Lowe Wealth Advisors, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 9, 2024), Lowe Wealth Advisors, LLC reported 306 stock positions worth $214.7 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 33.1% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 10.5%) and iShares MSCI USA Min Vol Fac (USMV, 9.2%). Compared with Q4 2023, it opened 8 new positions, sold out of 15, added to 34 and reduced 58. The biggest buy was Global X Copper Miners ETF (COPX, shares +62%) and the biggest sale Proshares Short S&P500 (shares −83%).

Most Recent 13F
Q3 2025
Location
COLUMBIA, MD
CIK
0001574010
Portfolio Value
$214.7M (Q1 2024)
SEC Filing
0001574010-24-000002 ↗ filed Apr 9, 2024

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $214.7M $214.7M Q1 2024 Q2 2024: $219.5M Q2 2024 Q3 2024: $232.1M Q3 2024 Q4 2024: $234.7M Q4 2024 Q1 2025: $235.4M Q1 2025 Q2 2025: $256.2M Q2 2025 Q3 2025: $274.0M Q3 2025

Holdings 306 stocks · $214.7M
SPY SS SPDR S&P 500 ETF Trust-US 33.07% 135,764 $71.0M Reduce -0.7%
QQQ Invesco QQQ Trust Series 1 10.47% 50,646 $22.5M Reduce -0.5%
USMV iShares MSCI USA Min Vol Fac 9.20% 236,292 $19.7M Reduce -0.4%
VCSH Vanguard S/T Corp. Bond ETF 5.51% 153,086 $11.8M Reduce -0.3%
JPST JPMorgan Ultra-Short Income 4.71% 200,595 $10.1M Add +1.3%
MINT PIMCO Enhanced Short Maturit 4.18% 89,256 $9.0M Reduce -1.6%
SPTS SS SPDR P St Term TSY ETF 3.49% 259,473 $7.5M Add +12.5%
IAU iShares Gold Trust 3.25% 166,379 $7.0M Reduce -0.2%
INFL Horizon Kinetics Infl Benef 3.25% 214,025 $7.0M Add +3.0%
JEPI JPMorgan Equity Premium Inco 2.47% 91,614 $5.3M Add +6.3%
IYY iShares Dow Jones U.S. ETF 2.16% 36,158 $4.6M Reduce -1.1%
VYM Vanguard High DVD Yield ETF 1.64% 29,070 $3.5M Reduce -2.9%
XLE SS Energy Select Sector 1.06% 24,030 $2.3M Add +0.1%
MDY State Street SPDR S&P Midcap 1.00% 3,869 $2.2M Add +1.0%
NOBL Proshares S&P 500 Dividend A 0.94% 20,002 $2.0M Add +23.1%
IWV iShares Russell 3000 ETF 0.67% 4,816 $1.4M Reduce -1.0%
GDX Vaneck Gold Miners ETF 0.59% 40,405 $1.3M Add +14.1%
JSCP JPMorgan Short Duration Core 0.57% 26,315 $1.2M Add +1.6%
MSFT Microsoft Corp. 0.54% 2,749 $1.2M Add +2.6%
MKC McCormick & Co.-Non VTG SHRS 0.51% 14,234 $1.1M Add +0.0%
COPX Global X Copper Miners ETF 0.48% 24,397 $1.0M Add +61.6%
YEAR AB Ultra Short Income ETF filed as AB ACTIVE ETFS INC 0.47% 19,860 $1.0M Add +31.6%
SMH Vaneck Semiconductor ETF 0.46% 4,420 $994K Reduce -1.2%
CALF PCR US SM CP CSH CWS ETF-Usd 0.40% 17,670 $869K Add +49.8%
EPI Wisdomtree India Earnings 0.39% 19,330 $842K Add +2.5%
PXH Inves Rafi Emer MRKT-Usd Inc. 0.37% 41,023 $798K Add +11.0%
PXF Invesco Rafi Developed Marke 0.34% 14,741 $732K Reduce -1.8%
COWZ Pacer US Cash Cows 100 ETF 0.32% 11,660 $678K Add +46.6%
EWZ iShares MSCI Brazil ETF 0.29% 19,257 $624K Add +35.8%
AAPL Apple Inc. 0.28% 3,476 $596K Reduce -2.8%
XOM Exxon Mobil Corp. 0.27% 4,938 $574K No change
PROSHARES SHORT S&P500 0.20% 35,311 $419K Reduce -82.8%
IEFA iShares Core MSCI Eafe ETF 0.19% 5,457 $405K Reduce -13.8%
META Meta Platforms Inc. Class A 0.15% 672 $326K No change
SMOT Vaneck Morningstar Smid Moat 0.15% 9,470 $323K Add +8.3%
IEMG iShares Core MSCI Emerging 0.15% 6,225 $321K Reduce -14.2%
AEE Ameren Corporation 0.14% 4,138 $306K No change
ADP Automatic Data Processing 0.14% 1,215 $303K No change
HDV iShares Core High Dividend E 0.14% 2,654 $292K Reduce -0.9%
MPC Marathon Petroleum Corp. 0.13% 1,436 $289K Reduce -1.7%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.12% 4,060 $265K Reduce -4.7%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.12% 4,040 $265K Reduce -6.6%
DVYE iShares Emerging Markets Div 0.12% 10,040 $263K Reduce -1.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.11% 2,402 $244K No change
PPL PPL Corp. 0.10% 8,089 $223K No change
TCAF T Rowe PRC Cap Appreciation 0.10% 7,243 $219K New
UTG Reaves Utility Income Fund 0.10% 8,100 $218K Add +1.3%
XOP SS SPDR S&P Og Exp & Prod 0.10% 1,365 $211K Add +65.5%
BMI Badger Meter Inc. 0.09% 1,220 $197K Reduce -23.8%
VNQ Vanguard Real Estate ETF 0.09% 2,266 $196K Add +25.5%
MOAT Vaneck Morningstar Wide Moat 0.09% 2,090 $188K Add +15.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.09% 980 $187K No change
HSY The Hershey Co. 0.08% 933 $181K Add +0.1%
SCHX Schwab US Large-Cap ETF 0.08% 2,822 $175K Reduce -12.4%
DSI iShares ESG MSCI KLD 400 ETF 0.07% 1,588 $160K Reduce -11.2%
IVOL Quadratic Int Rte Vol Infl H 0.07% 8,200 $155K Reduce -61.6%
AMZN Amazon.com Inc. 0.07% 855 $154K No change
SHYG iShares 0-5 YR HY Corp. Bond 0.07% 3,345 $142K Add +311.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.07% 411 $141K Reduce -37.8%
VTI VG Morningstar TS MKT ETF-US 0.07% 542 $141K Reduce -1.4%
IVW iShares S&P 500 Growth ETF 0.06% 1,648 $139K No change
IPAC iShares Core MSCI Pacific Et 0.06% 2,175 $138K No change
LNKB Linkbancorp Inc. 0.06% 19,752 $137K No change
PEG Public Service Enterprise GP 0.06% 2,044 $136K No change
V Visa Inc. Class A 0.06% 458 $128K No change
ESGU iShares ESG Aware MSCI USA 0.06% 1,075 $124K Reduce -15.7%
PSK SS SPDR Ice Pref Sec ETF 0.06% 3,538 $123K No change
KO The Coca-Cola Co. 0.06% 2,013 $123K No change
CVX Chevron Corp. 0.05% 738 $116K No change
QLTA iShares Aaa - A Rated Corpor 0.05% 2,415 $115K Add +2.1%
PRU Prudential Financial Inc. 0.05% 976 $115K Reduce -9.3%
AIVL Wisdomtree US AI Enhanced Va 0.05% 1,083 $110K Reduce -8.4%
EWW iShares MSCI Mexico ETF 0.05% 1,590 $110K New
SCHF Schwab Intl Equity ETF 0.05% 2,732 $107K No change
XHB SS SPDR S&P Homebldrs ETF 0.05% 945 $105K New
VZ Verizon Communications Inc. 0.05% 2,493 $105K Reduce -2.0%
JNJ Johnson & Johnson 0.05% 658 $104K Reduce -11.8%
SBUX Starbucks Corp. 0.05% 1,108 $101K No change
BR Broadridge Financial Solutio 0.05% 491 $101K No change
HD Home Depot Inc. 0.05% 259 $99K No change
LMT Lockheed Martin Corp. 0.05% 217 $99K Reduce -28.1%
SHY iShares 1-3 Year Treasury Bo 0.04% 1,070 $88K Reduce -20.7%
ACWX iShares MSCI Acwi Ex US ETF 0.04% 1,638 $87K Add +84.7%
LYV Live Nation Entertainment Inc. 0.04% 800 $85K No change
SLF Sun Life Financial Inc. 0.04% 1,533 $84K Add +0.1%
DVY iShares Select Dividend ETF 0.04% 667 $82K No change
CEF Sprott Physical Gold and Sil 0.04% 4,000 $81K No change
CWI State Street SPDR MSCI Acwi 0.04% 2,864 $81K No change
EEM iShares MSCI Emerging Market 0.04% 1,961 $81K Add +99.9%
INTC Intel Corp. 0.04% 1,792 $79K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.04% 646 $79K Reduce -13.4%
GIS General Mills Inc. 0.04% 1,117 $78K No change
MRK Merck & Co. Inc. 0.03% 562 $74K Reduce -8.9%
AMP Ameriprise Financial Inc. 0.03% 167 $73K No change
ROK Rockwell Automation Inc. 0.03% 248 $72K No change
IDV iShares International Select 0.03% 2,410 $68K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.03% 412 $67K No change
FCX Freeport-McMoran Inc. 0.03% 1,330 $63K No change
TSM Taiwan Semiconductor-SP ADR 0.03% 452 $61K No change
RTX RTX Corp. 0.03% 628 $61K No change
GRMN Garmin Ltd. 0.03% 400 $60K No change
COST Costco Wholesale Corp. 0.03% 81 $59K Reduce -25.7%
AMGN Amgen Inc. 0.03% 204 $58K Reduce -5.6%
SCHM Schwab US Mid Cap ETF 0.03% 708 $58K No change
DUHP Dimensional US High Profi Et 0.03% 1,781 $56K No change
UNH Unitedhealth Group Inc. 0.03% 112 $56K No change
DXJ Wisdomtree Japan Hedged Eq 0.03% 512 $56K New
OEF iShares S&P 100 ETF 0.03% 224 $55K No change
PLD Prologis Inc. 0.03% 423 $55K No change
NEM Newmont Corp. 0.02% 1,490 $53K No change
BRK.B Berkshire Hathaway Inc. Class B 0.02% 120 $50K No change
IWR iShares Russell Mid-Cap ETF 0.02% 600 $50K Reduce -33.3%
PNC PNC Financial Services Group 0.02% 308 $50K No change
APD Air Products & Chemicals Inc. 0.02% 200 $48K No change
SLV iShares Silver Trust 0.02% 2,116 $48K No change
DNP DNP Select Income Fund Inc. 0.02% 5,294 $48K No change
IVV iShares Core S&P 500 ETF 0.02% 90 $47K Reduce -6.3%
RWL Invesco S&P 500 Revenue ETF 0.02% 500 $47K No change
ICE Intercontinental Exchange Inc. 0.02% 340 $47K Reduce -30.6%
TY Tri-Continental Corp. 0.02% 1,500 $46K Reduce -42.6%
SPYG SS SPDR P S&P 500 Growth ETF 0.02% 625 $46K No change
GOOG Alphabet Inc. Class C 0.02% 300 $46K No change
PEP Pepsico Inc. 0.02% 258 $45K No change
WMT Walmart Inc. 0.02% 732 $44K No change
AEP American Electric Power 0.02% 511 $44K No change
PROSHARES SHORT QQQ 0.02% 5,000 $44K No change
USRT iShares Core US REIT ETF 0.02% 798 $43K No change
BA The Boeing Co. 0.02% 222 $43K No change
MCD McDonald's Corp. 0.02% 150 $42K Reduce -2.6%
SYK Stryker Corp. 0.02% 110 $39K No change
DG Dollar General Corp. 0.02% 240 $37K No change
SNPS Synopsys Inc. 0.02% 65 $37K No change
NOC Northrop Grumman Corp. 0.02% 76 $36K No change
XEL Xcel Energy Inc. 0.02% 658 $35K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.02% 380 $35K No change
TSLA Tesla Inc. 0.02% 191 $34K No change
MAIN Main Street Capital Corp. 0.02% 700 $33K No change
CVS CVS Health Corp. 0.01% 395 $32K Add +0.5%
JPM JPMorgan Chase & Co. 0.01% 150 $30K No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.01% 575 $30K No change
SNSR Global X Internet of Things 0.01% 809 $29K No change
DUK Duke Energy Corp. 0.01% 299 $29K No change
ESGD iShares Trust iShares ESG Aw 0.01% 350 $28K Reduce -12.5%
CAT Caterpillar Inc. 0.01% 76 $28K No change
HMC Honda Motor Co. Ltd.-Spons ADR 0.01% 718 $27K No change
VLO Valero Energy Corp. 0.01% 155 $26K No change
EPD Enterprise Products Partners 0.01% 900 $26K No change
T AT&T Inc. 0.01% 1,473 $26K Add +0.9%
EXC Exelon Corp. 0.01% 679 $26K Reduce -11.9%
GNR State Street SPDR S&P Global 0.01% 435 $25K Reduce -90.6%
XLI SS Industrial Select Sector 0.01% 200 $25K Reduce -20.0%
ORCL Oracle Corp. 0.01% 200 $25K No change
XLK SS Technology Select Sector 0.01% 116 $24K Reduce -48.7%
XYZ Block Inc. 0.01% 285 $24K No change
MA Mastercard Inc. Class A 0.01% 50 $24K No change
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 1,645 $22K Reduce -15.4%
MET Metlife Inc. 0.01% 294 $22K Add +1030.8%
WM Waste Management Inc. 0.01% 102 $22K No change
HLT Hilton Worldwide Holdings Inc. 0.01% 100 $21K Reduce -26.5%
DELL Dell Technologies -C 0.01% 185 $21K No change
XAR SS SPDR S&P Aerospace Def 0.01% 150 $21K Reduce -65.9%
PWR Quanta Services Inc. 0.01% 79 $21K No change
OKE Oneok Inc. 0.01% 251 $20K No change
HRB H&R Block Inc. filed as BLOCK H & R INC 0.01% 406 $20K No change
ITOT iShares Core S&P Total U.S. 0.01% 172 $20K No change
SCHA Schwab US Small-Cap ETF 0.01% 400 $20K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 505 $19K No change
UTF Cohen & Steers Infrastructur 0.01% 808 $19K No change
BP BP PLC-Spons ADR 0.01% 500 $19K No change
SLYG SS SPDR S&P 600 SC GR ETF 0.01% 214 $19K No change
TMO Thermo Fisher Scientific Inc. 0.01% 32 $19K No change
SCHP Schwab U.S. Tips ETF 0.01% 352 $18K No change
PARAA Paramount Global Class B 0.01% 1,524 $18K No change
SDY SS SPDR S&P Dividend ETF 0.01% 136 $18K Reduce -30.6%
VTIP Vanguard Short-Term Tips 0.01% 369 $18K No change
FXH First Trust Health Care Alph 0.01% 161 $18K No change
PRF Invesco Rafi US 1000 ETF 0.01% 450 $17K No change
IWP iShares Russell Mid-Cap Grow 0.01% 150 $17K No change
RPG Invesco S&P 500 Pure Growth 0.01% 465 $17K No change
PG The Procter & Gamble Co. 0.01% 105 $17K No change
VCIT Vanguard Int-Term Corporate 0.01% 196 $16K No change
ABT Abbott Laboratories 0.01% 138 $16K No change
MOO Vaneck Agribusiness ETF 0.01% 200 $15K No change
CSX CSX Corp. 0.01% 396 $15K No change
IJR iShares Core S&P Small-Cap E 0.01% 131 $14K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.01% 36 $14K No change
IYR iShares US Real Estate ETF 0.01% 158 $14K No change
NAD Nuveen Quality Municipal Inc. 0.01% 1,233 $14K No change
VIG Vanguard Dividend Apprec ETF 0.01% 77 $14K Add +48.1%
GE General Electric 0.01% 80 $14K No change
XLB SS Materials Select Sector 0.01% 150 $14K No change
AGG iShares Core U.S. Aggregate 0.01% 142 $14K No change
EEMV iShares MSCI Emg MKT Min Vol 0.01% 245 $14K No change
MRNA Moderna Inc. 0.01% 130 $14K No change
QCOM Qualcomm Inc. 0.01% 80 $14K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 195 $13K No change
OXY Occidental Petroleum Corp. 0.01% 200 $13K No change
DVN Devon Energy Corp. 0.01% 258 $13K No change
COP Conocophillips 0.01% 100 $13K No change
CHDN Churchill Downs Inc. 0.01% 100 $12K No change
NTNX Nutanix Inc. Class A 0.01% 200 $12K No change
UNP Union Pacific Corp. 0.01% 50 $12K No change
XMYDX BlackRock Muniyield Fund 0.01% 1,005 $11K No change
XLV SS Health Care Select Sector 0.01% 75 $11K Reduce -97.2%
FE Firstenergy Corp. 0.01% 285 $11K No change
CME Cme Group Inc. 0.01% 50 $11K No change
SRCL Stericycle Inc. 0.00% 200 $11K No change
NOK Nokia Corp.-Spon ADR 0.00% 2,946 $10K No change
CSCO Cisco Systems Inc. 0.00% 208 $10K No change
NFLX Netflix Inc. 0.00% 17 $10K No change
IWM iShares Russell 2000 ETF 0.00% 49 $10K No change
CMCSA Comcast Corp. Class A 0.00% 234 $10K Reduce -50.0%
ALGN Align Technology Inc. 0.00% 30 $10K No change
PAYX Paychex Inc. 0.00% 80 $10K No change
ISCG iShares Morningstar Small-Ca 0.00% 210 $10K No change
ENPH Enphase Energy Inc. 0.00% 75 $9K Reduce -34.8%
CL Colgate-Palmolive Co. 0.00% 100 $9K No change
LOW Lowe's Cos Inc. 0.00% 35 $9K No change
GMF State Street SPDR S&P Emergi 0.00% 83 $9K Reduce -30.8%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.00% 227 $8K No change
CAH Cardinal Health Inc. 0.00% 70 $8K No change
FNDE Schwab Fndmntl Em MRK Eq ETF 0.00% 281 $8K No change
KMB Kimberly-Clark Corp. 0.00% 60 $8K No change
GDXJ Vaneck Junior Gold Miners 0.00% 200 $8K No change
XLF SS Financial Select Sector 0.00% 180 $8K No change
BAH Booz Allen Hamilton Holdings 0.00% 51 $8K No change
FNDA Schwab Fndmntl US SM Co. ETF 0.00% 131 $7K No change
BDX Becton Dickinson and Co. 0.00% 30 $7K No change
PAAS Pan American Silver Corp. 0.00% 479 $7K No change
RRC Range Resources Corp. 0.00% 204 $7K No change
CLOI Vaneck Clo ETF 0.00% 131 $7K New
AZN Astrazeneca PLC-Spons ADR 0.00% 100 $7K No change
TAP Molson Coors Beverage Co. Class B 0.00% 100 $7K No change
AEM Agnico Eagle Mines Ltd. 0.00% 112 $7K No change
AVGO Broadcom Inc. 0.00% 5 $7K No change
PNR Pentair PLC 0.00% 77 $7K No change
IJT iShares S&P Small-Cap 600 GR 0.00% 50 $7K No change
IJH iShares Core S&P Midcap ETF 0.00% 105 $6K Add +50.0%
PFE Pfizer Inc. 0.00% 229 $6K No change
GLD SPDR Gold Shares 0.00% 30 $6K No change
SCHD Schwab US DVD Equity ETF 0.00% 75 $6K No change
IXUS iShares Core Intl Stock ETF 0.00% 85 $6K No change
BABA Alibaba Group Holding-SP ADR 0.00% 79 $6K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 221 $6K No change
CRM Salesforce Inc. 0.00% 18 $5K No change
RSP Invesco S&P 500 Equal Weight 0.00% 30 $5K No change
VNQI Vanguard GLBL Ex-US Real Est 0.00% 110 $5K No change
UA Under Armour Inc. Class C 0.00% 639 $5K No change
MAR Marriott International Class A 0.00% 18 $5K No change
UAA Under Armour Inc. Class A 0.00% 566 $4K No change
VEA Vanguard Ftse Developed ETF 0.00% 81 $4K Reduce -58.3%
AXSM Axsome Therapeutics Inc. 0.00% 50 $4K No change
GEHC GE Healthcare Technology 0.00% 43 $4K No change
UPS United Parcel Service Class B 0.00% 25 $4K No change
XLY SS Consumer Disc Select Sect 0.00% 20 $4K No change
STWD Starwood Property Trust Inc. 0.00% 180 $4K No change
IJK iShares S&P Mid-Cap 400 Grow 0.00% 40 $4K No change
TGT Target Corp. 0.00% 20 $4K No change
EFA iShares MSCI Eafe ETF 0.00% 44 $4K No change
LUV Southwest Airlines Co. 0.00% 120 $4K No change
IBB iShares Biotechnology ETF 0.00% 25 $3K No change
ACAD Acadia Pharmaceuticals Inc. 0.00% 180 $3K No change
RUM Rum Group Inc. filed as RUMBLE INC 0.00% 400 $3K No change
AUPH Aurinia Pharmaceuticals Inc. 0.00% 531 $3K No change
MMM 3M Co. 0.00% 25 $3K No change
PANW Palo Alto Networks Inc. 0.00% 8 $2K New
IWF iShares Russell 1000 Growth 0.00% 6 $2K No change
LULU Lululemon Athletica Inc. 0.00% 5 $2K No change
SNAP Snap Inc. Class A 0.00% 150 $2K No change
BYND Beyond Meat Inc. 0.00% 200 $2K No change
BOTZ Global X Robotics & Artifici 0.00% 50 $2K No change
WH Wyndham Hotels & Resorts Inc. 0.00% 20 $2K No change
TEL Te Connectivity Ltd. 0.00% 10 $1K No change
ENVX Enovix Corp. 0.00% 180 $1K Reduce -91.8%
FNDC Schwab Fndmnt Intl SM Eq ETF 0.00% 35 $1K No change
BHF Brighthouse Financial Inc. 0.00% 24 $1K New
TFC Truist Financial Corp. 0.00% 30 $1K No change
MED Medifast Inc. 0.00% 30 $1K No change
VOO Vanguard S&P 500 ETF 0.00% 2 $961 No change
TEVA Teva Pharmaceutical-SP ADR 0.00% 68 $958 No change
VOOG Vanguard S&P 500 Growth ETF 0.00% 3 $914 No change
DOW Dow Inc. 0.00% 14 $811 No change
MDT Medtronic PLC 0.00% 9 $784 No change
SCHC Schwab Intl Small-Cap Equity 0.00% 21 $752 Reduce -85.6%
JCI Johnson Controls Internation 0.00% 9 $588 No change
VWO Vanguard Ftse Emerging Marke 0.00% 13 $543 New
BMY Bristol-Myers Squibb Co. 0.00% 10 $542 No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.00% 2 $500 No change
QS Quantumscape Corp. 0.00% 75 $472 No change
PHO Invesco Water Resources ETF 0.00% 7 $466 No change
WAB Wabtec Corp. 0.00% 3 $437 No change
SCOR Comscore Inc. 0.00% 25 $385 No change
JAZZ Jazz Pharmaceuticals PLC 0.00% 3 $361 No change
VSH Vishay Intertechnology Inc. 0.00% 15 $340 No change
FNDB Schwab Fndmntl US BRD Mr ETF 0.00% 5 $331 No change
SPB Spectrum Brands Holdings Inc. 0.00% 3 $267 No change
PRTA Prothena Corp. PLC 0.00% 10 $248 No change
AQMS Aqua Metals Inc. 0.00% 455 $245 No change
ERTH Invesco MSCI Sustainable Fut 0.00% 5 $211 No change
KSS Kohls Corp. 0.00% 7 $204 No change
VTRS Viatris Inc. 0.00% 15 $179 No change
DFE Wisdomtree Eur S/C Dividend 0.00% 3 $179 No change
NVT Nvent Electric PLC 0.00% 2 $151 No change
EBS Emergent Biosolutions Inc. 0.00% 40 $101 No change
ABAT Advanced Battery Technologie 0.00% 30 $0 No change
NBEVQ Newage Inc. 0.00% 100 $0 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $1K (not counted above)
SecurityClassShares / PrincipalValueChange
WHEELER REIT INC (WHLR 9 PERP B) CV PFD SER B 700$1KNo change

Total filed on the 13F, all lines: $214.7M.

Portfolio Sells Q4 2023 → Q1 2024
PROSHARES SHORT S&P500 Reduce -82.8% 0.20% −1.12
VCSH Vanguard S/T Corp. Bond ETF Reduce -0.3% 5.51% −0.37
MINT PIMCO Enhanced Short Maturit Reduce -1.6% 4.18% −0.30
XLV SS Health Care Select Sector Reduce -97.2% 0.01% −0.17
IVOL Quadratic Int Rte Vol Infl H Reduce -61.6% 0.07% −0.15
GNR State Street SPDR S&P Global Reduce -90.6% 0.01% −0.12
CCJ Cameco Corp. Sold out 0.00% −0.11
AAPL Apple Inc. Reduce -2.8% 0.28% −0.06
VUG Vanguard Mrngstar GR ETF-Sui Reduce -37.8% 0.07% −0.04
IEMG iShares Core MSCI Emerging Reduce -14.2% 0.15% −0.03
IEFA iShares Core MSCI Eafe ETF Reduce -13.8% 0.19% −0.03
BMI Badger Meter Inc. Reduce -23.8% 0.09% −0.03
ZM Zoom Communications Inc. Reduce -4.7% 0.12% −0.03
LMT Lockheed Martin Corp. Reduce -28.1% 0.05% −0.02
XAR SS SPDR S&P Aerospace Def Reduce -65.9% 0.01% −0.02
VYM Vanguard High DVD Yield ETF Reduce -2.9% 1.64% −0.02
TY Tri-Continental Corp. Reduce -42.6% 0.02% −0.02
SHY iShares 1-3 Year Treasury Bo Reduce -20.7% 0.04% −0.01
ENVX Enovix Corp. Reduce -91.8% 0.00% −0.01
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -6.6% 0.12% −0.01
PXF Invesco Rafi Developed Marke Reduce -1.8% 0.34% −0.01
IWR iShares Russell Mid-Cap ETF Reduce -33.3% 0.02% −0.01
DVYE iShares Emerging Markets Div Reduce -1.2% 0.12% −0.01
XLK SS Technology Select Sector Reduce -48.7% 0.01% −0.01
ICE Intercontinental Exchange Inc. Reduce -30.6% 0.02% −0.01
JNJ Johnson & Johnson Reduce -11.8% 0.05% −0.01
ESGU iShares ESG Aware MSCI USA Reduce -15.7% 0.06% −0.01
SCHX Schwab US Large-Cap ETF Reduce -12.4% 0.08% −0.01
COST Costco Wholesale Corp. Reduce -25.7% 0.03% −0.01
ADM Archer-Daniels-Midland Co. Sold out 0.00% −0.01
LEG Leggett & Platt Inc. Sold out 0.00% −0.01
DSI iShares ESG MSCI KLD 400 ETF Reduce -11.2% 0.07% −0.01
MRSH Marsh & McLennan Cos Sold out 0.00% −0.01
CMCSA Comcast Corp. Class A Reduce -50.0% 0.00% −0.01
AIVL Wisdomtree US AI Enhanced Va Reduce -8.4% 0.05% −0.00
AMGN Amgen Inc. Reduce -5.6% 0.03% −0.00
SDY SS SPDR S&P Dividend ETF Reduce -30.6% 0.01% −0.00
ENPH Enphase Energy Inc. Reduce -34.8% 0.00% −0.00
SPLK Splunk Inc. Sold out 0.00% −0.00
MCD McDonald's Corp. Reduce -2.6% 0.02% −0.00
XLC SS Comm Select Sector SPDR Sold out 0.00% −0.00
VEA Vanguard Ftse Developed ETF Reduce -58.3% 0.00% −0.00
XLI SS Industrial Select Sector Reduce -20.0% 0.01% −0.00
BSV Vanguard Short-Term Bond ETF Sold out 0.00% −0.00
HLT Hilton Worldwide Holdings Inc. Reduce -26.5% 0.01% −0.00
SCHC Schwab Intl Small-Cap Equity Reduce -85.6% 0.00% −0.00
GMF State Street SPDR S&P Emergi Reduce -30.8% 0.00% −0.00
AXP American Express Co. Sold out 0.00% −0.00
ESGD iShares Trust iShares ESG Aw Reduce -12.5% 0.01% −0.00
PRU Prudential Financial Inc. Reduce -9.3% 0.05% −0.00

Portfolio Buys Q4 2023 → Q1 2024
COPX Global X Copper Miners ETF Add +61.6% 0.48% +0.20
NOBL Proshares S&P 500 Dividend A Add +23.1% 0.94% +0.18
SPTS SS SPDR P St Term TSY ETF Add +12.5% 3.49% +0.18
CALF PCR US SM CP CSH CWS ETF-Usd Add +49.8% 0.40% +0.12
JEPI JPMorgan Equity Premium Inco Add +6.3% 2.47% +0.12
COWZ Pacer US Cash Cows 100 ETF Add +46.6% 0.32% +0.11
TCAF T Rowe PRC Cap Appreciation New 0.10% +0.10
YEAR AB Ultra Short Income ETF Add +31.6% 0.47% +0.09
XLE SS Energy Select Sector Add +0.1% 1.06% +0.06
GDX Vaneck Gold Miners ETF Add +14.1% 0.59% +0.05
EWW iShares MSCI Mexico ETF New 0.05% +0.05
SHYG iShares 0-5 YR HY Corp. Bond Add +311.4% 0.07% +0.05
XHB SS SPDR S&P Homebldrs ETF New 0.05% +0.05
EWZ iShares MSCI Brazil ETF Add +35.8% 0.29% +0.05
XOP SS SPDR S&P Og Exp & Prod Add +65.5% 0.10% +0.04
MDY State Street SPDR S&P Midcap Add +1.0% 1.00% +0.04
MSFT Microsoft Corp. Add +2.6% 0.54% +0.04
MKC McCormick & Co.-Non VTG SHRS Add +0.0% 0.51% +0.03
DXJ Wisdomtree Japan Hedged Eq New 0.03% +0.03
PXH Inves Rafi Emer MRKT-Usd Inc. Add +11.0% 0.37% +0.02
ACWX iShares MSCI Acwi Ex US ETF Add +84.7% 0.04% +0.02
EEM iShares MSCI Emerging Market Add +99.9% 0.04% +0.02
SMOT Vaneck Morningstar Smid Moat Add +8.3% 0.15% +0.01
VNQ Vanguard Real Estate ETF Add +25.5% 0.09% +0.01
MOAT Vaneck Morningstar Wide Moat Add +15.5% 0.09% +0.01
EPI Wisdomtree India Earnings Add +2.5% 0.39% +0.01
MET Metlife Inc. Add +1030.8% 0.01% +0.01
INFL Horizon Kinetics Infl Benef Add +3.0% 3.25% +0.01
CLOI Vaneck Clo ETF New 0.00% +0.00
VIG Vanguard Dividend Apprec ETF Add +48.1% 0.01% +0.00
IJH iShares Core S&P Midcap ETF Add +50.0% 0.00% +0.00
PANW Palo Alto Networks Inc. New 0.00% +0.00
BHF Brighthouse Financial Inc. New 0.00% +0.00
VWO Vanguard Ftse Emerging Marke New 0.00% +0.00
T AT&T Inc. Add +0.9% 0.01% 0.00
SLF Sun Life Financial Inc. Add +0.1% 0.04% −0.00
CVS CVS Health Corp. Add +0.5% 0.01% −0.00
HSY The Hershey Co. Add +0.1% 0.08% −0.00
QLTA iShares Aaa - A Rated Corpor Add +2.1% 0.05% −0.00
UTG Reaves Utility Income Fund Add +1.3% 0.10% −0.00
JSCP JPMorgan Short Duration Core Add +1.6% 0.57% −0.03
JPST JPMorgan Ultra-Short Income Add +1.3% 4.71% −0.21

Notes & Other Activity Q4 2023 → Q1 2024
COSTAMARE INC (CMRE 8.5 PERP C) PRD Sold out 287 $7Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2025 394$274.0MSPY, QQQ, USMV, VCSH, SPTS
Q2 2025 365$256.2MSPY, QQQ, USMV, VCSH, SPTS
Q1 2025 372$235.4MSPY, QQQ, USMV, VCSH, SPTS
Q4 2024 359$234.7MSPY, QQQ, USMV, VCSH, SPTS
Q3 2024 317$232.1MSPY, QQQ, USMV, VCSH, JPST
Q2 2024 314$219.5MSPY, QQQ, USMV, VCSH, JPST
Q1 2024 306$214.7MSPY, QQQ, USMV, VCSH, JPST