Ogorek Anthony Joseph /NY/

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Ogorek Anthony Joseph /NY/ reported 276 stock positions worth $287.9 million. Its top holding was FT Vest US Equity Deep Buffe (DJUL) at 17.5% of the portfolio, followed by Schwab US Broad Market ETF (SCHB, 7.8%) and VG Morningstar TS MKT ETF-US (VTI, 7.6%). Compared with Q4 2023, it opened 17 new positions, sold out of 29, added to 39 and reduced 54. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +797%) and the biggest sale Vanguard Total Intl Stock (VXUS, shares −98%).

Most Recent 13F
Q2 2026
Location
WILLIAMSVILLE, NY
CIK
0000714364
Portfolio Value
$287.9M (Q1 2024)
SEC Filing
0000714364-24-000005 ↗ filed May 3, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $287.9M $287.9M Q1 2024 Q2 2024: $287.8M Q2 2024 Q3 2024: $291.3M Q3 2024 Q4 2024: $314.4M Q4 2024 Q1 2025: $303.8M Q1 2025 Q2 2025: $323.6M Q2 2025 Q3 2025: $349.7M Q3 2025 Q4 2025: $363.6M Q4 2025 Q1 2026: $364.9M Q1 2026 Q2 2026: $402.7M Q2 2026

Holdings 276 stocks · $287.9M
DJUL FT Vest US Equity Deep Buffe 17.52% 1,303,889 $50.4M Reduce -10.2%
SCHB Schwab US Broad Market ETF 7.82% 368,755 $22.5M Reduce -1.9%
VTI VG Morningstar TS MKT ETF-US 7.64% 84,616 $22.0M Add +0.3%
SCHI Schwab 5-10 Year Corporate B 6.01% 388,708 $17.3M Add +31.6%
VOO Vanguard S&P 500 ETF 5.54% 33,167 $15.9M Add +796.9%
IEF iShares 7-10 Year Treasury B 4.88% 148,278 $14.0M Add +1.0%
PAVE Global X US Infrastructure 4.12% 298,217 $11.9M Add +23.0%
MOAT Vaneck Morningstar Wide Moat 4.10% 131,214 $11.8M Reduce -0.7%
LLY Eli Lilly & Co. 3.02% 11,170 $8.7M Reduce -1.1%
VUG Vanguard Mrngstar GR ETF-Sui 2.85% 23,804 $8.2M Reduce -0.0%
MLN Vaneck Long Muni ETF 2.69% 430,409 $7.8M Reduce -4.8%
FNOV FT Vest US Equity Buffer ETF 2.46% 158,342 $7.1M No change
DNOV FT Vest US Equity Deep Buffe 2.29% 163,123 $6.6M No change
VIG Vanguard Dividend Apprec ETF 2.19% 34,452 $6.3M Reduce -3.5%
VSGX Vanguard ESG Intl Stock ETF 2.04% 102,232 $5.9M Add +0.6%
EWJV iShares MSCI Japan Value ETF 1.87% 161,812 $5.4M New
CAT Caterpillar Inc. 1.58% 12,438 $4.6M Reduce -1.0%
FAPR FT Vest U.S. Equity Buffer E 1.53% 120,767 $4.4M Reduce -8.9%
IBDQ iShares Ibonds Dec 2025 Term 1.50% 173,804 $4.3M Add +0.8%
IBDR iShares Ibonds Dec 2026 Term 1.47% 177,567 $4.2M Add +0.8%
AAPL Apple Inc. 1.34% 22,508 $3.9M Add +0.0%
VTEB Vanguard Tax-Exempt Bond ETF 1.02% 57,767 $2.9M Reduce -0.5%
DSEP FT Vest U.S. Equity Deep Buf 0.90% 67,722 $2.6M No change
DELL Dell Technologies -C 0.79% 19,842 $2.3M Reduce -1.2%
MSFT Microsoft Corp. 0.71% 4,852 $2.0M Add +42.0%
DAPR FT Vest U.S. Equity Deep Buf 0.69% 59,751 $2.0M Reduce -14.2%
AVGO Broadcom Inc. 0.67% 1,465 $1.9M Reduce -1.2%
FMB First Trust Managed Municipa 0.66% 36,739 $1.9M Add +0.8%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.63% 15,098 $1.8M Reduce -0.6%
AMZN Amazon.com Inc. 0.60% 9,509 $1.7M Add +1.9%
GOOG Alphabet Inc. Class C 0.51% 9,589 $1.5M No change
IHI iShares U.S. Medical Devices 0.50% 24,376 $1.4M Reduce -6.3%
BRK.A 1/100 Berkshire HTWY A Class A 0.44% 200 $1.3M No change
PANW Palo Alto Networks Inc. 0.42% 4,228 $1.2M Add +1.5%
GOOGL Alphabet Inc. Class A 0.38% 7,216 $1.1M Add +11.1%
ADP Automatic Data Processing 0.34% 3,951 $986K Reduce -69.3%
DDEC FT Vest U.S. Equity Deep Buf 0.34% 26,196 $981K Add +4.2%
IEI iShares 3-7 Year Treasury Bo 0.31% 7,731 $895K Add +0.2%
CATH Global X S&P 500 Ca Val ETF 0.31% 13,913 $885K No change
BRK.B Berkshire Hathaway Inc. Class B 0.30% 2,038 $857K No change
DFEB FT Vest U.S. Equity Deep Buf 0.28% 20,328 $795K Reduce -20.5%
FFEB FT Vest US Equity Buffer ETF 0.24% 15,381 $696K Reduce -34.8%
SCHG Schwab US Large-Cap Growth 0.20% 6,171 $572K Add +0.1%
DMAY FT Vest US Equity Deep Buffe 0.19% 15,002 $559K No change
DMAR FT Vest US Equity Deep Buffe 0.19% 15,308 $534K Add +1249.9%
CL Colgate-Palmolive Co. 0.18% 5,762 $518K No change
FMNY First Trust NY Muni High Inc. 0.16% 17,053 $460K Add +0.3%
NVDA Nvidia Corp. 0.15% 485 $438K Add +29.3%
DJAN FT Vest U.S. Equity Deep Buf 0.14% 11,560 $416K New
BND Vanguard Total Bond Market 0.13% 5,347 $388K No change
NTSX Wisdomtree US Efficient Core 0.11% 7,205 $304K Add +0.2%
IGV iShares Expanded Tech-Softwa 0.10% 3,250 $277K No change
MDT Medtronic PLC 0.08% 2,748 $239K Reduce -3.7%
JPM JPMorgan Chase & Co. 0.08% 1,175 $235K No change
ABT Abbott Laboratories 0.08% 1,965 $223K No change
IBDP iShares Ibonds Dec 2024 Term 0.08% 8,938 $223K Reduce -94.8%
ABBV Abbvie Inc. 0.07% 1,161 $211K Reduce -9.0%
NEE Nextera Energy Inc. 0.07% 3,070 $196K Reduce -6.1%
EWJ iShares MSCI Japan ETF 0.07% 2,695 $192K Add +107.0%
FJUL FT Vest US Equity Buffer ETF 0.06% 4,201 $186K Reduce -37.4%
MU Micron Technology Inc. 0.06% 1,370 $161K Add +1.5%
COST Costco Wholesale Corp. 0.05% 201 $147K No change
SCHF Schwab Intl Equity ETF 0.05% 3,658 $142K No change
VXUS Vanguard Total Intl Stock 0.05% 2,316 $139K Reduce -98.3%
IT Gartner Inc. 0.05% 282 $134K No change
USMV iShares MSCI USA Min Vol Fac 0.05% 1,609 $134K Reduce -3.0%
META Meta Platforms Inc. Class A 0.05% 274 $133K Reduce -2.8%
BNDX Vanguard Total Intl Bond ETF 0.04% 2,426 $119K Reduce -2.3%
JNJ Johnson & Johnson 0.04% 689 $109K Add +0.3%
XLC SS Comm Select Sector SPDR 0.04% 1,328 $108K Add +99.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 537 $102K Reduce -7.3%
ADI Analog Devices Inc. 0.03% 501 $99K No change
REGN Regeneron Pharmaceuticals 0.03% 100 $96K No change
BILS SS Spdrb B 3-12M T-Bill ETF 0.03% 955 $94K No change
CRM Salesforce Inc. 0.03% 314 $94K No change
PYPL PayPal Holdings Inc. 0.03% 1,400 $93K No change
HD Home Depot Inc. 0.03% 241 $92K Reduce -16.9%
VCIT Vanguard Int-Term Corporate 0.03% 1,147 $92K No change
LOW Lowe's Cos Inc. 0.03% 359 $91K No change
MCD McDonald's Corp. 0.03% 312 $88K Reduce -14.5%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.03% 3,602 $85K Add +42.0%
PEP Pepsico Inc. 0.03% 480 $84K Reduce -13.5%
TOTL SS Doubleline TR Tact ETF 0.03% 2,103 $84K No change
LIN Linde PLC 0.03% 174 $80K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.03% 549 $79K No change
HLT Hilton Worldwide Holdings Inc. 0.03% 365 $77K No change
BOND PIMCO Active Bond Exchange-T 0.03% 839 $77K No change
TSCO Tractor Supply Company 0.03% 297 $77K Reduce -12.7%
FELC Fidelity Enh LRG Cap Cor ETF 0.03% 2,452 $72K New
WST West Pharmaceutical Services 0.02% 180 $71K No change
MA Mastercard Inc. Class A 0.02% 144 $69K Reduce -13.8%
SITE Siteone Landscape Supply Inc. 0.02% 400 $69K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.02% 561 $68K No change
MRNA Moderna Inc. 0.02% 612 $65K Add +125.0%
NSC Norfolk Southern Corp. 0.02% 256 $65K No change
AMD Advanced Micro Devices 0.02% 350 $63K No change
DHR Danaher Corp. 0.02% 255 $63K No change
V Visa Inc. Class A 0.02% 225 $62K No change
AMGN Amgen Inc. 0.02% 218 $61K Reduce -4.4%
ITW Illinois Tool Works 0.02% 223 $60K Reduce -11.5%
EMR Emerson Electric Co. 0.02% 524 $59K No change
UNH Unitedhealth Group Inc. 0.02% 121 $59K No change
ECL Ecolab Inc. 0.02% 252 $58K No change
CHD Church & Dwight Co. Inc. 0.02% 555 $57K No change
IBDT iShares Ibonds Dec 2028 ETF 0.02% 2,238 $55K No change
XLK SS Technology Select Sector 0.02% 268 $55K No change
AMT American Tower Corp. 0.02% 274 $54K No change
PG The Procter & Gamble Co. 0.02% 336 $54K No change
TGT Target Corp. 0.02% 296 $52K Add +3.5%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.02% 504 $51K No change
URI United Rentals Inc. 0.02% 72 $51K No change
MKC McCormick & Co.-Non VTG SHRS 0.02% 656 $50K No change
CVS CVS Health Corp. 0.02% 616 $49K Reduce -21.5%
MS Morgan Stanley 0.02% 523 $49K No change
ACN Accenture PLC Class A 0.02% 141 $48K No change
GILD Gilead Sciences Inc. 0.02% 648 $47K Reduce -20.1%
BRO Brown & Brown Inc. 0.02% 504 $44K No change
RY Royal Bank of Canada 0.01% 425 $42K No change
SONY Sony Group Corp. - SP ADR 0.01% 479 $41K No change
WMT Walmart Inc. 0.01% 684 $41K No change
HAL Halliburton Co. 0.01% 1,004 $39K Add +0.4%
ORCL Oracle Corp. 0.01% 298 $37K No change
RH RH 0.01% 109 $37K No change
VZ Verizon Communications Inc. 0.01% 886 $37K Reduce -4.1%
RDVY First Trust Rising Dividend 0.01% 657 $36K Reduce -59.2%
TD Toronto-Dominion Bank 0.01% 600 $36K No change
ELV Elevance Health Inc. 0.01% 68 $35K No change
DDOG Datadog Inc. Class A 0.01% 290 $35K No change
PAYX Paychex Inc. 0.01% 288 $35K No change
SYK Stryker Corp. 0.01% 98 $35K No change
ASML ASML Holding NV-NY Reg SHS 0.01% 37 $35K No change
LHX L3HARRIS Technologies Inc. 0.01% 164 $34K No change
MRK Merck & Co. Inc. 0.01% 261 $34K No change
CP Canadian Pacific Kansas City 0.01% 375 $33K No change
MCO Moody's Corp. 0.01% 84 $33K No change
FTEC Fidelity MSCI Info Tech Indx 0.01% 209 $32K New
NTDOY Nintendo Co. Ltd.-Unspons ADR 0.01% 2,391 $32K No change
BDX Becton Dickinson and Co. 0.01% 127 $31K Add +18.7%
BR Broadridge Financial Solutio 0.01% 152 $31K No change
AEP American Electric Power 0.01% 356 $30K Reduce -33.5%
GD General Dynamics Corp. 0.01% 107 $30K No change
RBLX Roblox Corp. Class A 0.01% 792 $30K No change
FDS Factset Research Systems Inc. 0.01% 65 $29K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.01% 109 $27K No change
QQQ Invesco QQQ Trust Series 1 0.01% 63 $27K No change
IVW iShares S&P 500 Growth ETF 0.01% 328 $27K No change
AZN Astrazeneca PLC-Spons ADR 0.01% 389 $26K Add +1.3%
CNI Canadian Natl Railway Co. 0.01% 200 $26K No change
CBU Community Financial System I 0.01% 541 $26K Add +0.9%
CVX Chevron Corp. 0.01% 161 $25K Reduce -97.9%
XOM Exxon Mobil Corp. 0.01% 216 $25K No change
RSP Invesco S&P 500 Equal Weight 0.01% 152 $25K No change
IWF iShares Russell 1000 Growth 0.01% 77 $25K Reduce -30.0%
JKHY Jack Henry & Associates Inc. filed as HENRY JACK & ASSOC INC 0.01% 142 $24K No change
LMT Lockheed Martin Corp. 0.01% 53 $24K Reduce -98.7%
TSLA Tesla Inc. 0.01% 142 $24K No change
CMG Chipotle Mexican Grill Inc. 0.01% 8 $23K No change
DAL Delta Air Lines Inc. 0.01% 490 $23K No change
BA The Boeing Co. 0.01% 115 $22K No change
TXN Texas Instruments Inc. 0.01% 127 $22K No change
MMM 3M Co. 0.01% 213 $22K No change
ANET Arista Networks Inc. 0.01% 74 $21K New
SPLV Invesco S&P 500 Low Volatili 0.01% 319 $21K No change
NFLX Netflix Inc. 0.01% 35 $21K No change
PM Philip Morris International 0.01% 235 $21K No change
XLE SS Energy Select Sector 0.01% 223 $21K No change
XYL Xylem Inc. 0.01% 165 $21K No change
IHAK iShares Cybersecurity & Tech 0.01% 416 $19K No change
PFE Pfizer Inc. 0.01% 713 $19K Reduce -22.2%
EFAV iShares MSCI Eafe Min Vol Fa 0.01% 268 $18K No change
IBMO iShares Ibonds Dec 2026 Term 0.01% 739 $18K No change
IBMP iShares Ibonds Dec 2027 Term 0.01% 742 $18K No change
IBMN iShares Ibonds Dec 2025 Term 0.01% 709 $18K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 345 $18K No change
SBUX Starbucks Corp. 0.01% 200 $18K No change
VTC Vanguard Total Corporate BND 0.01% 245 $18K No change
ALC Alcon Inc. filed as ALCON AG 0.01% 225 $18K Reduce -57.1%
MO Altria Group Inc. 0.01% 400 $17K No change
LOPE Grand Canyon Education Inc. 0.01% 131 $17K No change
RWJ Invesco S&P Smallcap 600 0.01% 414 $17K No change
MSI Motorola Solutions Inc. 0.01% 50 $17K No change
SHOP Shopify Inc. Class A 0.01% 225 $17K Add +7.1%
BABA Alibaba Group Holding-SP ADR 0.01% 225 $16K Reduce -55.8%
ROST Ross Stores Inc. 0.01% 114 $16K No change
TTC Toro Co. 0.01% 180 $16K No change
MELI MercadoLibre Inc. 0.01% 10 $15K No change
AFL Aflac Inc. 0.00% 164 $14K No change
DG Dollar General Corp. 0.00% 94 $14K No change
NDSN Nordson Corp. 0.00% 52 $14K No change
KO The Coca-Cola Co. 0.00% 213 $13K No change
NNI Nelnet Inc. Class A 0.00% 138 $13K No change
NEOG Neogen Corp. 0.00% 880 $13K No change
TRV The Travelers Cos Inc. 0.00% 60 $13K No change
GLW Corning Inc. 0.00% 375 $12K Add +0.5%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.00% 42 $12K No change
CB Chubb Ltd. 0.00% 48 $12K No change
BF.B Brown-Forman Corp. Class B 0.00% 227 $11K No change
DFS Discover Financial Services 0.00% 90 $11K No change
OEF iShares S&P 100 ETF 0.00% 47 $11K No change
QCOM Qualcomm Inc. 0.00% 68 $11K No change
VYM Vanguard High DVD Yield ETF 0.00% 93 $11K Add +1.1%
BMY Bristol-Myers Squibb Co. 0.00% 196 $10K No change
COO The Cooper Cos Inc. 0.00% 104 $10K No change
IWD iShares Russell 1000 Value E 0.00% 60 $10K No change
IWN iShares Russell 2000 Value E 0.00% 65 $10K No change
SPOT Spotify Technology SA 0.00% 41 $10K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 253 $9K Reduce -47.1%
DE Deere & Co. 0.00% 24 $9K No change
HDV iShares Core High Dividend E 0.00% 89 $9K No change
IEFA iShares Core MSCI Eafe ETF 0.00% 132 $9K No change
NKE Nike Inc. Class B 0.00% 100 $9K New
PRU Prudential Financial Inc. 0.00% 78 $9K No change
AXON Axon Enterprise Inc. 0.00% 28 $8K New
CSCO Cisco Systems Inc. 0.00% 170 $8K No change
STZ Constellation Brands Inc. Class A 0.00% 30 $8K Reduce -65.5%
NOC Northrop Grumman Corp. 0.00% 17 $8K No change
QTRX Quanterix Corp. 0.00% 362 $8K No change
TE Freyr Battery SA 0.00% 5,084 $8K No change
APD Air Products & Chemicals Inc. 0.00% 32 $7K No change
COIN Coinbase Global Inc. Class A 0.00% 27 $7K New
CRWD CrowdStrike Holdings Inc. Class A 0.00% 22 $7K Add +57.1%
F Ford Motor Co. filed as FORD MTR CO DEL 0.00% 552 $7K Add +1.1%
IBDO iShares Ibonds Dec 2023 Term filed as IBDO 0.00% 289 $7K No change
SYY Sysco Corp. 0.00% 98 $7K No change
VLTO Veralto Corp. 0.00% 85 $7K No change
UHAL.B U-Haul Holding Co.-Non Voting 0.00% 90 $6K No change
BLK BlackRock Finance Inc. 0.00% 8 $6K No change
DJUN FT Vest US Equity Deep Buffe 0.00% 172 $6K Reduce -88.2%
FJUN FT Vest US Equity Buff ETF-J 0.00% 148 $6K Reduce -88.3%
QYLD Global X Nasd 100 Cov Call 0.00% 340 $6K Add +4.0%
HUBS HubSpot Inc. 0.00% 10 $6K No change
AXP American Express Co. 0.00% 25 $5K No change
IEMG iShares Core MSCI Emerging 0.00% 98 $5K No change
NFG National Fuel Gas Co. 0.00% 99 $5K Reduce -41.4%
ULTA Ulta Beauty Inc. 0.00% 10 $5K No change
NLY Annaly Capital Management Inc. 0.00% 238 $4K Add +3.5%
B Barrick Gold Corp. 0.00% 260 $4K No change
DCBO Docebo Inc. 0.00% 100 $4K No change
GIS General Mills Inc. 0.00% 62 $4K Reduce -71.8%
KD Kyndryl Holdings Inc. 0.00% 193 $4K No change
RTX RTX Corp. 0.00% 47 $4K No change
SCHX Schwab US Large-Cap ETF 0.00% 74 $4K No change
UNP Union Pacific Corp. 0.00% 19 $4K No change
UPS United Parcel Service Class B 0.00% 27 $4K Reduce -55.7%
HON Honeywell International Inc. 0.00% 17 $3K No change
ICLN iShares Global Clean Energy 0.00% 248 $3K No change
RVTY Revvity Inc. 0.00% 100 $3K No change
RHHBY Roche Holdings Ltd.-Spons ADR 0.00% 117 $3K No change
SCHZ Schwab US Aggregate Bond ETF 0.00% 70 $3K No change
SE Sea Ltd.-ADR 0.00% 69 $3K No change
AMARIN CORP PLC 0.00% 2,750 $2K New
CARR Carrier Global Corp. 0.00% 47 $2K No change
INTC Intel Corp. 0.00% 50 $2K No change
RITM Rithm Capital Corp. 0.00% 250 $2K No change
OTIS Otis Worldwide Corp. 0.00% 23 $2K No change
PPG PPG Industries Inc. 0.00% 18 $2K No change
SCHA Schwab US Small-Cap ETF 0.00% 46 $2K No change
808CNT018 0.00% 1,479 $2K No change
VRTX Vertex Pharmaceuticals Inc. 0.00% 5 $2K New
BANC Banc of California Inc. 0.00% 102 $1K No change
AI C3.AI Inc. Class A 0.00% 60 $1K New
CCL Carnival Corp. 0.00% 111 $1K No change
XSMO Invesco S&P Smallcap Momentu 0.00% 20 $1K New
LDOS Leidos Holdings Inc. 0.00% 10 $1K New
XYZ Block Inc. 0.00% 15 $1K New
CURLF Curaleaf Holdings Inc. 0.00% 2,367 $12 No change
ASAPF 0.00% 3,000 $0 No change
UHAL U-Haul Holding Co. 0.00% 10 $0 No change
HACK Amplify Cybersecurity ETF 0.00% 15 $0 New
ACB Aurora Cannabis Inc. 0.00% 2 $0 Reduce -20.0%
CBSH Commerce Bancshares Inc. 0.00% 13 $0 No change
EMBC Embecta Corp. 0.00% 4 $0 New
LCID Lucid Group Inc. 0.00% 277 $0 No change
RMTI Rockwell Medical Inc. 0.00% 226 $0 No change
SFIX Stitch Fix Inc. Class A 0.00% 60 $0 New
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.00% 25 $0 No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $30K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 5.375 PERP KK) PFD 750$17KNo change
PACIFIC GAS&ELEC (PCG 5 PERP D) Pacific Gas & Electric Co 700$13KNo change

Total filed on the 13F, all lines: $287.9M.

Portfolio Sells Q4 2023 → Q1 2024
VXUS Vanguard Total Intl Stock Reduce -98.3% 0.05% −2.88
FSMB First Trust Short Dur Manag Sold out 0.00% −2.35
DJUL FT Vest US Equity Deep Buffe Reduce -10.2% 17.52% −1.73
IBDP iShares Ibonds Dec 2024 Term Reduce -94.8% 0.08% −1.49
ADP Automatic Data Processing Reduce -69.3% 0.34% −0.75
LMT Lockheed Martin Corp. Reduce -98.7% 0.01% −0.69
CVX Chevron Corp. Reduce -97.9% 0.01% −0.40
MLN Vaneck Long Muni ETF Reduce -4.8% 2.69% −0.30
FAPR FT Vest U.S. Equity Buffer E Reduce -8.9% 1.53% −0.16
DAPR FT Vest U.S. Equity Deep Buf Reduce -14.2% 0.69% −0.13
FFEB FT Vest US Equity Buffer ETF Reduce -34.8% 0.24% −0.12
DFEB FT Vest U.S. Equity Deep Buf Reduce -20.5% 0.28% −0.07
VTEB Vanguard Tax-Exempt Bond ETF Reduce -0.5% 1.02% −0.06
FJUL FT Vest US Equity Buffer ETF Reduce -37.4% 0.06% −0.04
VIG Vanguard Dividend Apprec ETF Reduce -3.5% 2.19% −0.03
FJUN FT Vest US Equity Buff ETF-J Reduce -88.3% 0.00% −0.02
DJUN FT Vest US Equity Deep Buffe Reduce -88.2% 0.00% −0.02
RDVY First Trust Rising Dividend Reduce -59.2% 0.01% −0.02
FMAR FT Vest US Equity Buffer ETF Sold out 0.00% −0.01
IHI iShares U.S. Medical Devices Reduce -6.3% 0.50% −0.01
SWKS Skyworks Solutions Inc. Sold out 0.00% −0.01
MCD McDonald's Corp. Reduce -14.5% 0.03% −0.01
ALC Alcon Inc. Reduce -57.1% 0.01% −0.01
BABA Alibaba Group Holding-SP ADR Reduce -55.8% 0.01% −0.01
LVMUY LVMH Moet Hennessy-Unsp ADR Sold out 0.00% −0.01
IUSV iShares Core S&P U.S. Value Sold out 0.00% −0.01
GILD Gilead Sciences Inc. Reduce -20.1% 0.02% −0.01
IUSG iShares Core S&P U.S. Growth Sold out 0.00% −0.01
CVS CVS Health Corp. Reduce -21.5% 0.02% −0.01
AEP American Electric Power Reduce -33.5% 0.01% −0.01
PEP Pepsico Inc. Reduce -13.5% 0.03% −0.01
STZ Constellation Brands Inc. Class A Reduce -65.5% 0.00% −0.00
GOVT iShares US Treasury Bond ETF Sold out 0.00% −0.00
HD Home Depot Inc. Reduce -16.9% 0.03% −0.00
VMBS Vanguard Mortgage-Backed Sec Sold out 0.00% −0.00
USFR Wisdomtree Floating Rate Tre Sold out 0.00% −0.00
NEE Nextera Energy Inc. Reduce -6.1% 0.07% −0.00
GIS General Mills Inc. Reduce -71.8% 0.00% −0.00
USIG iShares Broad Usd Investment Sold out 0.00% −0.00
IWF iShares Russell 1000 Growth Reduce -30.0% 0.01% −0.00
VEA Vanguard Ftse Developed ETF Sold out 0.00% −0.00
ITW Illinois Tool Works Reduce -11.5% 0.02% −0.00
BNDX Vanguard Total Intl Bond ETF Reduce -2.3% 0.04% −0.00
PFE Pfizer Inc. Reduce -22.2% 0.01% −0.00
BAC Bank of America Corp. Reduce -47.1% 0.00% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Sold out 0.00% −0.00
AMGN Amgen Inc. Reduce -4.4% 0.02% −0.00
MDT Medtronic PLC Reduce -3.7% 0.08% −0.00
BUD Anheuser-Busch Inbev-SPN ADR Sold out 0.00% −0.00
LULU Lululemon Athletica Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2023 → Q1 2024
VOO Vanguard S&P 500 ETF Add +796.9% 5.54% +4.95
EWJV iShares MSCI Japan Value ETF New 1.87% +1.87
SCHI Schwab 5-10 Year Corporate B Add +31.6% 6.01% +1.18
PAVE Global X US Infrastructure Add +23.0% 4.12% +1.09
VTI VG Morningstar TS MKT ETF-US Add +0.3% 7.64% +0.36
MSFT Microsoft Corp. Add +42.0% 0.71% +0.24
DMAR FT Vest US Equity Deep Buffe Add +1249.9% 0.19% +0.17
DJAN FT Vest U.S. Equity Deep Buf New 0.14% +0.14
NVDA Nvidia Corp. Add +29.3% 0.15% +0.08
AMZN Amazon.com Inc. Add +1.9% 0.60% +0.08
GOOGL Alphabet Inc. Class A Add +11.1% 0.38% +0.05
EWJ iShares MSCI Japan ETF Add +107.0% 0.07% +0.04
FELC Fidelity Enh LRG Cap Cor ETF New 0.03% +0.03
XLC SS Comm Select Sector SPDR Add +99.7% 0.04% +0.02
MU Micron Technology Inc. Add +1.5% 0.06% +0.01
DDEC FT Vest U.S. Equity Deep Buf Add +4.2% 0.34% +0.01
SCHG Schwab US Large-Cap Growth Add +0.1% 0.20% +0.01
MRNA Moderna Inc. Add +125.0% 0.02% +0.01
FTEC Fidelity MSCI Info Tech Indx New 0.01% +0.01
IBDS Ishrs Ibnds Dec 27 Corp. ETF Add +42.0% 0.03% +0.01
ANET Arista Networks Inc. New 0.01% +0.01
TGT Target Corp. Add +3.5% 0.02% +0.00
NKE Nike Inc. Class B New 0.00% +0.00
NTSX Wisdomtree US Efficient Core Add +0.2% 0.11% +0.00
AXON Axon Enterprise Inc. New 0.00% +0.00
COIN Coinbase Global Inc. Class A New 0.00% +0.00
BDX Becton Dickinson and Co. Add +18.7% 0.01% +0.00
CRWD CrowdStrike Holdings Inc. Class A Add +57.1% 0.00% +0.00
AMARIN CORP PLC New 0.00% +0.00
VRTX Vertex Pharmaceuticals Inc. New 0.00% +0.00
HAL Halliburton Co. Add +0.4% 0.01% +0.00
AI C3.AI Inc. Class A New 0.00% +0.00
F Ford Motor Co. Add +1.1% 0.00% +0.00
QYLD Global X Nasd 100 Cov Call Add +4.0% 0.00% +0.00
XSMO Invesco S&P Smallcap Momentu New 0.00% +0.00
LDOS Leidos Holdings Inc. New 0.00% +0.00
XYZ Block Inc. New 0.00% +0.00
GLW Corning Inc. Add +0.5% 0.00% +0.00
VYM Vanguard High DVD Yield ETF Add +1.1% 0.00% +0.00
SHOP Shopify Inc. Class A Add +7.1% 0.01% +0.00
HACK Amplify Cybersecurity ETF New 0.00% 0.00
EMBC Embecta Corp. New 0.00% 0.00
SFIX Stitch Fix Inc. Class A New 0.00% 0.00
NLY Annaly Capital Management Inc. Add +3.5% 0.00% −0.00
AZN Astrazeneca PLC-Spons ADR Add +1.3% 0.01% −0.00
CBU Community Financial System I Add +0.9% 0.01% −0.00
JNJ Johnson & Johnson Add +0.3% 0.04% −0.00
VSGX Vanguard ESG Intl Stock ETF Add +0.6% 2.04% −0.00
FMNY First Trust NY Muni High Inc. Add +0.3% 0.16% −0.01
IEI iShares 3-7 Year Treasury Bo Add +0.2% 0.31% −0.02

Notes & Other Activity Q4 2023 → Q1 2024
BANK OF AMERICA CORP (BAC 4.125 PERP PP) Common Stock Sold out 276 $5Kbefore exit
CAPITAL ONE FINANCIAL CO (COF 4.8 PERP J) Common Stock Sold out 71 $1Kbefore exit
CHARLES SCHWAB CORP (SCHW 4.45 PERP J) PFD Sold out 80 $1Kbefore exit
IJH iShares Core S&P Midcap ETF CORE S&P MCP ETF New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 691$402.7MBINC, VTI, DJUL, YDEC, VOO
Q1 2026Amended 690$364.9MBINC, DJUL, VTI, YDEC, VOO
Q4 2025 681$363.6MBINC, DJUL, VTI, VOO, CVLC
Q3 2025 681$349.7MDJUL, VTI, BINC, VOO, VXUS
Q2 2025 666$323.6MDJUL, VTI, BINC, VOO, VXUS
Q1 2025 678$303.8MDJUL, VTI, BINC, VOO, SCHB
Q4 2024 305$314.4MDJUL, VTI, DMAY, IEF, SCHB
Q3 2024 271$291.3MDJUL, DMAY, IEF, VTI, SCHB
Q2 2024 275$287.8MDJUL, DMAY, VTI, SCHB, IEF
Q1 2024 276$287.9MDJUL, SCHB, VTI, SCHI, VOO