NINE MASTS CAPITAL Ltd
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 8, 2024), NINE MASTS CAPITAL Ltd reported 109 stock positions worth $222.2 million. Its top holding was HDFC Bank Ltd.-ADR (HDB) at 17.7% of the portfolio, followed by Alphabet Class A (GOOGL, 16.1%) and SS Technology Select Sector (XLK, 7.3%). Compared with Q1 2024, it opened 62 new positions, sold out of 10, added to 12 and reduced 32. The biggest buy was HDFC Bank Ltd.-ADR (HDB, shares +182%) and the biggest sale Bausch Health Cos (BHC, shares −79%).
- Most Recent 13F
- Q2 2026
- Location
- CENTRAL, K3
- CIK
- 0001569356
- Portfolio Value
- $222.2M (Q2 2024)
- SEC Filing
- 0001085146-24-003544 ↗ filed Aug 8, 2024
Holdings Value
Holdings 109 stocks · $222.2M
| HDB HDFC Bank Ltd.-ADR | 17.66% | 609,974 | $39.2M | Add +182.0% |
| GOOGL Alphabet Inc. Class A | 16.09% | 196,304 | $35.8M | Add +33.5% |
| XLK SS Technology Select Sector | 7.35% | 72,200 | $16.3M | New |
| EEM iShares MSCI Emerging Market | 6.33% | 330,500 | $14.1M | Add +24.5% |
| TYL Tyler Technologies Inc. | 4.07% | 18,000 | $9.1M | Reduce -12.2% |
| ISRLF Israel Acquisitions Corp. Class A | 1.98% | 400,000 | $4.4M | No change |
| HUBS HubSpot Inc. | 1.66% | 6,251 | $3.7M | New |
| NVG Nuveen Amt-FR Muni CRDT | 1.58% | 281,699 | $3.5M | Reduce -31.2% |
| XYZ Block Inc. | 1.37% | 47,126 | $3.0M | Reduce -7.4% |
| NAD Nuveen Quality Municipal Inc. | 1.28% | 242,237 | $2.8M | Reduce -39.5% |
| NZF Nuveen Municipal Credit Inc. | 1.23% | 220,588 | $2.7M | Reduce -23.9% |
| WDC Western Digital Corp. | 1.21% | 35,400 | $2.7M | New |
| VKTX Viking Therapeutics Inc. | 1.21% | 50,521 | $2.7M | New |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 1.18% | 229,690 | $2.6M | Reduce -34.7% |
| ZG Zillow Group Inc. Class A | 1.16% | 57,377 | $2.6M | New |
| NTNX Nutanix Inc. Class A | 1.10% | 42,831 | $2.4M | New |
| JOYY Joyy Inc.-ADR | 1.03% | 75,868 | $2.3M | New |
| BHP BHP Group Ltd.-Spon ADR | 0.99% | 38,608 | $2.2M | Reduce -8.2% |
| ZTO Zto Express Cayman Inc.-ADR | 0.99% | 104,436 | $2.2M | Reduce -11.0% |
| NMCO Nuveen Municipal Credit Opp | 0.97% | 195,370 | $2.2M | Reduce -18.2% |
| NMZ Nuveen Muni Hi Inc. Opport | 0.94% | 193,822 | $2.1M | Reduce -4.0% |
| KB KB Financial Group Inc.-ADR filed as KB FINL GROUP INC | 0.92% | 36,000 | $2.0M | New |
| BLKB Blackbaud Inc. | 0.91% | 26,617 | $2.0M | New |
| BBN BlackRock Taxable Muni BND | 0.90% | 122,296 | $2.0M | Reduce -15.1% |
| AER Aercap Holdings NV | 0.88% | 21,020 | $2.0M | New |
| DXC DXC Technology Co. | 0.80% | 93,020 | $1.8M | New |
| RCM R1 RCM Inc. | 0.74% | 130,813 | $1.6M | Add +755.0% |
| NUV Nuveen Municipal Value | 0.71% | 182,246 | $1.6M | New |
| TKO Tko Group Holdings Inc. | 0.70% | 14,500 | $1.6M | New |
| COP Conocophillips | 0.69% | 13,373 | $1.5M | New |
| AMD Advanced Micro Devices | 0.67% | 9,200 | $1.5M | New |
| ENV Envestnet Inc. | 0.62% | 22,000 | $1.4M | New |
| HQH Abrdn Healthcare Investors | 0.61% | 77,325 | $1.4M | New |
| FCX Freeport-McMoran Inc. | 0.60% | 27,250 | $1.3M | New |
| SPR Spirit Aerosystems Hold Class A | 0.59% | 40,166 | $1.3M | New |
| IIM Invesco Value Municipal Inco | 0.58% | 105,345 | $1.3M | Add +43.1% |
| IBIT iShares Bitcoin Trust ETF | 0.58% | 37,518 | $1.3M | New |
| BTT BlackRock 2030 Muni TRGT TRM | 0.58% | 61,667 | $1.3M | Add +12.7% |
| BHC Bausch Health Cos Inc. | 0.57% | 183,040 | $1.3M | Reduce -79.1% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.57% | 109,144 | $1.3M | Reduce -38.9% |
| EOG EOG Resources Inc. | 0.56% | 9,800 | $1.2M | New |
| GRND Grindr Inc. | 0.55% | 100,000 | $1.2M | No change |
| AL Sumisho Air Lease Corp. filed as AIR LEASE CORP | 0.55% | 25,714 | $1.2M | New |
| PML PIMCO Municipal Income FD II | 0.52% | 136,740 | $1.2M | Reduce -40.4% |
| KHC The Kraft Heinz Co. | 0.52% | 35,902 | $1.2M | New |
| INFA Informatica Inc. Class A | 0.49% | 35,182 | $1.1M | New |
| FOX Fox Corp. Class B | 0.46% | 31,927 | $1.0M | Reduce -77.7% |
| XMUIX BlackRock Municipal Income | 0.44% | 78,816 | $973K | Reduce -7.7% |
| INDI Indie Semiconductor Inc. Class A | 0.42% | 150,841 | $931K | New |
| SPOT Spotify Technology SA | 0.40% | 2,826 | $887K | New |
| BFK BlackRock Municipal Inc. TRST | 0.38% | 82,739 | $845K | Reduce -33.7% |
| BLE BlackRock Muni Inc. TR II | 0.38% | 77,914 | $842K | Reduce -41.1% |
| PBR Petroleo Brasileiro-Spon ADR | 0.36% | 55,000 | $797K | New |
| MMU Western Asset Managed Munici | 0.34% | 73,824 | $764K | Reduce -36.9% |
| MUC BlackRock Munihold Ca QLTY | 0.31% | 62,507 | $694K | Reduce -54.1% |
| PMO Franklin Muncipl Opps Tst-Ui | 0.30% | 65,644 | $674K | Add +0.8% |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | 0.30% | 53,810 | $673K | Reduce -31.8% |
| VKQ Invesco Municipal Trust | 0.30% | 66,342 | $661K | Add +155.1% |
| WDS Woodside Energy Group-ADR | 0.29% | 34,317 | $646K | No change |
| MUJ BlackRock Munihold NJ QLTY | 0.28% | 55,535 | $633K | Reduce -20.2% |
| NTES Netease Inc.-ADR | 0.28% | 6,534 | $624K | New |
| MHD BlackRock Muniholdings Fund | 0.26% | 47,606 | $576K | Add +0.6% |
| LEO BNY Mellon Strategic Muni | 0.25% | 92,302 | $565K | Reduce -9.0% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.25% | 11,550 | $545K | New |
| TECK Teck Resources Ltd.-CLS B | 0.24% | 11,000 | $527K | New |
| VGM Invesco Trust for Investmen | 0.21% | 45,946 | $472K | Reduce -51.8% |
| CMG Chipotle Mexican Grill Inc. | 0.21% | 7,500 | $470K | New |
| FANG Diamondback Energy Inc. | 0.20% | 2,200 | $440K | New |
| VMO Invesco Municipal Opport | 0.19% | 41,798 | $421K | Reduce -64.1% |
| CRTO Criteo SA-Spon | 0.19% | 11,000 | $415K | New |
| AR Antero Resources Corp. | 0.18% | 12,000 | $392K | New |
| SIRI Sirius XM Holdings Inc. | 0.17% | 137,363 | $389K | New |
| NBH Neuberger Municipal Fund Inc. | 0.17% | 36,298 | $388K | Add +114.2% |
| RRC Range Resources Corp. | 0.17% | 11,000 | $369K | New |
| HSY The Hershey Co. | 0.17% | 2,000 | $368K | New |
| SM SM Energy Co. | 0.16% | 8,300 | $359K | New |
| COST Costco Wholesale Corp. | 0.15% | 400 | $340K | New |
| VCV Invesco Ca Val Muni Inc. TR | 0.15% | 31,971 | $333K | Reduce -65.9% |
| MGY Magnolia Oil & Gas Corp. Class A | 0.14% | 12,400 | $314K | New |
| PR Permian Resources Corp. Class A | 0.14% | 19,100 | $308K | New |
| XMVFX BlackRock Munivest Fund | 0.14% | 42,988 | $308K | Add +58.5% |
| CTRA Coterra Energy Inc. | 0.14% | 11,500 | $307K | New |
| HAS Hasbro Inc. | 0.14% | 5,209 | $305K | New |
| NFLX Netflix Inc. | 0.13% | 440 | $297K | Reduce -31.0% |
| BSY Bentley Systems Inc. Class B | 0.13% | 6,000 | $296K | New |
| EQT Eqt Corp. | 0.13% | 8,000 | $296K | New |
| MTDR Matador Resources Co. | 0.13% | 4,900 | $292K | New |
| BARNES GROUP INC | 0.13% | 6,900 | $286K | New |
| AFB Allianceberstein NTL Muni | 0.13% | 25,042 | $278K | Reduce -8.7% |
| DKNG Draftkings Inc. Class A | 0.12% | 7,158 | $273K | Reduce -42.7% |
| EXE Expand Energy Corp. filed as CHESAPEAKE ENERGY CORP | 0.12% | 3,300 | $271K | New |
| S Sentinelone Inc. Class A | 0.12% | 12,500 | $263K | New |
| IQI Invesco Quality Muni Inc. TR | 0.12% | 26,474 | $263K | Reduce -7.1% |
| TOST Toast Inc. Class A | 0.12% | 10,000 | $258K | New |
| XBKNX BlackRock Invest QLTY Muni | 0.12% | 21,369 | $256K | Add +7.5% |
| DT Dynatrace Inc. | 0.11% | 5,643 | $252K | New |
| BEKE Ke Holdings Inc.-ADR filed as KE HLDGS INC | 0.11% | 17,000 | $252K | New |
| MNSO Miniso Group Holding Ltd.-ADR | 0.11% | 13,000 | $249K | New |
| ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD | 0.11% | 1,700 | $244K | Reduce -17.1% |
| HD Home Depot Inc. | 0.11% | 700 | $241K | New |
| MNDY Monday.com Ltd. | 0.11% | 1,000 | $241K | New |
| PD Pagerduty Inc. | 0.11% | 10,453 | $240K | New |
| CFLT Confluent Inc. Class A | 0.11% | 8,057 | $238K | New |
| EDU New Oriental Educatio-SP ADR | 0.10% | 3,000 | $229K | Reduce -75.8% |
| ESTC Elastic NV | 0.10% | 2,000 | $228K | New |
| DVN Devon Energy Corp. | 0.10% | 4,800 | $228K | New |
| WMT Walmart Inc. | 0.10% | 3,200 | $217K | New |
| DDOG Datadog Inc. Class A | 0.09% | 1,613 | $209K | New |
| DPZ Domino's Pizza Inc. | 0.09% | 400 | $207K | New |
Options reported separately and not counted above: TSM calls ($734K), TLT puts ($696K), PBR puts ($481K), REGN calls ($453K), FCX puts ($437K), CCL puts ($435K), COP puts ($369K), SLB puts ($369K), AMD puts ($355K), AEM calls ($338K), KHC puts ($333K), ABNB calls ($298K), and 14 more.
Other holdings (12): bonds, preferreds, convertibles and warrants · $19.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 12,500 | $7.4M | Add +25.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 5,000 | $4.8M | Reduce -80.8% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,000 | $4.6M | Reduce -84.8% |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 · principal | 407,186 | $1.3M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A · principal | 950,000 | $434K | Add +11.8% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 · principal | 700,000 | $346K | New |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 · principal | 299,447 | $52K | No change |
| MRDB.WS Mariadb PLC-27 | *W EXP 12/16/202 · principal | 288,530 | $43K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 · principal | 400,000 | $20K | No change |
| PRENW Prenetics Global Ltd. -CW26 | *W EXP 05/18/202 · principal | 362,456 | $5K | No change |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 5,000 | $5K | Reduce -33.3% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 3,000 | $3K | New |
Total filed on the 13F, all lines: $241.3M.
Portfolio Sells Q1 2024 → Q2 2024
| BHC Bausch Health Cos Inc. | Reduce -79.1% | 0.57% | −5.94 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −3.68 |
| XPEV Xpeng Inc. - ADR | Sold out | 0.00% | −2.65 |
| FOX Fox Corp. Class B | Reduce -77.7% | 0.46% | −2.42 |
| TYL Tyler Technologies Inc. | Reduce -12.2% | 4.07% | −2.04 |
| NAD Nuveen Quality Municipal Inc. | Reduce -39.5% | 1.28% | −1.94 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -31.2% | 1.58% | −1.91 |
| XYZ Block Inc. | Reduce -7.4% | 1.37% | −1.66 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -34.7% | 1.18% | −1.55 |
| NZF Nuveen Municipal Credit Inc. | Reduce -23.9% | 1.23% | −1.26 |
| TCOM Trip.com Group Ltd.-ADR | Sold out | 0.00% | −0.85 |
| PML PIMCO Municipal Income FD II | Reduce -40.4% | 0.52% | −0.84 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -38.9% | 0.57% | −0.82 |
| NMCO Nuveen Municipal Credit Opp | Reduce -18.2% | 0.97% | −0.80 |
| ZTO Zto Express Cayman Inc.-ADR | Reduce -11.0% | 0.99% | −0.80 |
| BBN BlackRock Taxable Muni BND | Reduce -15.1% | 0.90% | −0.75 |
| MUC BlackRock Munihold Ca QLTY | Reduce -54.1% | 0.31% | −0.74 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -8.2% | 0.99% | −0.71 |
| EDU New Oriental Educatio-SP ADR | Reduce -75.8% | 0.10% | −0.65 |
| BLE BlackRock Muni Inc. TR II | Reduce -41.1% | 0.38% | −0.63 |
| VMO Invesco Municipal Opport | Reduce -64.1% | 0.19% | −0.60 |
| LI Li Auto Inc. - ADR | Sold out | 0.00% | −0.56 |
| NMZ Nuveen Muni Hi Inc. Opport | Reduce -4.0% | 0.94% | −0.56 |
| BFK BlackRock Municipal Inc. TRST | Reduce -33.7% | 0.38% | −0.53 |
| MMU Western Asset Managed Munici | Reduce -36.9% | 0.34% | −0.51 |
| VCV Invesco Ca Val Muni Inc. TR | Reduce -65.9% | 0.15% | −0.51 |
| YUMC Yum China Holdings Inc. | Sold out | 0.00% | −0.46 |
| VGM Invesco Trust for Investmen | Reduce -51.8% | 0.21% | −0.45 |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | Reduce -31.8% | 0.30% | −0.37 |
| MP MP Materials Corp. | Sold out | 0.00% | −0.34 |
| M Macy's Inc. | Sold out | 0.00% | −0.29 |
| XMUIX BlackRock Municipal Income | Reduce -7.7% | 0.44% | −0.29 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.28 |
| MUJ BlackRock Munihold NJ QLTY | Reduce -20.2% | 0.28% | −0.28 |
| DKNG Draftkings Inc. Class A | Reduce -42.7% | 0.12% | −0.28 |
| BILI Bilibili Inc.-Sponsored ADR | Sold out | 0.00% | −0.20 |
| LEO BNY Mellon Strategic Muni | Reduce -9.0% | 0.25% | −0.18 |
| ZLAB Zai Lab Ltd.-ADR | Sold out | 0.00% | −0.16 |
| NFLX Netflix Inc. | Reduce -31.0% | 0.13% | −0.14 |
| ONC Beone Medicines Ltd.-ADR | Reduce -17.1% | 0.11% | −0.12 |
| AFB Allianceberstein NTL Muni | Reduce -8.7% | 0.13% | −0.09 |
| IQI Invesco Quality Muni Inc. TR | Reduce -7.1% | 0.12% | −0.08 |
Portfolio Buys Q1 2024 → Q2 2024
| HDB HDFC Bank Ltd.-ADR | Add +182.0% | 17.66% | +9.68 |
| XLK SS Technology Select Sector | New | 7.35% | +7.35 |
| HUBS HubSpot Inc. | New | 1.66% | +1.66 |
| WDC Western Digital Corp. | New | 1.21% | +1.21 |
| VKTX Viking Therapeutics Inc. | New | 1.21% | +1.21 |
| ZG Zillow Group Inc. Class A | New | 1.16% | +1.16 |
| NTNX Nutanix Inc. Class A | New | 1.10% | +1.10 |
| JOYY Joyy Inc.-ADR | New | 1.03% | +1.03 |
| KB KB Financial Group Inc.-ADR | New | 0.92% | +0.92 |
| BLKB Blackbaud Inc. | New | 0.91% | +0.91 |
| AER Aercap Holdings NV | New | 0.88% | +0.88 |
| DXC DXC Technology Co. | New | 0.80% | +0.80 |
| NUV Nuveen Municipal Value | New | 0.71% | +0.71 |
| TKO Tko Group Holdings Inc. | New | 0.70% | +0.70 |
| COP Conocophillips | New | 0.69% | +0.69 |
| AMD Advanced Micro Devices | New | 0.67% | +0.67 |
| ENV Envestnet Inc. | New | 0.62% | +0.62 |
| HQH Abrdn Healthcare Investors | New | 0.61% | +0.61 |
| RCM R1 RCM Inc. | Add +755.0% | 0.74% | +0.60 |
| FCX Freeport-McMoran Inc. | New | 0.60% | +0.60 |
| SPR Spirit Aerosystems Hold Class A | New | 0.59% | +0.59 |
| IBIT iShares Bitcoin Trust ETF | New | 0.58% | +0.58 |
| EOG EOG Resources Inc. | New | 0.56% | +0.56 |
| AL Sumisho Air Lease Corp. | New | 0.55% | +0.55 |
| KHC The Kraft Heinz Co. | New | 0.52% | +0.52 |
| GOOGL Alphabet Inc. Class A | Add +33.5% | 16.09% | +0.51 |
| INFA Informatica Inc. Class A | New | 0.49% | +0.49 |
| INDI Indie Semiconductor Inc. Class A | New | 0.42% | +0.42 |
| SPOT Spotify Technology SA | New | 0.40% | +0.40 |
| PBR Petroleo Brasileiro-Spon ADR | New | 0.36% | +0.36 |
| NTES Netease Inc.-ADR | New | 0.28% | +0.28 |
| SLB SLB Ltd. | New | 0.25% | +0.25 |
| TECK Teck Resources Ltd.-CLS B | New | 0.24% | +0.24 |
| CMG Chipotle Mexican Grill Inc. | New | 0.21% | +0.21 |
| FANG Diamondback Energy Inc. | New | 0.20% | +0.20 |
| CRTO Criteo SA-Spon | New | 0.19% | +0.19 |
| AR Antero Resources Corp. | New | 0.18% | +0.18 |
| SIRI Sirius XM Holdings Inc. | New | 0.17% | +0.17 |
| RRC Range Resources Corp. | New | 0.17% | +0.17 |
| HSY The Hershey Co. | New | 0.17% | +0.17 |
| SM SM Energy Co. | New | 0.16% | +0.16 |
| COST Costco Wholesale Corp. | New | 0.15% | +0.15 |
| MGY Magnolia Oil & Gas Corp. Class A | New | 0.14% | +0.14 |
| PR Permian Resources Corp. Class A | New | 0.14% | +0.14 |
| CTRA Coterra Energy Inc. | New | 0.14% | +0.14 |
| HAS Hasbro Inc. | New | 0.14% | +0.14 |
| BSY Bentley Systems Inc. Class B | New | 0.13% | +0.13 |
| EQT Eqt Corp. | New | 0.13% | +0.13 |
| MTDR Matador Resources Co. | New | 0.13% | +0.13 |
| BARNES GROUP INC | New | 0.13% | +0.13 |
Options Activity Q1 2024 → Q2 2024
| TSM Taiwan Semiconductor-SP ADR | call | New | 110,000 | $734K |
| TLT iShares 20+ Year Treasury BD | put | New | 330,000 | $696K |
| PBR Petroleo Brasileiro-Spon ADR | put | New | 200,000 | $481K |
| REGN Regeneron Pharmaceuticals | call | New | 2,500 | $453K |
| FCX Freeport-McMoran Inc. | put | New | 75,000 | $437K |
| COP Conocophillips | put | New | 17,500 | $369K |
| SLB SLB Ltd. | put | New | 42,500 | $369K |
| AMD Advanced Micro Devices | put | New | 15,000 | $355K |
| AEM Agnico Eagle Mines Ltd. | call | New | 35,000 | $338K |
| KHC The Kraft Heinz Co. | put | New | 60,000 | $333K |
| ABNB Airbnb Inc. Class A | call | New | 10,000 | $298K |
| EOG EOG Resources Inc. | put | New | 16,000 | $274K |
| FCX Freeport-McMoran Inc. | call | New | 50,000 | $264K |
| AMD Advanced Micro Devices | call | New | 7,500 | $252K |
| ABNB Airbnb Inc. Class A | put | New | 20,000 | $240K |
| BKR Baker Hughes Co. | call | New | 70,000 | $224K |
| PBR Petroleo Brasileiro-Spon ADR | call | New | 200,000 | $176K |
| AEM Agnico Eagle Mines Ltd. | put | New | 53,500 | $171K |
| BKR Baker Hughes Co. | put | New | 70,000 | $170K |
| REGN Regeneron Pharmaceuticals | put | New | 3,400 | $69K |
| EOG EOG Resources Inc. | call | New | 16,000 | $66K |
| SLB SLB Ltd. | call | New | 42,500 | $64K |
| COP Conocophillips | call | New | 17,500 | $36K |
| KHC The Kraft Heinz Co. | call | New | 60,000 | $21K |
| UAL United Airlines Holdings Inc. | put | Sold out | 577,000 | $9Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Sold out | 31,500 | $37.9Mbefore exit |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 28,000 | $29.2Mbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Sold out | 16,000 | $18.0Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Sold out | 12,000 | $13.5Mbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Sold out | 10,000 | $12.3Mbefore exit |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 · principal | Sold out | 303,000 | $8.3Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Add +25.0% | 12,500 | $7.4M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -80.8% | 5,000 | $4.8M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -84.8% | 5,000 | $4.6M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A · principal | Add +11.8% | 950,000 | $434K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 · principal | New | 700,000 | $346K |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 · principal | Sold out | 27,300 | $5Kbefore exit |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Reduce -33.3% | 5,000 | $5K |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | New | 3,000 | $3K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 87 | $713.8M | SPY, HDB, WBD, FOX, SLAB |
| Q1 2026 | 155 | $451.1M | GOOG, HDB, FOX, WBD, SLAB |
| Q4 2025 | 110 | $445.7M | IBIT, SPY, NSC, FOX, CYBR |
| Q3 2025 | 35 | $220.0M | GOOG, FOX, HDB, CUK, VALE |
| Q2 2025 | 53 | $240.4M | IBIT, GOOG, RYAAY, FOX, LBRDK |
| Q1 2025 | 11 | $111.6M | GOOGL, HDB, ASX, BRK.A, FOX |
| Q4 2024 | 82 | $517.7M | IVV, IBIT, SPY, HDB, BRK.A |
| Q3 2024 | 59 | $198.3M | IBIT, HDB, BRK.A, QQQ, ASX |
| Q2 2024 | 109 | $222.2M | HDB, GOOGL, XLK, EEM, TYL |
| Q1 2024 | 57 | $142.5M | GOOGL, HDB, EEM, BHC, TYL |