Manning & Napier Group, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), Manning & Napier Group, LLC reported 189 stock positions worth $8.0 billion. Its top holding was Amazon.com (AMZN) at 4.8% of the portfolio, followed by Mastercard Class A (MA, 3.6%) and Alphabet Class A (GOOGL, 3.5%). Compared with Q4 2023, it opened 9 new positions, sold out of 7, added to 26 and reduced 152. The biggest buy was a new position in Philip Morris International (PM) and the biggest sale Unilever (UL, shares −94%).
- Most Recent 13F
- Q1 2024
- Location
- Fairport, NY
- CIK
- 0001725248
- Portfolio Value
- $8.0B (Q1 2024)
- SEC Filing
- 0002000324-24-001099 ↗ filed Apr 15, 2024
Holdings 189 stocks · $8.0B
| AMZN Amazon.com Inc. | 4.78% | 2,121,032 | $382.6M | Reduce -3.3% |
| MA Mastercard Inc. Class A | 3.62% | 602,056 | $289.9M | Reduce -3.2% |
| GOOGL Alphabet Inc. Class A | 3.47% | 1,840,138 | $277.7M | Reduce -0.6% |
| TSM Taiwan Semiconductor-SP ADR | 3.20% | 1,883,134 | $256.2M | Reduce -0.1% |
| JNJ Johnson & Johnson | 3.14% | 1,585,872 | $250.9M | Reduce -2.4% |
| MU Micron Technology Inc. | 3.12% | 2,115,762 | $249.4M | Reduce -27.3% |
| LHX L3HARRIS Technologies Inc. | 2.75% | 1,034,068 | $220.4M | Reduce -2.5% |
| V Visa Inc. Class A | 2.72% | 778,931 | $217.4M | Reduce -0.6% |
| META Meta Platforms Inc. Class A | 2.68% | 442,037 | $214.6M | Reduce -21.4% |
| AZN Astrazeneca PLC-Spons ADR | 2.38% | 2,811,069 | $190.4M | Add +1.1% |
| KO The Coca-Cola Co. | 2.37% | 3,100,925 | $189.7M | Reduce -1.7% |
| EA Electronic Arts Inc. | 2.26% | 1,362,015 | $180.7M | Reduce -1.1% |
| MSFT Microsoft Corp. | 1.93% | 367,855 | $154.8M | Reduce -1.4% |
| MCO Moody's Corp. | 1.92% | 391,783 | $154.0M | Reduce -2.0% |
| HDB HDFC Bank Ltd.-ADR | 1.83% | 2,611,308 | $146.2M | Add +191.2% |
| PM Philip Morris International | 1.80% | 1,575,966 | $144.4M | New |
| CNI Canadian Natl Railway Co. | 1.61% | 980,681 | $129.2M | Add +46.4% |
| STZ Constellation Brands Inc. Class A | 1.58% | 465,867 | $126.6M | Add +119.3% |
| ICE Intercontinental Exchange Inc. | 1.57% | 916,843 | $126.0M | Add +11.5% |
| EVRG Evergy Inc. | 1.46% | 2,181,289 | $116.4M | Reduce -0.1% |
| MDT Medtronic PLC | 1.45% | 1,332,282 | $116.1M | Reduce -13.2% |
| JPM JPMorgan Chase & Co. | 1.33% | 532,154 | $106.6M | Reduce -10.8% |
| CPRT Copart Inc. | 1.32% | 1,829,319 | $106.0M | Reduce -0.5% |
| SPGI S&P Global Inc. | 1.30% | 245,041 | $104.3M | Add +32.3% |
| UNP Union Pacific Corp. | 1.28% | 417,837 | $102.8M | Reduce -4.0% |
| UNH Unitedhealth Group Inc. | 1.26% | 204,445 | $101.1M | Add +176.9% |
| NVS Novartis AG-Sponsored ADR | 1.26% | 1,042,426 | $100.8M | Reduce -1.4% |
| BMRN Biomarin Pharmaceutical Inc. | 1.26% | 1,153,785 | $100.8M | Add +0.8% |
| NOC Northrop Grumman Corp. | 1.26% | 210,218 | $100.6M | Reduce -6.3% |
| CSX CSX Corp. | 1.24% | 2,683,212 | $99.5M | Add +41.7% |
| HUM Humana Inc. | 1.24% | 285,161 | $98.9M | Add +394.0% |
| NOW ServiceNow Inc. | 1.21% | 127,346 | $97.1M | Reduce -31.9% |
| VRTX Vertex Pharmaceuticals Inc. | 1.20% | 229,630 | $96.0M | Reduce -3.2% |
| MAS Masco Corp. | 1.16% | 1,176,589 | $92.8M | Reduce -26.6% |
| ALC Alcon Inc. filed as ALCON AG | 1.14% | 1,097,519 | $91.4M | Reduce -0.5% |
| EQIX Equinix Inc. | 1.13% | 109,997 | $90.8M | Add +10.7% |
| ISRG Intuitive Surgical Inc. | 1.08% | 217,264 | $86.7M | Reduce -6.0% |
| TMO Thermo Fisher Scientific Inc. | 1.04% | 143,805 | $83.6M | Reduce -1.1% |
| MDLZ Mondelez International Inc. Class A | 0.98% | 1,117,242 | $78.2M | Reduce -1.3% |
| HD Home Depot Inc. | 0.82% | 171,773 | $65.9M | Reduce -7.9% |
| AVGO Broadcom Inc. | 0.80% | 48,533 | $64.3M | Reduce -9.9% |
| MRK Merck & Co. Inc. | 0.71% | 433,356 | $57.2M | Reduce -9.3% |
| AMAT Applied Materials Inc. | 0.64% | 249,450 | $51.4M | Reduce -7.7% |
| CRM Salesforce Inc. | 0.61% | 162,616 | $49.0M | Reduce -38.0% |
| SBAC SBA Communications Corp. | 0.60% | 220,197 | $47.7M | Reduce -0.2% |
| CAT Caterpillar Inc. | 0.59% | 128,283 | $47.0M | Reduce -8.5% |
| XOM Exxon Mobil Corp. | 0.59% | 404,094 | $47.0M | Reduce -8.4% |
| QCOM Qualcomm Inc. | 0.52% | 244,186 | $41.3M | Reduce -8.8% |
| NVDA Nvidia Corp. | 0.52% | 45,710 | $41.3M | New |
| CVX Chevron Corp. | 0.51% | 256,740 | $40.5M | Reduce -8.0% |
| MELI MercadoLibre Inc. | 0.49% | 25,717 | $38.9M | Reduce -2.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.49% | 1,024,482 | $38.8M | Reduce -7.2% |
| CSCO Cisco Systems Inc. | 0.48% | 775,791 | $38.7M | Reduce -7.3% |
| PLD Prologis Inc. | 0.45% | 278,936 | $36.3M | Reduce -9.2% |
| CMCSA Comcast Corp. Class A | 0.44% | 821,007 | $35.6M | Reduce -8.5% |
| HON Honeywell International Inc. | 0.39% | 151,619 | $31.1M | Reduce -8.2% |
| ABT Abbott Laboratories | 0.39% | 272,030 | $30.9M | Reduce -9.0% |
| WFC Wells Fargo & Co. | 0.38% | 529,805 | $30.7M | Reduce -9.3% |
| C Citigroup Inc. | 0.37% | 469,431 | $29.7M | Reduce -8.7% |
| INTU Intuit Inc. | 0.37% | 44,992 | $29.2M | Reduce -4.1% |
| NSC Norfolk Southern Corp. | 0.36% | 113,029 | $28.8M | Reduce -1.4% |
| COP Conocophillips | 0.35% | 219,721 | $28.0M | Reduce -7.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 141,376 | $27.0M | Reduce -7.9% |
| TXN Texas Instruments Inc. | 0.34% | 154,934 | $27.0M | Reduce -8.1% |
| ADI Analog Devices Inc. | 0.33% | 133,213 | $26.3M | Reduce -7.2% |
| LMT Lockheed Martin Corp. | 0.33% | 57,883 | $26.3M | Reduce -8.8% |
| MPC Marathon Petroleum Corp. | 0.30% | 118,863 | $23.9M | Reduce -8.6% |
| BMY Bristol-Myers Squibb Co. | 0.29% | 425,781 | $23.1M | Reduce -7.9% |
| IDXX Idexx Laboratories Inc. | 0.29% | 42,423 | $22.9M | Reduce -79.1% |
| PFE Pfizer Inc. | 0.28% | 820,365 | $22.8M | Reduce -6.2% |
| GILD Gilead Sciences Inc. | 0.28% | 307,930 | $22.6M | Reduce -7.9% |
| GD General Dynamics Corp. | 0.27% | 76,747 | $21.7M | Reduce -9.0% |
| UPS United Parcel Service Class B | 0.27% | 145,816 | $21.7M | Reduce -7.6% |
| RTX RTX Corp. | 0.26% | 214,243 | $20.9M | Reduce -9.5% |
| CL Colgate-Palmolive Co. | 0.26% | 227,797 | $20.5M | Reduce -9.2% |
| EMR Emerson Electric Co. | 0.25% | 174,379 | $19.8M | Reduce -9.1% |
| USB US Bancorp | 0.23% | 405,393 | $18.1M | Reduce -6.7% |
| BSX Boston Scientific Corp. | 0.22% | 258,118 | $17.7M | Reduce -13.8% |
| TEAM Atlassian Corp. Class A | 0.22% | 89,155 | $17.4M | Add +15.9% |
| TRV The Travelers Cos Inc. | 0.21% | 74,601 | $17.2M | Reduce -9.9% |
| SONY Sony Group Corp. - SP ADR | 0.21% | 200,114 | $17.2M | Reduce -3.3% |
| CVS CVS Health Corp. | 0.21% | 209,719 | $16.7M | Reduce -56.9% |
| EOG EOG Resources Inc. | 0.20% | 128,143 | $16.4M | Reduce -8.2% |
| MMM 3M Co. | 0.20% | 152,246 | $16.1M | Reduce -7.1% |
| CMI Cummins Inc. | 0.20% | 53,018 | $15.6M | Reduce -10.5% |
| PSX Phillips 66 | 0.19% | 93,752 | $15.3M | Reduce -7.4% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.18% | 264,731 | $14.5M | Reduce -8.4% |
| PSA Public Storage | 0.18% | 48,611 | $14.1M | Add +0.9% |
| FDX FedEx Corp. | 0.18% | 48,475 | $14.0M | Reduce -8.3% |
| SUI Sun Communities Inc. filed as SUN CMNTYS INC | 0.17% | 107,265 | $13.8M | Reduce -4.5% |
| GLOB Globant SA | 0.17% | 67,213 | $13.6M | Add +41.6% |
| INVH Invitation Homes Inc. | 0.17% | 378,194 | $13.5M | Add +0.4% |
| MCHP Microchip Technology Inc. | 0.17% | 148,132 | $13.3M | Reduce -7.9% |
| WELL Welltower Inc. | 0.16% | 140,713 | $13.1M | Add +30.2% |
| GIS General Mills Inc. | 0.16% | 183,252 | $12.8M | Reduce -8.8% |
| VLO Valero Energy Corp. | 0.16% | 73,944 | $12.6M | Reduce -8.6% |
| TEL Te Connectivity Ltd. | 0.16% | 86,277 | $12.5M | Reduce -8.3% |
| TFC Truist Financial Corp. | 0.14% | 280,236 | $10.9M | Reduce -8.2% |
| DOW Dow Inc. | 0.14% | 186,921 | $10.8M | Reduce -9.0% |
| REXR Rexford Industrial Realty Inc. | 0.13% | 213,089 | $10.7M | Add +2.4% |
| AVB Avalonbay Communities Inc. | 0.13% | 56,868 | $10.6M | Add +0.3% |
| ADM Archer-Daniels-Midland Co. | 0.13% | 167,805 | $10.5M | Reduce -8.9% |
| SHEL Shell PLC-ADR | 0.13% | 154,707 | $10.4M | Reduce -8.6% |
| BR Broadridge Financial Solutio | 0.13% | 49,428 | $10.1M | Reduce -6.8% |
| AMT American Tower Corp. | 0.12% | 50,102 | $9.9M | Reduce -13.2% |
| NTAP Netapp Inc. | 0.12% | 94,238 | $9.9M | Reduce -9.5% |
| FITB Fifth Third Bancorp | 0.12% | 265,862 | $9.9M | Reduce -6.6% |
| PPG PPG Industries Inc. | 0.12% | 66,371 | $9.6M | Reduce -8.0% |
| UL Unilever PLC | 0.12% | 188,179 | $9.4M | Reduce -94.3% |
| TRNO Terreno Realty Corp. | 0.12% | 141,473 | $9.4M | Add +20.2% |
| KHC The Kraft Heinz Co. | 0.12% | 253,559 | $9.4M | Reduce -9.3% |
| EXR Extra Space Storage Inc. | 0.12% | 63,165 | $9.3M | Add +0.7% |
| SYY Sysco Corp. | 0.12% | 114,219 | $9.3M | Reduce -9.2% |
| ELS Equity Lifestyle Properties | 0.11% | 142,246 | $9.2M | Reduce -7.2% |
| CTSH Cognizant Tech Solutions-A | 0.11% | 123,512 | $9.1M | Reduce -8.5% |
| GPC Genuine Parts Co. | 0.11% | 57,905 | $9.0M | Reduce -8.5% |
| DVN Devon Energy Corp. | 0.11% | 178,587 | $9.0M | Reduce -8.0% |
| EBAY eBay Inc. | 0.11% | 168,040 | $8.9M | Reduce -10.8% |
| HAL Halliburton Co. | 0.11% | 224,543 | $8.9M | Reduce -8.4% |
| LXP LXP Industrial Trust | 0.11% | 960,521 | $8.7M | Add +24.1% |
| TTE Totalenergies SE -Spon ADR | 0.11% | 122,229 | $8.4M | Reduce -8.4% |
| RF Regions Financial Corp. | 0.10% | 393,218 | $8.3M | Reduce -7.1% |
| AMH American Homes 4 Rent- A | 0.10% | 216,774 | $8.0M | Add +25.8% |
| PGR Progressive Corp. | 0.10% | 38,199 | $7.9M | Reduce -5.6% |
| ADC Agree Realty Corp. | 0.10% | 134,642 | $7.7M | Reduce -15.5% |
| FANG Diamondback Energy Inc. | 0.09% | 37,826 | $7.5M | Reduce -13.3% |
| IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA | 0.09% | 86,407 | $7.4M | Reduce -7.8% |
| TSN Tyson Foods Inc. Class A | 0.09% | 124,104 | $7.3M | Reduce -7.9% |
| SNY Sanofi-ADR | 0.09% | 144,121 | $7.0M | Reduce -9.1% |
| GLW Corning Inc. | 0.09% | 211,750 | $7.0M | Reduce -8.8% |
| O Realty Income Corp. | 0.09% | 126,588 | $6.8M | Add +11.6% |
| BAX Baxter International Inc. | 0.08% | 154,031 | $6.6M | Reduce -8.9% |
| CRH CRH PLC | 0.08% | 74,334 | $6.4M | Reduce -9.7% |
| BP BP PLC-Spons ADR | 0.08% | 169,406 | $6.4M | Reduce -9.3% |
| HIG Hartford Insurance Group Inc. | 0.08% | 60,253 | $6.2M | Reduce -10.6% |
| OMC Omnicom Group | 0.08% | 63,764 | $6.2M | Reduce -7.7% |
| HMC Honda Motor Co. Ltd.-Spons ADR | 0.08% | 165,542 | $6.2M | Reduce -9.1% |
| VMRK Vivmark Residential filed as EQUITY RESIDENTIAL | 0.07% | 88,021 | $5.6M | New |
| PKG Packaging Corp. of America | 0.07% | 29,141 | $5.5M | Reduce -7.6% |
| CNQ Canadian Natural Resources | 0.07% | 71,015 | $5.4M | Reduce -9.6% |
| MCRI Monarch Casino & Resort Inc. | 0.07% | 70,316 | $5.3M | Add +0.0% |
| CTRA Coterra Energy Inc. | 0.06% | 184,287 | $5.1M | Reduce -9.8% |
| BTI British American Tob-SP ADR | 0.06% | 163,271 | $5.0M | Reduce -7.4% |
| DGX Quest Diagnostics Inc. | 0.06% | 37,061 | $4.9M | Reduce -7.9% |
| STLA Stellantis NV | 0.06% | 171,371 | $4.8M | Reduce -9.5% |
| DLR Digital Realty Trust Inc. | 0.06% | 33,400 | $4.8M | New |
| VTR Ventas Inc. | 0.06% | 106,636 | $4.6M | Reduce -25.9% |
| CCI Crown Castle Inc. | 0.06% | 43,529 | $4.6M | Add +0.2% |
| BG Bunge Global SA | 0.06% | 44,559 | $4.6M | Reduce -10.4% |
| DBRG Digitalbridge Group Inc. | 0.06% | 231,088 | $4.5M | New |
| SWKS Skyworks Solutions Inc. | 0.06% | 40,829 | $4.4M | Reduce -6.3% |
| EPAM Epam Systems Inc. | 0.05% | 15,779 | $4.4M | Reduce -0.7% |
| COLD Americold Realty Trust Inc. | 0.05% | 174,123 | $4.3M | Reduce -52.9% |
| HBAN Huntington Bancshares Inc. | 0.05% | 310,929 | $4.3M | Reduce -6.7% |
| CPB The Campbell's Company filed as CAMPBELL SOUP CO | 0.05% | 96,999 | $4.3M | Reduce -9.4% |
| EFX Equifax Inc. | 0.05% | 16,058 | $4.3M | New |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 0.05% | 34,047 | $4.3M | Reduce -9.2% |
| CAG Conagra Brands Inc. | 0.05% | 143,513 | $4.3M | Reduce -9.7% |
| FMC FMC Corp. | 0.05% | 66,071 | $4.2M | Reduce -97.0% |
| EQNR Equinor ASA-Spon ADR | 0.05% | 151,217 | $4.1M | Reduce -8.0% |
| VAC Marriott Vacations World | 0.05% | 37,481 | $4.0M | Reduce -15.1% |
| EQC Equity Commonwealth | 0.05% | 211,664 | $4.0M | Reduce -27.4% |
| MRO Marathon Oil Corp. | 0.05% | 138,385 | $3.9M | Reduce -9.1% |
| CBOE Cboe Global Markets Inc. | 0.05% | 21,214 | $3.9M | Reduce -94.9% |
| NXPI NXP Semiconductors NV | 0.05% | 15,419 | $3.8M | Reduce -9.7% |
| E Eni SPA-Sponsored ADR | 0.05% | 119,479 | $3.8M | Reduce -8.2% |
| TAK Takeda Pharmaceutic-SP ADR | 0.05% | 271,786 | $3.8M | Reduce -8.8% |
| K Kellanova | 0.05% | 65,857 | $3.8M | Reduce -9.6% |
| SU Suncor Energy Inc. | 0.05% | 100,763 | $3.7M | Reduce -8.8% |
| INFY Infosys Ltd.-SP ADR | 0.05% | 207,189 | $3.7M | Reduce -9.0% |
| CHRW C.H. Robinson Worldwide Inc. | 0.04% | 45,421 | $3.5M | Reduce -6.9% |
| UDR Udr Inc. | 0.04% | 89,834 | $3.4M | Add +0.3% |
| TRU Transunion | 0.04% | 41,859 | $3.3M | New |
| BLK BlackRock Finance Inc. | 0.04% | 3,934 | $3.3M | Reduce -0.9% |
| MAA Mid-America Apartment Comm | 0.04% | 24,244 | $3.2M | Reduce -29.0% |
| FR First Industrial Realty TR | 0.04% | 58,722 | $3.1M | New |
| VALE Vale SA-SP ADR | 0.04% | 232,185 | $2.8M | Reduce -8.7% |
| FMX Fomento Economico Mex-SP ADR | 0.04% | 21,500 | $2.8M | Reduce -9.4% |
| VTEX Vtex Class A | 0.03% | 323,831 | $2.6M | New |
| IMO Imperial Oil Ltd. | 0.03% | 38,145 | $2.6M | Reduce -9.4% |
| CVE Cenovus Energy Inc. | 0.03% | 124,046 | $2.5M | Reduce -8.6% |
| NTR Nutrien Ltd. | 0.03% | 44,108 | $2.4M | Reduce -6.2% |
| WDS Woodside Energy Group-ADR | 0.03% | 113,729 | $2.3M | Reduce -8.7% |
| TLK Telkom Indonesia Persero-ADR filed as P T TELEKOMUNIKASI INDONESIA | 0.03% | 100,088 | $2.2M | Reduce -6.6% |
| CCEP Coca-Cola Europacific Partne | 0.03% | 31,304 | $2.2M | Reduce -9.0% |
| MGA Magna International Inc. | 0.03% | 38,273 | $2.1M | Reduce -9.1% |
| PARAA Paramount Global Class B | 0.03% | 171,922 | $2.0M | Reduce -6.7% |
| CARR Carrier Global Corp. | 0.01% | 7,930 | $460K | No change |
| OTIS Otis Worldwide Corp. | 0.00% | 2,424 | $240K | No change |
Other holdings (42): bonds, preferreds, convertibles and warrants · $763.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HYMB SS SPDR N Ice HY Muni ETF | ST NUVE HIGH ETF · principal | 4,182,396 | $107.4M | New |
| USHY iShares Broad Usd High Yield | BROAD USD HIGH · principal | 2,339,735 | $85.6M | Add +510.6% |
| VOO Vanguard S&P 500 ETF | S&P 500 ETF SHS · principal | 121,472 | $58.4M | Reduce -7.4% |
| MUB iShares National Muni Bond E | NATIONAL MUN ETF · principal | 440,878 | $47.4M | Add +0.5% |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF · principal | 1,631,869 | $46.0M | Add +1.4% |
| BND Vanguard Total Bond Market | TOTAL BND MRKT · principal | 612,219 | $44.5M | Reduce -10.2% |
| MBB iShares MBS ETF | MBS ETF · principal | 356,061 | $32.9M | Add +13.9% |
| RSP Invesco S&P 500 Equal Weight | S&P500 EQL WGT · principal | 160,917 | $27.3M | Add +56.7% |
| VTEB Vanguard Tax-Exempt Bond ETF | TAX EXEMPT BD · principal | 520,143 | $26.3M | Reduce -6.0% |
| EMLC Vaneck JPM Em Local Curr BND | JP MRGAN EM LOC · principal | 950,390 | $23.3M | No change |
| VEA Vanguard Ftse Developed ETF | VAN FTSE DEV MKT · principal | 459,280 | $23.0M | Reduce -3.0% |
| USIG iShares Broad Usd Investment | USD INV GRDE ETF · principal | 429,666 | $21.8M | Reduce -3.9% |
| VMBS Vanguard Mortgage-Backed Sec | MTG-BKD SECS ETF · principal | 477,375 | $21.8M | Add +0.7% |
| SCHD Schwab US DVD Equity ETF | US DIVIDEND EQ · principal | 239,118 | $19.3M | Add +10.1% |
| VWO Vanguard Ftse Emerging Marke | FTSE EMR MKT ETF · principal | 439,666 | $18.4M | Reduce -0.5% |
| SPSB SS SPDR P St C Corp. ETF | ST SHOR CORP ETF · principal | 557,178 | $16.6M | Reduce -4.4% |
| USMV iShares MSCI USA Min Vol Fac | MSCI USA MIN ETF · principal | 164,214 | $13.7M | Reduce -3.2% |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS · principal | 202,843 | $12.0M | Add +0.3% |
| VCLT Vanguard Long-Term Corp. Bond | LG-TERM COR BD · principal | 148,099 | $11.6M | Add +44.5% |
| GIGB Goldman Sachs Inv GRD Corp. | ACCESS INVT GR · principal | 240,611 | $11.0M | Add +2.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | TR UNIT · principal | 18,842 | $9.9M | Reduce -26.8% |
| VB Vanguard Most SM-Cap ETF-Usd | SMALL CP ETF · principal | 42,944 | $9.8M | Reduce -2.9% |
| SPTS SS SPDR P St Term TSY ETF | ST SHO TREAS ETF · principal | 318,462 | $9.2M | Add +2.2% |
| GSIE Goldman Sachs Activebeta Int | ACTIVEBETA INT · principal | 246,665 | $8.5M | Reduce -3.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | MID CAP ETF · principal | 32,813 | $8.2M | Reduce -3.6% |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP · principal | 84,500 | $6.8M | Add +29.4% |
| VCSH Vanguard S/T Corp. Bond ETF | SHRT TRM CORP BD · principal | 80,963 | $6.3M | Add +15.1% |
| SPIB SS SPDR P Int C Corp. ETF | ST INTER BD ETF · principal | 177,273 | $5.8M | Reduce -0.3% |
| VYM Vanguard High DVD Yield ETF | HIGH DIV YLD · principal | 46,174 | $5.6M | Add +54.5% |
| MCHI iShares MSCI China ETF | MSCI CHINA ETF · principal | 94,681 | $3.8M | New |
| VYMI Vanguard Int High DVD YLD Inc. | INTL HIGH ETF · principal | 45,028 | $3.1M | Add +47.3% |
| FALN iShares Fallen Angels ETF | FALN ANGLS USD · principal | 111,864 | $3.0M | Add +48.2% |
| JNK SS SPDR BB High Yield Bond | ST BLOO HIGH ETF · principal | 29,008 | $2.8M | Add +90.2% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | IBOXX HI YD ETF · principal | 33,899 | $2.6M | Reduce -50.2% |
| VNQ Vanguard Real Estate ETF | REAL ESTATE ETF · principal | 27,354 | $2.4M | Add +51.2% |
| SMIN iShares MSCI India Small-Cap | MSCI INDIA SM CP · principal | 24,579 | $1.7M | Reduce -20.1% |
| BNDX Vanguard Total Intl Bond ETF | TOTAL INT BD ETF · principal | 32,143 | $1.6M | Reduce -2.7% |
| ESGU iShares ESG Aware MSCI USA | ESG AWR MSCI USA · principal | 11,686 | $1.3M | Add +5.1% |
| EMB iShares JP Morgan Usd Emergi | JPMORGAN USD EMG · principal | 11,966 | $1.1M | Add +48.0% |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG · principal | 5,525 | $573K | Reduce -1.0% |
| EAGG iShares ESG Aware US Aggrega | ESG AWR US AGRGT · principal | 10,922 | $513K | Reduce -17.5% |
| ESGD iShares Trust iShares ESG Aw | ESG AW MSCI EAFE · principal | 3,997 | $319K | No change |
Total filed on the 13F, all lines: $8.8B.
Portfolio Sells Q4 2023 → Q1 2024
| UL Unilever PLC | Reduce -94.3% | 0.12% | −1.94 |
| FMC FMC Corp. | Reduce -97.0% | 0.05% | −1.72 |
| IDXX Idexx Laboratories Inc. | Reduce -79.1% | 0.29% | −1.15 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −1.14 |
| CBOE Cboe Global Markets Inc. | Reduce -94.9% | 0.05% | −0.90 |
| NOW ServiceNow Inc. | Reduce -31.9% | 1.21% | −0.47 |
| CVS CVS Health Corp. | Reduce -56.9% | 0.21% | −0.28 |
| CRM Salesforce Inc. | Reduce -38.0% | 0.61% | −0.27 |
| MAS Masco Corp. | Reduce -26.6% | 1.16% | −0.21 |
| MDT Medtronic PLC | Reduce -13.2% | 1.45% | −0.16 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.15 |
| EA Electronic Arts Inc. | Reduce -1.1% | 2.26% | −0.14 |
| SBAC SBA Communications Corp. | Reduce -0.2% | 0.60% | −0.12 |
| RTO Rentokil Initial PLC-SP ADR | Sold out | 0.00% | −0.11 |
| JNJ Johnson & Johnson | Reduce -2.4% | 3.14% | −0.11 |
| NVS Novartis AG-Sponsored ADR | Reduce -1.4% | 1.26% | −0.10 |
| LULU Lululemon Athletica Inc. | Sold out | 0.00% | −0.09 |
| LHX L3HARRIS Technologies Inc. | Reduce -2.5% | 2.75% | −0.09 |
| COLD Americold Realty Trust Inc. | Reduce -52.9% | 0.05% | −0.09 |
| NOC Northrop Grumman Corp. | Reduce -6.3% | 1.26% | −0.08 |
| UNP Union Pacific Corp. | Reduce -4.0% | 1.28% | −0.08 |
| PLD Prologis Inc. | Reduce -9.2% | 0.45% | −0.07 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.3% | 0.98% | −0.07 |
| MCO Moody's Corp. | Reduce -2.0% | 1.92% | −0.06 |
| GILD Gilead Sciences Inc. | Reduce -7.9% | 0.28% | −0.06 |
| CMCSA Comcast Corp. Class A | Reduce -8.5% | 0.44% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -7.3% | 0.48% | −0.05 |
| HON Honeywell International Inc. | Reduce -8.2% | 0.39% | −0.05 |
| GTY Getty Realty Corp. | Sold out | 0.00% | −0.05 |
| UPS United Parcel Service Class B | Reduce -7.6% | 0.27% | −0.05 |
| MELI MercadoLibre Inc. | Reduce -2.7% | 0.49% | −0.04 |
| MU Micron Technology Inc. | Reduce -27.3% | 3.12% | −0.04 |
| AIRC Apartment Income REIT Co. | Sold out | 0.00% | −0.04 |
| ADM Archer-Daniels-Midland Co. | Reduce -8.9% | 0.13% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -8.8% | 0.33% | −0.04 |
| PFE Pfizer Inc. | Reduce -6.2% | 0.28% | −0.04 |
| AMT American Tower Corp. | Reduce -13.2% | 0.12% | −0.04 |
| SONY Sony Group Corp. - SP ADR | Reduce -3.3% | 0.21% | −0.03 |
| ADI Analog Devices Inc. | Reduce -7.2% | 0.33% | −0.03 |
| VTR Ventas Inc. | Reduce -25.9% | 0.06% | −0.03 |
| ABT Abbott Laboratories | Reduce -9.0% | 0.39% | −0.03 |
| ESS Essex Property Trust Inc. | Sold out | 0.00% | −0.03 |
| ADC Agree Realty Corp. | Reduce -15.5% | 0.10% | −0.03 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -3.2% | 1.20% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -8.1% | 0.34% | −0.03 |
| MMM 3M Co. | Reduce -7.1% | 0.20% | −0.03 |
| CVX Chevron Corp. | Reduce -8.0% | 0.51% | −0.02 |
| ELS Equity Lifestyle Properties | Reduce -7.2% | 0.11% | −0.02 |
| EQC Equity Commonwealth | Reduce -27.4% | 0.05% | −0.02 |
| SUI Sun Communities Inc. | Reduce -4.5% | 0.17% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| PM Philip Morris International | New | 1.80% | +1.80 |
| HDB HDFC Bank Ltd.-ADR | Add +191.2% | 1.83% | +1.06 |
| STZ Constellation Brands Inc. Class A | Add +119.3% | 1.58% | +0.93 |
| HUM Humana Inc. | Add +394.0% | 1.24% | +0.90 |
| UNH Unitedhealth Group Inc. | Add +176.9% | 1.26% | +0.77 |
| CNI Canadian Natl Railway Co. | Add +46.4% | 1.61% | +0.54 |
| NVDA Nvidia Corp. | New | 0.52% | +0.52 |
| CSX CSX Corp. | Add +41.7% | 1.24% | +0.41 |
| SPGI S&P Global Inc. | Add +32.3% | 1.30% | +0.26 |
| ICE Intercontinental Exchange Inc. | Add +11.5% | 1.57% | +0.23 |
| EQIX Equinix Inc. | Add +10.7% | 1.13% | +0.12 |
| VMRK Vivmark Residential | New | 0.07% | +0.07 |
| DLR Digital Realty Trust Inc. | New | 0.06% | +0.06 |
| DBRG Digitalbridge Group Inc. | New | 0.06% | +0.06 |
| EFX Equifax Inc. | New | 0.05% | +0.05 |
| TRU Transunion | New | 0.04% | +0.04 |
| WELL Welltower Inc. | Add +30.2% | 0.16% | +0.04 |
| FR First Industrial Realty TR | New | 0.04% | +0.04 |
| VTEX Vtex Class A | New | 0.03% | +0.03 |
| GLOB Globant SA | Add +41.6% | 0.17% | +0.03 |
| TRNO Terreno Realty Corp. | Add +20.2% | 0.12% | +0.02 |
| AMH American Homes 4 Rent- A | Add +25.8% | 0.10% | +0.02 |
| LXP LXP Industrial Trust | Add +24.1% | 0.11% | +0.01 |
| INVH Invitation Homes Inc. | Add +0.4% | 0.17% | +0.00 |
| MCRI Monarch Casino & Resort Inc. | Add +0.0% | 0.07% | +0.00 |
| O Realty Income Corp. | Add +11.6% | 0.09% | +0.00 |
| UDR Udr Inc. | Add +0.3% | 0.04% | −0.00 |
| AZN Astrazeneca PLC-Spons ADR | Add +1.1% | 2.38% | −0.00 |
| AVB Avalonbay Communities Inc. | Add +0.3% | 0.13% | −0.00 |
| CCI Crown Castle Inc. | Add +0.2% | 0.06% | −0.01 |
| PSA Public Storage | Add +0.9% | 0.18% | −0.01 |
| EXR Extra Space Storage Inc. | Add +0.7% | 0.12% | −0.01 |
| REXR Rexford Industrial Realty Inc. | Add +2.4% | 0.13% | −0.01 |
| TEAM Atlassian Corp. Class A | Add +15.9% | 0.22% | −0.02 |
| BMRN Biomarin Pharmaceutical Inc. | Add +0.8% | 1.26% | −0.15 |
Notes & Other Activity Q4 2023 → Q1 2024
| HYMB SS SPDR N Ice HY Muni ETF | ST NUVE HIGH ETF · principal | New | 4,182,396 | $107.4M |
| USHY iShares Broad Usd High Yield | BROAD USD HIGH · principal | Add +510.6% | 2,339,735 | $85.6M |
| VOO Vanguard S&P 500 ETF | S&P 500 ETF SHS · principal | Reduce -7.4% | 121,472 | $58.4M |
| MUB iShares National Muni Bond E | NATIONAL MUN ETF · principal | Add +0.5% | 440,878 | $47.4M |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF · principal | Add +1.4% | 1,631,869 | $46.0M |
| BND Vanguard Total Bond Market | TOTAL BND MRKT · principal | Reduce -10.2% | 612,219 | $44.5M |
| MBB iShares MBS ETF | MBS ETF · principal | Add +13.9% | 356,061 | $32.9M |
| RSP Invesco S&P 500 Equal Weight | S&P500 EQL WGT · principal | Add +56.7% | 160,917 | $27.3M |
| VTEB Vanguard Tax-Exempt Bond ETF | TAX EXEMPT BD · principal | Reduce -6.0% | 520,143 | $26.3M |
| VEA Vanguard Ftse Developed ETF | VAN FTSE DEV MKT · principal | Reduce -3.0% | 459,280 | $23.0M |
| USIG iShares Broad Usd Investment | USD INV GRDE ETF · principal | Reduce -3.9% | 429,666 | $21.8M |
| VMBS Vanguard Mortgage-Backed Sec | MTG-BKD SECS ETF · principal | Add +0.7% | 477,375 | $21.8M |
| SCHD Schwab US DVD Equity ETF | US DIVIDEND EQ · principal | Add +10.1% | 239,118 | $19.3M |
| VWO Vanguard Ftse Emerging Marke | FTSE EMR MKT ETF · principal | Reduce -0.5% | 439,666 | $18.4M |
| SPSB SS SPDR P St C Corp. ETF | ST SHOR CORP ETF · principal | Reduce -4.4% | 557,178 | $16.6M |
| USMV iShares MSCI USA Min Vol Fac | MSCI USA MIN ETF · principal | Reduce -3.2% | 164,214 | $13.7M |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS · principal | Add +0.3% | 202,843 | $12.0M |
| VCLT Vanguard Long-Term Corp. Bond | LG-TERM COR BD · principal | Add +44.5% | 148,099 | $11.6M |
| GIGB Goldman Sachs Inv GRD Corp. | ACCESS INVT GR · principal | Add +2.1% | 240,611 | $11.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | TR UNIT · principal | Reduce -26.8% | 18,842 | $9.9M |
| VB Vanguard Most SM-Cap ETF-Usd | SMALL CP ETF · principal | Reduce -2.9% | 42,944 | $9.8M |
| SPTS SS SPDR P St Term TSY ETF | ST SHO TREAS ETF · principal | Add +2.2% | 318,462 | $9.2M |
| GSIE Goldman Sachs Activebeta Int | ACTIVEBETA INT · principal | Reduce -3.2% | 246,665 | $8.5M |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | MID CAP ETF · principal | Reduce -3.6% | 32,813 | $8.2M |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP · principal | Add +29.4% | 84,500 | $6.8M |
| VCSH Vanguard S/T Corp. Bond ETF | SHRT TRM CORP BD · principal | Add +15.1% | 80,963 | $6.3M |
| SPIB SS SPDR P Int C Corp. ETF | ST INTER BD ETF · principal | Reduce -0.3% | 177,273 | $5.8M |
| VYM Vanguard High DVD Yield ETF | HIGH DIV YLD · principal | Add +54.5% | 46,174 | $5.6M |
| MCHI iShares MSCI China ETF | MSCI CHINA ETF · principal | New | 94,681 | $3.8M |
| VYMI Vanguard Int High DVD YLD Inc. | INTL HIGH ETF · principal | Add +47.3% | 45,028 | $3.1M |
| FALN iShares Fallen Angels ETF | FALN ANGLS USD · principal | Add +48.2% | 111,864 | $3.0M |
| JNK SS SPDR BB High Yield Bond | ST BLOO HIGH ETF · principal | Add +90.2% | 29,008 | $2.8M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | IBOXX HI YD ETF · principal | Reduce -50.2% | 33,899 | $2.6M |
| VTV Vanguard Mrngstr Val ETF-Aui | VALUE ETF · principal | Sold out | 17,438 | $2.6Mbefore exit |
| VNQ Vanguard Real Estate ETF | REAL ESTATE ETF · principal | Add +51.2% | 27,354 | $2.4M |
| SMIN iShares MSCI India Small-Cap | MSCI INDIA SM CP · principal | Reduce -20.1% | 24,579 | $1.7M |
| BNDX Vanguard Total Intl Bond ETF | TOTAL INT BD ETF · principal | Reduce -2.7% | 32,143 | $1.6M |
| ESGU iShares ESG Aware MSCI USA | ESG AWR MSCI USA · principal | Add +5.1% | 11,686 | $1.3M |
| EMB iShares JP Morgan Usd Emergi | JPMORGAN USD EMG · principal | Add +48.0% | 11,966 | $1.1M |
| GSLC Goldman Activebeta US LC ETF | ACTIVEBETA US LG · principal | Reduce -1.0% | 5,525 | $573K |
| EAGG iShares ESG Aware US Aggrega | ESG AWR US AGRGT · principal | Reduce -17.5% | 10,922 | $513K |
| VUG Vanguard Mrngstar GR ETF-Sui | GROWTH ETF · principal | Sold out | 749 | $233Kbefore exit |
| VTI VG Morningstar TS MKT ETF-US | TOTAL STK MKT · principal | Sold out | 964 | $229Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2024 | 189 | $8.0B | AMZN, MA, GOOGL, TSM, JNJ |