Laffer Tengler Investments, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Laffer Tengler Investments, Inc. reported 167 stock positions worth $409.7 million. Its top holding was Apple (AAPL) at 5.0% of the portfolio, followed by Broadcom (AVGO, 4.4%) and Microsoft (MSFT, 4.2%). Compared with Q2 2024, it opened 6 new positions, sold out of 223, added to 85 and reduced 36. The biggest buy was Nextera Energy (NEE, shares +902%) and the biggest sale an exit from Illinois Tool Works (ITW).

Most Recent 13F
Q2 2026
Location
Scottsdale, AZ
CIK
0001307878
Portfolio Value
$409.7M (Q3 2024)
SEC Filing
0001172661-24-004456 ↗ filed Nov 4, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $305.5M Q1 2024 Q2 2024: $384.0M Q2 2024 Q3 2024: $409.7M $409.7M Q3 2024 Q4 2024: $413.8M Q4 2024 Q1 2025: $377.9M Q1 2025 Q2 2025: $468.6M Q2 2025 Q3 2025: $532.4M Q3 2025 Q4 2025: $570.8M Q4 2025 Q1 2026: $574.1M Q1 2026 Q2 2026: $671.2M Q2 2026

Holdings 167 stocks · $409.7M
AAPL Apple Inc. 5.01% 88,176 $20.5M Add +1.1%
AVGO Broadcom Inc. 4.41% 104,830 $18.1M Reduce -7.0%
MSFT Microsoft Corp. 4.23% 40,257 $17.3M Add +0.2%
AXP American Express Co. 3.29% 49,702 $13.5M Add +1.0%
USB US Bancorp 2.83% 253,967 $11.6M No change
WMT Walmart Inc. 2.82% 143,109 $11.6M Add +13.5%
GS Goldman Sachs Group Inc. 2.81% 23,223 $11.5M Add +6.1%
ORCL Oracle Corp. 2.75% 66,207 $11.3M Reduce -1.6%
JPM JPMorgan Chase & Co. 2.75% 53,477 $11.3M Reduce -0.1%
ABBV Abbvie Inc. 2.72% 56,528 $11.2M Add +2.6%
HD Home Depot Inc. 2.72% 27,512 $11.1M Add +5.4%
CVX Chevron Corp. 2.47% 68,653 $10.1M Add +2.4%
JNJ Johnson & Johnson 2.40% 60,652 $9.8M Add +1.9%
CARR Carrier Global Corp. 2.17% 110,412 $8.9M Add +4.3%
AMZN Amazon.com Inc. 2.12% 46,512 $8.7M Add +7.2%
RTX RTX Corp. 2.06% 69,629 $8.4M Reduce -3.6%
GOOGL Alphabet Inc. Class A 1.99% 49,138 $8.1M Add +17.2%
MCD McDonald's Corp. 1.91% 25,680 $7.8M Reduce -1.7%
LRCX Lam Research Corp. 1.89% 9,474 $7.7M Add +1.8%
EMR Emerson Electric Co. 1.78% 66,678 $7.3M Add +7.4%
NOW ServiceNow Inc. 1.69% 7,753 $6.9M Add +3.5%
TXN Texas Instruments Inc. 1.62% 32,188 $6.6M Add +2.5%
STLD Steel Dynamics Inc. 1.62% 52,657 $6.6M Add +2.0%
PANW Palo Alto Networks Inc. 1.59% 19,052 $6.5M Add +7.8%
DELL Dell Technologies -C 1.53% 52,806 $6.3M Add +147.0%
LHX L3HARRIS Technologies Inc. 1.41% 24,241 $5.8M Add +2.3%
NXPI NXP Semiconductors NV 1.38% 23,574 $5.7M Add +1.7%
SBUX Starbucks Corp. 1.37% 57,754 $5.6M Reduce -0.4%
BAM Brookfield Asset Mgmt-A 1.37% 119,005 $5.6M Add +1.4%
EOG EOG Resources Inc. 1.24% 41,425 $5.1M Add +2.4%
COST Costco Wholesale Corp. 1.17% 5,411 $4.8M Reduce -1.8%
UBER Uber Technologies Inc. 1.11% 60,416 $4.5M Add +118.8%
PEP Pepsico Inc. 1.10% 26,614 $4.5M Reduce -8.8%
CMG Chipotle Mexican Grill Inc. 1.10% 78,427 $4.5M Add +2.7%
MDT Medtronic PLC 1.10% 50,101 $4.5M Add +0.5%
ADBE Adobe Inc. 1.08% 8,543 $4.4M Add +3.3%
PLD Prologis Inc. 1.04% 33,601 $4.2M Reduce -1.7%
LMT Lockheed Martin Corp. 0.99% 6,963 $4.1M Add +0.8%
NEE Nextera Energy Inc. 0.91% 44,119 $3.7M Add +902.5%
PWR Quanta Services Inc. 0.86% 11,786 $3.5M Add +49.0%
NVDA Nvidia Corp. 0.82% 27,787 $3.4M Add +33.0%
TSLA Tesla Inc. 0.80% 12,524 $3.3M Reduce -8.2%
SPOT Spotify Technology SA 0.73% 8,100 $3.0M Reduce -13.7%
V Visa Inc. Class A 0.64% 9,562 $2.6M Add +30.8%
XYL Xylem Inc. 0.61% 18,509 $2.5M Reduce -7.3%
SYK Stryker Corp. 0.60% 6,782 $2.5M Add +8.7%
FIRSTENERGY CORP (FE 4 05/01/26) 0.59% 2,221 $2.4M Add +191.1%
EQIX Equinix Inc. 0.58% 2,696 $2.4M Add +3.0%
FANG Diamondback Energy Inc. 0.58% 13,799 $2.4M Add +3.5%
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) 0.56% 2,287 $2.3M New
MSI Motorola Solutions Inc. 0.51% 4,650 $2.1M No change
CRWD CrowdStrike Holdings Inc. Class A 0.49% 7,137 $2.0M Add +44.1%
ETN Eaton Corp. PLC 0.44% 5,483 $1.8M No change
AMD Advanced Micro Devices 0.41% 10,236 $1.7M Add +3139.2%
JAZZ Jazz Pharmaceuticals PLC 0.37% 13,450 $1.5M No change
VRIG Invesco Variable Rate Invest 0.34% 55,873 $1.4M Reduce -19.5%
SHYG iShares 0-5 YR HY Corp. Bond 0.34% 31,936 $1.4M Reduce -20.1%
TFLO iShares Treasury Floating Ra 0.33% 26,679 $1.3M Add +8.1%
VRTX Vertex Pharmaceuticals Inc. 0.33% 2,874 $1.3M Add +2.9%
VYM Vanguard High DVD Yield ETF 0.32% 10,102 $1.3M New
FLTR Vaneck Ig Floating Rate ETF 0.32% 50,674 $1.3M Reduce -20.0%
PH Parker Hannifin Corp. 0.31% 2,000 $1.3M No change
ETF OPPORTUNITIES TRUST 0.31% 42,008 $1.3M Reduce -6.6%
WM Waste Management Inc. 0.27% 5,396 $1.1M No change
CMCSA Comcast Corp. Class A 0.26% 25,850 $1.1M Reduce -2.6%
CLOA iShares Aaa Clo Act ETF-Usdi 0.26% 20,755 $1.1M Reduce -23.0%
PG The Procter & Gamble Co. 0.25% 5,966 $1.0M Add +5.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.25% 1,784 $1.0M Add +4.8%
IVW iShares S&P 500 Growth ETF 0.23% 9,937 $951K No change
PLTR Palantir Technologies Inc. Class A 0.23% 25,000 $930K Reduce -2.7%
AMGN Amgen Inc. 0.22% 2,813 $906K Add +2.0%
GOOG Alphabet Inc. Class C 0.22% 5,280 $883K No change
QQQ Invesco QQQ Trust Series 1 0.21% 1,804 $880K No change
HTLF Heartland Financial USA Inc. 0.18% 12,996 $737K No change
PSA Public Storage 0.17% 1,867 $679K Add +3.4%
LIN Linde PLC 0.16% 1,356 $647K Add +4.2%
BDJ BlackRock Enhanced Eqty DVD 0.14% 68,156 $590K New
NVR NVR Inc. 0.14% 60 $589K No change
CAT Caterpillar Inc. 0.14% 1,497 $586K No change
MELI MercadoLibre Inc. 0.14% 285 $585K No change
HYBB iShares BB Rated Corp. Bond 0.14% 12,315 $583K Reduce -23.0%
BX Blackstone Inc. 0.14% 3,780 $579K Add +5.0%
CRM Salesforce Inc. 0.14% 2,086 $571K Reduce -2.5%
KO The Coca-Cola Co. 0.13% 7,658 $550K Add +0.0%
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) 0.13% 537 $539K Add +2.1%
LLY Eli Lilly & Co. 0.12% 550 $487K No change
ICLR Icon PLC 0.12% 1,650 $474K No change
SCCO Southern Copper Corp. 0.11% 3,759 $435K Add +8.1%
META Meta Platforms Inc. Class A 0.10% 734 $420K Add +11.4%
UNH Unitedhealth Group Inc. 0.10% 707 $413K Reduce -3.4%
PGR Progressive Corp. 0.09% 1,528 $388K No change
TGT Target Corp. 0.09% 2,434 $379K Reduce -4.0%
SELF Global Self Storage Inc. 0.09% 72,589 $378K Reduce -4.0%
ABT Abbott Laboratories 0.09% 3,288 $375K No change
CL Colgate-Palmolive Co. 0.09% 3,605 $374K No change
CSCO Cisco Systems Inc. 0.09% 7,024 $374K Reduce -52.6%
LYB Lyondellbasell Indu Class A 0.09% 3,853 $370K No change
HSY The Hershey Co. 0.09% 1,903 $365K No change
GIS General Mills Inc. 0.09% 4,849 $358K No change
BA The Boeing Co. 0.09% 2,321 $353K Reduce -0.2%
XOM Exxon Mobil Corp. 0.09% 2,976 $349K Reduce -3.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.08% 8,650 $343K Reduce -4.4%
APO Apollo Global Management Inc. 0.08% 2,664 $333K New
PM Philip Morris International 0.08% 2,723 $331K Reduce -35.5%
VUG Vanguard Mrngstar GR ETF-Sui 0.08% 841 $323K Add +25.3%
ISRG Intuitive Surgical Inc. 0.07% 618 $304K No change
SPG Simon Property Group Inc. 0.07% 1,766 $298K No change
VWO Vanguard Ftse Emerging Marke 0.07% 6,227 $298K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.07% 700 $296K No change
MS Morgan Stanley 0.07% 2,826 $295K No change
FSLR First Solar Inc. 0.07% 1,178 $294K Add +1.1%
COP Conocophillips 0.07% 2,787 $293K No change
HLT Hilton Worldwide Holdings Inc. 0.07% 1,250 $288K No change
MET Metlife Inc. 0.07% 3,480 $287K No change
TRV The Travelers Cos Inc. 0.07% 1,217 $285K No change
RRC Range Resources Corp. 0.07% 9,100 $280K New
SXI Standex International Corp. 0.07% 1,500 $274K No change
AMAT Applied Materials Inc. 0.07% 1,350 $273K No change
DRI Darden Restaurants Inc. 0.07% 1,655 $272K Add +12.7%
NRG NRG Energy Inc. 0.06% 2,920 $266K No change
EWA iShares MSCI Australia ETF 0.06% 9,689 $263K Add +10.7%
DAX Global X Dax Germany ETF 0.06% 7,472 $262K Add +10.7%
SCHW Schwab (charles) Corp. 0.06% 4,025 $261K No change
HON Honeywell International Inc. 0.06% 1,258 $260K Reduce -84.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 2,684 $258K Reduce -4.7%
EWD iShares MSCI Sweden ETF 0.06% 5,890 $256K Add +10.7%
INDA iShares MSCI India ETF 0.06% 4,255 $249K Add +10.7%
UPS United Parcel Service Class B 0.06% 1,816 $248K Reduce -5.5%
VNM Vaneck Vietnam ETF 0.06% 19,287 $246K Add +10.7%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.06% 7,382 $246K No change
FCX Freeport-McMoran Inc. 0.06% 4,786 $239K Add +1.2%
SPGI S&P Global Inc. 0.06% 462 $239K No change
SO The Southern Co. 0.06% 2,600 $234K No change
EWY iShares MSCI South Korea ETF 0.06% 3,604 $231K Add +10.7%
VOOG Vanguard S&P 500 Growth ETF 0.06% 657 $227K No change
MMM 3M Co. 0.05% 1,632 $223K Reduce -8.5%
MDLZ Mondelez International Inc. Class A 0.05% 2,981 $220K Reduce -6.7%
TECK Teck Resources Ltd.-CLS B 0.05% 4,152 $217K Add +1.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 959 $212K No change
PLTM Graniteshares Platinum Trust 0.03% 11,577 $110K Add +1.2%
NRG ENERGY INC (NRG 2.75 06/01/48) 0.00% 2,239 $5K Reduce -0.6%
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) 0.00% 1,325 $3K Add +0.4%
PARSONS CORP (PSN 0.25 08/15/25) 0.00% 1,266 $3K Add +0.5%
DUKE ENERGY CORP (DUK 4.125 04/15/26) 0.00% 2,614 $3K Add +0.6%
SOUTHERN CO (SO 3.875 12/15/25) 0.00% 2,487 $3K Add +0.7%
BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) 0.00% 2,918 $3K Add +0.3%
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP 0.00% 2,553 $3K Add +5.2%
ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) 0.00% 2,643 $3K Add +0.5%
DEXCOM INC (DXCM 0.25 11/15/25) 0.00% 2,847 $3K Reduce -0.2%
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) 0.00% 2,207 $3K Add +0.6%
VENTAS REALTY LP (VTR 3.75 06/01/26) 0.00% 2,187 $3K Add +0.7%
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) 0.00% 2,558 $3K Add +0.7%
TWO HARBORS INV CORP (TWO 6.25 01/15/26) 0.00% 2,675 $3K Add +0.3%
FORD MOTOR COMPANY (F 0 03/15/26) filed as FORD MTR CO 0.00% 2,652 $3K Add +0.1%
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) 0.00% 2,548 $3K Add +0.3%
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) 0.00% 2,500 $3K Add +0.4%
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) 0.00% 2,386 $3K Add +0.7%
NICE LTD (NICEIT 0 09/15/25) 0.00% 2,511 $2K Add +0.6%
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) 0.00% 1,520 $2K Add +0.7%
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) 0.00% 2,224 $2K Add +0.7%
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) 0.00% 1,966 $2K Add +0.8%
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) 0.00% 1,972 $2K Add +0.8%
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) 0.00% 1,982 $2K Add +0.8%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) 0.00% 1,841 $2K Add +0.9%
BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) 0.00% 1,500 $2K No change
PALO ALTO NETWORKS (PANW 0.375 06/01/25) 0.00% 249 $857 Add +1.6%
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) 0.00% 736 $770 New
Other holdings (5): bonds, preferreds, convertibles and warrants · $17.1M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 3,288$4.2MAdd +0.8%
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 61,110$4.2MAdd +0.6%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 3,273$4.2MAdd +0.7%
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 49,470$3.0MNew
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 35,485$1.6MAdd +1.9%

Total filed on the 13F, all lines: $426.8M.

Portfolio Sells Q2 2024 → Q3 2024
ITW Illinois Tool Works Sold out 0.00% −0.97
JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) Sold out 0.00% −0.71
J Jacobs Solutions Inc. Sold out 0.00% −0.44
HON Honeywell International Inc. Reduce -84.8% 0.06% −0.40
AVGO Broadcom Inc. Reduce -7.0% 4.41% −0.30
NKE Nike Inc. Class B Sold out 0.00% −0.26
PEP Pepsico Inc. Reduce -8.8% 1.10% −0.15
NHMAX Nuveen High YLD Muni BND-A Sold out 0.00% −0.14
VRIG Invesco Variable Rate Invest Reduce -19.5% 0.34% −0.11
FLTR Vaneck Ig Floating Rate ETF Reduce -20.0% 0.32% −0.11
CLOA iShares Aaa Clo Act ETF-Usdi Reduce -23.0% 0.26% −0.10
SHYG iShares 0-5 YR HY Corp. Bond Reduce -20.1% 0.34% −0.10
TRAIX T Rowe PR Captl Apprec-I Sold out 0.00% −0.10
XYL Xylem Inc. Reduce -7.3% 0.61% −0.10
CSCO Cisco Systems Inc. Reduce -52.6% 0.09% −0.09
TLRY Tilray Brands Inc. Sold out 0.00% −0.08
POAGX Primecap Odyssey Aggr GRW Sold out 0.00% −0.08
JPM JPMorgan Chase & Co. Reduce -0.1% 2.75% −0.07
VDIGX Vanguard Dividend Growth-Inv Sold out 0.00% −0.07
VZ Verizon Communications Inc. Sold out 0.00% −0.06
CGCCX Apollo Diversified Credit-C Sold out 0.00% −0.06
HYBB iShares BB Rated Corp. Bond Reduce -23.0% 0.14% −0.05
COST Costco Wholesale Corp. Reduce -1.8% 1.17% −0.05
VGT Vanguard Info Tech ETF Sold out 0.00% −0.05
INTC Intel Corp. Sold out 0.00% −0.05
BIP Brookfield Infrastructure Pa Sold out 0.00% −0.05
FZAJX Fidelity Adv Intl Grwth-Z Sold out 0.00% −0.05
csusper421432 Sold out 0.00% −0.05
IJR iShares Core S&P Small-Cap E Sold out 0.00% −0.04
PFE Pfizer Inc. Sold out 0.00% −0.04
SBGSY Schneider Elect SE-Unsp ADR Sold out 0.00% −0.04
PAAS Pan American Silver Corp. Sold out 0.00% −0.04
BG Bunge Global SA Sold out 0.00% −0.04
T AT&T Inc. Sold out 0.00% −0.04
SPOT Spotify Technology SA Reduce -13.7% 0.73% −0.04
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.04
DD Dupont DE Nemours Inc. Sold out 0.00% −0.04
WPM Wheaton Precious Metals Corp. Sold out 0.00% −0.04
MKC McCormick & Co.-Non VTG SHRS Sold out 0.00% −0.04
MRK Merck & Co. Inc. Sold out 0.00% −0.03
MRVL Marvell Technology Inc. Sold out 0.00% −0.03
COF Capital One Financial Corp. Sold out 0.00% −0.03
EISMX Eaton Vance Atl Cap Smid-I Sold out 0.00% −0.03
FITB Fifth Third Bancorp Sold out 0.00% −0.03
PM Philip Morris International Reduce -35.5% 0.08% −0.03
OKE Oneok Inc. Sold out 0.00% −0.03
WFC Wells Fargo & Co. Sold out 0.00% −0.03
FNF Fidelity National Financial Sold out 0.00% −0.03
WEC WEC Energy Group Inc. Sold out 0.00% −0.03
PFG Principal Financial Group Sold out 0.00% −0.03

Portfolio Buys Q2 2024 → Q3 2024
NEE Nextera Energy Inc. Add +902.5% 0.91% +0.83
DELL Dell Technologies -C Add +147.0% 1.53% +0.76
WMT Walmart Inc. Add +13.5% 2.82% +0.60
UBER Uber Technologies Inc. Add +118.8% 1.11% +0.59
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) New 0.56% +0.56
CARR Carrier Global Corp. Add +4.3% 2.17% +0.43
AMD Advanced Micro Devices Add +3139.2% 0.41% +0.40
FIRSTENERGY CORP (FE 4 05/01/26) Add +191.1% 0.59% +0.39
HD Home Depot Inc. Add +5.4% 2.72% +0.38
PWR Quanta Services Inc. Add +49.0% 0.86% +0.33
AXP American Express Co. Add +1.0% 3.29% +0.32
VYM Vanguard High DVD Yield ETF New 0.32% +0.32
ABBV Abbvie Inc. Add +2.6% 2.72% +0.26
AAPL Apple Inc. Add +1.1% 5.01% +0.23
GS Goldman Sachs Group Inc. Add +6.1% 2.81% +0.23
BAM Brookfield Asset Mgmt-A Add +1.4% 1.37% +0.21
NOW ServiceNow Inc. Add +3.5% 1.69% +0.16
LMT Lockheed Martin Corp. Add +0.8% 0.99% +0.15
NVDA Nvidia Corp. Add +33.0% 0.82% +0.15
BDJ BlackRock Enhanced Eqty DVD New 0.14% +0.14
V Visa Inc. Class A Add +30.8% 0.64% +0.14
JNJ Johnson & Johnson Add +1.9% 2.40% +0.13
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) Add +2.1% 0.13% +0.13
APO Apollo Global Management Inc. New 0.08% +0.08
MDT Medtronic PLC Add +0.5% 1.10% +0.08
EQIX Equinix Inc. Add +3.0% 0.58% +0.07
RRC Range Resources Corp. New 0.07% +0.07
SYK Stryker Corp. Add +8.7% 0.60% +0.05
TXN Texas Instruments Inc. Add +2.5% 1.62% +0.03
PSA Public Storage Add +3.4% 0.17% +0.03
PANW Palo Alto Networks Inc. Add +7.8% 1.59% +0.03
BX Blackstone Inc. Add +5.0% 0.14% +0.03
LHX L3HARRIS Technologies Inc. Add +2.3% 1.41% +0.02
META Meta Platforms Inc. Class A Add +11.4% 0.10% +0.02
VUG Vanguard Mrngstar GR ETF-Sui Add +25.3% 0.08% +0.01
PG The Procter & Gamble Co. Add +5.3% 0.25% +0.01
LIN Linde PLC Add +4.2% 0.16% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +4.8% 0.25% +0.01
DRI Darden Restaurants Inc. Add +12.7% 0.07% +0.01
SCCO Southern Copper Corp. Add +8.1% 0.11% +0.01
EWA iShares MSCI Australia ETF Add +10.7% 0.06% +0.01
DAX Global X Dax Germany ETF Add +10.7% 0.06% +0.01
KO The Coca-Cola Co. Add +0.0% 0.13% +0.01
EWD iShares MSCI Sweden ETF Add +10.7% 0.06% +0.01
INDA iShares MSCI India ETF Add +10.7% 0.06% +0.01
VNM Vaneck Vietnam ETF Add +10.7% 0.06% +0.00
TFLO iShares Treasury Floating Ra Add +8.1% 0.33% +0.00
FSLR First Solar Inc. Add +1.1% 0.07% +0.00
TECK Teck Resources Ltd.-CLS B Add +1.2% 0.05% +0.00
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) New 0.00% +0.00

Notes & Other Activity Q2 2024 → Q3 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +0.8% 3,288 $4.2M
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV Add +0.6% 61,110 $4.2M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +0.7% 3,273 $4.2M
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV New 49,470 $3.0M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Add +1.9% 35,485 $1.6M
AMG CAPITAL TRUST II (AMG 5.15 10/15/37) CONV PRF Sold out 21,829 $1.1Mbefore exit
CHS INC (CHSINC V6.75 PERP 3) PFD Sold out 3,000 $75Kbefore exit
EIDP INC (CTVA 4.5 PERP +B) PFD Sold out 1,000 $70Kbefore exit
GOLDMAN SACHS GROUP INC (GS F PERP D) Preferred Stock Sold out 2,572 $59Kbefore exit
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 184 $8Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 167$671.2MLRCX, GS, AVGO, GOOGL, AXP
Q1 2026 141$574.1MGS, LRCX, AVGO, MSFT, GOOGL
Q4 2025 172$570.8MAVGO, GS, MSFT, AXP, LRCX
Q3 2025 122$532.4MAVGO, MSFT, GS, AXP, JPM
Q2 2025 154$468.6MAVGO, MSFT, GS, AAPL, AXP
Q1 2025 123$377.9MMSFT, AVGO, GS, AXP, WMT
Q4 2024 139$413.8MAVGO, MSFT, AXP, GS, WMT
Q3 2024 167$409.7MAAPL, AVGO, MSFT, AXP, USB
Q2 2024 384$384.0MAAPL, AVGO, MSFT, AXP, JPM
Q1 2024 399$305.5MMSFT, AVGO, AAPL, JPM, AXP