Mosaic Financial Group, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 15, 2024), Mosaic Financial Group, LLC reported 124 stock positions worth $140.9 million. Its top holding was Vanguard Dividend Apprec ETF (VIG) at 11.1% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 9.3%) and Microsoft (MSFT, 5.8%). Compared with Q2 2024, it opened 11 new positions, sold out of 13, added to 30 and reduced 39. The biggest buy was Blackstone (BX, shares +249%) and the biggest sale an exit from US Bancorp (USB).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0002011050
Portfolio Value
$140.9M (Q3 2024)
SEC Filing
0002011050-24-000006 ↗ filed Nov 15, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $124.8M Q1 2024 Q2 2024: $139.3M Q2 2024 Q3 2024: $140.9M $140.9M Q3 2024 Q4 2024: $139.4M Q4 2024 Q1 2025: $123.0M Q1 2025 Q2 2025: $130.7M Q2 2025 Q3 2025: $140.5M Q3 2025 Q4 2025: $146.4M Q4 2025 Q1 2026: $140.9M Q1 2026 Q2 2026: $156.4M Q2 2026

Holdings 124 stocks · $140.9M
VIG Vanguard Dividend Apprec ETF 11.12% 79,065 $15.7M Reduce -0.7%
IVV iShares Core S&P 500 ETF 9.26% 22,608 $13.0M Add +0.3%
MSFT Microsoft Corp. 5.76% 18,856 $8.1M Add +5.3%
UNP Union Pacific Corp. 4.36% 24,933 $6.1M Reduce -1.3%
T AT&T Inc. 3.92% 251,226 $5.5M Reduce -16.0%
AAPL Apple Inc. 3.55% 21,449 $5.0M Reduce -9.6%
CHTR Charter Communications Inc. Class A 2.62% 11,388 $3.7M Reduce -3.0%
RSP Invesco S&P 500 Equal Weight 2.20% 17,276 $3.1M Add +0.6%
BRK.A Berkshire Hathaway Inc. Class A 1.96% 4 $2.8M No change
IWM iShares Russell 2000 ETF 1.48% 9,422 $2.1M Add +0.9%
LLY Eli Lilly & Co. 1.45% 2,308 $2.0M Reduce -30.3%
JPM JPMorgan Chase & Co. 1.45% 9,656 $2.0M Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US 1.39% 6,936 $2.0M Reduce -14.1%
RYAN Ryan Specialty Holdings Inc. 1.36% 28,843 $1.9M No change
QQQ Invesco QQQ Trust Series 1 1.30% 3,754 $1.8M Add +0.9%
KKR KKR & Co. Inc. 1.30% 14,000 $1.8M No change
WTW Willis Towers Watson PLC 1.26% 6,040 $1.8M No change
GOOGL Alphabet Inc. Class A 1.25% 10,639 $1.8M Reduce -0.6%
NVS Novartis AG-Sponsored ADR 1.18% 14,491 $1.7M No change
CVX Chevron Corp. 1.13% 10,828 $1.6M Add +1.8%
AMZN Amazon.com Inc. 1.11% 8,355 $1.6M Reduce -41.6%
COP Conocophillips 1.10% 14,658 $1.5M Reduce -6.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 1.03% 36,573 $1.5M Add +0.1%
FDN First Trust DJ Internet Ind 1.01% 6,705 $1.4M Reduce -4.3%
NVDA Nvidia Corp. 1.01% 11,668 $1.4M Reduce -8.3%
AVGO Broadcom Inc. 0.95% 7,760 $1.3M Add +3.9%
PGX Invesco Preferred ETF 0.92% 105,153 $1.3M Reduce -1.0%
VYMI Vanguard Int High DVD YLD Inc. 0.90% 17,320 $1.3M Add +12.1%
FBND Fidelity Total Bond ETF 0.90% 27,032 $1.3M Add +39.6%
MCD McDonald's Corp. 0.89% 4,116 $1.3M Reduce -6.5%
VCSH Vanguard S/T Corp. Bond ETF 0.88% 15,601 $1.2M Reduce -4.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.86% 4,615 $1.2M Reduce -3.8%
MINT PIMCO Enhanced Short Maturit 0.86% 12,045 $1.2M Reduce -11.8%
DGRW Wisdomtree U.S. Quality Divi 0.76% 12,886 $1.1M Add +17.8%
DGRO iShares Core Dividend Growth 0.74% 16,638 $1.0M Reduce -8.2%
JPST JPMorgan Ultra-Short Income 0.74% 20,434 $1.0M Reduce -16.7%
BATRK Atlanta Braves Holdings in-C 0.73% 25,791 $1.0M No change
XOM Exxon Mobil Corp. 0.68% 8,165 $957K Add +2.0%
SU Suncor Energy Inc. 0.66% 25,142 $928K No change
MRK Merck & Co. Inc. 0.64% 7,943 $902K Reduce -3.5%
BX Blackstone Inc. 0.64% 5,881 $901K Add +249.2%
OKE Oneok Inc. 0.64% 9,874 $900K Add +48.5%
IWF iShares Russell 1000 Growth 0.61% 2,283 $857K Add +0.1%
PHO Invesco Water Resources ETF 0.60% 11,938 $842K Add +0.0%
VCIT Vanguard Int-Term Corporate 0.52% 8,829 $739K Reduce -0.1%
FLOT iShares Floating Rate Bond E 0.52% 14,432 $737K Reduce -16.9%
BRK.B Berkshire Hathaway Inc. Class B 0.52% 1,592 $733K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.50% 6,003 $706K Add +0.3%
CGW Invesco S&P Global Water Ind 0.50% 11,492 $703K No change
PG The Procter & Gamble Co. 0.48% 3,898 $675K Add +4.5%
SPTI SS SPDR P Int Term TSY ETF 0.48% 23,188 $674K New
GIS General Mills Inc. 0.45% 8,584 $634K No change
BHP BHP Group Ltd.-Spon ADR 0.44% 10,000 $621K No change
KO The Coca-Cola Co. 0.43% 8,400 $604K No change
FCX Freeport-McMoran Inc. 0.42% 11,922 $595K Reduce -12.5%
LMT Lockheed Martin Corp. 0.42% 1,001 $585K Reduce -31.7%
JCPB JPMorgan Core Plus Bond ETF 0.41% 11,910 $575K New
GOOG Alphabet Inc. Class C 0.39% 3,308 $553K No change
KMB Kimberly-Clark Corp. 0.39% 3,826 $544K No change
VFH Vanguard Financials ETF 0.36% 4,597 $505K Reduce -34.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.36% 1,315 $505K No change
WBD Warner Bros Discovery Inc. 0.35% 59,038 $487K Reduce -17.5%
FXH First Trust Health Care Alph 0.34% 4,300 $481K No change
IJR iShares Core S&P Small-Cap E 0.33% 4,011 $469K Add +0.1%
DOV Dover Corp. 0.33% 2,418 $464K No change
WFC Wells Fargo & Co. 0.31% 7,703 $435K Add +0.6%
VNQ Vanguard Real Estate ETF 0.31% 4,442 $433K Add +0.3%
JNJ Johnson & Johnson 0.30% 2,603 $422K Reduce -1.6%
USMV iShares MSCI USA Min Vol Fac 0.29% 4,550 $415K No change
GS Goldman Sachs Group Inc. 0.29% 818 $405K Add +0.5%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.28% 2,377 $399K No change
VYM Vanguard High DVD Yield ETF 0.28% 3,097 $397K No change
XLF SS Financial Select Sector 0.27% 8,499 $385K Reduce -0.5%
MAR Marriott International Class A 0.25% 1,427 $355K Add +0.2%
DVN Devon Energy Corp. 0.25% 9,010 $352K Add +11.0%
QUAL iShares MSCI USA Quality Fac 0.25% 1,958 $351K No change
IVE iShares S&P 500 Value ETF 0.24% 1,695 $334K Reduce -22.5%
AMAT Applied Materials Inc. 0.24% 1,650 $333K No change
DAL Delta Air Lines Inc. 0.23% 6,497 $330K Add +0.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.23% 1,871 $327K No change
PLD Prologis Inc. 0.23% 2,581 $326K Add +18.3%
VHT Vanguard Health Care ETF 0.23% 1,154 $326K No change
HD Home Depot Inc. 0.22% 778 $315K New
MDT Medtronic PLC 0.22% 3,420 $308K No change
BY Byline Bancorp Inc. 0.22% 11,325 $303K No change
PBA Pembina Pipeline Corp. 0.21% 7,250 $299K No change
IQLT iShares MSCI International Q 0.21% 7,150 $297K No change
NEE Nextera Energy Inc. 0.21% 3,495 $295K Reduce -5.3%
CCI Crown Castle Inc. 0.21% 2,466 $293K Reduce -9.2%
BXSL Blackstone Secured Lending F 0.21% 9,909 $290K No change
MCHP Microchip Technology Inc. 0.20% 3,580 $287K Add +0.5%
AMT American Tower Corp. 0.20% 1,223 $284K No change
IEFA iShares Core MSCI Eafe ETF 0.20% 3,616 $282K Reduce -16.2%
ABNB Airbnb Inc. Class A 0.20% 2,216 $281K No change
EQIX Equinix Inc. 0.20% 311 $276K No change
LUV Southwest Airlines Co. 0.19% 9,259 $274K Add +1.2%
QCOM Qualcomm Inc. 0.19% 1,608 $273K New
UAL United Airlines Holdings Inc. 0.19% 4,689 $268K No change
BST BlackRock Science & Tech TR 0.19% 7,500 $266K Reduce -11.8%
MO Altria Group Inc. 0.19% 5,170 $264K No change
GD General Dynamics Corp. 0.19% 873 $264K New
ROST Ross Stores Inc. 0.18% 1,685 $254K Add +0.3%
CSCO Cisco Systems Inc. 0.18% 4,688 $249K Reduce -17.4%
MDLZ Mondelez International Inc. Class A 0.18% 3,363 $248K No change
NFLX Netflix Inc. 0.18% 348 $247K Reduce -5.4%
AMGN Amgen Inc. 0.17% 761 $245K Add +0.4%
LOW Lowe's Cos Inc. 0.17% 896 $243K No change
MS Morgan Stanley 0.17% 2,294 $239K Reduce -8.0%
BATRA Atlanta Braves Holdings in-A 0.17% 5,600 $236K Reduce -17.6%
ABBV Abbvie Inc. 0.16% 1,166 $230K New
BLK BlackRock Inc. 0.16% 238 $226K No change
PM Philip Morris International 0.16% 1,851 $225K New
ALC Alcon Inc. filed as ALCON AG 0.16% 2,231 $223K New
MOAT Vaneck Morningstar Wide Moat 0.16% 2,283 $221K No change
CB Chubb Ltd. 0.15% 754 $217K No change
PSX Phillips 66 0.15% 1,641 $216K Reduce -21.9%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.15% 800 $214K New
EPD Enterprise Products Partners 0.15% 7,290 $212K New
RTX RTX Corp. 0.15% 1,741 $211K New
NVO Novo-Nordisk A/S-Spons ADR 0.15% 1,730 $206K No change
BSTZ BlackRock Sci & Tech TRM TR 0.14% 10,000 $192K No change
TBLD Thornburg Income Builder Opp 0.13% 10,000 $178K No change
RMI Rivernorth Opport Muni Inc. 0.12% 10,000 $163K No change
RFMZ Rivernorth Flex Muni II 0.10% 10,000 $145K No change

Portfolio Sells Q2 2024 → Q3 2024
USB US Bancorp Sold out 0.00% −1.02
DBEF Xtrackers MSCI Eafe Hedged E Sold out 0.00% −1.00
AMZN Amazon.com Inc. Reduce -41.6% 1.11% −0.88
LLY Eli Lilly & Co. Reduce -30.3% 1.45% −0.70
SPY SS SPDR S&P 500 ETF Trust-US Sold out 0.00% −0.29
PFE Pfizer Inc. Sold out 0.00% −0.25
VMC Vulcan Materials Co. Sold out 0.00% −0.21
COP Conocophillips Reduce -6.0% 1.10% −0.18
T AT&T Inc. Reduce -16.0% 3.92% −0.18
ADI Analog Devices Inc. Sold out 0.00% −0.18
DE Deere & Co. Sold out 0.00% −0.17
EW Edwards Lifesciences Corp. Sold out 0.00% −0.17
VTI VG Morningstar TS MKT ETF-US Reduce -14.1% 1.39% −0.16
JPST JPMorgan Ultra-Short Income Reduce -16.7% 0.74% −0.15
GOOGL Alphabet Inc. Class A Reduce -0.6% 1.25% −0.15
PEP Pepsico Inc. Sold out 0.00% −0.14
VFH Vanguard Financials ETF Reduce -34.0% 0.36% −0.14
BRSL Brightstar Lottery PLC Sold out 0.00% −0.13
MINT PIMCO Enhanced Short Maturit Reduce -11.8% 0.86% −0.13
NVDA Nvidia Corp. Reduce -8.3% 1.01% −0.12
FLOT iShares Floating Rate Bond E Reduce -16.9% 0.52% −0.11
GPC Genuine Parts Co. Sold out 0.00% −0.09
MRK Merck & Co. Inc. Reduce -3.5% 0.64% −0.09
SONY Sony Group Corp. - SP ADR Sold out 0.00% −0.09
AXP American Express Co. Sold out 0.00% −0.08
LMT Lockheed Martin Corp. Reduce -31.7% 0.42% −0.08
PSX Phillips 66 Reduce -21.9% 0.15% −0.06
FCX Freeport-McMoran Inc. Reduce -12.5% 0.42% −0.05
IVE iShares S&P 500 Value ETF Reduce -22.5% 0.24% −0.05
BST BlackRock Science & Tech TR Reduce -11.8% 0.19% −0.04
AAPL Apple Inc. Reduce -9.6% 3.55% −0.04
WBD Warner Bros Discovery Inc. Reduce -17.5% 0.35% −0.04
BATRA Atlanta Braves Holdings in-A Reduce -17.6% 0.17% −0.03
IEFA iShares Core MSCI Eafe ETF Reduce -16.2% 0.20% −0.03
VCSH Vanguard S/T Corp. Bond ETF Reduce -4.3% 0.88% −0.03
FDN First Trust DJ Internet Ind Reduce -4.3% 1.01% −0.02
CSCO Cisco Systems Inc. Reduce -17.4% 0.18% −0.02
DGRO iShares Core Dividend Growth Reduce -8.2% 0.74% −0.01
MS Morgan Stanley Reduce -8.0% 0.17% −0.00
NFLX Netflix Inc. Reduce -5.4% 0.18% −0.00
VCIT Vanguard Int-Term Corporate Reduce -0.1% 0.52% +0.02
CCI Crown Castle Inc. Reduce -9.2% 0.21% +0.02
XLF SS Financial Select Sector Reduce -0.5% 0.27% +0.02
NEE Nextera Energy Inc. Reduce -5.3% 0.21% +0.02
JNJ Johnson & Johnson Reduce -1.6% 0.30% +0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -3.8% 0.86% +0.03
JPM JPMorgan Chase & Co. Reduce -0.4% 1.45% +0.04
PGX Invesco Preferred ETF Reduce -1.0% 0.92% +0.04
MCD McDonald's Corp. Reduce -6.5% 0.89% +0.08
CHTR Charter Communications Inc. Class A Reduce -3.0% 2.62% +0.10

Portfolio Buys Q2 2024 → Q3 2024
BX Blackstone Inc. Add +249.2% 0.64% +0.49
SPTI SS SPDR P Int Term TSY ETF New 0.48% +0.48
JCPB JPMorgan Core Plus Bond ETF New 0.41% +0.41
IVV iShares Core S&P 500 ETF Add +0.3% 9.26% +0.40
FBND Fidelity Total Bond ETF Add +39.6% 0.90% +0.27
OKE Oneok Inc. Add +48.5% 0.64% +0.25
HD Home Depot Inc. New 0.22% +0.22
QCOM Qualcomm Inc. New 0.19% +0.19
GD General Dynamics Corp. New 0.19% +0.19
RSP Invesco S&P 500 Equal Weight Add +0.6% 2.20% +0.17
ABBV Abbvie Inc. New 0.16% +0.16
PM Philip Morris International New 0.16% +0.16
ALC Alcon Inc. New 0.16% +0.16
VBK Van Morst SML-Cap Gro-Usd Inc. New 0.15% +0.15
EPD Enterprise Products Partners New 0.15% +0.15
RTX RTX Corp. New 0.15% +0.15
DGRW Wisdomtree U.S. Quality Divi Add +17.8% 0.76% +0.15
VYMI Vanguard Int High DVD YLD Inc. Add +12.1% 0.90% +0.14
IWM iShares Russell 2000 ETF Add +0.9% 1.48% +0.12
AVGO Broadcom Inc. Add +3.9% 0.95% +0.09
PLD Prologis Inc. Add +18.3% 0.23% +0.06
PHO Invesco Water Resources ETF Add +0.0% 0.60% +0.04
VNQ Vanguard Real Estate ETF Add +0.3% 0.31% +0.04
PG The Procter & Gamble Co. Add +4.5% 0.48% +0.04
TJX TJX Companies Inc. Add +0.3% 0.50% +0.03
IJR iShares Core S&P Small-Cap E Add +0.1% 0.33% +0.03
GS Goldman Sachs Group Inc. Add +0.5% 0.29% +0.02
QQQ Invesco QQQ Trust Series 1 Add +0.9% 1.30% +0.02
XOM Exxon Mobil Corp. Add +2.0% 0.68% +0.02
DAL Delta Air Lines Inc. Add +0.3% 0.23% +0.01
IWF iShares Russell 1000 Growth Add +0.1% 0.61% +0.01
MSFT Microsoft Corp. Add +5.3% 5.76% +0.01
LUV Southwest Airlines Co. Add +1.2% 0.19% +0.01
ROST Ross Stores Inc. Add +0.3% 0.18% +0.01
MAR Marriott International Class A Add +0.2% 0.25% +0.01
AMGN Amgen Inc. Add +0.4% 0.17% +0.00
BAC Bank of America Corp. Add +0.1% 1.03% −0.01
WFC Wells Fargo & Co. Add +0.6% 0.31% −0.02
DVN Devon Energy Corp. Add +11.0% 0.25% −0.03
MCHP Microchip Technology Inc. Add +0.5% 0.20% −0.03
CVX Chevron Corp. Add +1.8% 1.13% −0.06

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 134$156.4MIVV, VIG, UNP, MSFT, AAPL
Q1 2026 126$140.9MIVV, VIG, MSFT, UNP, AAPL
Q4 2025 125$146.4MIVV, VIG, MSFT, UNP, AAPL
Q3 2025 120$140.5MIVV, VIG, MSFT, UNP, AAPL
Q2 2025 112$130.7MIVV, VIG, MSFT, UNP, AAPL
Q1 2025 117$123.0MVIG, IVV, MSFT, UNP, AAPL
Q4 2024 123$139.4MVIG, IVV, MSFT, T, UNP
Q3 2024 124$140.9MVIG, IVV, MSFT, UNP, T
Q2 2024 126$139.3MVIG, IVV, MSFT, T, UNP
Q1 2024 129$124.8MVIG, IVV, MSFT, UNP, AAPL