Hilton Capital Management, LLC

Name: Hilton Capital Management, LLC 13F holdings, Q3 2024
Creator: Hilton Capital Management, LLC
Published: 2024-11-08

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 8, 2024), Hilton Capital Management, LLC reported 174 stock positions worth $1.3 billion. Its top holding was Vanguard S/T Corp. Bond ETF (VCSH) at 7.3% of the portfolio, followed by iShares MBS ETF (MBB, 6.9%) and Janus Henderson Aaa Clo ETF (JAAA, 6.3%). Compared with Q2 2024, it opened 24 new positions, sold out of 20, added to 55 and reduced 75. The biggest buy was a new position in iShares MBS ETF (MBB) and the biggest sale an exit from iShares 0-5 YR HY Corp. Bond (SHYG).

Most Recent 13F: Q2 2026
Location: Garden City, NY
CIK: 0001541211
Portfolio Value: $1.3B (Q3 2024)
SEC Filing: 0001839882-24-038450 ↗ filed Nov 8, 2024

Holdings Value

Holdings 174 stocks · $1.3B


VCSH Vanguard S/T Corp. Bond ETF	7.33%	1,188,380	$94.4M	Add +8.5%
MBB iShares MBS ETF	6.88%	924,599	$88.6M	New
JAAA Janus Henderson Aaa Clo ETF	6.34%	1,605,658	$81.7M	Add +6.5%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	4.47%	1,049,043	$57.6M	Add +14.0%
PFF iShares Preferred & Income S	3.73%	1,444,743	$48.0M	Add +19.9%
SRLN SS Blackstone Sr Loan ETF	3.25%	1,002,033	$41.8M	Add +5.4%
VCIT Vanguard Int-Term Corporate	3.14%	482,620	$40.4M	Add +3.7%
MTBA Simplify MBS ETF	3.08%	770,308	$39.7M	New
MSFT Microsoft Corp.	3.03%	90,719	$39.0M	Reduce -18.8%
AAPL Apple Inc.	2.45%	135,717	$31.6M	Reduce -10.6%
AMLP Alerian MLP ETF	2.45%	669,674	$31.6M	New
XLU St Sr Utl SL SE SPDR ETF-Usd	2.16%	344,873	$27.9M	Add +96.0%
NVDA Nvidia Corp.	1.69%	179,364	$21.8M	Reduce -1.8%
IEI iShares 3-7 Year Treasury Bo	1.54%	165,625	$19.8M	Add +4.0%
VGSH Vanguard Short-Term Treasury	1.32%	287,315	$17.0M	Reduce -12.2%
BAH Booz Allen Hamilton Holdings	1.27%	100,717	$16.4M	Add +1.3%
RSG Republic Services Inc.	1.21%	77,793	$15.6M	New
LLY Eli Lilly & Co.	1.17%	17,070	$15.1M	Add +1.5%
PSA Public Storage	1.15%	40,832	$14.9M	Add +103.0%
AMZN Amazon.com Inc.	1.15%	79,420	$14.8M	Reduce -5.2%
WMT Walmart Inc.	1.12%	178,898	$14.4M	Add +75.7%
TRI Thomson Reuters Corp.	1.10%	83,169	$14.2M	Add +1.8%
ARES Ares Management Corp. Class A	1.07%	88,686	$13.8M	Add +0.9%
AZN Astrazeneca PLC-Spons ADR	1.06%	175,492	$13.7M	Add +2.3%
AVB Avalonbay Communities Inc.	1.06%	60,584	$13.6M	Add +36.1%
HD Home Depot Inc.	1.04%	33,042	$13.4M	Add +1.6%
MCD McDonald's Corp.	1.01%	42,653	$13.0M	Add +2.2%
KO The Coca-Cola Co.	1.01%	180,198	$12.9M	Add +1.4%
ACN Accenture PLC Class A	0.98%	35,900	$12.7M	Add +2.6%
BX Blackstone Inc.	0.97%	81,767	$12.5M	Add +1.6%
GS Goldman Sachs Group Inc.	0.89%	23,250	$11.5M	Add +0.9%
TSCO Tractor Supply Company	0.85%	37,829	$11.0M	Reduce -24.4%
PEP Pepsico Inc.	0.81%	61,229	$10.4M	Add +1.4%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.81%	88,274	$10.4M	Reduce -28.6%
APO Apollo Global Management Inc.	0.80%	82,515	$10.3M	Add +2.1%
TSM Taiwan Semiconductor-SP ADR	0.79%	58,359	$10.1M	Reduce -30.8%
GOOG Alphabet Inc. Class C	0.77%	59,631	$10.0M	Reduce -69.9%
WFC Wells Fargo & Co.	0.77%	175,199	$9.9M	Add +3.0%
UNH Unitedhealth Group Inc.	0.73%	16,005	$9.4M	Add +2.7%
PLD Prologis Inc.	0.72%	73,159	$9.2M	Add +56.7%
IGSB iShares 1-5Y Inv Grade Corp.	0.71%	173,323	$9.1M	Add +4.2%
JPM JPMorgan Chase & Co.	0.70%	42,494	$9.0M	Add +0.8%
DGX Quest Diagnostics Inc.	0.69%	56,953	$8.8M	New
QQQ Invesco QQQ Trust Series 1	0.65%	17,110	$8.4M	No change
BIL SS SPDR BB 1-3M T-Bill ETF	0.61%	85,055	$7.8M	Reduce -40.2%
IRT Independence Realty Trust Inc.	0.59%	369,415	$7.6M	New
CARR Carrier Global Corp.	0.59%	93,749	$7.5M	Add +1.3%
ARCC Ares Capital Corp.	0.58%	357,173	$7.5M	Add +2.3%
AMGN Amgen Inc.	0.54%	21,527	$6.9M	Add +2.2%
TGT Target Corp.	0.52%	42,924	$6.7M	Add +1.5%
AVGO Broadcom Inc.	0.51%	38,302	$6.6M	Add +82.7%
OWL Blue Owl Capital Inc.	0.50%	331,886	$6.4M	Add +3.9%
GD General Dynamics Corp.	0.49%	20,737	$6.3M	New
XLC SS Comm Select Sector SPDR	0.46%	65,789	$5.9M	Reduce -78.4%
DRI Darden Restaurants Inc.	0.45%	35,368	$5.8M	Add +1.6%
CFR Cullen/Frost Bankers Inc.	0.44%	50,697	$5.7M	Add +5.4%
MRK Merck & Co. Inc.	0.43%	48,793	$5.5M	Add +1.8%
MKC McCormick & Co.-Non VTG SHRS	0.42%	66,412	$5.5M	Add +2.7%
ADI Analog Devices Inc.	0.38%	21,286	$4.9M	New
LYB Lyondellbasell Indu Class A	0.37%	49,891	$4.8M	Add +2.4%
AHR American Healthcare REIT Inc.	0.37%	183,039	$4.8M	New
NTAP Netapp Inc.	0.32%	32,867	$4.1M	New
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.31%	100,401	$4.0M	New
EPD Enterprise Products Partners	0.30%	133,112	$3.9M	Reduce -1.2%
HON Honeywell International Inc.	0.29%	18,368	$3.8M	Add +1.3%
FSK FS KKR Capital Corp.	0.29%	186,181	$3.7M	Add +3.1%
CLH Clean Harbors Inc.	0.26%	13,954	$3.4M	Reduce -13.2%
DY Dycom Industries Inc.	0.24%	15,560	$3.1M	Reduce -21.6%
KD Kyndryl Holdings Inc.	0.23%	127,562	$2.9M	Add +19.5%
PRIM Primoris Services Corp.	0.22%	48,396	$2.8M	Reduce -12.6%
HLI Houlihan Lokey Inc.	0.22%	17,721	$2.8M	Reduce -11.8%
CAT Caterpillar Inc.	0.21%	6,783	$2.7M	No change
EME Emcor Group Inc.	0.20%	6,040	$2.6M	Reduce -17.1%
LYV Live Nation Entertainment Inc.	0.19%	22,856	$2.5M	Reduce -12.3%
RL Ralph Lauren Corp.	0.18%	12,215	$2.4M	Reduce -5.1%
NVT Nvent Electric PLC	0.18%	33,094	$2.3M	Reduce -5.1%
COLD Americold Realty Trust Inc.	0.18%	79,872	$2.3M	Reduce -4.8%
TDY Teledyne Technologies Inc.	0.17%	5,130	$2.2M	Reduce -5.3%
BWXT BWX Technologies Inc.	0.17%	20,583	$2.2M	New
CBU Community Financial System I	0.17%	38,322	$2.2M	Add +13.9%
MGNI Magnite Inc.	0.17%	155,907	$2.2M	Reduce -3.0%
BURL Burlington Stores Inc.	0.16%	7,770	$2.0M	Reduce -28.2%
ICFI Icf International Inc.	0.16%	12,092	$2.0M	Reduce -5.1%
SAIA Saia Inc.	0.15%	4,549	$2.0M	Reduce -5.4%
ENTG Entegris Inc.	0.15%	17,597	$2.0M	Reduce -5.2%
TECH Bio-Techne Corp.	0.15%	24,669	$2.0M	Reduce -4.9%
CYBR Cyberark Software Ltd./Israel	0.15%	6,726	$2.0M	Reduce -34.5%
TBIL F/M US Treasury 3 Month Bill	0.15%	38,640	$1.9M	Add +375.8%
MTSI Macom Technology Solutions H	0.15%	17,311	$1.9M	Reduce -12.0%
RNR Renaissancere Holdings Ltd.	0.15%	7,054	$1.9M	Reduce -17.4%
CIEN Ciena Corp.	0.15%	30,517	$1.9M	Reduce -17.9%
MKSI MKS Inc. filed as MKS INSTRS INC	0.14%	17,039	$1.9M	New
VVV Valvoline Inc.	0.14%	44,158	$1.8M	Add +13.8%
PRMW Primo Water Corp.	0.14%	72,750	$1.8M	Reduce -4.9%
BJ Bj's Wholesale Club Holdings filed as BJS WHSL CLUB HLDGS INC	0.14%	22,197	$1.8M	Reduce -4.5%
PGX Invesco Preferred ETF	0.14%	147,885	$1.8M	Reduce -1.9%
J Jacobs Solutions Inc.	0.14%	13,738	$1.8M	Reduce -4.5%
CBSH Commerce Bancshares Inc.	0.14%	29,847	$1.8M	Reduce -5.0%
DBRG Digitalbridge Group Inc.	0.14%	124,847	$1.8M	Reduce -4.8%
PLNT Planet Fitness Inc. Class A	0.13%	20,783	$1.7M	New
OKE Oneok Inc.	0.13%	18,505	$1.7M	No change
IDA Idacorp Inc.	0.13%	16,142	$1.7M	Add +15.9%
BR Broadridge Financial Solutio	0.13%	7,736	$1.7M	Reduce -4.9%
RS Reliance Inc.	0.13%	5,719	$1.7M	Reduce -5.8%
SNX TD Synnex Corp.	0.12%	13,391	$1.6M	Reduce -4.8%
MC Moelis & Co. Class A	0.12%	23,417	$1.6M	New
STE Steris PLC	0.12%	6,590	$1.6M	New
POOL Pool Corp.	0.12%	4,108	$1.5M	New
CWEN Clearway Energy Inc. Class C	0.12%	49,950	$1.5M	Reduce -5.3%
CRL Charles River Laboratories	0.12%	7,658	$1.5M	Add +17.4%
DOX Amdocs Ltd.	0.11%	16,833	$1.5M	Reduce -5.1%
TFX Teleflex Inc.	0.11%	5,818	$1.4M	Add +23.7%
COTY Coty Inc. Class A	0.11%	152,643	$1.4M	Add +18.3%
LSTR Landstar System Inc.	0.11%	7,540	$1.4M	Reduce -4.9%
ATR Aptargroup Inc.	0.11%	8,682	$1.4M	Reduce -4.9%
MMS Maximus Inc.	0.11%	14,924	$1.4M	Reduce -28.0%
TENB Tenable Holdings Inc.	0.11%	33,736	$1.4M	Reduce -5.8%
CMS CMS Energy Corp.	0.10%	18,686	$1.3M	Reduce -5.0%
SMPL The Simply Good Foods Co.	0.10%	37,547	$1.3M	Reduce -4.5%
AMD Advanced Micro Devices	0.10%	7,715	$1.3M	No change
ASH Ashland Inc.	0.10%	14,501	$1.3M	Reduce -4.9%
CTRA Coterra Energy Inc.	0.10%	51,425	$1.2M	Reduce -4.8%
WST West Pharmaceutical Services	0.09%	4,063	$1.2M	New
CMC Commercial Metals Co.	0.09%	21,563	$1.2M	Reduce -5.2%
GOOGL Alphabet Inc. Class A	0.09%	7,080	$1.2M	Reduce -10.2%
BKLN Invesco Senior Loan ETF	0.09%	55,104	$1.2M	Reduce -92.9%
REXR Rexford Industrial Realty Inc.	0.09%	21,965	$1.1M	Reduce -5.9%
ARE Alexandria Real Estate Equit	0.08%	8,800	$1.0M	Reduce -5.8%
HP Helmerich & Payne	0.08%	33,053	$1.0M	Add +30.0%
NEE Nextera Energy Inc.	0.08%	11,715	$990K	Reduce -5.7%
MGY Magnolia Oil & Gas Corp. Class A	0.08%	40,441	$988K	Reduce -4.8%
JNJ Johnson & Johnson	0.08%	6,059	$982K	No change
FLG Flagstar Bank NA filed as NEW YORK CMNTY BANCORP INC	0.08%	86,580	$972K	No change
SPY SS SPDR S&P 500 ETF Trust-US	0.07%	1,536	$881K	No change
TRGP Targa Resources Corp.	0.07%	5,835	$864K	Reduce -2.1%
ELF Elf Beauty Inc.	0.06%	7,436	$811K	Reduce -32.7%
DVY iShares Select Dividend ETF	0.06%	5,455	$737K	New
ABBV Abbvie Inc.	0.05%	3,432	$678K	Reduce -4.0%
VHT Vanguard Health Care ETF	0.05%	2,225	$628K	No change
PM Philip Morris International	0.05%	5,126	$622K	Add +68.9%
ET Energy Transfer LP	0.04%	32,755	$526K	No change
ISD Pgim High Yield Bond Fund	0.04%	37,300	$520K	Reduce -1.7%
MDLZ Mondelez International Inc. Class A	0.04%	6,995	$515K	No change
META Meta Platforms Inc. Class A	0.04%	894	$512K	No change
XOM Exxon Mobil Corp.	0.04%	4,222	$495K	Reduce -9.7%
FDVV Fidelity High Dividend ETF	0.04%	9,065	$459K	Add +79.0%
ORCL Oracle Corp.	0.03%	2,617	$446K	Reduce -95.0%
AMTM Amentum Holdings Inc.	0.03%	13,738	$443K	Reduce -4.5%
SHY iShares 1-3 Year Treasury Bo	0.03%	4,836	$402K	Reduce -27.2%
FDIS Fidelity MSCI Cons Discr Ind	0.03%	4,164	$368K	Reduce -5.5%
PSK SS SPDR Ice Pref Sec ETF	0.03%	10,275	$366K	Add +20.3%
BMY Bristol-Myers Squibb Co.	0.03%	6,220	$322K	No change
LMT Lockheed Martin Corp.	0.02%	544	$318K	Reduce -21.8%
MPLX MPLX LP	0.02%	7,085	$315K	No change
VGLT Vanguard Long-Term Treasury	0.02%	4,650	$286K	Reduce -7.0%
JEPI JPMorgan Equity Premium Inco	0.02%	4,805	$286K	New
WMB Williams Cos Inc.	0.02%	6,147	$281K	No change
CVX Chevron Corp.	0.02%	1,837	$271K	Reduce -24.8%
ABT Abbott Laboratories	0.02%	2,160	$246K	No change
V Visa Inc. Class A	0.02%	875	$241K	Reduce -97.5%
KMI Kinder Morgan Inc.	0.02%	10,765	$238K	Reduce -2.6%
SO The Southern Co.	0.02%	2,400	$216K	New
PG The Procter & Gamble Co.	0.02%	1,243	$215K	Reduce -7.7%
QCOM Qualcomm Inc.	0.02%	1,184	$201K	Reduce -13.8%
PAXS PIMCO Access Income Fund	0.02%	12,000	$200K	No change
TLRY Tilray Brands Inc.	0.01%	95,928	$169K	Reduce -1.0%
ENLC Enlink Midstream LLC	0.01%	10,925	$159K	No change
DX Dynex Capital Inc.	0.01%	11,140	$142K	New
AGNC AGNC Investment Corp.	0.01%	13,000	$136K	No change
VFF Village Farms International	0.01%	85,700	$80K	Add +5.7%
SNDL SNDL Inc.	0.00%	24,634	$51K	No change
PKKFF Tenet Fintech Group Inc.	0.00%	376,750	$21K	New
HQGE HQ Global Education Inc.	0.00%	5,000,000	$2K	New
BRAXF Braxia Scientific Corp.	0.00%	30,000	$57	No change

Options reported separately and not counted above: CRON JAN26 2 CALL calls ($9K).

Other holdings (2): bonds, preferreds, convertibles and warrants · $1.8M (not counted above)

Security	Class	Shares / Principal	Value	Change
WEBSTER FINANCIAL CORP (WBS 6.5 PERP G)	PFD	36,980	$900K	Reduce -3.9%
BANK OF AMERICA CORP (BAC F PERP 02)	COM	39,700	$897K	Reduce -3.0%

Total filed on the 13F, all lines: $1.3B.

Portfolio Sells Q2 2024 → Q3 2024


SHYG iShares 0-5 YR HY Corp. Bond	Sold out	0.00%	−3.24
GOOG Alphabet Inc. Class C	Reduce -69.9%	0.77%	−2.30
JBBB Janus Henderson B-BBB Clo Et	Sold out	0.00%	−2.01
XLC SS Comm Select Sector SPDR	Reduce -78.4%	0.46%	−1.74
BKLN Invesco Senior Loan ETF	Reduce -92.9%	0.09%	−1.29
MSFT Microsoft Corp.	Reduce -18.8%	3.03%	−1.19
AMAT Applied Materials Inc.	Sold out	0.00%	−1.17
XLE SS Energy Select Sector	Sold out	0.00%	−1.05
V Visa Inc. Class A	Reduce -97.5%	0.02%	−0.76
NVO Novo-Nordisk A/S-Spons ADR	Sold out	0.00%	−0.75
ORCL Oracle Corp.	Reduce -95.0%	0.03%	−0.59
BDX Becton Dickinson and Co.	Sold out	0.00%	−0.54
SMCO Hilton Small-Midcap Opp ETF	Sold out	0.00%	−0.54
BIL SS SPDR BB 1-3M T-Bill ETF	Reduce -40.2%	0.61%	−0.50
TSM Taiwan Semiconductor-SP ADR	Reduce -30.8%	0.79%	−0.45
TJX TJX Companies Inc.	Reduce -28.6%	0.81%	−0.35
VGSH Vanguard Short-Term Treasury	Reduce -12.2%	1.32%	−0.29
TSCO Tractor Supply Company	Reduce -24.4%	0.85%	−0.29
SJNK SS SPDR BB St Hi Yield ETF	Sold out	0.00%	−0.27
AAPL Apple Inc.	Reduce -10.6%	2.45%	−0.25
SOXQ Invesco PHLX Semiconductor	Sold out	0.00%	−0.22
AMZN Amazon.com Inc.	Reduce -5.2%	1.15%	−0.22
NVDA Nvidia Corp.	Reduce -1.8%	1.69%	−0.22
EQT Eqt Corp.	Sold out	0.00%	−0.13
ELF Elf Beauty Inc.	Reduce -32.7%	0.06%	−0.13
RH RH	Sold out	0.00%	−0.11
ULTA Ulta Beauty Inc.	Sold out	0.00%	−0.10
FTSL First Trust Senior Loan ETF	Sold out	0.00%	−0.09
CYBR Cyberark Software Ltd./Israel	Reduce -34.5%	0.15%	−0.09
BURL Burlington Stores Inc.	Reduce -28.2%	0.16%	−0.06
ENTG Entegris Inc.	Reduce -5.2%	0.15%	−0.06
CLH Clean Harbors Inc.	Reduce -13.2%	0.26%	−0.05
NVT Nvent Electric PLC	Reduce -5.1%	0.18%	−0.05
DY Dycom Industries Inc.	Reduce -21.6%	0.24%	−0.04
MMS Maximus Inc.	Reduce -28.0%	0.11%	−0.04
SAIA Saia Inc.	Reduce -5.4%	0.15%	−0.04
NLST Netlist Inc.	Sold out	0.00%	−0.04
MTSI Macom Technology Solutions H	Reduce -12.0%	0.15%	−0.04
WOLF Wolfspeed Inc.	Sold out	0.00%	−0.03
VIG Vanguard Dividend Apprec ETF	Sold out	0.00%	−0.03
BJ Bj's Wholesale Club Holdings	Reduce -4.5%	0.14%	−0.03
J Jacobs Solutions Inc.	Reduce -4.5%	0.14%	−0.03
GOOGL Alphabet Inc. Class A	Reduce -10.2%	0.09%	−0.03
EPD Enterprise Products Partners	Reduce -1.2%	0.30%	−0.03
CTRA Coterra Energy Inc.	Reduce -4.8%	0.10%	−0.03
TENB Tenable Holdings Inc.	Reduce -5.8%	0.11%	−0.03
ASH Ashland Inc.	Reduce -4.9%	0.10%	−0.02
EME Emcor Group Inc.	Reduce -17.1%	0.20%	−0.02
WM Waste Management Inc.	Sold out	0.00%	−0.02
IWF iShares Russell 1000 Growth	Sold out	0.00%	−0.02

Portfolio Buys Q2 2024 → Q3 2024


MBB iShares MBS ETF	New	6.88%	+6.88
MTBA Simplify MBS ETF	New	3.08%	+3.08
AMLP Alerian MLP ETF	New	2.45%	+2.45
RSG Republic Services Inc.	New	1.21%	+1.21
XLU St Sr Utl SL SE SPDR ETF-Usd	Add +96.0%	2.16%	+1.15
DGX Quest Diagnostics Inc.	New	0.69%	+0.69
PSA Public Storage	Add +103.0%	1.15%	+0.66
IRT Independence Realty Trust Inc.	New	0.59%	+0.59
WMT Walmart Inc.	Add +75.7%	1.12%	+0.54
PFF iShares Preferred & Income S	Add +19.9%	3.73%	+0.51
GD General Dynamics Corp.	New	0.49%	+0.49
ADI Analog Devices Inc.	New	0.38%	+0.38
AHR American Healthcare REIT Inc.	New	0.37%	+0.37
NTAP Netapp Inc.	New	0.32%	+0.32
BAC Bank of America Corp.	New	0.31%	+0.31
AVB Avalonbay Communities Inc.	Add +36.1%	1.06%	+0.28
PLD Prologis Inc.	Add +56.7%	0.72%	+0.27
AVGO Broadcom Inc.	Add +82.7%	0.51%	+0.23
BWXT BWX Technologies Inc.	New	0.17%	+0.17
VCSH Vanguard S/T Corp. Bond ETF	Add +8.5%	7.33%	+0.17
JEPQ JPM Nasdaq Equity Premium	Add +14.0%	4.47%	+0.16
MKSI MKS Inc.	New	0.14%	+0.14
PLNT Planet Fitness Inc. Class A	New	0.13%	+0.13
BX Blackstone Inc.	Add +1.6%	0.97%	+0.13
MC Moelis & Co. Class A	New	0.12%	+0.12
STE Steris PLC	New	0.12%	+0.12
POOL Pool Corp.	New	0.12%	+0.12
TBIL F/M US Treasury 3 Month Bill	Add +375.8%	0.15%	+0.12
MCD McDonald's Corp.	Add +2.2%	1.01%	+0.11
WST West Pharmaceutical Services	New	0.09%	+0.09
HD Home Depot Inc.	Add +1.6%	1.04%	+0.09
CARR Carrier Global Corp.	Add +1.3%	0.59%	+0.09
ACN Accenture PLC Class A	Add +2.6%	0.98%	+0.09
ARES Ares Management Corp. Class A	Add +0.9%	1.07%	+0.08
DVY iShares Select Dividend ETF	New	0.06%	+0.06
UNH Unitedhealth Group Inc.	Add +2.7%	0.73%	+0.06
KO The Coca-Cola Co.	Add +1.4%	1.01%	+0.05
CBU Community Financial System I	Add +13.9%	0.17%	+0.04
MKC McCormick & Co.-Non VTG SHRS	Add +2.7%	0.42%	+0.04
TFX Teleflex Inc.	Add +23.7%	0.11%	+0.03
CFR Cullen/Frost Bankers Inc.	Add +5.4%	0.44%	+0.03
PM Philip Morris International	Add +68.9%	0.05%	+0.02
JEPI JPMorgan Equity Premium Inco	New	0.02%	+0.02
IDA Idacorp Inc.	Add +15.9%	0.13%	+0.02
OWL Blue Owl Capital Inc.	Add +3.9%	0.50%	+0.02
SO The Southern Co.	New	0.02%	+0.02
FDVV Fidelity High Dividend ETF	Add +79.0%	0.04%	+0.02
GS Goldman Sachs Group Inc.	Add +0.9%	0.89%	+0.01
DX Dynex Capital Inc.	New	0.01%	+0.01
DRI Darden Restaurants Inc.	Add +1.6%	0.45%	+0.01

Options Activity Q2 2024 → Q3 2024


CRON JAN26 2 CALL	call	New	15,000	$9K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024


WEBSTER FINANCIAL CORP (WBS 6.5 PERP G)	PFD	Reduce -3.9%	36,980	$900K
BANK OF AMERICA CORP (BAC F PERP 02)	COM	Reduce -3.0%	39,700	$897K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	134	$1.5B	SGOV, VCIT, VCSH, JEPQ, JPIE
Q1 2026	129	$1.3B	SGOV, VCIT, VCSH, JEPQ, JPIE
Q4 2025	166	$1.3B	VCIT, VCSH, JEPQ, MBB, JPIE
Q3 2025	172	$1.2B	VCSH, VCIT, JEPQ, MBB, MTBA
Q2 2025	170	$1.3B	VCSH, JAAA, JEPQ, MTBA, JPIE
Q1 2025	160	$1.2B	MBB, JAAA, VCSH, MTBA, JEPQ
Q4 2024	164	$1.2B	JAAA, VCSH, JEPQ, PFF, SRLN
Q3 2024	174	$1.3B	VCSH, MBB, JAAA, JEPQ, PFF
Q2 2024	169	$1.2B	VCSH, JAAA, JEPQ, MSFT, SRLN
Q1 2024	173	$1.1B	VCSH, JAAA, JEPQ, XLC, MSFT