CGC Financial Services, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 14, 2026), CGC Financial Services, LLC reported 330 stock positions worth $346.1 million. Its top holding was JPMorgan Hedged Equity ETF (HELO) at 20.1% of the portfolio, followed by Schwab US DVD Equity ETF (SCHD, 14.3%) and Fidelity Enhanced Intl ETF (FENI, 12.7%). Compared with Q4 2025, it opened 18 new positions, sold out of 29, added to 32 and reduced 60. The biggest buy was JPMorgan Active Bond ETF (JBND, shares +20%) and the biggest sale iShares MSCI USA Quality Fac (QUAL, shares −95%).

Most Recent 13F
Q2 2026
Location
LAKE OSWEGO, OR
CIK
0001992785
Portfolio Value
$346.1M (Q1 2026)
SEC Filing
0001992785-26-000003 ↗ filed Apr 14, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $191.0M Q1 2024 Q2 2024: $230.4M Q2 2024 Q3 2024: $249.4M Q3 2024 Q4 2024: $251.0M Q4 2024 Q1 2025: $252.9M Q1 2025 Q2 2025: $296.1M Q2 2025 Q3 2025: $362.6M Q3 2025 Q4 2025: $373.8M Q4 2025 Q1 2026: $346.1M $346.1M Q1 2026 Q2 2026: $444.7M Q2 2026

Holdings 330 stocks · $346.1M
HELO JPMorgan Hedged Equity ETF 20.13% 1,090,050 $69.7M Add +0.2%
SCHD Schwab US DVD Equity ETF 14.33% 1,616,296 $49.6M Reduce -0.5%
FENI Fidelity Enhanced Intl ETF 12.71% 1,182,571 $44.0M Add +0.1%
IVW iShares S&P 500 Growth ETF 11.35% 347,289 $39.3M Add +2.6%
JBND JPMorgan Active Bond ETF 8.39% 539,876 $29.0M Add +19.9%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 6.55% 339,541 $22.7M Reduce -0.8%
IJH iShares Core S&P Midcap ETF 6.51% 333,490 $22.5M Add +0.9%
IWY iShares Russell Top 200 Grow 2.75% 38,252 $9.5M Reduce -0.3%
IMTM iShares MSCI Intl Momentum F 2.44% 175,994 $8.5M Reduce -14.8%
NUDV Nuveen ESG Dividend ETF 1.76% 198,448 $6.1M Reduce -0.3%
AAPL Apple Inc. 1.08% 14,660 $3.7M Reduce -4.3%
USXF iShares ESG Advance MSCI USA 0.85% 53,270 $2.9M Reduce -4.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.58% 4,616 $2.0M Add +7.8%
BIV Vanguard Intermediate-Term B 0.55% 24,490 $1.9M Add +16.8%
NUEM Nuveen ESG Emerging Markets 0.52% 48,835 $1.8M Reduce -0.9%
QUAL iShares MSCI USA Quality Fac 0.44% 8,008 $1.5M Reduce -94.5%
PYLD PIMCO Multisector Bond Actv 0.39% 51,566 $1.4M Add +19.4%
AVUV Avantis US Small Cap Value 0.34% 10,802 $1.2M Reduce -35.2%
NKE Nike Inc. Class B 0.30% 19,803 $1.0M Reduce -10.2%
IDMO Invesco S&P International DE 0.30% 18,913 $1.0M Add +8.1%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.24% 2,731 $816K No change
VUSB Vanguard Ultra Short Bond Et 0.22% 15,524 $773K Reduce -6.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.22% 3,909 $767K No change
MSFT Microsoft Corp. 0.22% 2,015 $746K Reduce -14.3%
JNJ Johnson & Johnson 0.21% 2,973 $727K No change
EFA iShares MSCI Eafe ETF 0.20% 6,974 $677K No change
MINT PIMCO Enhanced Short Maturit 0.20% 6,715 $675K Reduce -5.3%
UNP Union Pacific Corp. 0.17% 2,434 $591K Add +493.7%
IVV iShares Core S&P 500 ETF 0.16% 839 $548K Add +5.7%
JPM JPMorgan Chase & Co. 0.15% 1,794 $528K Reduce -12.9%
GSY Invesco Ultra Short Duration 0.14% 9,710 $487K Reduce -7.6%
XOM Exxon Mobil Corp. 0.14% 2,831 $480K Reduce -16.7%
LDUR PIMCO Enhanced Low Duration 0.14% 4,995 $479K Add +25.4%
COST Costco Wholesale Corp. 0.14% 471 $470K No change
ICSH iShares Ultra Short Duration 0.13% 8,972 $454K Reduce -8.5%
FBND Fidelity Total Bond ETF 0.13% 9,939 $453K Add +37.7%
FNDE Schwab Fndmntl Em MRK Eq ETF 0.13% 11,547 $442K New
CSCO Cisco Systems Inc. 0.13% 5,593 $434K No change
CVX Chevron Corp. 0.12% 2,062 $427K Add +0.1%
ORCL Oracle Corp. 0.12% 2,730 $402K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.12% 1,841 $400K No change
EEM iShares MSCI Emerging Market 0.11% 6,582 $374K No change
JQUA JPMorgan US Quality Factor 0.10% 5,860 $359K Reduce -55.7%
QQQ Invesco QQQ Trust Series 1 0.10% 611 $353K Add +2677.3%
WWD Woodward Inc. 0.10% 984 $352K No change
CSX CSX Corp. 0.10% 8,332 $342K Add +0.0%
NUSC Nuveen ESG Small-Cap ETF 0.10% 7,399 $333K Add +2.5%
BOTZ Global X Robotics & Artifici 0.09% 9,830 $327K Reduce -9.4%
ESGU iShares ESG Aware MSCI USA 0.09% 2,288 $324K Reduce -5.5%
PEP Pepsico Inc. 0.09% 1,900 $295K Reduce -8.0%
GOOGL Alphabet Inc. Class A 0.08% 917 $264K Add +102.4%
SBUX Starbucks Corp. 0.07% 2,740 $245K No change
NVDA Nvidia Corp. 0.07% 1,383 $241K Reduce -6.7%
PM Philip Morris International 0.07% 1,443 $239K No change
DE Deere & Co. 0.07% 414 $233K No change
VB Vanguard Most SM-Cap ETF-Usd 0.06% 857 $224K No change
VNQ Vanguard Real Estate ETF 0.06% 2,405 $213K No change
HD Home Depot Inc. 0.06% 648 $213K No change
SPHQ Invesco S&P 500 Quality ETF 0.06% 2,609 $196K Reduce -3.5%
BSX Boston Scientific Corp. 0.06% 3,051 $191K No change
SLV iShares Silver Trust 0.06% 2,800 $191K No change
GOOG Alphabet Inc. Class C 0.06% 663 $190K Reduce -24.7%
IJS iShares S&P Small-Cap 600 Va 0.05% 1,604 $190K Add +0.6%
ABBV Abbvie Inc. 0.05% 848 $184K Reduce -19.0%
INTC Intel Corp. 0.05% 4,148 $183K Reduce -10.8%
WMT Walmart Inc. 0.05% 1,470 $183K No change
AXP American Express Co. 0.05% 582 $176K No change
HUBB Hubbell Inc. 0.05% 356 $175K No change
NFLX Netflix Inc. 0.05% 1,770 $170K No change
AVGO Broadcom Inc. 0.05% 547 $169K Reduce -6.7%
IJR iShares Core S&P Small-Cap E 0.05% 1,348 $168K No change
TSLA Tesla Inc. 0.05% 444 $165K No change
HFWA Heritage Financial Corp. 0.05% 6,159 $160K No change
TRV The Travelers Cos Inc. 0.05% 536 $156K No change
KR Kroger Co. 0.04% 2,094 $152K Add +61.8%
RTX RTX Corp. 0.04% 778 $150K Reduce -37.2%
KO The Coca-Cola Co. 0.04% 1,849 $141K No change
V Visa Inc. Class A 0.04% 465 $141K Add +22.1%
BA The Boeing Co. 0.04% 705 $140K No change
MCD McDonald's Corp. 0.04% 450 $140K Add +28.6%
ADBE Adobe Inc. 0.04% 567 $138K No change
IEFA iShares Core MSCI Eafe ETF 0.04% 1,498 $136K Reduce -1.2%
NVS Novartis AG-Sponsored ADR 0.04% 872 $133K No change
GLD SPDR Gold Shares 0.04% 306 $132K Reduce -70.8%
MRK Merck & Co. Inc. 0.04% 1,045 $126K Reduce -25.0%
DRI Darden Restaurants Inc. 0.04% 622 $122K No change
CAT Caterpillar Inc. 0.03% 166 $118K No change
NWN Northwest Natural Holding Co. 0.03% 2,093 $111K Add +0.1%
TMO Thermo Fisher Scientific Inc. 0.03% 225 $111K No change
PFE Pfizer Inc. 0.03% 3,888 $109K Reduce -30.4%
BRK.B Berkshire Hathaway Inc. Class B 0.03% 218 $104K No change
LMT Lockheed Martin Corp. 0.03% 164 $99K Add +0.6%
HEQT Simplify Hedged Equity ETF 0.03% 3,115 $98K No change
VOO Vanguard S&P 500 ETF 0.03% 159 $95K Reduce -86.9%
PG The Procter & Gamble Co. 0.03% 631 $91K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 371 $90K Reduce -1.9%
ED Consolidated Edison Inc. 0.03% 778 $88K Add +42.5%
CHE Chemed Corp. 0.03% 229 $87K No change
QCOM Qualcomm Inc. 0.02% 664 $86K Add +0.6%
META Meta Platforms Inc. Class A 0.02% 136 $78K Reduce -8.1%
SCHX Schwab US Large-Cap ETF 0.02% 3,000 $77K No change
VYM Vanguard High DVD Yield ETF 0.02% 509 $75K No change
AMZN Amazon.com Inc. 0.02% 353 $74K No change
BLK BlackRock Inc. 0.02% 75 $72K Reduce -31.8%
ROP Roper Technologies Inc. 0.02% 202 $71K No change
MO Altria Group Inc. 0.02% 1,064 $70K No change
MU Micron Technology Inc. 0.02% 205 $69K No change
EMR Emerson Electric Co. 0.02% 525 $69K No change
ADP Automatic Data Processing 0.02% 323 $66K Reduce -26.4%
AMAT Applied Materials Inc. 0.02% 192 $66K No change
XLF SS Financial Select Sector 0.02% 1,280 $63K No change
AMGN Amgen Inc. 0.02% 175 $62K No change
EOS Eaton Vance Enh Eqt Inc. II 0.02% 3,002 $61K No change
IWM iShares Russell 2000 ETF 0.02% 244 $61K Reduce -9.6%
FSLR First Solar Inc. 0.02% 300 $59K No change
ADI Analog Devices Inc. 0.02% 185 $59K Reduce -52.0%
DFAT Dimensional US Target Value 0.02% 942 $59K No change
MSI Motorola Solutions Inc. 0.02% 133 $58K No change
GE General Electric filed as GE AEROSPACE 0.02% 202 $57K No change
XLG Invesco S&P 500 Top 50 ETF 0.02% 1,026 $56K No change
ICLO Invesco Aaa Clo F/R Note ETF 0.02% 2,151 $55K No change
POR Portland General Electric Co. 0.02% 1,000 $53K No change
AMP Ameriprise Financial Inc. 0.01% 116 $52K No change
LLY Eli Lilly & Co. 0.01% 55 $51K No change
SDGR Schrodinger Inc. 0.01% 4,221 $48K No change
ABT Abbott Laboratories 0.01% 464 $48K Reduce -8.5%
SO The Southern Co. 0.01% 493 $48K Add +68.3%
GEV GE Vernova Inc. 0.01% 54 $47K No change
APD Air Products & Chemicals Inc. 0.01% 162 $47K No change
RPM RPM International Inc. 0.01% 473 $47K No change
OMC Omnicom Group 0.01% 624 $47K No change
TSM Taiwan Semiconductor-SP ADR 0.01% 127 $43K No change
D Dominion Energy Inc. 0.01% 681 $42K No change
PEG Public Service Enterprise GP 0.01% 520 $42K No change
CRM Salesforce Inc. 0.01% 223 $42K No change
DFAC Dimensional US Core Equity 2 0.01% 1,070 $42K No change
NEE Nextera Energy Inc. 0.01% 441 $41K Reduce -54.2%
DUK Duke Energy Corp. 0.01% 308 $40K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 60 $39K No change
LIT Global X Lithium & Battery T 0.01% 514 $38K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 132 $38K No change
T AT&T Inc. 0.01% 1,306 $38K No change
SCHW Schwab (charles) Corp. 0.01% 400 $38K No change
CMCSA Comcast Corp. Class A 0.01% 1,172 $34K Add +0.2%
ENB Enbridge Inc. 0.01% 613 $33K No change
LRCX Lam Research Corp. 0.01% 152 $32K No change
SYY Sysco Corp. 0.01% 446 $32K No change
WFC Wells Fargo & Co. 0.01% 396 $32K No change
ARKQ ARK Autonomous Tech & Robot 0.01% 274 $31K No change
SHEL Shell PLC-ADR 0.01% 324 $30K No change
KKR KKR & Co. Inc. 0.01% 325 $30K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 610 $30K No change
TTWO Take-Two Interactive Softwre 0.01% 150 $30K No change
MFC Manulife Financial Corp. 0.01% 850 $29K No change
WM Waste Management Inc. 0.01% 125 $29K No change
TRI Thomson Reuters Corp. 0.01% 315 $28K No change
GIS General Mills Inc. 0.01% 757 $28K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 286 $28K No change
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.01% 421 $28K No change
WY Weyerhaeuser Co. 0.01% 1,130 $28K No change
OKE Oneok Inc. 0.01% 304 $27K No change
STLD Steel Dynamics Inc. 0.01% 148 $27K Reduce -37.0%
VZ Verizon Communications Inc. 0.01% 486 $24K No change
VXUS Vanguard Total Intl Stock 0.01% 310 $24K No change
SCHG Schwab US Large-Cap Growth 0.01% 800 $23K Reduce -24.5%
AEP American Electric Power 0.01% 173 $23K Add +183.6%
BKIE BNY Mellon Intl Eqty ETF 0.01% 240 $22K Reduce -17.5%
BDX Becton Dickinson and Co. 0.01% 140 $22K No change
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,829 $21K No change
EFV iShares MSCI Eafe Value ETF 0.01% 280 $21K No change
TEL Te Connectivity PLC 0.01% 98 $20K Reduce -73.1%
SRPT Sarepta Therapeutics Inc. 0.01% 913 $20K No change
DGRO iShares Core Dividend Growth 0.01% 282 $20K Reduce -98.3%
EAOA iShares ESG Aware 80/20 Aggr 0.01% 483 $20K No change
SBRA Sabra Health Care REIT Inc. 0.01% 1,000 $19K No change
BX Blackstone Inc. 0.01% 162 $19K Reduce -67.3%
FTNT Fortinet Inc. 0.01% 225 $18K No change
TRP TC Energy Corp. 0.01% 286 $18K No change
GLW Corning Inc. 0.01% 130 $18K No change
Q Qnity Electronics Inc. 0.01% 151 $17K New
AMCR Amcor PLC 0.01% 432 $17K No change
AMLP Alerian MLP ETF 0.00% 325 $17K No change
PRU Prudential Financial Inc. 0.00% 175 $17K No change
CL Colgate-Palmolive Co. 0.00% 200 $17K No change
EPD Enterprise Products Partners 0.00% 408 $15K Reduce -92.7%
MDY State Street SPDR S&P Midcap 0.00% 25 $15K No change
IBRX Immunitybio Inc. 0.00% 2,000 $15K New
ARM Arm Holdings PLC-ADR 0.00% 100 $15K No change
BCE Bce Inc. 0.00% 599 $15K No change
WBD Warner Bros Discovery Inc. 0.00% 547 $15K Reduce -19.3%
DTE DTE Energy Company 0.00% 101 $15K No change
ARCC Ares Capital Corp. 0.00% 807 $15K No change
CHD Church & Dwight Co. Inc. 0.00% 153 $14K No change
DD Dupont DE Nemours Inc. 0.00% 304 $14K No change
BP BP PLC-Spons ADR 0.00% 296 $14K No change
WEC WEC Energy Group Inc. 0.00% 120 $14K No change
SRE Sempra 0.00% 138 $13K No change
IQLT iShares MSCI International Q 0.00% 289 $13K No change
SYF Synchrony Financial 0.00% 193 $13K No change
DELL Dell Technologies -C 0.00% 79 $13K No change
GSK GSK PLC-Spon ADR 0.00% 234 $13K No change
BNDX Vanguard Total Intl Bond ETF 0.00% 263 $13K No change
CARR Carrier Global Corp. 0.00% 222 $13K Reduce -40.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 129 $12K Add +0.8%
VTIP Vanguard Short-Term Tips 0.00% 246 $12K No change
JCI Johnson Controls Internation 0.00% 93 $12K No change
VEA Vanguard Ftse Developed ETF 0.00% 185 $12K No change
AME Ametek Inc. 0.00% 55 $12K No change
AOA iShares Core 80/20 Aggressiv 0.00% 131 $12K Add +4.8%
PBD Invesco Global Clean Energy 0.00% 645 $12K No change
AM Antero Midstream Corp. 0.00% 500 $11K No change
CTSH Cognizant Tech Solutions-A 0.00% 176 $11K No change
PH Parker Hannifin Corp. 0.00% 12 $11K No change
AEE Ameren Corporation 0.00% 95 $10K No change
GSLC Goldman Activebeta US LC ETF 0.00% 81 $10K New
LDOS Leidos Holdings Inc. 0.00% 65 $10K No change
NI Nisource Inc. 0.00% 200 $9K No change
ACN Accenture PLC Class A 0.00% 47 $9K No change
UL Unilever PLC-Sponsored ADR 0.00% 159 $9K No change
HR Healthcare Realty Trust Inc. 0.00% 530 $9K No change
TGT Target Corp. 0.00% 73 $9K No change
BROS Dutch Bros Inc. Class A 0.00% 172 $9K No change
OTIS Otis Worldwide Corp. 0.00% 110 $8K No change
GLPI Gaming and Leisure Propertie 0.00% 186 $8K No change
OXY Occidental Petroleum Corp. 0.00% 125 $8K New
MET Metlife Inc. 0.00% 114 $8K No change
MDT Medtronic PLC 0.00% 93 $8K Reduce -80.4%
EVRG Evergy Inc. 0.00% 98 $8K No change
DHR Danaher Corp. 0.00% 41 $8K Reduce -85.0%
TREX Trex Company Inc. filed as TREX INC 0.00% 212 $8K No change
MELI MercadoLibre Inc. 0.00% 4 $7K Reduce -66.7%
CSQ Calamos Strat TTL RTRN FND 0.00% 401 $7K New
DTM DT Midstream Inc. 0.00% 50 $7K No change
HBAN Huntington Bancshares Inc. 0.00% 423 $7K No change
OGS One Gas Inc. 0.00% 76 $7K No change
FCPT Four Corners Property Trust 0.00% 273 $6K No change
PAYX Paychex Inc. 0.00% 70 $6K No change
USMV iShares MSCI USA Min Vol Fac 0.00% 68 $6K No change
ITW Illinois Tool Works 0.00% 24 $6K No change
SLB SLB Ltd. filed as SLB LIMITED 0.00% 120 $6K No change
VONG Vanguard Russell 1000 Growth 0.00% 55 $6K No change
DG Dollar General Corp. 0.00% 50 $6K No change
PTC PTC Inc. 0.00% 40 $6K No change
DDD 3D Systems Corp. filed as 3D SYS CORP DEL 0.00% 2,983 $6K No change
IEMG iShares Core MSCI Emerging 0.00% 80 $6K Reduce -98.1%
CHKP Check Point Software Tech 0.00% 39 $6K No change
AMT American Tower Corp. 0.00% 32 $6K No change
OSUR Orasure Technologies Inc. 0.00% 1,839 $6K No change
EXEL Exelixis Inc. 0.00% 128 $5K No change
WAT Waters Corp. 0.00% 18 $5K New
VSS Vanguard Ftse All Wo X-US SC 0.00% 35 $5K No change
PSX Phillips 66 0.00% 28 $5K No change
FVAL Fidelity Value Factor ETF 0.00% 73 $5K New
UPS United Parcel Service Class B 0.00% 50 $5K No change
XPO Xpo Inc. 0.00% 25 $5K No change
JHMM John Hancock Multi Fact Mid 0.00% 68 $5K New
OMFL Invesco Russell 1000 DYN M/F 0.00% 75 $5K New
XT Ishar Fture Exp Tech ETF-Usd 0.00% 66 $4K New
VEEV Veeva Systems Inc. Class A 0.00% 25 $4K No change
USB US Bancorp 0.00% 83 $4K No change
EPC Edgewell Personal Care Co. 0.00% 200 $4K No change
AVA Avista Corp. 0.00% 100 $4K No change
MDLZ Mondelez International Inc. Class A 0.00% 69 $4K No change
DRIV Global X Autonomous&elec-ETF 0.00% 123 $4K No change
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.00% 8 $4K No change
EMGF iShares Emerging Markets Equ 0.00% 57 $3K New
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.00% 75 $3K New
VWO Vanguard Ftse Emerging Marke 0.00% 61 $3K Reduce -99.3%
ENR Energizer Holdings Inc. 0.00% 200 $3K No change
BABA Alibaba Group Holding-SP ADR 0.00% 25 $3K No change
GEHC GE Healthcare Technology 0.00% 44 $3K No change
HLN Haleon PLC-ADR 0.00% 293 $3K Add +0.3%
PLSE Pulse Biosciences Inc. 0.00% 133 $3K No change
OBE Obsidian Energy Ltd. 0.00% 300 $3K New
NVT Nvent Electric PLC 0.00% 23 $3K No change
PPL PPL Corp. 0.00% 69 $3K No change
CCL Carnival Corp. 0.00% 100 $3K No change
XBGYX BlackRock Enh Intl DVD TR 0.00% 477 $3K New
KMB Kimberly-Clark Corp. 0.00% 25 $2K No change
SWK Stanley Black & Decker Inc. 0.00% 33 $2K No change
SIRI Sirius XM Holdings Inc. 0.00% 100 $2K No change
PNR Pentair PLC 0.00% 23 $2K No change
WMB Williams Cos Inc. 0.00% 27 $2K No change
TLH iShares 10-20 Year Treasury 0.00% 19 $2K No change
SOBO South Bow Corp. 0.00% 57 $2K No change
WSM Williams-Sonoma Inc. 0.00% 10 $2K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.00% 15 $2K No change
VOD Vodafone Group PLC-SP ADR 0.00% 118 $2K No change
VSNT Versant Media Group Inc. 0.00% 45 $2K Reduce -3.9%
IQM Franklin Intelligent Machine 0.00% 18 $2K No change
PCG P G & E Corp. 0.00% 88 $2K No change
XYZ Block Inc. 0.00% 25 $2K No change
DASH DoorDash Inc. Class A 0.00% 10 $2K No change
PLTR Palantir Technologies Inc. Class A 0.00% 10 $1K No change
GXO Gxo Logistics Inc. 0.00% 25 $1K No change
UAL United Airlines Holdings Inc. 0.00% 14 $1K No change
LUV Southwest Airlines Co. 0.00% 34 $1K No change
VLTO Veralto Corp. 0.00% 13 $1K No change
DBX Dropbox Inc. Class A 0.00% 50 $1K No change
HON Honeywell International Inc. 0.00% 5 $1K No change
FTV Fortive Corp. 0.00% 20 $1K No change
CHTR Charter Communications Inc. Class A 0.00% 5 $1K No change
RIVN Rivian Automotive Inc. Class A 0.00% 69 $1K No change
VTRS Viatris Inc. 0.00% 73 $986 Reduce -72.8%
SHW The Sherwin-Williams Co. 0.00% 3 $962 No change
KD Kyndryl Holdings Inc. 0.00% 72 $945 Reduce -1.4%
EBAY eBay Inc. 0.00% 10 $910 No change
PYPL PayPal Holdings Inc. 0.00% 20 $905 No change
BARK Bark Inc. 0.00% 1,749 $886 New
XLI SS Industrial Select Sector 0.00% 5 $809 No change
CNP Centerpoint Energy Inc. 0.00% 18 $777 No change
UBER Uber Technologies Inc. 0.00% 10 $719 No change
BHF Brighthouse Financial Inc. 0.00% 9 $539 No change
MICC The Magnum Ice Cream Co. NV 0.00% 35 $523 New
KHC The Kraft Heinz Co. 0.00% 23 $517 No change
WAB Wabtec Corp. 0.00% 2 $500 No change
LCID Lucid Group Inc. 0.00% 45 $429 No change
ENPH Enphase Energy Inc. 0.00% 10 $378 No change
VNDA Vanda Pharmaceuticals Inc. 0.00% 50 $346 No change
C Citigroup Inc. 0.00% 3 $340 No change
VNT Vontier Corp. 0.00% 8 $284 No change
UNH Unitedhealth Group Inc. 0.00% 1 $271 Reduce -94.4%
RAL Ralliant Corp. 0.00% 6 $250 No change
EMBC Embecta Corp. 0.00% 28 $248 No change
DVN Devon Energy Corp. 0.00% 4 $201 No change
ADNT Adient PLC 0.00% 9 $182 No change
SLDP Solid Power Inc. 0.00% 45 $135 No change
SOLS Solstice Adv Materials Inc. 0.00% 1 $76 New
COLB Columbia Banking System Inc. 0.00% 2 $55 No change
FCEL Fuelcell Energy Inc. 0.00% 6 $39 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $644 (not counted above)
SecurityClassShares / PrincipalValueChange
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 15$644New

Total filed on the 13F, all lines: $346.1M.

Portfolio Sells Q4 2025 → Q1 2026
QUAL iShares MSCI USA Quality Fac Reduce -94.5% 0.44% −7.35
DGRO iShares Core Dividend Growth Reduce -98.3% 0.01% −0.30
IMTM iShares MSCI Intl Momentum F Reduce -14.8% 2.44% −0.21
VOO Vanguard S&P 500 ETF Reduce -86.9% 0.03% −0.18
JQUA JPMorgan US Quality Factor Reduce -55.7% 0.10% −0.12
VWO Vanguard Ftse Emerging Marke Reduce -99.3% 0.00% −0.12
AVUV Avantis US Small Cap Value Reduce -35.2% 0.34% −0.11
IWY iShares Russell Top 200 Grow Reduce -0.3% 2.75% −0.09
MSFT Microsoft Corp. Reduce -14.3% 0.22% −0.09
IEMG iShares Core MSCI Emerging Reduce -98.1% 0.00% −0.07
NKE Nike Inc. Class B Reduce -10.2% 0.30% −0.07
GLD SPDR Gold Shares Reduce -70.8% 0.04% −0.07
EPD Enterprise Products Partners Reduce -92.7% 0.00% −0.04
AAPL Apple Inc. Reduce -4.3% 1.08% −0.04
JPM JPMorgan Chase & Co. Reduce -12.9% 0.15% −0.03
CCJ Cameco Corp. Sold out 0.00% −0.02
GOOG Alphabet Inc. Class C Reduce -24.7% 0.06% −0.02
RTX RTX Corp. Reduce -37.2% 0.04% −0.02
TEL Te Connectivity PLC Reduce -73.1% 0.01% −0.02
BX Blackstone Inc. Reduce -67.3% 0.01% −0.01
DHR Danaher Corp. Reduce -85.0% 0.00% −0.01
USXF iShares ESG Advance MSCI USA Reduce -4.7% 0.85% −0.01
ADP Automatic Data Processing Reduce -26.4% 0.02% −0.01
ADI Analog Devices Inc. Reduce -52.0% 0.02% −0.01
BOTZ Global X Robotics & Artifici Reduce -9.4% 0.09% −0.01
ABBV Abbvie Inc. Reduce -19.0% 0.05% −0.01
BLK BlackRock Inc. Reduce -31.8% 0.02% −0.01
MDT Medtronic PLC Reduce -80.4% 0.00% −0.01
DVY iShares Select Dividend ETF Sold out 0.00% −0.01
NEE Nextera Energy Inc. Reduce -54.2% 0.01% −0.01
SYK Stryker Corp. Sold out 0.00% −0.01
MMM 3M Co. Sold out 0.00% −0.01
OSIS Osi Systems Inc. Sold out 0.00% −0.01
PFE Pfizer Inc. Reduce -30.4% 0.03% −0.01
ETN Eaton Corp. PLC Sold out 0.00% −0.01
AVGO Broadcom Inc. Reduce -6.7% 0.05% −0.01
LASR Nlight Inc. Sold out 0.00% −0.01
CME Cme Group Inc. Sold out 0.00% −0.00
SPGI S&P Global Inc. Sold out 0.00% −0.00
WOOD iShares Global Timber & Fore Sold out 0.00% −0.00
MELI MercadoLibre Inc. Reduce -66.7% 0.00% −0.00
NVDA Nvidia Corp. Reduce -6.7% 0.07% −0.00
BR Broadridge Financial Solutio Sold out 0.00% −0.00
IBM Intl Business Machines Corp. Reduce -1.9% 0.03% −0.00
META Meta Platforms Inc. Class A Reduce -8.1% 0.02% −0.00
LNG Cheniere Energy Inc. Sold out 0.00% −0.00
MNST Monster Beverage Corp. Sold out 0.00% −0.00
ABT Abbott Laboratories Reduce -8.5% 0.01% −0.00
ANET Arista Networks Inc. Sold out 0.00% −0.00
FNDX Schwab Fndmntl US LRG Co. ETF Sold out 0.00% −0.00

Portfolio Buys Q4 2025 → Q1 2026
JBND JPMorgan Active Bond ETF Add +19.9% 8.39% +1.88
FENI Fidelity Enhanced Intl ETF Add +0.1% 12.71% +1.15
HELO JPMorgan Hedged Equity ETF Add +0.2% 20.13% +0.79
IJH iShares Core S&P Midcap ETF Add +0.9% 6.51% +0.67
IVW iShares S&P 500 Growth ETF Add +2.6% 11.35% +0.19
UNP Union Pacific Corp. Add +493.7% 0.17% +0.15
FNDE Schwab Fndmntl Em MRK Eq ETF New 0.13% +0.13
BIV Vanguard Intermediate-Term B Add +16.8% 0.55% +0.11
QQQ Invesco QQQ Trust Series 1 Add +2677.3% 0.10% +0.10
PYLD PIMCO Multisector Bond Actv Add +19.4% 0.39% +0.08
FBND Fidelity Total Bond ETF Add +37.7% 0.13% +0.04
IDMO Invesco S&P International DE Add +8.1% 0.30% +0.04
CVX Chevron Corp. Add +0.1% 0.12% +0.04
GOOGL Alphabet Inc. Class A Add +102.4% 0.08% +0.04
LDUR PIMCO Enhanced Low Duration Add +25.4% 0.14% +0.04
VUG Vanguard Mrngstar GR ETF-Sui Add +7.8% 0.58% +0.02
KR Kroger Co. Add +61.8% 0.04% +0.02
CSX CSX Corp. Add +0.0% 0.10% +0.02
IVV iShares Core S&P 500 ETF Add +5.7% 0.16% +0.01
MCD McDonald's Corp. Add +28.6% 0.04% +0.01
ED Consolidated Edison Inc. Add +42.5% 0.03% +0.01
NUSC Nuveen ESG Small-Cap ETF Add +2.5% 0.10% +0.01
LMT Lockheed Martin Corp. Add +0.6% 0.03% +0.01
SO The Southern Co. Add +68.3% 0.01% +0.01
IJS iShares S&P Small-Cap 600 Va Add +0.6% 0.05% +0.01
NWN Northwest Natural Holding Co. Add +0.1% 0.03% +0.01
Q Qnity Electronics Inc. New 0.01% +0.01
V Visa Inc. Class A Add +22.1% 0.04% +0.00
AEP American Electric Power Add +183.6% 0.01% +0.00
IBRX Immunitybio Inc. New 0.00% +0.00
GSLC Goldman Activebeta US LC ETF New 0.00% +0.00
OXY Occidental Petroleum Corp. New 0.00% +0.00
CSQ Calamos Strat TTL RTRN FND New 0.00% +0.00
FVAL Fidelity Value Factor ETF New 0.00% +0.00
WAT Waters Corp. New 0.00% +0.00
OMFL Invesco Russell 1000 DYN M/F New 0.00% +0.00
XT Ishar Fture Exp Tech ETF-Usd New 0.00% +0.00
JHMM John Hancock Multi Fact Mid New 0.00% +0.00
PRFZ Inv Rafi US 1500 SM-Usd Inc. New 0.00% +0.00
EMGF iShares Emerging Markets Equ New 0.00% +0.00
OBE Obsidian Energy Ltd. New 0.00% +0.00
XBGYX BlackRock Enh Intl DVD TR New 0.00% +0.00
CMCSA Comcast Corp. Class A Add +0.2% 0.01% +0.00
AOA iShares Core 80/20 Aggressiv Add +4.8% 0.00% +0.00
BARK Bark Inc. New 0.00% +0.00
MICC The Magnum Ice Cream Co. NV New 0.00% +0.00
HLN Haleon PLC-ADR Add +0.3% 0.00% +0.00
SOLS Solstice Adv Materials Inc. New 0.00% 0.00
DIS The Walt Disney Co. Add +0.8% 0.00% −0.00
QCOM Qualcomm Inc. Add +0.6% 0.02% −0.01

Notes & Other Activity Q4 2025 → Q1 2026
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 New 15 $644

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 337$444.7MJAAA, SCHD, FENI, IVW, HELO
Q1 2026 330$346.1MHELO, SCHD, FENI, IVW, JBND
Q4 2025 340$373.8MHELO, SCHD, FENI, IVW, QUAL
Q3 2025 342$362.6MHELO, SCHD, FENI, IVW, QUAL
Q2 2025 331$296.1MHELO, SCHD, FENI, JBND, JMEE
Q1 2025 337$252.9MSCHD, HELO, IEFA, JMEE, AVUV
Q4 2024 345$251.0MHELO, SCHD, IEFA, JMEE, AVUV
Q3 2024 349$249.4MHELO, SCHD, IEFA, JMEE, AVUV
Q2 2024 353$230.4MHELO, SCHD, IEFA, JMEE, AVUV
Q1 2024 360$191.0MSCHD, HELO, IEFA, AVUV, IMTM