Fairfield Financial Advisors, LTD

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 28, 2024), Fairfield Financial Advisors, LTD reported 283 stock positions worth $292.5 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 9.2% of the portfolio, followed by SS Technology Select Sector (XLK, 8.3%) and Jensen Quality Growth-I (JENIX, 8.2%). Compared with Q2 2024, it opened 10 new positions, sold out of 11, added to 77 and reduced 55. The biggest buy was Berkshire Hathaway Class B (BRK.B, shares +0%) and the biggest sale Automatic Data Processing (ADP, shares −2%).

Most Recent 13F
Q2 2026
Location
WELLESLEY, MA
CIK
0002033232
Portfolio Value
$292.5M (Q3 2024)
SEC Filing
0002033232-24-000012 ↗ filed Oct 28, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q2 2024: $338.8M Q2 2024 Q3 2024: $292.5M $292.5M Q3 2024 Q4 2024: $283.9M Q4 2024 Q1 2025: $264.5M Q1 2025 Q2 2025: $284.3M Q2 2025 Q3 2025: $296.9M Q3 2025 Q4 2025: $306.8M Q4 2025 Q1 2026: $288.9M Q1 2026 Q2 2026: $253.8M Q2 2026

Holdings 283 stocks · $292.5M
QQQ Invesco QQQ Trust Series 1 9.17% 54,967 $26.8M Reduce -0.8%
XLK SS Technology Select Sector 8.33% 107,898 $24.4M Reduce -0.8%
JENIX Jensen Quality Growth-I 8.20% 361,665 $24.0M Reduce -0.1%
PRBLX Parnassus Core Equity-Inv 6.53% 293,937 $19.1M Reduce -0.3%
TRAIX T Rowe PR Captl Apprec-I 5.91% 450,708 $17.3M Reduce -0.1%
VDIGX Vanguard Dividend Growth-Inv 5.72% 400,457 $16.7M Reduce -0.3%
LLY Eli Lilly & Co. 4.43% 14,639 $13.0M Add +3.0%
AAPL Apple Inc. 4.39% 55,122 $12.8M Reduce -4.0%
AMZN Amazon.com Inc. 3.48% 54,602 $10.2M Reduce -1.1%
GOOGL Alphabet Inc. Class A 3.43% 60,553 $10.0M Add +0.4%
BRK.B Berkshire Hathaway Inc. Class B 3.23% 20,497 $9.4M Add +0.1%
MSFT Microsoft Corp. 2.87% 19,510 $8.4M Add +0.1%
ADP Automatic Data Processing 2.40% 25,346 $7.0M Reduce -2.3%
NVO Novo-Nordisk A/S-Spons ADR 2.12% 52,068 $6.2M Add +7.4%
SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB VALUE ADVANTAGE MONEY INVESTOR SHARES 1.90% 5,547,577 $5.5M Add +0.4%
COST Costco Wholesale Corp. 1.64% 5,412 $4.8M Add +8.8%
XLE SS Energy Select Sector 1.48% 49,138 $4.3M Reduce -0.1%
V Visa Inc. Class A 1.40% 14,880 $4.1M Reduce -3.3%
MA Mastercard Inc. Class A 1.29% 7,639 $3.8M Reduce -1.4%
DE Deere & Co. 1.16% 8,143 $3.4M Reduce -18.1%
VGHCX Vanguard Health Care-Inv 0.93% 11,911 $2.7M Reduce -7.0%
AMGN Amgen Inc. 0.91% 8,284 $2.7M Add +2.4%
SNAXX Schwa Prime Adv Money FD-Ult filed as SCHWAB VALUE ADVANTAGE MONEY ULTRA SHARES 0.89% 2,615,332 $2.6M Reduce -8.3%
ABT Abbott Laboratories 0.89% 22,809 $2.6M Reduce -25.8%
UNH Unitedhealth Group Inc. 0.85% 4,251 $2.5M Reduce -1.4%
CAT Caterpillar Inc. 0.79% 5,912 $2.3M Add +7.2%
CCASX Conestoga Small Ca-Inv 0.72% 27,613 $2.1M Reduce -0.5%
PANW Palo Alto Networks Inc. 0.70% 5,972 $2.0M Add +7.5%
FCX Freeport-McMoran Inc. 0.67% 39,187 $2.0M Add +0.2%
FCNTX Fidelity Contrafund 0.66% 92,014 $1.9M No change
ADI Analog Devices Inc. 0.66% 8,407 $1.9M Reduce -1.0%
WELL Welltower Inc. 0.65% 14,921 $1.9M Add +2.7%
VWINX Vanguard Wellesley Inc.-Inv 0.61% 67,453 $1.8M Reduce -3.5%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.59% 6,138 $1.7M Add +9.6%
XLI SS Industrial Select Sector 0.57% 12,290 $1.7M Add +25.2%
ISRG Intuitive Surgical Inc. 0.55% 3,276 $1.6M Add +22.1%
WSMNX WM Blair SM-M Cap GRW-N filed as WILLIAM BLAIR SMALL-MID CAP GROWTH N 0.54% 55,199 $1.6M Reduce -1.4%
OAKMX Oakmark Fund-Inv 0.43% 8,385 $1.3M Add +9.2%
AMD Advanced Micro Devices 0.41% 7,340 $1.2M Add +20.7%
NEE Nextera Energy Inc. 0.39% 13,631 $1.2M Reduce -34.2%
NVDA Nvidia Corp. 0.38% 9,115 $1.1M Reduce -7.6%
DHR Danaher Corp. 0.38% 3,951 $1.1M Reduce -28.7%
MRK Merck & Co. Inc. 0.29% 7,426 $843K Add +19.9%
OXY Occidental Petroleum Corp. 0.25% 14,402 $742K Reduce -7.7%
PRDGX T Rowe PR Dividend Grow-Inv 0.25% 8,965 $738K Add +0.1%
HCA HCA Healthcare Inc. 0.23% 1,684 $685K Add +8.1%
XLV SS Health Care Select Sector 0.23% 4,330 $667K Reduce -14.3%
HACAX Harbor Capital Apprecia-Inst 0.21% 5,180 $614K Add +7.3%
AMANX Amana Income Fund-Inv 0.21% 8,690 $607K No change
CONSERVATIVE POOL 0.17% 25,008 $496K Reduce -3.6%
CVX Chevron Corp. 0.16% 3,170 $467K Reduce -16.1%
VFIAX Vanguard 500 Index-Adm 0.15% 813 $432K Add +0.4%
META Meta Platforms Inc. Class A 0.14% 725 $415K Add +3.9%
POLRX Polen Growth Fund-Inv 0.12% 7,673 $348K Reduce -30.1%
LMT Lockheed Martin Corp. 0.11% 557 $325K Add +0.4%
MCK McKesson Corp. 0.11% 647 $320K Add +88.6%
SLMCX Columbia SLGM Tech & Info-A 0.10% 2,328 $306K No change
TSLA Tesla Inc. 0.10% 1,149 $301K Add +3.1%
VWIGX Vanguard Intl Growth-Inv 0.10% 7,973 $295K Reduce -24.6%
ZTS Zoetis Inc. 0.10% 1,512 $295K Add +0.1%
WMT Walmart Inc. 0.10% 3,460 $279K Add +40.1%
AON Aon PLC Class A 0.08% 657 $227K No change
VYM Vanguard High DVD Yield ETF 0.08% 1,726 $221K Add +0.5%
PEP Pepsico Inc. 0.08% 1,298 $221K Add +0.6%
AZN Astrazeneca PLC-Spons ADR 0.08% 2,832 $221K Reduce -4.9%
SNVXX Schwab Govt MNY FND-Inv 0.07% 215,385 $215K Add +25.9%
FTNT Fortinet Inc. 0.07% 2,710 $210K Reduce -15.8%
NSRGY Nestle SA-Spons ADR 0.07% 2,085 $210K No change
MORGAN STANLEY PVT BANK (MS 4.55 07/03/29) 0.07% 200,000 $208K New
VLTO Veralto Corp. 0.07% 1,818 $203K Reduce -36.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 1,968 $189K Reduce -8.3%
XLP SS Consumer Staples Sel Sect 0.06% 2,172 $180K Add +0.4%
UBS BANK USA (UBS 4.6 07/03/28) 0.06% 174,000 $180K New
TXN Texas Instruments Inc. 0.06% 852 $176K Add +0.1%
ALLY BANK/UT (GMATBK 3 06/09/26) 0.06% 175,000 $173K No change
ABBV Abbvie Inc. 0.06% 870 $172K Add +0.3%
VRTX Vertex Pharmaceuticals Inc. 0.06% 365 $170K Reduce -2.9%
ADBE Adobe Inc. 0.06% 322 $167K Add +8.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 753 $166K Reduce -0.4%
GOLDMAN SACHS BANK USA (GS 2.9 06/08/27) 0.05% 160,000 $157K No change
BANK OF AMERICA NA (BAC 5.05 12/08/25) 0.05% 150,000 $152K No change
CAPITAL ONE NA (DFS 3.15 06/07/27) filed as DISCOVER BANK 3.15 0.05% 150,000 $148K No change
BANK OF AMERICA NA (BAC 5 07/17/25) 0.05% 139,000 $140K New
DODIX Dodge & Cox Income-I 0.05% 10,468 $135K Add +1.0%
NOBL Proshares S&P 500 Dividend A 0.05% 1,267 $135K Reduce -6.0%
CCSMX Conestoga Smid Cap-Inv 0.04% 4,947 $128K No change
TEAM Atlassian Corp. Class A 0.04% 792 $126K No change
MITTX MFS Mass Inv Trust-A 0.04% 3,076 $124K Add +1.1%
AXON Axon Enterprise Inc. 0.04% 300 $120K No change
NKE Nike Inc. Class B 0.04% 1,355 $120K Add +0.1%
SPGI S&P Global Inc. 0.04% 227 $117K No change
ALB Albemarle Corp. 0.04% 1,224 $116K Add +0.3%
TQQQ Proshares Ultrapro QQQ 0.04% 1,588 $115K Add +0.2%
TMO Thermo Fisher Scientific Inc. 0.04% 168 $104K Add +0.6%
TICRX Nuveen LRG Cap Resp Eq FND-A 0.03% 3,901 $102K No change
GE General Electric filed as GE AEROSPACE 0.03% 525 $99K New
HD Home Depot Inc. 0.03% 240 $97K Add +0.4%
PMYAX Putnam Core Equity 0.03% 2,142 $93K No change
BLUEROCK TOTAL INCOME REAL ESTATE I 0.03% 3,323 $92K Reduce -15.2%
MORGAN STANLEY PVT BANK (MS 4.5 02/17/26 0001) 0.03% 90,000 $91K No change
UBS BANK USA (UBS 4.45 02/02/26) 0.03% 90,000 $91K No change
NFLX Netflix Inc. 0.03% 121 $86K No change
CRL Charles River Laboratories 0.03% 432 $85K Reduce -27.0%
FDX FedEx Corp. 0.03% 307 $84K No change
XLF SS Financial Select Sector 0.03% 1,770 $80K Add +0.2%
HSY The Hershey Co. 0.03% 386 $74K Reduce -50.6%
KO The Coca-Cola Co. 0.03% 1,019 $73K No change
ETN Eaton Corp. PLC 0.02% 215 $71K Add +16.2%
IVV iShares Core S&P 500 ETF 0.02% 117 $67K Reduce -7.1%
XOP SS SPDR S&P Og Exp & Prod 0.02% 512 $67K Reduce -7.4%
FMILX Fidelity New Millennium 0.02% 1,055 $63K No change
SCHW Schwab (charles) Corp. 0.02% 950 $62K Reduce -19.0%
IJH iShares Core S&P Midcap ETF 0.02% 986 $61K Add +0.1%
GOOG Alphabet Inc. Class C 0.02% 360 $60K No change
PNC BANK NA (PNC 5.35 01/03/25) 0.02% 60,000 $60K New
XLU St Sr Utl SL SE SPDR ETF-Usd 0.02% 736 $59K Add +0.7%
HON Honeywell International Inc. 0.02% 285 $59K Add +0.3%
STZ Constellation Brands Inc. Class A 0.02% 221 $57K No change
SMH Vaneck Semiconductor ETF 0.02% 232 $57K Add +286.7%
COP Conocophillips 0.02% 535 $56K Reduce -56.7%
FXAIX Fidelity 500 Index Fund 0.02% 280 $56K Add +0.4%
NVS Novartis AG-Sponsored ADR 0.02% 486 $56K No change
PRWCX T Rowe PR Captl Apprec-Inv 0.02% 1,447 $55K Reduce -12.3%
TCEHY Tencent Holdings Ltd.-Uns ADR 0.02% 1,000 $55K Reduce -18.4%
DODGX Dodge & Cox Stock-I 0.02% 196 $54K No change
DVY iShares Select Dividend ETF 0.02% 391 $53K Add +0.5%
LVMUY LVMH Moet Hennessy-Unsp ADR 0.02% 342 $53K No change
RVTY Revvity Inc. 0.02% 406 $52K No change
SBUX Starbucks Corp. 0.02% 531 $52K Add +0.6%
MDLZ Mondelez International Inc. Class A 0.02% 700 $52K No change
SLF Sun Life Financial Inc. 0.02% 878 $51K No change
WELLS FARGO BANK NA (WFC 5 05/29/26) 0.02% 50,000 $51K No change
PRCOX T Rowe PR US Eqty Resear-Inv 0.02% 890 $51K No change
BANK OF AMERICA NA (BAC 5.35 06/13/25) 0.02% 50,000 $50K No change
JP MORGAN CHASE BANK NA (JPM 4.05 10/07/25) 0.02% 50,000 $50K New
RTX RTX Corp. 0.02% 406 $49K Add +0.5%
HACK Amplify Cybersecurity ETF 0.02% 720 $49K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.02% 85 $49K No change
IYM iShares U.S. Basic Materials 0.02% 324 $49K Add +0.6%
NXPI NXP Semiconductors NV 0.02% 200 $48K No change
PG The Procter & Gamble Co. 0.02% 270 $47K Add +0.4%
JNJ Johnson & Johnson 0.02% 285 $46K Reduce -8.9%
GNRC Generac Holdings Inc. 0.02% 285 $45K No change
DIG Proshares Ultra Energy 0.02% 1,169 $45K Reduce -13.0%
PARMX Parnassus Mid Cap Fund-Inv 0.02% 1,048 $45K No change
CVS CVS Health Corp. 0.01% 693 $44K Add +1.2%
SCHD Schwab US DVD Equity ETF 0.01% 513 $43K Add +2.0%
XAR SS SPDR S&P Aerospace Def 0.01% 265 $42K Add +0.4%
UBER Uber Technologies Inc. 0.01% 500 $38K No change
NBBK NB Bancorp Inc. 0.01% 2,000 $37K No change
REGN Regeneron Pharmaceuticals 0.01% 35 $37K New
IBKR Interactive Brokers Gro Class A 0.01% 261 $36K Add +0.4%
BLK BlackRock Finance Inc. 0.01% 38 $36K Reduce -71.0%
FSCSX Select Softw & IT Serv filed as FIDELITY SELECT SOFTWARE & IT SVCS PORT 0.01% 1,296 $35K No change
CA HLTH FACS FING HLT (CA CASMED 5 11/15/2049) filed as CALIFORNIA HEALTH F 5 0.01% 35,000 $35K No change
DJD Invesco Dow Jones Industrial 0.01% 635 $33K No change
FITLX Fidelity US Sust Indx 0.01% 1,289 $33K No change
SHEL Shell PLC-ADR 0.01% 500 $33K No change
ITOT iShares Core S&P Total U.S. 0.01% 262 $33K No change
SEIC Sei Investments Company 0.01% 465 $32K No change
CIBR First Trust Nasdaq Cybersecu 0.01% 500 $30K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 109 $29K No change
NICSX Nicholas Fund Inc. 0.01% 288 $28K No change
FPURX Fidelity Puritan Fund 0.01% 1,000 $27K No change
BUFTX Buffalo Mid Cap Discover-Inv 0.01% 1,060 $27K No change
WDC Western Digital Corp. 0.01% 388 $27K No change
FDGRX Fidelity Growth Company-RTL 0.01% 649 $26K No change
INTC Intel Corp. 0.01% 1,116 $26K No change
ASTS Ast Spacemobile Inc. 0.01% 1,000 $26K New
SCHG Schwab US Large-Cap Growth 0.01% 248 $26K Add +0.4%
SO The Southern Co. 0.01% 282 $25K Add +0.7%
BEAM Beam Therapeutics Inc. 0.01% 1,025 $25K Reduce -7.2%
ARES Ares Management Corp. Class A 0.01% 161 $25K Add +0.6%
RH RH 0.01% 70 $23K No change
PARWX Parnassus Value Equity-Inv 0.01% 407 $23K No change
LARGE CAP EQUITY MANAGED POOL 0.01% 222 $23K No change
GWPEX American Funds Growth-F2 0.01% 855 $23K No change
VTSAX VNGD Mrngst TS MK Idx FD-Adm filed as VANGUARD TOTAL STOCK MKT IDX ADM 0.01% 160 $22K No change
XLY SS Consumer Disc Select Sect 0.01% 110 $22K No change
DSI iShares ESG MSCI KLD 400 ETF 0.01% 200 $22K No change
YUM Yum! Brands Inc. 0.01% 155 $22K No change
GD General Dynamics Corp. 0.01% 70 $21K New
AMT American Tower Corp. 0.01% 90 $21K No change
WDFC WD-40 Co. 0.01% 80 $21K No change
VLO Valero Energy Corp. 0.01% 150 $20K No change
AIEQ Amplify AI Powered Eqty ETF 0.01% 525 $20K No change
KLAC KLA Corp. 0.01% 25 $20K No change
BLOK Amplify Blockchain Tech ETF 0.01% 520 $20K No change
CSCO Cisco Systems Inc. 0.01% 365 $19K No change
TER Teradyne Inc. 0.01% 130 $17K No change
MO Altria Group Inc. 0.01% 338 $17K Add +2.1%
BR Broadridge Financial Solutio 0.01% 80 $17K No change
IEO iShares U.S. Oil & Gas Explo 0.01% 188 $17K Add +1.1%
HEIFX Hennessy Equity & Income-Inv 0.01% 1,063 $17K Add +0.2%
AMAT Applied Materials Inc. 0.01% 78 $16K Reduce -33.9%
KVUE Kenvue Inc. 0.01% 633 $15K No change
CRWD CrowdStrike Holdings Inc. Class A 0.00% 50 $14K Reduce -50.0%
SCHM Schwab US Mid Cap ETF 0.00% 168 $14K Add +1.2%
AVGO Broadcom Inc. 0.00% 80 $14K No change
CRM Salesforce Inc. 0.00% 50 $14K No change
GS Goldman Sachs Group Inc. 0.00% 27 $14K No change
SONY Sony Group Corp. - SP ADR 0.00% 140 $14K No change
ROK Rockwell Automation Inc. 0.00% 50 $13K No change
SEMR Semrush Holdings Inc. Class A 0.00% 854 $13K No change
WCN Waste Connections Inc. 0.00% 73 $13K No change
VQNPX Vanguard Growth & Income-Inv 0.00% 191 $13K No change
VFTAX Vanguard Ftse Soc Indx-Adm 0.00% 229 $13K No change
BLACKSTONE PRIVATE CREDIT-I 0.00% 484 $12K Add +2.8%
MDT Medtronic PLC 0.00% 135 $12K No change
PRGFX T Rowe PR Growth Stock-Inv 0.00% 113 $12K No change
TELNY Telenor ASA-ADR 0.00% 900 $12K No change
NBIX Neurocrine Biosciences Inc. 0.00% 100 $12K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 27 $11K No change
HAGAX Carillon Eagle M/C GRW-A 0.00% 144 $11K No change
CARR Carrier Global Corp. 0.00% 129 $10K Add +0.8%
XYZ Block Inc. 0.00% 150 $10K No change
MYRG MYR Group Inc./Delaware 0.00% 98 $10K No change
PFE Pfizer Inc. 0.00% 340 $10K Add +1.5%
BOX Box Inc. Class A 0.00% 300 $10K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 243 $10K Add +0.8%
EVLV Evolv Technologies Holdings 0.00% 2,345 $9K No change
SYK Stryker Corp. 0.00% 26 $9K No change
ULTA Ulta Beauty Inc. 0.00% 24 $9K No change
DD Dupont DE Nemours Inc. 0.00% 100 $9K No change
FER Ferrovial NV 0.00% 200 $9K No change
SWKS Skyworks Solutions Inc. 0.00% 81 $8K Add +1.3%
XBI SS SPDR S&P Biotech ETF 0.00% 75 $7K Reduce -9.6%
CTVA Corteva Inc. 0.00% 124 $7K No change
SCHX Schwab US Large-Cap ETF 0.00% 107 $7K Add +0.9%
PYPL PayPal Holdings Inc. 0.00% 87 $7K No change
CL Colgate-Palmolive Co. 0.00% 63 $7K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.00% 59 $6K Add +1.7%
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.00% 63 $6K No change
XOM Exxon Mobil Corp. 0.00% 54 $6K Add +1.9%
SDY SS SPDR S&P Dividend ETF 0.00% 43 $6K Add +2.4%
RGR Sturm Ruger & Co. Inc. 0.00% 142 $6K No change
VOO Vanguard S&P 500 ETF 0.00% 11 $6K Add +22.2%
ROIV Roivant Sciences Ltd. 0.00% 500 $6K No change
IBTA Ibotta Inc. Class A 0.00% 85 $5K No change
TMUS T-Mobile US Inc. 0.00% 25 $5K No change
INDUSTRIAL & COM BK CHNA (INDCMB 5.15 12/09/24 CD) 0.00% 5,000 $5K No change
XLC SS Comm Select Sector SPDR 0.00% 52 $5K No change
FIZZ National Beverage Corp. 0.00% 100 $5K No change
ALGN Align Technology Inc. 0.00% 18 $5K No change
DNNGY Orsted A/S-Unsp ADR 0.00% 200 $4K No change
KHC The Kraft Heinz Co. 0.00% 119 $4K Add +0.8%
FMIHX Fmi Large Cap Fund-Inv 0.00% 240 $4K No change
SWRSX Schwab Treas Inf Prot FD-Sel 0.00% 387 $4K No change
RYOCX Rydex Series-Nasdaq-100-Inv filed as RYDEX NASDAQ-100 INV 0.00% 45 $4K No change
SNOXX Schwab Trsry Obl MNY-Inv 0.00% 3,648 $4K Add +1.3%
DOW Dow Inc. 0.00% 65 $4K No change
ABNB Airbnb Inc. Class A 0.00% 27 $3K No change
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.00% 45 $3K No change
SACO & BIDDEFORD SVG INS (SBDSAV 5.2 11/01/24) 0.00% 3,000 $3K New
CAMBRIDGE SAVINGS BANK (CAMBFG 5.2 10/08/24) 0.00% 3,000 $3K No change
ICLN iShares Global Clean Energy 0.00% 200 $3K Reduce -86.1%
MAPOX Mairs & Power Balanced 0.00% 25 $3K No change
GPCR Structure Therapeutics Inc. 0.00% 59 $3K No change
CLF Cleveland-Cliffs Inc. 0.00% 200 $3K No change
VKTX Viking Therapeutics Inc. 0.00% 32 $2K No change
RIVN Rivian Automotive Inc. Class A 0.00% 175 $2K No change
HIMS Hims & Hers Health Inc. 0.00% 86 $2K No change
BMY Bristol-Myers Squibb Co. 0.00% 30 $2K No change
FDEEX Fidelity Freedom 2055 0.00% 94 $2K No change
MMM 3M Co. 0.00% 10 $1K No change
KD Kyndryl Holdings Inc. 0.00% 57 $1K No change
JYNT The Joint Corp. 0.00% 100 $1K No change
ACCO Acco Brands Corp. 0.00% 200 $1K No change
UBS BANK USA (UBS 4.5 08/02/28 0000) 0.00% 1,000 $1K No change
CITIBANK NA (C 5.35 10/30/25) 0.00% 1,000 $1K No change
LQMT Liquidmetal Technologies Inc. 0.00% 20,000 $969 No change
FBGRX Fidelity Blue Chip Growth 0.00% 4 $937 No change
UAA Under Armour Inc. Class A 0.00% 100 $891 No change
MRNA Moderna Inc. 0.00% 10 $668 Reduce -77.8%
VEXAX Vanguard Ext MKT Indx-Adm 0.00% 4 $515 No change
IHAK iShares Cybersecurity & Tech 0.00% 9 $439 No change
SFLNX Schwab Fndmntl US LRG Comp 0.00% 13 $377 No change
WBD Warner Bros Discovery Inc. 0.00% 44 $363 No change
PHM Pultegroup Inc. 0.00% 2 $276 No change
SOLV Solventum Corp. 0.00% 2 $139 No change
TSVT 2SEVENTY Bio Inc. 0.00% 20 $94 No change
CRNC Cerence Inc. 0.00% 25 $79 No change
BLUEBIRD BIO INC 0.00% 60 $31 No change
Other holdings (7): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
SecurityClassShares / PrincipalValueChange
US TREASURY N/B (T 4.625 03/15/26) Fixed Income 800,000$810KNo change
US TREASURY N/B (T 3.875 03/31/25) TREASURY 300,000$299KNo change
US TREASURY N/B (T 4.375 07/31/26) FIX 150,000$152KNew
FLAGSTAR BANK NA (FLG 6 11/01/51) UNIT 05/07/2051 640$25KNo change
QWEST CORP (CTL 6.75 06/15/57) PRD 900$14KNo change
CITIGROUP CAPITAL XIII (C V0 10/30/40) C.PRN 450$13KNo change
DIVERSIFIED HEALTHCARE T (DHC 6.25 02/01/46) PRD 620$11KReduce -15.3%

Total filed on the 13F, all lines: $293.8M.

Portfolio Sells Q2 2024 → Q3 2024
ADP Automatic Data Processing Reduce -2.3% 2.40% −15.87
ABT Abbott Laboratories Reduce -25.8% 0.89% −0.05
NEE Nextera Energy Inc. Reduce -34.2% 0.39% −0.04
OXY Occidental Petroleum Corp. Reduce -7.7% 0.25% −0.04
DHR Danaher Corp. Reduce -28.7% 0.38% −0.03
POLRX Polen Growth Fund-Inv Reduce -30.1% 0.12% −0.02
COP Conocophillips Reduce -56.7% 0.02% −0.02
BLK BlackRock Finance Inc. Reduce -71.0% 0.01% −0.02
HSY The Hershey Co. Reduce -50.6% 0.03% −0.02
CVX Chevron Corp. Reduce -16.1% 0.16% −0.01
VLTO Veralto Corp. Reduce -36.1% 0.07% −0.01
CRL Charles River Laboratories Reduce -27.0% 0.03% −0.01
VWIGX Vanguard Intl Growth-Inv Reduce -24.6% 0.10% −0.01
CRWD CrowdStrike Holdings Inc. Class A Reduce -50.0% 0.00% −0.01
UPS United Parcel Service Class B Sold out 0.00% −0.00
ICLN iShares Global Clean Energy Reduce -86.1% 0.00% −0.00
SCHW Schwab (charles) Corp. Reduce -19.0% 0.02% −0.00
AMAT Applied Materials Inc. Reduce -33.9% 0.01% −0.00
BA The Boeing Co. Sold out 0.00% −0.00
VEGI iShares MSCI Agriculture Pro Sold out 0.00% −0.00
BANKUNITED NA (BKUNTD 5.25 09/09/24) Sold out 0.00% −0.00
DIG Proshares Ultra Energy Reduce -13.0% 0.02% −0.00
MRNA Moderna Inc. Reduce -77.8% 0.00% −0.00
BLUEROCK TOTAL INCOME REAL ESTATE I Reduce -15.2% 0.03% −0.00
XOP SS SPDR S&P Og Exp & Prod Reduce -7.4% 0.02% −0.00
GOLDMAN SACHS BANK USA (GS 4.75 07/09/24) Sold out 0.00% −0.00
FEMKX Fidelity Emerging Market Sold out 0.00% −0.00
MAIN STREET BANK/MA (MSBKMA 5.25 07/19/24) Sold out 0.00% −0.00
PARNX Parnassus Mid Cap GRTH-Inv Sold out 0.00% −0.00
EDIT Editas Medicine Inc. Sold out 0.00% −0.00
QYLD Global X Nasd 100 Cov Call Sold out 0.00% 0.00
SWISX Schwab Intl Indx Sold out 0.00% 0.00
XBI SS SPDR S&P Biotech ETF Reduce -9.6% 0.00% +0.00
BEAM Beam Therapeutics Inc. Reduce -7.2% 0.01% +0.00
PRWCX T Rowe PR Captl Apprec-Inv Reduce -12.3% 0.02% +0.00
DIS The Walt Disney Co. Reduce -8.3% 0.06% +0.00
TCEHY Tencent Holdings Ltd.-Uns ADR Reduce -18.4% 0.02% +0.00
JNJ Johnson & Johnson Reduce -8.9% 0.02% +0.00
IVV iShares Core S&P 500 ETF Reduce -7.1% 0.02% +0.00
VRTX Vertex Pharmaceuticals Inc. Reduce -2.9% 0.06% +0.01
AZN Astrazeneca PLC-Spons ADR Reduce -4.9% 0.08% +0.01
NOBL Proshares S&P 500 Dividend A Reduce -6.0% 0.05% +0.01
XLV SS Health Care Select Sector Reduce -14.3% 0.23% +0.01
FTNT Fortinet Inc. Reduce -15.8% 0.07% +0.01
IBM Intl Business Machines Corp. Reduce -0.4% 0.06% +0.02
NVDA Nvidia Corp. Reduce -7.6% 0.38% +0.02
CONSERVATIVE POOL Reduce -3.6% 0.17% +0.02
SNAXX Schwa Prime Adv Money FD-Ult Reduce -8.3% 0.89% +0.05
DE Deere & Co. Reduce -18.1% 1.16% +0.07
ADI Analog Devices Inc. Reduce -1.0% 0.66% +0.09

Portfolio Buys Q2 2024 → Q3 2024
BRK.B Berkshire Hathaway Inc. Class B Add +0.1% 3.23% +0.77
LLY Eli Lilly & Co. Add +3.0% 4.43% +0.64
COST Costco Wholesale Corp. Add +8.8% 1.64% +0.39
AMD Advanced Micro Devices Add +20.7% 0.41% +0.38
MSFT Microsoft Corp. Add +0.1% 2.87% +0.30
SWVXX Schwa Prime Adv Money FD-Inv Add +0.4% 1.90% +0.27
CAT Caterpillar Inc. Add +7.2% 0.79% +0.25
XLI SS Industrial Select Sector Add +25.2% 0.57% +0.22
WELL Welltower Inc. Add +2.7% 0.65% +0.21
ISRG Intuitive Surgical Inc. Add +22.1% 0.55% +0.20
GOOGL Alphabet Inc. Class A Add +0.4% 3.43% +0.19
AMGN Amgen Inc. Add +2.4% 0.91% +0.17
AJG Arthur J Gallagher & Co. Add +9.6% 0.59% +0.16
PANW Palo Alto Networks Inc. Add +7.5% 0.70% +0.14
OAKMX Oakmark Fund-Inv Add +9.2% 0.43% +0.11
FCX Freeport-McMoran Inc. Add +0.2% 0.67% +0.11
HCA HCA Healthcare Inc. Add +8.1% 0.23% +0.09
NVO Novo-Nordisk A/S-Spons ADR Add +7.4% 2.12% +0.08
MORGAN STANLEY PVT BANK (MS 4.55 07/03/29) New 0.07% +0.07
MRK Merck & Co. Inc. Add +19.9% 0.29% +0.06
UBS BANK USA (UBS 4.6 07/03/28) New 0.06% +0.06
MCK McKesson Corp. Add +88.6% 0.11% +0.05
BANK OF AMERICA NA (BAC 5 07/17/25) New 0.05% +0.05
PRDGX T Rowe PR Dividend Grow-Inv Add +0.1% 0.25% +0.05
WMT Walmart Inc. Add +40.1% 0.10% +0.05
HACAX Harbor Capital Apprecia-Inst Add +7.3% 0.21% +0.04
META Meta Platforms Inc. Class A Add +3.9% 0.14% +0.04
TSLA Tesla Inc. Add +3.1% 0.10% +0.04
LMT Lockheed Martin Corp. Add +0.4% 0.11% +0.03
GE General Electric New 0.03% +0.03
VFIAX Vanguard 500 Index-Adm Add +0.4% 0.15% +0.03
ZTS Zoetis Inc. Add +0.1% 0.10% +0.02
SNVXX Schwab Govt MNY FND-Inv Add +25.9% 0.07% +0.02
PNC BANK NA (PNC 5.35 01/03/25) New 0.02% +0.02
JP MORGAN CHASE BANK NA (JPM 4.05 10/07/25) New 0.02% +0.02
VYM Vanguard High DVD Yield ETF Add +0.5% 0.08% +0.02
SMH Vaneck Semiconductor ETF Add +286.7% 0.02% +0.01
ABBV Abbvie Inc. Add +0.3% 0.06% +0.01
PEP Pepsico Inc. Add +0.6% 0.08% +0.01
XLP SS Consumer Staples Sel Sect Add +0.4% 0.06% +0.01
REGN Regeneron Pharmaceuticals New 0.01% +0.01
TXN Texas Instruments Inc. Add +0.1% 0.06% +0.01
NKE Nike Inc. Class B Add +0.1% 0.04% +0.01
HD Home Depot Inc. Add +0.4% 0.03% +0.01
ASTS Ast Spacemobile Inc. New 0.01% +0.01
DODIX Dodge & Cox Income-I Add +1.0% 0.05% +0.01
ADBE Adobe Inc. Add +8.4% 0.06% +0.01
TMO Thermo Fisher Scientific Inc. Add +0.6% 0.04% +0.01
GD General Dynamics Corp. New 0.01% +0.01
ETN Eaton Corp. PLC Add +16.2% 0.02% +0.01

Notes & Other Activity Q2 2024 → Q3 2024
US TREASURY N/B (T 4.375 07/31/26) FIX New 150,000 $152K
DIVERSIFIED HEALTHCARE T (DHC 6.25 02/01/46) PRD Reduce -15.3% 620 $11K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 66$253.8MXLK, QQQ, GOOGL, LLY, AAPL
Q1 2026 69$288.9MQQQ, XLK, SNAXX, PRBLX, TRAIX
Q4 2025 71$306.8MQQQ, XLK, PRBLX, GOOGL, SNAXX
Q3 2025 72$296.9MQQQ, XLK, PRBLX, TRAIX, JENIX
Q2 2025 69$284.3MQQQ, XLK, PRBLX, JENIX, TRAIX
Q1 2025 65$264.5MQQQ, XLK, JENIX, PRBLX, TRAIX
Q4 2024 259$283.9MQQQ, XLK, JENIX, PRBLX, TRAIX
Q3 2024 283$292.5MQQQ, XLK, JENIX, PRBLX, TRAIX
Q2 2024 284$338.8MADP, QQQ, XLK, JENIX, PRBLX