Quality Fac 8.03% 149,619 $29.1M Add +846.1%
JBND JPMorgan Active Bond ETF 6.62% 443,529 $24.0M Add +0.1%
IJH iShares Core S&P Midcap ETF 5.88% 326,780 $21.3M Add +204.6%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 5.87% 335,783 $21.3M Reduce -8.9%
IMTM iShares MSCI Intl Momentum F 2.81% 212,740 $10.2M Reduce -1.9%
IWY iShares Russell Top 200 Grow 2.80% 37,150 $10.2M Add +16.9%
NUDV Nuveen ESG Dividend ETF 1.57% 195,114 $5.7M Reduce -10.3%
AAPL Apple Inc. 1.01% 14,346 $3.7M No change
USXF iShares ESG Advance MSCI USA 0.87% 54,813 $3.1M New
NUEM Nuveen ESG Emerging Markets 0.48% 48,948 $1.7M Add +147.2%
VUG Vanguard Mrngstar GR ETF-Sui 0.48% 3,595 $1.7M Add +41.5%
AVUV Avantis US Small Cap Value 0.45% 16,546 $1.6M Reduce -90.3%
NKE Nike Inc. Class B 0.43% 22,305 $1.6M Add +43.7%
BIV Vanguard Intermediate-Term B 0.34% 16,012 $1.3M Add +14.0%
DGRO iShares Core Dividend Growth 0.31% 16,565 $1.1M No change
PYLD PIMCO Multisector Bond Actv 0.29% 38,526 $1.0M Add +16.4%
MSFT Microsoft Corp. 0.25% 1,776 $920K No change
VUSB Vanguard Ultra Short Bond Et 0.25% 18,217 $911K Reduce -9.1%
MINT PIMCO Enhanced Short Maturit 0.24% 8,553 $861K Add +10.2%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.23% 2,731 $841K No change
IDMO Invesco S&P International DE 0.22% 15,037 $812K Add +7.2%
ORCL Oracle Corp. 0.21% 2,730 $768K Reduce -2.9%
VTV Vanguard Mrngstr Val ETF-Aui 0.20% 3,909 $729K No change
GSY Invesco Ultra Short Duration 0.19% 13,779 $692K Add +15.1%
JQUA JPMorgan US Quality Factor 0.19% 10,854 $683K Add +49.6%
JPM JPMorgan Chase & Co. 0.18% 2,122 $669K Add +5.6%
EFA iShares MSCI Eafe ETF 0.18% 6,974 $651K No change
ICSH iShares Ultra Short Duration 0.17% 12,174 $618K Add +8.6%
JNJ Johnson & Johnson 0.15% 2,973 $551K No change
IVV iShares Core S&P 500 ETF 0.13% 677 $453K Add +8.7%
COST Costco Wholesale Corp. 0.12% 487 $451K No change
BOTZ Global X Robotics & Artifici 0.11% 10,854 $385K Add +12.4%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.11% 1,841 $384K No change
NUSC Nuveen ESG Small-Cap ETF 0.11% 8,644 $381K Reduce -83.7%
VWO Vanguard Ftse Emerging Marke 0.10% 6,913 $375K Reduce -3.3%
GLD SPDR Gold Shares 0.10% 1,047 $372K No change
ESGU iShares ESG Aware MSCI USA 0.10% 2,421 $352K Reduce -8.4%
EEM iShares MSCI Emerging Market 0.10% 6,582 $351K No change
LDUR PIMCO Enhanced Low Duration 0.09% 3,325 $320K Add +15.3%
CSCO Cisco Systems Inc. 0.09% 4,603 $315K No change
BSX Boston Scientific Corp. 0.08% 3,051 $298K No change
CSX CSX Corp. 0.08% 8,332 $296K No change
CVX Chevron Corp. 0.08% 1,899 $295K Reduce -1.6%
FBND Fidelity Total Bond ETF 0.08% 6,226 $288K Add +20.1%
XOM Exxon Mobil Corp. 0.08% 2,487 $280K Reduce -1.8%
IEMG iShares Core MSCI Emerging 0.08% 4,240 $280K No change
PEP Pepsico Inc. 0.07% 1,899 $267K Add +0.1%
HD Home Depot Inc. 0.07% 648 $263K No change
WWD Woodward Inc. 0.07% 984 $249K No change
ABBV Abbvie Inc. 0.07% 1,058 $245K No change
AVGO Broadcom Inc. 0.07% 728 $240K No change
PM Philip Morris International 0.06% 1,443 $234K No change
NVDA Nvidia Corp. 0.06% 1,250 $233K No change
SBUX Starbucks Corp. 0.06% 2,740 $232K Add +53.9%
VNQ Vanguard Real Estate ETF 0.06% 2,405 $220K No change
VB Vanguard Most SM-Cap ETF-Usd 0.06% 857 $218K No change
NFLX Netflix Inc. 0.06% 177 $212K No change
ADBE Adobe Inc. 0.06% 567 $200K No change
SPHQ Invesco S&P 500 Quality ETF 0.05% 2,647 $194K New
AXP American Express Co. 0.05% 582 $193K No change
DE Deere & Co. 0.05% 414 $189K No change
EPD Enterprise Products Partners 0.05% 5,554 $174K No change
TSLA Tesla Inc. 0.05% 385 $171K No change
NULV Nuveen ESG Large-Cap Val ETF 0.04% 3,708 $163K No change
IJR iShares Core S&P Small-Cap E 0.04% 1,348 $160K No change
INTC Intel Corp. 0.04% 4,648 $156K Reduce -30.1%
HUBB Hubbell Inc. 0.04% 356 $153K No change
BA The Boeing Co. 0.04% 705 $152K No change
WMT Walmart Inc. 0.04% 1,470 $151K No change
GOOGL Alphabet Inc. Class A 0.04% 623 $151K No change
TRV The Travelers Cos Inc. 0.04% 536 $150K No change
HFWA Heritage Financial Corp. 0.04% 6,159 $149K No change
IJS iShares S&P Small-Cap 600 Va 0.04% 1,309 $145K Reduce -36.8%
RTX RTX Corp. 0.04% 805 $135K No change
IEFA iShares Core MSCI Eafe ETF 0.04% 1,498 $131K No change
KO The Coca-Cola Co. 0.03% 1,849 $123K No change
SLV iShares Silver Trust 0.03% 2,800 $119K No change
DRI Darden Restaurants Inc. 0.03% 622 $118K No change
MRK Merck & Co. Inc. 0.03% 1,394 $117K No change
TMO Thermo Fisher Scientific Inc. 0.03% 240 $116K No change
ROP Roper Technologies Inc. 0.03% 231 $115K No change
NVS Novartis AG-Sponsored ADR 0.03% 872 $112K No change
VOO Vanguard S&P 500 ETF 0.03% 181 $111K Reduce -22.6%
BRK.B Berkshire Hathaway Inc. Class B 0.03% 218 $110K No change
META Meta Platforms Inc. Class A 0.03% 148 $109K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 378 $107K No change
MCD McDonald's Corp. 0.03% 350 $106K No change
CHE Chemed Corp. 0.03% 229 $103K No change
QCOM Qualcomm Inc. 0.03% 594 $99K No change
HEQT Simplify Hedged Equity ETF 0.03% 3,115 $97K New
PG The Procter & Gamble Co. 0.03% 631 $97K No change
ADP Automatic Data Processing 0.03% 323 $95K Add +13.7%
NWN Northwest Natural Holding Co. 0.03% 2,092 $94K No change
BLK BlackRock Inc. 0.02% 75 $87K No change
KR Kroger Co. 0.02% 1,294 $87K No change
SDGR Schrodinger Inc. 0.02% 4,221 $85K No change
LMT Lockheed Martin Corp. 0.02% 163 $81K No change
CAT Caterpillar Inc. 0.02% 166 $79K No change
SCHX Schwab US Large-Cap ETF 0.02% 3,000 $79K No change
AMZN Amazon.com Inc. 0.02% 353 $78K No change
PFE Pfizer Inc. 0.02% 3,034 $77K No change
EOS Eaton Vance Enh Eqt Inc. II 0.02% 3,002 $72K No change
VYM Vanguard High DVD Yield ETF 0.02% 509 $72K No change
CCJ Cameco Corp. 0.02% 847 $71K No change
MO Altria Group Inc. 0.02% 1,064 $70K No change
XLF SS Financial Select Sector 0.02% 1,280 $69K No change
EMR Emerson Electric Co. 0.02% 525 $69K No change
ABT Abbott Laboratories 0.02% 507 $68K No change
FSLR First Solar Inc. 0.02% 300 $66K No change
IWM iShares Russell 2000 ETF 0.02% 270 $65K No change
MSI Motorola Solutions Inc. 0.02% 133 $61K No change
XLG Invesco S&P 500 Top 50 ETF 0.02% 1,026 $59K Add +193.1%
AMP Ameriprise Financial Inc. 0.02% 116 $57K No change
ICLO Invesco Aaa Clo F/R Note ETF 0.02% 2,183 $56K New
RPM RPM International Inc. 0.02% 473 $56K No change
CMCSA Comcast Corp. Class A 0.02% 1,765 $55K Add +0.1%
ED Consolidated Edison Inc. 0.02% 546 $55K No change
DFAT Dimensional US Target Value 0.02% 942 $55K No change
CRM Salesforce Inc. 0.01% 223 $53K No change
OMC Omnicom Group 0.01% 624 $51K No change
UNP Union Pacific Corp. 0.01% 210 $50K No change
AMGN Amgen Inc. 0.01% 175 $49K No change
TRI Thomson Reuters Corp. 0.01% 315 $49K No change
ADI Analog Devices Inc. 0.01% 185 $45K No change
MDT Medtronic PLC 0.01% 474 $45K No change
APD Air Products & Chemicals Inc. 0.01% 162 $44K No change
POR Portland General Electric Co. 0.01% 1,000 $44K No change
PEG Public Service Enterprise GP 0.01% 520 $43K Add +98.5%
KKR KKR & Co. Inc. 0.01% 325 $42K No change
LLY Eli Lilly & Co. 0.01% 55 $42K No change
D Dominion Energy Inc. 0.01% 681 $42K Add +100.9%
DFAC Dimensional US Core Equity 2 0.01% 1,070 $41K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 60 $40K No change
AMAT Applied Materials Inc. 0.01% 192 $39K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 132 $39K Add +428.0%
TTWO Take-Two Interactive Softwre 0.01% 150 $39K No change
SCHW Schwab (charles) Corp. 0.01% 400 $38K No change
GIS General Mills Inc. 0.01% 757 $38K No change
DUK Duke Energy Corp. 0.01% 308 $38K No change
NEE Nextera Energy Inc. 0.01% 496 $37K No change
SYY Sysco Corp. 0.01% 446 $37K No change
TSM Taiwan Semiconductor-SP ADR 0.01% 127 $35K No change
T AT&T Inc. 0.01% 1,238 $35K No change
MU Micron Technology Inc. 0.01% 205 $34K No change
V Visa Inc. Class A 0.01% 100 $34K No change
DVY iShares Select Dividend ETF 0.01% 238 $34K No change
SCHG Schwab US Large-Cap Growth 0.01% 1,059 $34K Reduce -1.3%
GE General Electric filed as GE AEROSPACE 0.01% 112 $34K Add +202.7%
WFC Wells Fargo & Co. 0.01% 396 $33K No change
K Kellanova 0.01% 400 $33K No change
STLD Steel Dynamics Inc. 0.01% 235 $33K Add +0.4%
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.01% 421 $32K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 610 $31K No change
CARR Carrier Global Corp. 0.01% 527 $31K No change
GOOG Alphabet Inc. Class C 0.01% 128 $31K No change
ENB Enbridge Inc. 0.01% 613 $31K No change
ARKQ ARK Autonomous Tech & Robot 0.01% 274 $31K New
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 286 $30K New
LIT Global X Lithium & Battery T 0.01% 514 $29K No change
MELI MercadoLibre Inc. 0.01% 12 $28K No change
WY Weyerhaeuser Co. 0.01% 1,130 $28K No change
SO The Southern Co. 0.01% 293 $28K No change
BX Blackstone Inc. 0.01% 162 $28K No change
WM Waste Management Inc. 0.01% 125 $28K No change
MMM 3M Co. 0.01% 178 $28K No change
EAOA iShares ESG Aware 80/20 Aggr 0.01% 670 $27K Reduce -1.2%
MFC Manulife Financial Corp. 0.01% 850 $26K No change
BDX Becton Dickinson and Co. 0.01% 140 $26K No change
BKIE BNY Mellon Intl Eqty ETF 0.01% 291 $26K No change
OSIS Osi Systems Inc. 0.01% 100 $25K No change
DD Dupont DE Nemours Inc. 0.01% 304 $24K No change
SHEL Shell PLC-ADR 0.01% 324 $23K No change
VXUS Vanguard Total Intl Stock 0.01% 310 $23K Reduce -69.8%
OKE Oneok Inc. 0.01% 304 $22K No change
PFF iShares Preferred & Income S 0.01% 694 $22K New
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,829 $22K No change
VZ Verizon Communications Inc. 0.01% 496 $22K No change
TEL Te Connectivity PLC 0.01% 98 $22K No change
LRCX Lam Research Corp. 0.01% 152 $20K Add +49.0%
GEV GE Vernova Inc. 0.01% 32 $20K Add +128.6%
EFV iShares MSCI Eafe Value ETF 0.01% 280 $19K No change
FTNT Fortinet Inc. 0.01% 225 $19K No change
SBRA Sabra Health Care REIT Inc. 0.01% 1,000 $19K No change
PRU Prudential Financial Inc. 0.01% 175 $18K Reduce -46.3%
AMCR Amcor PLC 0.00% 2,162 $18K No change
SRPT Sarepta Therapeutics Inc. 0.00% 913 $18K No change
WOOD iShares Global Timber & Fore 0.00% 235 $17K New
ARCC Ares Capital Corp. 0.00% 807 $16K No change
BR Broadridge Financial Solutio 0.00% 69 $16K New
CL Colgate-Palmolive Co. 0.00% 200 $16K No change
TRP TC Energy Corp. 0.00% 286 $16K No change
LASR Nlight Inc. 0.00% 523 $15K No change
AMLP Alerian MLP ETF 0.00% 325 $15K No change
MDY State Street SPDR S&P Midcap 0.00% 25 $15K New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 128 $15K No change
DTE DTE Energy Company 0.00% 101 $14K No change
UNH Unitedhealth Group Inc. 0.00% 41 $14K No change
ARM Arm Holdings PLC-ADR 0.00% 100 $14K No change
BCE Bce Inc. 0.00% 599 $14K No change
DOW Dow Inc. 0.00% 604 $14K No change
WEC WEC Energy Group Inc. 0.00% 120 $14K No change
SYF Synchrony Financial 0.00% 193 $14K No change
CHD Church & Dwight Co. Inc. 0.00% 153 $13K No change
QQQ Invesco QQQ Trust Series 1 0.00% 22 $13K No change
BNDX Vanguard Total Intl Bond ETF 0.00% 263 $13K No change
ANET Arista Networks Inc. 0.00% 89 $13K New
WBD Warner Bros Discovery Inc. 0.00% 662 $13K No change
IQLT iShares MSCI International Q 0.00% 289 $13K No change
EVRG Evergy Inc. 0.00% 164 $12K No change
VTIP Vanguard Short-Term Tips 0.00% 246 $12K No change
SRE Sempra 0.00% 138 $12K No change
LDOS Leidos Holdings Inc. 0.00% 65 $12K No change
CTSH Cognizant Tech Solutions-A 0.00% 176 $12K No change
ACN Accenture PLC Class A 0.00% 47 $12K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.00% 432 $11K No change
DELL Dell Technologies -C 0.00% 79 $11K No change
VEA Vanguard Ftse Developed ETF 0.00% 185 $11K No change
TREX Trex Company Inc. 0.00% 212 $11K No change
GLW Corning Inc. 0.00% 130 $11K No change
UL Unilever PLC 0.00% 179 $11K No change
AME Ametek Inc. 0.00% 55 $10K No change
JCI Johnson Controls Internation 0.00% 93 $10K New
BP BP PLC-Spons ADR 0.00% 296 $10K No change
GSK GSK PLC-Spon ADR 0.00% 234 $10K No change
OTIS Otis Worldwide Corp. 0.00% 110 $10K No change
AEE Ameren Corporation 0.00% 95 $10K New
AOA iShares Core 80/20 Aggressiv 0.00% 112 $10K No change
AM Antero Midstream Corp. 0.00% 500 $10K No change
PBD Invesco Global Clean Energy 0.00% 645 $10K No change
HR Healthcare Realty Trust Inc. 0.00% 530 $10K No change
MET Metlife Inc. 0.00% 114 $9K No change
PH Parker Hannifin Corp. 0.00% 12 $9K No change
PAYX Paychex Inc. 0.00% 70 $9K No change
OLN Olin Corp. 0.00% 355 $9K No change
GLPI Gaming and Leisure Propertie 0.00% 186 $9K No change
NI Nisource Inc. 0.00% 200 $9K New
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.00% 2,983 $9K No change
DHR Danaher Corp. 0.00% 41 $8K No change
PTC PTC Inc. 0.00% 40 $8K No change
CHKP Check Point Software Tech 0.00% 39 $8K No change
VEEV Veeva Systems Inc. Class A 0.00% 25 $7K No change
AEP American Electric Power 0.00% 61 $7K No change
FCPT Four Corners Property Trust 0.00% 273 $7K No change
VONG Vanguard Russell 1000 Growth 0.00% 55 $7K No change
TGT Target Corp. 0.00% 73 $7K No change
USMV iShares MSCI USA Min Vol Fac 0.00% 68 $6K No change
ITW Illinois Tool Works 0.00% 24 $6K No change
CCL Carnival Corp. 0.00% 213 $6K Reduce -34.7%
AMT American Tower Corp. 0.00% 32 $6K No change
OGS One Gas Inc. 0.00% 76 $6K No change
OSUR Orasure Technologies Inc. 0.00% 1,839 $6K No change
DBC Invesco DB Commodity Index T 0.00% 260 $6K Reduce -43.8%
COP Conocophillips 0.00% 61 $6K No change
DTM DT Midstream Inc. 0.00% 50 $6K No change
EXEL Exelixis Inc. 0.00% 128 $5K No change
DG Dollar General Corp. 0.00% 50 $5K No change
BROS Dutch Bros Inc. Class A 0.00% 98 $5K No change
VSS Vanguard Ftse All Wo X-US SC 0.00% 35 $5K No change
ENR Energizer Holdings Inc. 0.00% 200 $5K No change
DRIV Global X Autonomous&elec-ETF 0.00% 173 $5K No change
BABA Alibaba Group Holding-SP ADR 0.00% 25 $4K No change
MDLZ Mondelez International Inc. Class A 0.00% 69 $4K No change
ZTS Zoetis Inc. 0.00% 29 $4K No change
UPS United Parcel Service Class B 0.00% 50 $4K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 120 $4K No change
EPC Edgewell Personal Care Co. 0.00% 200 $4K No change
USB US Bancorp 0.00% 83 $4K No change
PSX Phillips 66 0.00% 28 $4K No change
AVA Avista Corp. 0.00% 100 $4K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 8 $4K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 65 $4K No change
GEHC GE Healthcare Technology 0.00% 44 $3K Add +131.6%
XPO Xpo Inc. 0.00% 25 $3K No change
KMB Kimberly-Clark Corp. 0.00% 25 $3K No change
DASH DoorDash Inc. Class A 0.00% 10 $3K No change
VTRS Viatris Inc. 0.00% 268 $3K No change
TFII Tfi International Inc. 0.00% 30 $3K No change
HLN Haleon PLC-ADR 0.00% 293 $3K No change
PPL PPL Corp. 0.00% 69 $3K No change
PNR Pentair PLC 0.00% 23 $3K No change
SWK Stanley Black & Decker Inc. 0.00% 33 $2K No change
PLSE Pulse Biosciences Inc. 0.00% 133 $2K No change
SIRI Sirius XM Holdings Inc. 0.00% 100 $2K No change
NVT Nvent Electric PLC 0.00% 23 $2K No change
KD Kyndryl Holdings Inc. 0.00% 73 $2K No change
TLH iShares 10-20 Year Treasury 0.00% 19 $2K No change
WSM Williams-Sonoma Inc. 0.00% 10 $2K No change
PLTR Palantir Technologies Inc. Class A 0.00% 10 $2K No change
XYZ Block Inc. 0.00% 25 $2K No change
WMB Williams Cos Inc. 0.00% 27 $2K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.00% 15 $2K No change
SOBO South Bow Corp. 0.00% 57 $2K No change
IQM Franklin Intelligent Machine 0.00% 18 $2K No change
DBX Dropbox Inc. Class A 0.00% 50 $2K No change
BARK Bark Inc. 0.00% 1,749 $1K No change
VLTO Veralto Corp. 0.00% 13 $1K No change
VOD Vodafone Group PLC-SP ADR 0.00% 118 $1K No change
UAL United Airlines Holdings Inc. 0.00% 14 $1K No change
PYPL PayPal Holdings Inc. 0.00% 20 $1K No change
PCG P G & E Corp. 0.00% 88 $1K No change
GXO Gxo Logistics Inc. 0.00% 25 $1K No change
LUV Southwest Airlines Co. 0.00% 34 $1K No change
LCID Lucid Group Inc. 0.00% 45 $1K Reduce -0.9%
HON Honeywell International Inc. 0.00% 5 $1K No change
SHW The Sherwin-Williams Co. 0.00% 3 $1K No change
RIVN Rivian Automotive Inc. Class A 0.00% 69 $1K No change
FTV Fortive Corp. 0.00% 20 $980 No change
UBER Uber Technologies Inc. 0.00% 10 $980 No change
EBAY eBay Inc. 0.00% 10 $910 No change
MS Morgan Stanley 0.00% 5 $795 No change
XLI SS Industrial Select Sector 0.00% 5 $771 No change
CNP Centerpoint Energy Inc. 0.00% 18 $698 No change
ITUB Itau Unibanco H-Spon PRF ADR 0.00% 91 $668 No change
KHC The Kraft Heinz Co. 0.00% 23 $599 No change
AMRC Ameresco Inc. Class A 0.00% 15 $504 No change
PINS Pinterest Inc. Class A 0.00% 15 $483 No change
JHX James Hardie Ind PLC 0.00% 25 $480 New
BHF Brighthouse Financial Inc. 0.00% 9 $478 No change
CHWY Chewy Inc. Class A 0.00% 10 $405 No change
WAB Wabtec Corp. 0.00% 2 $401 No change
EMBC Embecta Corp. 0.00% 28 $395 No change
VRTX Vertex Pharmaceuticals Inc. 0.00% 1 $392 No change
ENPH Enphase Energy Inc. 0.00% 10 $354 No change
VNT Vontier Corp. 0.00% 8 $336 No change
C Citigroup Inc. 0.00% 3 $305 Reduce -97.1%
RAL Ralliant Corp. 0.00% 6 $262 No change
VNDA Vanda Pharmaceuticals Inc. 0.00% 50 $250 No change
ADNT Adient PLC 0.00% 9 $217 No change
IRBTQ Irobot Corp. 0.00% 53 $190 No change
SLDP Solid Power Inc. 0.00% 45 $156 No change
DVN Devon Energy Corp. 0.00% 4 $140 No change
PSKY Paramount Skydance Class B 0.00% 7 $132 New
ALB Albemarle Corp. 0.00% 1 $81 No change
NIO Nio Inc. - ADR 0.00% 10 $76 No change
COLB Columbia Banking System Inc. 0.00% 2 $51 New
FCEL Fuelcell Energy Inc. 0.00% 6 $47 No change
ICLN iShares Global Clean Energy 0.00% 3 $46 No change
XP XP Inc. Class A 0.00% 1 $19 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $230 (not counted above)
SecurityClassShares / PrincipalValueChange
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 9$230New

Total filed on the 13F, all lines: $362.6M.

Portfolio Sells Q2 2025 → Q3 2025
SCHD Schwab US DVD Equity ETF Reduce -29.3% 12.01% −8.18
AVUV Avantis US Small Cap Value Reduce -90.3% 0.45% −4.79
JMEE JPM Sma & Mid Cap En Eq Et-U Reduce -8.9% 5.87% −1.50
NUSC Nuveen ESG Small-Cap ETF Reduce -83.7% 0.11% −0.63
IMTM iShares MSCI Intl Momentum F Reduce -1.9% 2.81% −0.54
NUDV Nuveen ESG Dividend ETF Reduce -10.3% 1.57% −0.52
GNR State Street SPDR S&P Global Sold out 0.00% −0.11
VUSB Vanguard Ultra Short Bond Et Reduce -9.1% 0.25% −0.09
VTI VG Morningstar TS MKT ETF-US Sold out 0.00% −0.04
IJS iShares S&P Small-Cap 600 Va Reduce -36.8% 0.04% −0.03
BND Vanguard Total Bond Market Sold out 0.00% −0.02
ESGU iShares ESG Aware MSCI USA Reduce -8.4% 0.10% −0.02
VXUS Vanguard Total Intl Stock Reduce -69.8% 0.01% −0.02
VWO Vanguard Ftse Emerging Marke Reduce -3.3% 0.10% −0.02
XOM Exxon Mobil Corp. Reduce -1.8% 0.08% −0.01
VOO Vanguard S&P 500 ETF Reduce -22.6% 0.03% −0.01
CVX Chevron Corp. Reduce -1.6% 0.08% −0.01
INTC Intel Corp. Reduce -30.1% 0.04% −0.01
PRU Prudential Financial Inc. Reduce -46.3% 0.01% −0.01
C Citigroup Inc. Reduce -97.1% 0.00% −0.00
DBC Invesco DB Commodity Index T Reduce -43.8% 0.00% −0.00
MTB M & T Bank Corp. Sold out 0.00% −0.00
CCL Carnival Corp. Reduce -34.7% 0.00% −0.00
EAOA iShares ESG Aware 80/20 Aggr Reduce -1.2% 0.01% −0.00
SCHG Schwab US Large-Cap Growth Reduce -1.3% 0.01% −0.00
ITOT iShares Core S&P Total U.S. Sold out 0.00% −0.00
AZEK The Azek Co. Inc. Sold out 0.00% −0.00
KLG WK Kellogg Co. Sold out 0.00% −0.00
LCID Lucid Group Inc. Reduce -0.9% 0.00% 0.00
ORCL Oracle Corp. Reduce -2.9% 0.21% +0.00

Portfolio Buys Q2 2025 → Q3 2025
IVW iShares S&P 500 Growth ETF New 11.18% +11.18
QUAL iShares MSCI USA Quality Fac Add +846.1% 8.03% +7.05
IJH iShares Core S&P Midcap ETF Add +204.6% 5.88% +3.63
USXF iShares ESG Advance MSCI USA New 0.87% +0.87
NUEM Nuveen ESG Emerging Markets Add +147.2% 0.48% +0.26
IWY iShares Russell Top 200 Grow Add +16.9% 2.80% +0.16
VUG Vanguard Mrngstar GR ETF-Sui Add +41.5% 0.48% +0.10
NKE Nike Inc. Class B Add +43.7% 0.43% +0.06
SPHQ Invesco S&P 500 Quality ETF New 0.05% +0.05
JQUA JPMorgan US Quality Factor Add +49.6% 0.19% +0.04
HEQT Simplify Hedged Equity ETF New 0.03% +0.03
ICLO Invesco Aaa Clo F/R Note ETF New 0.02% +0.02
XLG Invesco S&P 500 Top 50 ETF Add +193.1% 0.02% +0.01
SBUX Starbucks Corp. Add +53.9% 0.06% +0.01
ARKQ ARK Autonomous Tech & Robot New 0.01% +0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +428.0% 0.01% +0.01
SPYG SS SPDR P S&P 500 Growth ETF New 0.01% +0.01
GE General Electric Add +202.7% 0.01% +0.01
PFF iShares Preferred & Income S New 0.01% +0.01
D Dominion Energy Inc. Add +100.9% 0.01% +0.01
WOOD iShares Global Timber & Fore New 0.00% +0.00
BR Broadridge Financial Solutio New 0.00% +0.00
PEG Public Service Enterprise GP Add +98.5% 0.01% +0.00
MDY State Street SPDR S&P Midcap New 0.00% +0.00
ANET Arista Networks Inc. New 0.00% +0.00
GEV GE Vernova Inc. Add +128.6% 0.01% +0.00
JCI Johnson Controls Internation New 0.00% +0.00
AEE Ameren Corporation New 0.00% +0.00
NI Nisource Inc. New 0.00% +0.00
LRCX Lam Research Corp. Add +49.0% 0.01% +0.00
GEHC GE Healthcare Technology Add +131.6% 0.00% +0.00
JHX James Hardie Ind PLC New 0.00% +0.00
COLB Columbia Banking System Inc. New 0.00% 0.00
PSKY Paramount Skydance Class B New 0.00% 0.00
BOTZ Global X Robotics & Artifici Add +12.4% 0.11% −0.00
FBND Fidelity Total Bond ETF Add +20.1% 0.08% −0.00
STLD Steel Dynamics Inc. Add +0.4% 0.01% −0.00
ADP Automatic Data Processing Add +13.7% 0.03% −0.00
LDUR PIMCO Enhanced Low Duration Add +15.3% 0.09% −0.01
IVV iShares Core S&P 500 ETF Add +8.7% 0.13% −0.01
CMCSA Comcast Corp. Class A Add +0.1% 0.02% −0.01
PEP Pepsico Inc. Add +0.1% 0.07% −0.01
PYLD PIMCO Multisector Bond Actv Add +16.4% 0.29% −0.01
GSY Invesco Ultra Short Duration Add +15.1% 0.19% −0.01
JPM JPMorgan Chase & Co. Add +5.6% 0.18% −0.01
IDMO Invesco S&P International DE Add +7.2% 0.22% −0.02
ICSH iShares Ultra Short Duration Add +8.6% 0.17% −0.02
BIV Vanguard Intermediate-Term B Add +14.0% 0.34% −0.02
MINT PIMCO Enhanced Short Maturit Add +10.2% 0.24% −0.03
JBND JPMorgan Active Bond ETF Add +0.1% 6.62% −1.40

Notes & Other Activity Q2 2025 → Q3 2025
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 New 9 $230

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 337$444.7MJAAA, SCHD, FENI, IVW, HELO
Q1 2026 330$346.1MHELO, SCHD, FENI, IVW, JBND
Q4 2025 340$373.8MHELO, SCHD, FENI, IVW, QUAL
Q3 2025 342$362.6MHELO, SCHD, FENI, IVW, QUAL
Q2 2025 331$296.1MHELO, SCHD, FENI, JBND, JMEE
Q1 2025 337$252.9MSCHD, HELO, IEFA, JMEE, AVUV
Q4 2024 345$251.0MHELO, SCHD, IEFA, JMEE, AVUV
Q3 2024 349$249.4MHELO, SCHD, IEFA, JMEE, AVUV
Q2 2024 353$230.4MHELO, SCHD, IEFA, JMEE, AVUV
Q1 2024 360$191.0MSCHD, HELO, IEFA, AVUV, IMTM