HBC Financial Services, PLLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 7, 2024), HBC Financial Services, PLLC reported 190 stock positions worth $164.6 million. Its top holding was iShares Russell 1000 ETF (IWB) at 30.5% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 29.4%) and iShares National Muni Bond E (MUB, 8.7%). Compared with Q2 2024, it opened 29 new positions, sold out of 8, added to 57 and reduced 21. The biggest buy was Occidental Petroleum (OXY, shares +777%) and the biggest sale iShares Core S&P Midcap ETF (IJH, shares −0%).

Most Recent 13F
Q4 2024
Location
SEATTLE, WA
CIK
0001802872
Portfolio Value
$164.6M (Q3 2024)
SEC Filing
0001802872-24-000005 ↗ filed Nov 7, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $147.4M Q1 2024 Q2 2024: $157.1M Q2 2024 Q3 2024: $164.6M $164.6M Q3 2024 Q4 2024: $163.2M Q4 2024

Holdings 190 stocks · $164.6M
IWB iShares Russell 1000 ETF 30.52% 157,871 $50.2M Reduce -0.9%
IJH iShares Core S&P Midcap ETF 29.37% 770,821 $48.3M Reduce -0.4%
MUB iShares National Muni Bond E 8.66% 133,111 $14.2M Add +0.6%
AGG iShares Core U.S. Aggregate 7.42% 124,112 $12.2M Add +1.6%
MSFT Microsoft Corp. 4.21% 16,035 $6.9M Add +0.2%
SBUX Starbucks Corp. 2.54% 43,018 $4.2M Reduce -0.4%
VB Vanguard Most SM-Cap ETF-Usd 2.13% 14,674 $3.5M No change
VTI VG Morningstar TS MKT ETF-US 1.63% 9,390 $2.7M Add +0.6%
AAPL Apple Inc. 1.46% 10,413 $2.4M Add +0.5%
VIG Vanguard Dividend Apprec ETF 1.20% 9,990 $2.0M Reduce -0.1%
IVV iShares Core S&P 500 ETF 0.83% 2,332 $1.4M Reduce -2.2%
COST Costco Wholesale Corp. 0.82% 1,529 $1.3M Add +0.9%
OXY Occidental Petroleum Corp. 0.55% 18,060 $906K Add +776.7%
AMZN Amazon.com Inc. 0.53% 4,562 $879K Add +6.6%
TSLA Tesla Inc. 0.47% 3,006 $774K Add +129.5%
BRK.B Berkshire Hathaway Inc. Class B 0.46% 1,658 $754K No change
BRK.A Berkshire Hathaway Inc. Class A 0.41% 1 $682K No change
TMO Thermo Fisher Scientific Inc. 0.34% 1,015 $558K Add +1.0%
LMT Lockheed Martin Corp. 0.34% 1,012 $552K Add +1.2%
FNDE Schwab Fndmntl Em MRK Eq ETF 0.31% 18,333 $516K Add +205.3%
IWR iShares Russell Mid-Cap ETF 0.28% 5,266 $467K No change
WMT Walmart Inc. 0.27% 5,500 $447K No change
HD Home Depot Inc. 0.24% 1,000 $392K No change
EFA iShares MSCI Eafe ETF 0.21% 4,406 $351K Add +11.0%
GD General Dynamics Corp. 0.18% 1,000 $301K No change
CB Chubb Ltd. 0.17% 1,000 $283K No change
ABBV Abbvie Inc. 0.17% 1,388 $279K Add +1.2%
JPM JPMorgan Chase & Co. 0.17% 1,237 $277K Add +38.2%
XOM Exxon Mobil Corp. 0.15% 2,160 $252K Add +0.1%
VNQ Vanguard Real Estate ETF 0.15% 2,525 $241K Reduce -2.5%
IWS iShares Russell Mid-Cap Valu 0.13% 1,620 $213K No change
IWP iShares Russell Mid-Cap Grow 0.13% 1,700 $206K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.12% 352 $204K Add +35.4%
AMGN Amgen Inc. 0.12% 646 $203K No change
GOOGL Alphabet Inc. Class A 0.12% 1,161 $202K Add +3.7%
T AT&T Inc. 0.12% 8,824 $194K Reduce -47.8%
SCHD Schwab US DVD Equity ETF 0.11% 7,024 $187K Add +300.5%
SLYG SS SPDR S&P 600 SC GR ETF 0.10% 1,840 $168K No change
FMDE Fidelity Enhanced Mid Cap Co. 0.10% 4,900 $159K Add +0.3%
BUI Blckrck Util Infra & PWR Opp filed as BLACKROCK UTILS INFRASTRUCTU 0.10% 6,800 $158K No change
KO The Coca-Cola Co. 0.09% 2,284 $150K Add +0.1%
IWV iShares Russell 3000 ETF 0.08% 402 $133K Add +0.3%
MRK Merck & Co. Inc. 0.08% 1,225 $128K Add +0.7%
AVGO Broadcom Inc. 0.07% 621 $109K Reduce -90.0%
CSCO Cisco Systems Inc. 0.06% 1,901 $105K No change
PDO PIMCO Dynamic Income Opport 0.06% 7,500 $102K Add +36.4%
SPYI Neos S&P 500 High Income ETF 0.06% 1,994 $102K Add +5.0%
ABT Abbott Laboratories 0.06% 882 $100K Add +2.0%
JEPI JPMorgan Equity Premium Inco 0.06% 1,692 $100K Reduce -10.0%
SPHD Invesco S&P 500 High Dividen 0.06% 2,000 $99K No change
PDI PIMCO Dynamic Income Fund 0.06% 5,000 $97K New
GOOG Alphabet Inc. Class C 0.06% 550 $96K No change
OKE Oneok Inc. 0.06% 1,000 $96K No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.06% 1,719 $95K Reduce -9.5%
VEA Vanguard Ftse Developed ETF 0.06% 1,902 $95K Add +1.0%
META Meta Platforms Inc. Class A 0.06% 159 $94K Add +17.8%
BEPC Brookfield Renewable Cor-A 0.06% 2,650 $93K Add +120.8%
LOW Lowe's Cos Inc. 0.06% 350 $91K No change
COWZ Pacer US Cash Cows 100 ETF 0.05% 1,573 $89K Reduce -2.6%
SPGP Invesco S&P 500 Garp ETF 0.05% 758 $80K Reduce -7.0%
NVDA Nvidia Corp. 0.05% 575 $80K Add +15.0%
PG The Procter & Gamble Co. 0.05% 482 $80K Add +22.6%
EPD Enterprise Products Partners 0.05% 2,700 $79K Add +17.4%
PI Impinj Inc. 0.05% 417 $79K No change
KHC The Kraft Heinz Co. 0.05% 2,263 $76K Add +7.8%
BAM Brookfield Asset Mgmt-A 0.05% 1,400 $75K Add +16.7%
WAFD Wafd Inc. 0.04% 2,000 $68K New
BA The Boeing Co. 0.04% 435 $67K Add +6.6%
WM Waste Management Inc. 0.04% 300 $64K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.04% 1,498 $63K No change
CAT Caterpillar Inc. 0.04% 168 $63K No change
SLYV SS SPDR S&P 600 SC Val ETF 0.04% 720 $62K No change
SUSB iShares ESG Aware 1-5 Year U 0.04% 2,379 $59K No change
MPLX MPLX LP 0.03% 1,250 $55K Add +25.0%
ET Energy Transfer LP 0.03% 3,300 $54K Add +32.0%
SMH Vaneck Semiconductor ETF 0.03% 215 $53K No change
EAGG iShares ESG Aware US Aggrega 0.03% 1,115 $52K No change
VGT Vanguard Info Tech ETF 0.03% 80 $48K Add +33.3%
BLK BlackRock Finance Inc. 0.03% 44 $44K No change
VT Vanguard Tot World STK ETF 0.03% 358 $42K No change
TSLX Sixth Street Specialty Lendi 0.02% 220 $37K Reduce -91.2%
FAST Fastenal Co. 0.02% 463 $36K Add +0.4%
EXPD Expeditors Intl Wash Inc. 0.02% 284 $33K No change
GLD SPDR Gold Shares 0.02% 131 $33K Add +424.0%
CMCSA Comcast Corp. Class A 0.02% 752 $31K Reduce -29.3%
WBD Warner Bros Discovery Inc. 0.02% 4,041 $31K Add +0.5%
GRMN Garmin Ltd. 0.02% 155 $31K No change
UPS United Parcel Service Class B 0.02% 221 $29K Add +0.9%
VGSH Vanguard Short-Term Treasury 0.02% 506 $29K New
BCUS Bancreek U.S. Large Cap ETF 0.02% 910 $28K New
TIP iShares Tips Bond ETF 0.02% 262 $28K Add +89.9%
UNP Union Pacific Corp. 0.02% 123 $28K Add +0.8%
GLDM SPDR Gold Minishares Trust 0.02% 511 $28K No change
ZTS Zoetis Inc. 0.02% 155 $28K No change
TSM Taiwan Semiconductor-SP ADR 0.02% 140 $27K No change
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.02% 981 $26K New
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.02% 338 $25K Add +0.9%
INTC Intel Corp. 0.01% 1,011 $22K Reduce -34.0%
PCAR Paccar Inc. 0.01% 203 $21K Add +0.5%
VTR Ventas Inc. 0.01% 325 $21K Add +0.6%
EBS Emergent Biosolutions Inc. 0.01% 2,000 $19K New
PRU Prudential Financial Inc. 0.01% 152 $19K Add +0.7%
IEF iShares 7-10 Year Treasury B 0.01% 200 $18K New
ENB Enbridge Inc. 0.01% 429 $17K Add +1.4%
AMT American Tower Corp. 0.01% 75 $16K No change
FSK FS KKR Capital Corp. 0.01% 815 $16K No change
VZ Verizon Communications Inc. 0.01% 400 $16K No change
JNJ Johnson & Johnson 0.01% 97 $15K Add +56.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.01% 157 $14K Add +57.0%
ETR Entergy Corp. 0.01% 104 $14K Add +1.0%
STIP iShares 0-5 Year Tips Bond E 0.01% 146 $14K New
SLV iShares Silver Trust 0.01% 440 $13K No change
GS Goldman Sachs Group Inc. 0.01% 24 $12K Add +140.0%
CRM Salesforce Inc. 0.01% 43 $12K New
D Dominion Energy Inc. 0.01% 200 $11K No change
V Visa Inc. Class A 0.01% 41 $11K New
Z Zillow Group Inc. Class C 0.01% 200 $11K No change
JWN Nordstrom Inc. 0.01% 440 $10K No change
VAW Vanguard Materials ETF 0.01% 49 $10K New
AXP American Express Co. 0.01% 36 $9K Add +414.3%
RIVN Rivian Automotive Inc. Class A 0.01% 875 $9K Add +12.9%
UNH Unitedhealth Group Inc. 0.01% 17 $9K Add +112.5%
MOO Vaneck Agribusiness ETF 0.00% 119 $8K New
ALK Alaska Air Group Inc. 0.00% 164 $7K No change
PYPL PayPal Holdings Inc. 0.00% 100 $7K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.00% 30 $6K New
MRSH Marsh & McLennan Cos 0.00% 28 $6K New
SDY SS SPDR S&P Dividend ETF 0.00% 50 $6K New
LIN Linde PLC 0.00% 14 $6K New
GLTR Abrdn Precious Metals Basket 0.00% 45 $5K New
ADBE Adobe Inc. 0.00% 11 $5K New
BX Blackstone Inc. 0.00% 30 $5K No change
DHR Danaher Corp. 0.00% 23 $5K New
MDLZ Mondelez International Inc. Class A 0.00% 79 $5K New
PEP Pepsico Inc. 0.00% 35 $5K New
MAGX Rdhill Daily 2X LM Seven ETF 0.00% 150 $5K No change
MMM 3M Co. 0.00% 43 $5K No change
UBER Uber Technologies Inc. 0.00% 73 $5K New
ZG Zillow Group Inc. Class A 0.00% 100 $5K No change
OKLO Oklo Inc. 0.00% 200 $4K New
CCL Carnival Corp. 0.00% 200 $4K No change
FANG Diamondback Energy Inc. 0.00% 23 $4K No change
QQQ Invesco QQQ Trust Series 1 0.00% 10 $4K No change
OC Owens Corning 0.00% 27 $4K No change
PFE Pfizer Inc. 0.00% 150 $4K Reduce -67.0%
CRH CRH PLC 0.00% 50 $4K No change
MDT Medtronic PLC 0.00% 50 $4K Reduce -76.3%
MO Altria Group Inc. 0.00% 60 $3K No change
CRWD CrowdStrike Holdings Inc. Class A 0.00% 10 $3K No change
RTX RTX Corp. 0.00% 25 $3K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.00% 34 $3K New
SCHW Schwab (charles) Corp. 0.00% 50 $3K No change
VWO Vanguard Ftse Emerging Marke 0.00% 77 $3K No change
COWS Amplify CSH FLW DVD LDRS ETF 0.00% 100 $2K No change
BJ Bj's Wholesale Club Holdings filed as BJS WHSL CLUB HLDGS INC 0.00% 35 $2K No change
BMY Bristol-Myers Squibb Co. 0.00% 50 $2K New
CMP Compass Minerals Internation 0.00% 200 $2K No change
FITB Fifth Third Bancorp 0.00% 50 $2K New
F Ford Motor Co. filed as FORD MTR CO 0.00% 222 $2K No change
GPRO Gopro Inc. Class A 0.00% 334 $2K Add +1418.2%
LYV Live Nation Entertainment Inc. 0.00% 20 $2K No change
MCHP Microchip Technology Inc. 0.00% 34 $2K New
PLTR Palantir Technologies Inc. Class A 0.00% 50 $2K No change
PR Permian Resources Corp. Class A 0.00% 150 $2K No change
RCKY Rocky Brands Inc. 0.00% 100 $2K No change
AES AES Corp. 0.00% 84 $1K New
ANET Arista Networks Inc. 0.00% 5 $1K No change
CARR Carrier Global Corp. 0.00% 25 $1K No change
ENPH Enphase Energy Inc. 0.00% 15 $1K No change
EPP iShares MSCI Pacific Ex Japa 0.00% 36 $1K No change
LYG Lloyds Banking Group PLC-ADR 0.00% 500 $1K No change
MRO Marathon Oil Corp. 0.00% 60 $1K No change
ASML ASML Holding NV-NY Reg SHS 0.00% 2 $1K Reduce -60.0%
AMKR Amkor Technology Inc. 0.00% 10 $0 No change
BB Blackberry Ltd. 0.00% 6 $0 No change
BLMH Blum Holdings Inc. filed as BLUM HLDGS INC 0.00% 2 $0 No change
CLF Cleveland-Cliffs Inc. 0.00% 50 $0 No change
AG First Majestic Silver Corp. 0.00% 13 $0 No change
GILD Gilead Sciences Inc. 0.00% 22 $0 Reduce -85.1%
MMNFQ Medmen Enterprises Inc. Class B 0.00% 5,000 $0 No change
MRNA Moderna Inc. 0.00% 5 $0 Reduce -66.7%
OTIS Otis Worldwide Corp. 0.00% 7 $0 No change
NOW ServiceNow Inc. 0.00% 1 $0 No change
SOLV Solventum Corp. 0.00% 10 $0 No change
The Arena Group Holdings Inc 0.00% 1,080 $0 No change
23ANDME HOLDING CO 0.00% 50 $0 Reduce -95.0%
WDBG Woodbrook Group Holdings Inc. 0.00% 1 $0 No change
ZS Zscaler Inc. 0.00% 5 $0 No change
SW Smurfit Westrock PLC 0.00% 8 $0 New
INVZ Innoviz Technologies Ltd. 0.00% 500 $0 No change
Other holdings (3): bonds, preferreds, convertibles and warrants · $17K (not counted above)
SecurityClassShares / PrincipalValueChange
REALTY INCOME CORP (O 6 PERP A) Stock 185$11KAdd +1.1%
NATL HEALTHCARE PROP INC (HEATRU 7.125 PERP B) PREFERREDSTK 122$6KNew
SIGNATURE BANK NEW YORK (SBNY 5 PERP a) PFD 40$0New

Total filed on the 13F, all lines: $164.6M.

Portfolio Sells Q2 2024 → Q3 2024
IJH iShares Core S&P Midcap ETF Reduce -0.4% 29.37% −0.87
CVX Chevron Corp. Sold out 0.00% −0.10
T AT&T Inc. Reduce -47.8% 0.12% −0.09
XPMQX PIMCO Muni Income Fund III Sold out 0.00% −0.04
KYN Kayne Anderson Energy Infra Sold out 0.00% −0.03
SPG Simon Property Group Inc. Sold out 0.00% −0.02
INTC Intel Corp. Reduce -34.0% 0.01% −0.02
SYK Stryker Corp. Sold out 0.00% −0.02
TSLX Sixth Street Specialty Lendi Reduce -91.2% 0.02% −0.01
UL Unilever PLC Sold out 0.00% −0.01
CMCSA Comcast Corp. Class A Reduce -29.3% 0.02% −0.01
MDT Medtronic PLC Reduce -76.3% 0.00% −0.01
JEPI JPMorgan Equity Premium Inco Reduce -10.0% 0.06% −0.01
GILD Gilead Sciences Inc. Reduce -85.1% 0.00% −0.01
KVUE Kenvue Inc. Sold out 0.00% −0.01
IVV iShares Core S&P 500 ETF Reduce -2.2% 0.83% −0.01
JEPQ JPM Nasdaq Equity Premium Reduce -9.5% 0.06% −0.01
PFE Pfizer Inc. Reduce -67.0% 0.00% −0.01
SPGP Invesco S&P 500 Garp ETF Reduce -7.0% 0.05% −0.00
COWZ Pacer US Cash Cows 100 ETF Reduce -2.6% 0.05% −0.00
VIG Vanguard Dividend Apprec ETF Reduce -0.1% 1.20% −0.00
VNQ Vanguard Real Estate ETF Reduce -2.5% 0.15% −0.00
ASML ASML Holding NV-NY Reg SHS Reduce -60.0% 0.00% −0.00
MRNA Moderna Inc. Reduce -66.7% 0.00% −0.00
SNOA Sonoma Pharmaceuticals Inc. Sold out 0.00% 0.00
23ANDME HOLDING CO Reduce -95.0% 0.00% 0.00
AVGO Broadcom Inc. Reduce -90.0% 0.07% +0.01
IWB iShares Russell 1000 ETF Reduce -0.9% 30.52% +0.21
SBUX Starbucks Corp. Reduce -0.4% 2.54% +0.48

Portfolio Buys Q2 2024 → Q3 2024
OXY Occidental Petroleum Corp. Add +776.7% 0.55% +0.47
TSLA Tesla Inc. Add +129.5% 0.47% +0.28
PDI PIMCO Dynamic Income Fund New 0.06% +0.06
JPM JPMorgan Chase & Co. Add +38.2% 0.17% +0.05
WAFD Wafd Inc. New 0.04% +0.04
AMZN Amazon.com Inc. Add +6.6% 0.53% +0.04
BEPC Brookfield Renewable Cor-A Add +120.8% 0.06% +0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +35.4% 0.12% +0.03
VTI VG Morningstar TS MKT ETF-US Add +0.6% 1.63% +0.03
COST Costco Wholesale Corp. Add +0.9% 0.82% +0.03
META Meta Platforms Inc. Class A Add +17.8% 0.06% +0.02
VGSH Vanguard Short-Term Treasury New 0.02% +0.02
BCUS Bancreek U.S. Large Cap ETF New 0.02% +0.02
GLD SPDR Gold Shares Add +424.0% 0.02% +0.02
AAPL Apple Inc. Add +0.5% 1.46% +0.02
SPTL SS SPDR PF LNG TRM TSY E-Usd New 0.02% +0.02
PDO PIMCO Dynamic Income Opport Add +36.4% 0.06% +0.02
EFA iShares MSCI Eafe ETF Add +11.0% 0.21% +0.01
BAM Brookfield Asset Mgmt-A Add +16.7% 0.05% +0.01
NVDA Nvidia Corp. Add +15.0% 0.05% +0.01
EBS Emergent Biosolutions Inc. New 0.01% +0.01
ABBV Abbvie Inc. Add +1.2% 0.17% +0.01
IEF iShares 7-10 Year Treasury B New 0.01% +0.01
STIP iShares 0-5 Year Tips Bond E New 0.01% +0.01
VGT Vanguard Info Tech ETF Add +33.3% 0.03% +0.01
TIP iShares Tips Bond ETF Add +89.9% 0.02% +0.01
ET Energy Transfer LP Add +32.0% 0.03% +0.01
CRM Salesforce Inc. New 0.01% +0.01
MPLX MPLX LP Add +25.0% 0.03% +0.01
V Visa Inc. Class A New 0.01% +0.01
PG The Procter & Gamble Co. Add +22.6% 0.05% +0.01
VAW Vanguard Materials ETF New 0.01% +0.01
MOO Vaneck Agribusiness ETF New 0.00% +0.00
AXP American Express Co. Add +414.3% 0.01% +0.00
EPD Enterprise Products Partners Add +17.4% 0.05% +0.00
GS Goldman Sachs Group Inc. Add +140.0% 0.01% +0.00
SCHD Schwab US DVD Equity ETF Add +300.5% 0.11% +0.00
GOOGL Alphabet Inc. Class A Add +3.7% 0.12% +0.00
IBM Intl Business Machines Corp. New 0.00% +0.00
MRSH Marsh & McLennan Cos New 0.00% +0.00
SDY SS SPDR S&P Dividend ETF New 0.00% +0.00
LIN Linde PLC New 0.00% +0.00
ABT Abbott Laboratories Add +2.0% 0.06% +0.00
JNJ Johnson & Johnson Add +56.5% 0.01% +0.00
GLTR Abrdn Precious Metals Basket New 0.00% +0.00
ADBE Adobe Inc. New 0.00% +0.00
DHR Danaher Corp. New 0.00% +0.00
MDLZ Mondelez International Inc. Class A New 0.00% +0.00
PEP Pepsico Inc. New 0.00% +0.00
UBER Uber Technologies Inc. New 0.00% +0.00

Notes & Other Activity Q2 2024 → Q3 2024
REALTY INCOME CORP (O 6 PERP A) Stock Add +1.1% 185 $11K
NATL HEALTHCARE PROP INC (HEATRU 7.125 PERP B) PREFERREDSTK New 122 $6K
SIGNATURE BANK NEW YORK (SBNY 5 PERP a) PFD New 40 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2024 195$163.2MIWB, IJH, MUB, AGG, MSFT
Q3 2024 190$164.6MIWB, IJH, MUB, AGG, MSFT
Q2 2024 169$157.1MIWB, IJH, MUB, AGG, MSFT
Q1 2024 179$147.4MIJH, IWB, MUB, AGG, MSFT