Hartford Financial Management Inc.

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 21, 2026), Hartford Financial Management Inc. reported 338 stock positions worth $384.9 million. Its top holding was JPMorgan Core Plus Bond ETF (JCPB) at 8.9% of the portfolio, followed by Apple (AAPL, 4.6%) and Vanguard Info Tech ETF (VGT, 4.4%). Compared with Q3 2025, it opened 2 new positions, sold out of 6, added to 75 and reduced 67. The biggest buy was JPMorgan Municipal ETF (JMUB, shares +33%) and the biggest sale FT Vest U.S. Equity Deep Buf (DAPR, shares −99%).

Most Recent 13F
Q2 2026
Location
WEST HARTFORD, CT
CIK
0001352526
Portfolio Value
$384.9M (Q4 2025)
SEC Filing
0001352526-26-000001 ↗ filed Jan 21, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $473.6M Q1 2024 Q2 2024: $466.3M Q2 2024 Q3 2024: $489.3M Q3 2024 Q4 2024: $488.2M Q4 2024 Q1 2025: $484.4M Q1 2025 Q2 2025: $365.7M Q2 2025 Q3 2025: $377.6M Q3 2025 Q4 2025: $384.9M $384.9M Q4 2025 Q1 2026: $392.4M Q1 2026 Q2 2026: $448.2M Q2 2026

Holdings 338 stocks · $384.9M
JCPB JPMorgan Core Plus Bond ETF 8.93% 725,735 $34.4M Add +3.7%
AAPL Apple Inc. 4.62% 65,476 $17.8M Add +1.5%
VGT Vanguard Info Tech ETF 4.41% 22,501 $17.0M Add +3.8%
JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F 4.34% 333,388 $16.7M Add +3.9%
JMUB JPMorgan Municipal ETF 3.53% 269,279 $13.6M Add +33.4%
MSFT Microsoft Corp. 3.48% 27,709 $13.4M Add +3.4%
NVDA Nvidia Corp. 3.44% 70,937 $13.2M Add +4.6%
PAAA Pgim Aaa Clo ETF 2.58% 193,391 $9.9M Add +3.5%
JPM JPMorgan Chase & Co. 2.39% 28,550 $9.2M Reduce -0.9%
AMAT Applied Materials Inc. 2.35% 35,183 $9.0M Add +0.4%
GOOG Alphabet Inc. Class C 2.30% 28,244 $8.9M Reduce -2.0%
DAUG FT Vest U.S. Equity Deep Buf 1.86% 161,107 $7.1M Add +3.4%
COST Costco Wholesale Corp. 1.79% 7,978 $6.9M Add +0.7%
JTEK JPMorgan US Tech Leaders 1.61% 68,704 $6.2M Add +2.7%
FBT First Trust Nyse Arca Biotec 1.56% 29,155 $6.0M Reduce -1.1%
SPHQ Invesco S&P 500 Quality ETF 1.55% 79,475 $6.0M Add +1.6%
HD Home Depot Inc. 1.42% 15,929 $5.5M Add +3.5%
CAT Caterpillar Inc. 1.41% 9,493 $5.4M Add +1.4%
ORCL Oracle Corp. 1.37% 27,069 $5.3M Add +3.4%
DDEC FT Vest U.S. Equity Deep Buf 1.32% 112,637 $5.1M Reduce -0.8%
V Visa Inc. Class A 1.27% 13,960 $4.9M Add +6.9%
BRK.B Berkshire Hathaway Inc. Class B 1.25% 9,575 $4.8M Add +5.3%
AMZN Amazon.com Inc. 1.25% 20,788 $4.8M Add +0.6%
CSX CSX Corp. 1.20% 127,385 $4.6M Add +1.7%
RTX RTX Corp. 1.17% 24,553 $4.5M Reduce -0.1%
TSM Taiwan Semiconductor-SP ADR 1.08% 13,631 $4.1M Add +7.4%
XOM Exxon Mobil Corp. 1.01% 32,259 $3.9M Reduce -0.5%
ARKQ ARK Autonomous Tech & Robot 0.98% 32,866 $3.8M Add +1.5%
META Meta Platforms Inc. Class A 0.93% 5,437 $3.6M Add +12.2%
RSPT Invesco S&P 500 Equal Weight 0.93% 78,247 $3.6M Reduce 0.0%
KLAC KLA Corp. 0.91% 2,884 $3.5M Add +0.9%
ADP Automatic Data Processing 0.90% 13,515 $3.5M Add +1.4%
DHR Danaher Corp. 0.85% 14,249 $3.3M Reduce -0.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.81% 27,249 $3.1M Reduce -4.6%
HON Honeywell International Inc. 0.80% 15,827 $3.1M Add +4.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.79% 55,530 $3.1M Add +3.0%
UNP Union Pacific Corp. 0.79% 13,180 $3.0M Add +3.5%
ABT Abbott Laboratories 0.78% 24,097 $3.0M Reduce -1.1%
CME Cme Group Inc. 0.77% 10,800 $2.9M Add +13.4%
GS Goldman Sachs Group Inc. 0.75% 3,300 $2.9M No change
GPC Genuine Parts Co. 0.67% 21,077 $2.6M Add +0.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.67% 16,791 $2.6M Add +2.5%
GSIG Goldman Sachs Access Investm 0.65% 52,259 $2.5M Reduce -0.3%
CVX Chevron Corp. 0.62% 15,722 $2.4M Reduce -1.1%
JPST JPMorgan Ultra-Short Income 0.61% 46,186 $2.3M Add +3.8%
NFLX Netflix Inc. 0.58% 23,669 $2.2M Add +8.4%
JNJ Johnson & Johnson 0.56% 10,483 $2.2M Add +1.8%
PLD Prologis Inc. 0.53% 15,947 $2.0M Add +1.2%
WMB Williams Cos Inc. 0.53% 33,687 $2.0M Reduce -1.0%
UNH Unitedhealth Group Inc. 0.53% 6,128 $2.0M Reduce -4.3%
GLW Corning Inc. 0.51% 22,346 $2.0M Reduce -0.7%
ENB Enbridge Inc. 0.49% 39,837 $1.9M Reduce -0.1%
GOOGL Alphabet Inc. Class A 0.49% 6,053 $1.9M No change
PEP Pepsico Inc. 0.49% 13,048 $1.9M Reduce -0.5%
MRK Merck & Co. Inc. 0.48% 17,562 $1.8M Reduce -0.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.47% 6,064 $1.8M No change
WMT Walmart Inc. 0.47% 16,080 $1.8M No change
RSPH Invesco S&P 500 Equal Weight 0.46% 56,111 $1.8M Add +0.0%
MDLZ Mondelez International Inc. Class A 0.45% 32,328 $1.7M Reduce -0.1%
SPYM Ste STR SPDR PT S&P 500 ETF 0.40% 19,223 $1.5M Add +1.3%
PG The Procter & Gamble Co. 0.38% 10,201 $1.5M Add +0.1%
LOW Lowe's Cos Inc. 0.38% 6,011 $1.4M Reduce -0.2%
MPC Marathon Petroleum Corp. 0.37% 8,771 $1.4M Reduce -0.3%
PH Parker Hannifin Corp. 0.36% 1,587 $1.4M Add +4.4%
TXN Texas Instruments Inc. 0.35% 7,719 $1.3M Add +0.5%
DJUL FT Vest US Equity Deep Buffe 0.34% 27,232 $1.3M Reduce -45.3%
WM Waste Management Inc. 0.29% 5,102 $1.1M No change
GLD SPDR Gold Shares 0.29% 2,805 $1.1M No change
FCX Freeport-McMoran Inc. 0.28% 21,027 $1.1M Add +2.8%
CI The Cigna Group 0.27% 3,820 $1.1M No change
BA The Boeing Co. 0.27% 4,796 $1.0M No change
EPD Enterprise Products Partners 0.26% 31,045 $995K No change
AXP American Express Co. 0.26% 2,690 $995K Reduce -0.2%
PCH Potlatchdeltic Corp. 0.26% 24,815 $987K Reduce -4.6%
PAYX Paychex Inc. 0.25% 8,603 $965K No change
LLY Eli Lilly & Co. 0.25% 894 $961K No change
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.25% 9,071 $950K Reduce -0.6%
ISRG Intuitive Surgical Inc. 0.25% 1,671 $946K Add +4.8%
TMO Thermo Fisher Scientific Inc. 0.24% 1,607 $931K Reduce -1.3%
PULS Pgim Ultra Short Bond ETF 0.23% 17,488 $867K No change
CVS CVS Health Corp. 0.22% 10,558 $838K Reduce -2.8%
VOO Vanguard S&P 500 ETF 0.21% 1,281 $803K Add +0.6%
QQQ Invesco QQQ Trust Series 1 0.20% 1,256 $772K Add +2.2%
RSP Invesco S&P 500 Equal Weight 0.19% 3,853 $738K Reduce -1.3%
COF Capital One Financial Corp. 0.19% 3,000 $727K No change
IWF iShares Russell 1000 Growth 0.19% 1,534 $726K Add +0.1%
APD Air Products & Chemicals Inc. 0.17% 2,720 $672K Reduce -1.5%
GE General Electric filed as GE AEROSPACE 0.17% 2,157 $664K No change
TT Trane Technologies PLC 0.17% 1,632 $635K No change
BMY Bristol-Myers Squibb Co. 0.16% 11,478 $619K Reduce -16.9%
WFC Wells Fargo & Co. 0.15% 6,400 $596K No change
CARR Carrier Global Corp. 0.15% 11,069 $585K No change
MCD McDonald's Corp. 0.15% 1,906 $583K Reduce -0.5%
FDX FedEx Corp. 0.15% 2,000 $578K No change
KEY Keycorp 0.15% 27,563 $569K No change
NFG National Fuel Gas Co. 0.15% 7,066 $566K No change
KMB Kimberly-Clark Corp. 0.14% 5,454 $550K Reduce -18.7%
PAA Plains All Amer Pipeline LP 0.14% 29,766 $535K No change
HIG Hartford Insurance Group Inc. 0.14% 3,872 $534K No change
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.14% 10,436 $532K No change
OTIS Otis Worldwide Corp. 0.13% 5,711 $499K Reduce -1.8%
TSLA Tesla Inc. 0.12% 1,068 $480K No change
PM Philip Morris International 0.12% 2,989 $479K No change
NSC Norfolk Southern Corp. 0.12% 1,587 $458K No change
GJUL FT Vest US Equity Moderate B 0.12% 11,069 $457K Reduce -69.8%
KO The Coca-Cola Co. 0.12% 6,415 $448K Reduce -0.0%
DE Deere & Co. 0.11% 950 $442K No change
SO The Southern Co. 0.11% 5,000 $436K No change
ET Energy Transfer LP 0.11% 26,382 $435K No change
MA Mastercard Inc. Class A 0.11% 761 $434K Reduce -1.3%
PSX Phillips 66 0.11% 3,248 $419K Reduce -0.1%
RSPM Invesco S&P 500 Equal Weight 0.10% 11,500 $392K No change
FENC Fennec Pharmaceuticals Inc. 0.10% 50,646 $390K No change
AZN Astrazeneca PLC-Spons ADR 0.09% 3,834 $352K No change
GEV GE Vernova Inc. 0.09% 532 $348K No change
REGL Prshrs S&P Mid 400 DVD Arist 0.09% 4,000 $337K No change
D Dominion Energy Inc. 0.08% 5,435 $318K No change
ADBE Adobe Inc. 0.08% 866 $303K No change
YUM Yum! Brands Inc. 0.07% 1,833 $277K No change
CMCSA Comcast Corp. Class A 0.07% 8,674 $259K Add +15.0%
RCL Royal Caribbean Cruises Ltd. 0.07% 912 $254K Add +44.5%
NUE Nucor Corp. 0.06% 1,500 $245K No change
HSY The Hershey Co. 0.06% 1,338 $243K No change
INTC Intel Corp. 0.06% 6,549 $242K Reduce -3.0%
OKE Oneok Inc. 0.06% 3,231 $237K Add +0.4%
WY Weyerhaeuser Co. 0.06% 9,984 $237K Reduce -40.8%
AEP American Electric Power 0.06% 2,000 $231K No change
PLTR Palantir Technologies Inc. Class A 0.06% 1,200 $213K Add +14.3%
GIS General Mills Inc. 0.05% 4,000 $186K No change
CSCO Cisco Systems Inc. 0.05% 2,314 $178K No change
SCHW Schwab (charles) Corp. 0.05% 1,742 $174K No change
VZ Verizon Communications Inc. 0.04% 3,937 $160K Reduce -3.7%
PFE Pfizer Inc. 0.04% 6,429 $160K No change
QCOM Qualcomm Inc. 0.04% 918 $157K No change
NGG National Grid PLC-SP ADR 0.04% 2,000 $155K No change
MO Altria Group Inc. 0.04% 2,639 $152K No change
XLF SS Financial Select Sector 0.04% 2,600 $142K No change
KOF Coca-Cola Femsa Sab-SP ADR 0.04% 1,490 $141K Add +334.4%
Q Qnity Electronics Inc. 0.04% 1,727 $141K Reduce -4.0%
UGI Ugi Corp. 0.04% 3,754 $141K No change
ABEV Ambev SA-ADR 0.04% 56,791 $140K Add +312.8%
T AT&T Inc. 0.04% 5,570 $138K No change
ELV Elevance Health Inc. 0.03% 380 $133K No change
PCAR Paccar Inc. 0.03% 1,182 $129K No change
NI Nisource Inc. 0.03% 3,000 $125K No change
TGT Target Corp. 0.03% 1,227 $120K Reduce -77.0%
IR Ingersoll-Rand Inc. 0.03% 1,439 $114K No change
IYW iShares Ustechnology ETF 0.03% 547 $109K No change
PSA Public Storage 0.03% 412 $107K No change
USB US Bancorp 0.03% 2,000 $107K No change
AVGO Broadcom Inc. 0.03% 299 $103K Add +25.1%
DD Dupont DE Nemours Inc. 0.03% 2,528 $102K Reduce -29.7%
WBS Webster Financial Corp. 0.03% 1,607 $101K No change
SW Smurfit Westrock PLC 0.03% 2,605 $101K No change
FTV Fortive Corp. 0.03% 1,786 $99K No change
NTAP Netapp Inc. 0.02% 853 $91K Add +272.5%
SWK Stanley Black & Decker Inc. 0.02% 1,177 $87K No change
RF Regions Financial Corp. 0.02% 3,200 $87K No change
VHT Vanguard Health Care ETF 0.02% 300 $86K No change
C Citigroup Inc. 0.02% 721 $84K No change
ARKK ARK Innovation ETF 0.02% 1,068 $82K No change
ICE Intercontinental Exchange Inc. 0.02% 500 $81K No change
TRV The Travelers Cos Inc. 0.02% 278 $81K No change
DAPR FT Vest U.S. Equity Deep Buf 0.02% 2,036 $80K Reduce -98.6%
DIVI Franklin International Core 0.02% 1,987 $77K Add +1.9%
CNP Centerpoint Energy Inc. 0.02% 2,000 $77K No change
PANW Palo Alto Networks Inc. 0.02% 410 $76K Reduce -7.7%
DUK Duke Energy Corp. 0.02% 642 $75K No change
IVV iShares Core S&P 500 ETF 0.02% 108 $74K Add +0.9%
CL Colgate-Palmolive Co. 0.02% 932 $74K Add +0.4%
NEM Newmont Corp. 0.02% 735 $73K Reduce -0.7%
CMI Cummins Inc. 0.02% 139 $71K No change
MMM 3M Co. 0.02% 440 $70K No change
SOLS Solstice Adv Materials Inc. 0.02% 1,423 $69K Reduce -62.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.02% 94 $64K No change
IWM iShares Russell 2000 ETF 0.02% 258 $64K No change
OMC Omnicom Group 0.02% 762 $62K Add +27.0%
VLTO Veralto Corp. 0.02% 595 $59K No change
VOOG Vanguard S&P 500 Growth ETF 0.02% 131 $58K No change
GEHC GE Healthcare Technology 0.01% 692 $57K No change
GRAL Grail Inc. 0.01% 660 $56K Reduce -26.7%
WBD Warner Bros Discovery Inc. 0.01% 1,952 $56K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 471 $55K No change
XLK SS Technology Select Sector 0.01% 376 $54K No change
MOAT Vaneck Morningstar Wide Moat 0.01% 513 $53K Add +12.0%
TLT iShares 20+ Year Treasury BD 0.01% 608 $53K No change
SGVT Schwab Govt Money Market ETF 0.01% 524 $53K New
TYG Tortoise Energy Infrastruct 0.01% 1,244 $51K Add +49.2%
GILD Gilead Sciences Inc. 0.01% 412 $51K No change
SMH Vaneck Semiconductor ETF 0.01% 137 $49K No change
MDT Medtronic PLC 0.01% 498 $48K Reduce -2.0%
MS Morgan Stanley 0.01% 269 $48K Add +6.8%
LMT Lockheed Martin Corp. 0.01% 98 $47K Add +4.3%
FMS Fresenius Medical Care-ADR 0.01% 1,970 $47K Add +1.3%
XLV SS Health Care Select Sector 0.01% 300 $46K No change
SCCO Southern Copper Corp. 0.01% 323 $46K Add +6.6%
KMI Kinder Morgan Inc. 0.01% 1,618 $44K No change
ABBV Abbvie Inc. 0.01% 191 $44K No change
OKTA Okta Inc. 0.01% 500 $43K No change
VXUS Vanguard Total Intl Stock 0.01% 528 $40K No change
ALNY Alnylam Pharmaceuticals Inc. 0.01% 100 $40K No change
ARES Ares Management Corp. Class A 0.01% 242 $39K Add +8.5%
ZBRA Zebra Technologies Corp. Class A 0.01% 160 $39K No change
UYG Proshares Ultra Financials 0.01% 420 $39K No change
CE Celanese Corp. 0.01% 901 $38K Add +350.5%
BX Blackstone Inc. 0.01% 244 $38K No change
RYN Rayonier Inc. 0.01% 1,732 $37K Add +49.7%
FAST Fastenal Co. 0.01% 930 $37K No change
BAX Baxter International Inc. 0.01% 1,919 $37K Add +5.2%
DOW Dow Inc. 0.01% 1,543 $36K Reduce -42.5%
ILMN Illumina Inc. 0.01% 275 $36K No change
IP International Paper Co. 0.01% 908 $36K Reduce -67.2%
TXT Textron Inc. 0.01% 401 $35K No change
NOW ServiceNow Inc. 0.01% 215 $33K No change
DRI Darden Restaurants Inc. 0.01% 176 $32K No change
DVN Devon Energy Corp. 0.01% 881 $32K Reduce -15.3%
ING ING Groep N.V.-Sponsored ADR 0.01% 1,124 $31K No change
SLB SLB Ltd. filed as SLB LIMITED 0.01% 799 $31K No change
VOX Vanguard Communication Servi 0.01% 158 $31K No change
SYY Sysco Corp. 0.01% 394 $29K Add +2.6%
AMGN Amgen Inc. 0.01% 85 $28K No change
AMD Advanced Micro Devices 0.01% 129 $28K No change
TRP TC Energy Corp. 0.01% 496 $27K No change
VTI VG Morningstar TS MKT ETF-US 0.01% 76 $25K No change
EQT Eqt Corp. 0.01% 473 $25K No change
APA Apa Corp. 0.01% 1,034 $25K Reduce -0.7%
CTRA Coterra Energy Inc. 0.01% 955 $25K Reduce -1.9%
CLX Clorox Company 0.01% 248 $25K Reduce -63.2%
CAG Conagra Brands Inc. 0.01% 1,400 $24K No change
YUMC Yum China Holdings Inc. 0.01% 500 $24K No change
SPYV SS SPDR P S&P 500 Value ETF 0.01% 420 $24K No change
QSR Restaurant Brands Intern 0.01% 347 $24K No change
UAL United Airlines Holdings Inc. 0.01% 200 $22K No change
TFC Truist Financial Corp. 0.01% 449 $22K No change
SHOP Shopify Inc. Class A 0.01% 136 $22K No change
FDS Factset Research Systems Inc. 0.01% 75 $22K No change
AVDL Avadel Pharmaceuticals Ltd. 0.01% 1,000 $22K No change
PYPL PayPal Holdings Inc. 0.01% 351 $20K Reduce -18.6%
BBY Best Buy Co. Inc. 0.01% 301 $20K No change
IVE iShares S&P 500 Value ETF 0.01% 93 $20K No change
XLI SS Industrial Select Sector 0.01% 126 $20K No change
LW Lamb Weston Holdings Inc. 0.01% 466 $20K No change
UL Unilever PLC-Sponsored ADR 0.00% 289 $19K Reduce -0.2%
WSO Watsco Inc. 0.00% 52 $18K Reduce -5.5%
CLF Cleveland-Cliffs Inc. 0.00% 1,300 $17K No change
IYH iShares U.S. Healthcare ETF 0.00% 255 $17K No change
TD Toronto-Dominion Bank 0.00% 176 $17K No change
FTNT Fortinet Inc. 0.00% 204 $16K Reduce -2.4%
XLE SS Energy Select Sector 0.00% 346 $15K No change
NGVT Ingevity Corp. 0.00% 260 $15K Reduce -10.0%
EBAY eBay Inc. 0.00% 175 $15K No change
TSCO Tractor Supply Company 0.00% 300 $15K No change
A Agilent Technologies Inc. 0.00% 110 $15K No change
NAD Nuveen Quality Municipal Inc. 0.00% 1,175 $14K No change
TRMB Trimble Inc. 0.00% 175 $14K No change
QXO Qxo Inc. 0.00% 700 $14K No change
RBLX Roblox Corp. Class A 0.00% 166 $13K No change
IBID iShares Ibonds Oct 2027 TT 0.00% 480 $12K No change
NKE Nike Inc. Class B 0.00% 185 $12K Reduce -49.0%
IBIT iShares Bitcoin Trust ETF 0.00% 235 $12K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 228 $12K Reduce -28.3%
VSS Vanguard Ftse All Wo X-US SC 0.00% 80 $11K No change
VEEV Veeva Systems Inc. Class A 0.00% 50 $11K No change
NWN Northwest Natural Holding Co. 0.00% 235 $11K No change
TTWO Take-Two Interactive Softwre 0.00% 42 $11K No change
COP Conocophillips 0.00% 113 $11K Add +0.9%
TGTX TG Therapeutics Inc. 0.00% 353 $11K No change
RIVN Rivian Automotive Inc. Class A 0.00% 530 $10K No change
RAL Ralliant Corp. 0.00% 203 $10K Reduce -9.0%
KEYS Keysight Technologies Inc. 0.00% 50 $10K No change
KD Kyndryl Holdings Inc. 0.00% 380 $10K No change
VEU Vanguard Ftse All-World Ex-U 0.00% 137 $10K No change
COIN Coinbase Global Inc. Class A 0.00% 40 $9K No change
SRE Sempra 0.00% 102 $9K Reduce -4.7%
XRNPX Cohen & Steers REIT and Pref 0.00% 444 $9K No change
HPQ HP Inc. 0.00% 376 $8K No change
CRM Salesforce Inc. 0.00% 30 $8K Reduce -85.2%
TER Teradyne Inc. 0.00% 41 $8K No change
SOLV Solventum Corp. 0.00% 100 $8K No change
NB Niocorp Developments Ltd. 0.00% 1,450 $8K No change
ARKW ARK Next Generation Technolo 0.00% 47 $7K Add +2.2%
IDXX Idexx Laboratories Inc. 0.00% 10 $7K No change
GPN Global Payments Inc. 0.00% 84 $7K No change
BTE Baytex Energy Corp. 0.00% 2,000 $6K No change
LYFT LYFT Inc. Class A 0.00% 300 $6K No change
INCY Incyte Corp. 0.00% 57 $6K No change
MEDP Medpace Holdings Inc. 0.00% 10 $6K No change
MTD Mettler-Toledo International 0.00% 4 $6K No change
CHKP Check Point Software Tech 0.00% 30 $6K Reduce -50.0%
VRTX Vertex Pharmaceuticals Inc. 0.00% 12 $5K No change
ADI Analog Devices Inc. 0.00% 20 $5K No change
EW Edwards Lifesciences Corp. 0.00% 63 $5K No change
DECK Deckers Outdoor Corp. 0.00% 49 $5K Add +16.7%
FICO Fair Isaac Corp. 0.00% 3 $5K No change
RH RH 0.00% 28 $5K Add +40.0%
ABNB Airbnb Inc. Class A 0.00% 35 $5K Reduce -58.8%
CDNS Cadence Design SYS Inc. 0.00% 15 $5K Add +25.0%
VRSN Verisign Inc. 0.00% 19 $5K Add +18.8%
NTRA Natera Inc. 0.00% 20 $5K No change
RLYB Rallybio Corp. 0.00% 6,500 $4K No change
BABA Alibaba Group Holding-SP ADR 0.00% 30 $4K No change
ABUS Arbutus Biopharma Corp. 0.00% 900 $4K No change
ASML ASML Holding NV-NY Reg SHS 0.00% 4 $4K No change
RHI Robert Half Inc. 0.00% 156 $4K Add +16.4%
NTES Netease Inc.-ADR 0.00% 30 $4K New
POST Post Holdings Inc. filed as POST HLDGS INC 0.00% 39 $4K No change
DAL Delta Air Lines Inc. 0.00% 55 $4K No change
VTRS Viatris Inc. 0.00% 297 $4K No change
ULTA Ulta Beauty Inc. 0.00% 6 $4K No change
SBUX Starbucks Corp. 0.00% 42 $4K No change
CCL Carnival Corp. 0.00% 114 $3K No change
ETHA iShares Ethereum Trust ETF 0.00% 155 $3K No change
REGN Regeneron Pharmaceuticals 0.00% 4 $3K No change
IJR iShares Core S&P Small-Cap E 0.00% 25 $3K No change
MTCH Match Group Inc. 0.00% 86 $3K No change
SOBO South Bow Corp. 0.00% 98 $3K No change
NVS Novartis AG-Sponsored ADR 0.00% 19 $3K No change
ETHE Grayscale Ethereum Staking E 0.00% 100 $2K No change
APH Amphenol Corp. Class A 0.00% 18 $2K No change
ICHR Ichor Holdings Ltd. 0.00% 93 $2K No change
BMRN Biomarin Pharmaceutical Inc. 0.00% 28 $2K No change
PPLI People Inc. filed as IAC INC 0.00% 40 $2K No change
AWK American Water Works Co. Inc. 0.00% 11 $1K No change
PGNY Progyny Inc. 0.00% 55 $1K No change
MICC The Magnum Ice Cream Co. NV 0.00% 65 $1K No change
CMP Compass Minerals Internation 0.00% 50 $982 No change
ZM Zoom Communications Inc. 0.00% 10 $863 No change
FUN Six Flags Entertainment Corp. 0.00% 50 $767 No change
DNA Ginkgo Bioworks Holdings Inc. 0.00% 65 $541 No change
XRPI XRP ETF 0.00% 48 $508 No change
CHPT Chargepoint Holdings Inc. 0.00% 75 $498 No change
MYGN Myriad Genetics Inc. 0.00% 60 $369 No change
B Barrick Mining Corp. 0.00% 8 $349 No change
ETH Grayscale Ethereum Staking M 0.00% 10 $281 No change
ALK Alaska Air Group Inc. 0.00% 5 $252 No change
VYM Vanguard High DVD Yield ETF 0.00% 1 $144 No change
FIS Fidelity National Info Serv 0.00% 2 $133 No change
ANGI Angi Inc. 0.00% 10 $130 No change

Portfolio Sells Q3 2025 → Q4 2025
DAPR FT Vest U.S. Equity Deep Buf Reduce -98.6% 0.02% −1.50
DJUL FT Vest US Equity Deep Buffe Reduce -45.3% 0.34% −0.28
GJUL FT Vest US Equity Moderate B Reduce -69.8% 0.12% −0.28
TGT Target Corp. Reduce -77.0% 0.03% −0.10
MDLZ Mondelez International Inc. Class A Reduce -0.1% 0.45% −0.08
ABT Abbott Laboratories Reduce -1.1% 0.78% −0.08
MPC Marathon Petroleum Corp. Reduce -0.3% 0.37% −0.08
KMB Kimberly-Clark Corp. Reduce -18.7% 0.14% −0.08
DIS The Walt Disney Co. Reduce -4.6% 0.81% −0.06
UNH Unitedhealth Group Inc. Reduce -4.3% 0.53% −0.06
WY Weyerhaeuser Co. Reduce -40.8% 0.06% −0.05
DD Dupont DE Nemours Inc. Reduce -29.7% 0.03% −0.05
WMB Williams Cos Inc. Reduce -1.0% 0.53% −0.04
ENB Enbridge Inc. Reduce -0.1% 0.49% −0.04
CVX Chevron Corp. Reduce -1.1% 0.62% −0.03
SOLS Solstice Adv Materials Inc. Reduce -62.6% 0.02% −0.03
APD Air Products & Chemicals Inc. Reduce -1.5% 0.17% −0.02
IP International Paper Co. Reduce -67.2% 0.01% −0.02
PCH Potlatchdeltic Corp. Reduce -4.6% 0.26% −0.02
LOW Lowe's Cos Inc. Reduce -0.2% 0.38% −0.02
TNA Dir Dai SML Ca Bul 3X Et-Usd Sold out 0.00% −0.02
GSIG Goldman Sachs Access Investm Reduce -0.3% 0.65% −0.02
JPM JPMorgan Chase & Co. Reduce -0.9% 2.39% −0.02
CLX Clorox Company Reduce -63.2% 0.01% −0.02
OTIS Otis Worldwide Corp. Reduce -1.8% 0.13% −0.01
CRM Salesforce Inc. Reduce -85.2% 0.00% −0.01
PSX Phillips 66 Reduce -0.1% 0.11% −0.01
DOW Dow Inc. Reduce -42.5% 0.01% −0.01
SNOW Snowflake Inc. Sold out 0.00% −0.01
VZ Verizon Communications Inc. Reduce -3.7% 0.04% −0.01
RSP Invesco S&P 500 Equal Weight Reduce -1.3% 0.19% −0.00
PANW Palo Alto Networks Inc. Reduce -7.7% 0.02% −0.00
BMY Bristol-Myers Squibb Co. Reduce -16.9% 0.16% −0.00
NKE Nike Inc. Class B Reduce -49.0% 0.00% −0.00
IPG Interpublic Group of Cos Inc. Sold out 0.00% −0.00
MA Mastercard Inc. Class A Reduce -1.3% 0.11% −0.00
MCD McDonald's Corp. Reduce -0.5% 0.15% −0.00
PYPL PayPal Holdings Inc. Reduce -18.6% 0.01% −0.00
Q Qnity Electronics Inc. Reduce -4.0% 0.04% −0.00
LRCX Lam Research Corp. Sold out 0.00% −0.00
CHKP Check Point Software Tech Reduce -50.0% 0.00% −0.00
NVO Novo-Nordisk A/S-Spons ADR Reduce -28.3% 0.00% −0.00
ABNB Airbnb Inc. Class A Reduce -58.8% 0.00% −0.00
PEP Pepsico Inc. Reduce -0.5% 0.49% −0.00
DVN Devon Energy Corp. Reduce -15.3% 0.01% −0.00
WSO Watsco Inc. Reduce -5.5% 0.00% −0.00
FTNT Fortinet Inc. Reduce -2.4% 0.00% −0.00
MDT Medtronic PLC Reduce -2.0% 0.01% −0.00
NMG Nouveau Monde Graphite Inc. Sold out 0.00% −0.00
NGVT Ingevity Corp. Reduce -10.0% 0.00% −0.00

Portfolio Buys Q3 2025 → Q4 2025
JMUB JPMorgan Municipal ETF Add +33.4% 3.53% +0.83
AMAT Applied Materials Inc. Add +0.4% 2.35% +0.45
AAPL Apple Inc. Add +1.5% 4.62% +0.28
CAT Caterpillar Inc. Add +1.4% 1.41% +0.23
TSM Taiwan Semiconductor-SP ADR Add +7.4% 1.08% +0.14
VGT Vanguard Info Tech ETF Add +3.8% 4.41% +0.12
JCPB JPMorgan Core Plus Bond ETF Add +3.7% 8.93% +0.11
JPSE JPM Diversified RT Small Cap Add +3.9% 4.34% +0.10
KLAC KLA Corp. Add +0.9% 0.91% +0.09
V Visa Inc. Class A Add +6.9% 1.27% +0.09
NVDA Nvidia Corp. Add +4.6% 3.44% +0.09
CME Cme Group Inc. Add +13.4% 0.77% +0.08
FCX Freeport-McMoran Inc. Add +2.8% 0.28% +0.07
JNJ Johnson & Johnson Add +1.8% 0.56% +0.06
BAC Bank of America Corp. Add +3.0% 0.79% +0.06
PH Parker Hannifin Corp. Add +4.4% 0.36% +0.06
ISRG Intuitive Surgical Inc. Add +4.8% 0.25% +0.06
DAUG FT Vest U.S. Equity Deep Buf Add +3.4% 1.86% +0.06
PLD Prologis Inc. Add +1.2% 0.53% +0.05
AMZN Amazon.com Inc. Add +0.6% 1.25% +0.04
TJX TJX Companies Inc. Add +2.5% 0.67% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +5.3% 1.25% +0.04
SPHQ Invesco S&P 500 Quality ETF Add +1.6% 1.55% +0.03
KOF Coca-Cola Femsa Sab-SP ADR Add +334.4% 0.04% +0.03
ABEV Ambev SA-ADR Add +312.8% 0.04% +0.03
RSPH Invesco S&P 500 Equal Weight Add +0.0% 0.46% +0.03
PAAA Pgim Aaa Clo ETF Add +3.5% 2.58% +0.03
ARKQ ARK Autonomous Tech & Robot Add +1.5% 0.98% +0.02
CSX CSX Corp. Add +1.7% 1.20% +0.02
NTAP Netapp Inc. Add +272.5% 0.02% +0.02
SGVT Schwab Govt Money Market ETF New 0.01% +0.01
RCL Royal Caribbean Cruises Ltd. Add +44.5% 0.07% +0.01
JPST JPMorgan Ultra-Short Income Add +3.8% 0.61% +0.01
CE Celanese Corp. Add +350.5% 0.01% +0.01
SPYM Ste STR SPDR PT S&P 500 ETF Add +1.3% 0.40% +0.01
AVGO Broadcom Inc. Add +25.1% 0.03% +0.01
QQQ Invesco QQQ Trust Series 1 Add +2.2% 0.20% +0.01
PLTR Palantir Technologies Inc. Class A Add +14.3% 0.06% +0.00
CMCSA Comcast Corp. Class A Add +15.0% 0.07% +0.00
TYG Tortoise Energy Infrastruct Add +49.2% 0.01% +0.00
OMC Omnicom Group Add +27.0% 0.02% +0.00
SCCO Southern Copper Corp. Add +6.6% 0.01% +0.00
VOO Vanguard S&P 500 ETF Add +0.6% 0.21% +0.00
MS Morgan Stanley Add +6.8% 0.01% +0.00
MOAT Vaneck Morningstar Wide Moat Add +12.0% 0.01% +0.00
RYN Rayonier Inc. Add +49.7% 0.01% +0.00
NTES Netease Inc.-ADR New 0.00% +0.00
DIVI Franklin International Core Add +1.9% 0.02% +0.00
ARES Ares Management Corp. Class A Add +8.5% 0.01% +0.00
DECK Deckers Outdoor Corp. Add +16.7% 0.00% +0.00

Notes & Other Activity Q3 2025 → Q4 2025
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG Sold out 300 $18Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 349$448.2MJCPB, VGT, AMAT, JPSE, AAPL
Q1 2026 344$392.4MJCPB, JPSE, AAPL, VGT, JMUB
Q4 2025 338$384.9MJCPB, AAPL, VGT, JPSE, JMUB
Q3 2025 339$377.6MJCPB, AAPL, VGT, JPSE, MSFT
Q2 2025 346$365.7MJCPB, JPSE, JMUB, MSFT, VGT
Q1 2025 359$484.4MJCPB, MSFT, JMUB, AAPL, COST
Q4 2024 377$488.2MJCPB, MSFT, AAPL, JMUB, COST
Q3 2024 380$489.3MJCPB, MSFT, AAPL, LLY, COST
Q2 2024 393$466.3MJCPB, MSFT, LLY, AAPL, COST
Q1 2024 382$473.6MJCPB, MSFT, LLY, DAUG, JPM