Phillips Financial Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 7, 2024), Phillips Financial Management, LLC reported 275 stock positions worth $1.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 10.2% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 5.0%) and iShares Core Intl Stock ETF (IXUS, 4.4%). Compared with Q2 2024, it opened 13 new positions, sold out of 9, added to 74 and reduced 110. The biggest buy was Dimensional Core Fixed (DFCF, shares +42%) and the biggest sale iShares Core S&P Midcap ETF (IJH, shares −6%).

Most Recent 13F
Q2 2026
Location
FORT WAYNE, IN
CIK
0001350660
Portfolio Value
$1.3B (Q3 2024)
SEC Filing
0001398344-24-020182 ↗ filed Nov 7, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.3B $1.3B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.4B Q2 2025 Q3 2025: $1.5B Q3 2025 Q4 2025: $1.6B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.4B Q2 2026

Holdings 275 stocks · $1.3B
IVV iShares Core S&P 500 ETF 10.21% 228,226 $131.6M Reduce -0.1%
IJH iShares Core S&P Midcap ETF 5.02% 1,037,879 $64.7M Reduce -5.8%
IXUS iShares Core Intl Stock ETF 4.39% 778,686 $56.6M Reduce -5.9%
IVE iShares S&P 500 Value ETF 3.83% 250,386 $49.4M Reduce -5.5%
DFCF Dimensional Core Fixed Inc. 3.42% 1,021,144 $44.1M Add +41.6%
DFIC Dimensional International Co. 3.35% 1,535,303 $43.2M Add +15.8%
VXUS Vanguard Total Intl Stock 3.23% 644,293 $41.7M Reduce -1.3%
DFSD Dimensional Short Duration 3.18% 860,085 $41.1M Add +26.9%
AGG iShares Core U.S. Aggregate 2.92% 372,274 $37.7M Reduce -6.9%
VOO Vanguard S&P 500 ETF 2.85% 69,708 $36.8M Add +0.1%
LRGF iShares US Equity Factor ETF 2.28% 500,647 $29.4M Reduce -6.4%
BNDX Vanguard Total Intl Bond ETF 2.24% 575,533 $28.9M Reduce -4.1%
DFAC Dimensional US Core Equity 2 2.20% 825,711 $28.3M Reduce -3.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd 2.17% 106,230 $28.0M Reduce -3.3%
DFLV Dim US Large Cap Value ETF 2.08% 870,256 $26.8M Add +14.2%
DFAT Dimensional US Target Value 1.93% 448,471 $24.9M Add +10.4%
VOOV Vanguard S&P 500 Value ETF 1.70% 114,705 $21.9M Reduce -0.7%
IJS iShares S&P Small-Cap 600 Va 1.57% 188,650 $20.3M Reduce -5.1%
BND Vanguard Total Bond Market 1.55% 265,801 $20.0M Reduce -8.4%
DFEM Dimensional Emrg MRKT Core 1.49% 680,988 $19.2M Add +11.2%
IAGG iShares Intl Aggregate Bond 1.45% 360,122 $18.7M Reduce -7.8%
VNQ Vanguard Real Estate ETF 1.42% 188,179 $18.3M Reduce -6.4%
USHY iShares Broad Usd High Yield 1.38% 473,726 $17.8M Add +1.3%
DUHP Dimensional US High Profi Et 1.30% 491,990 $16.8M Add +26.3%
VCIT Vanguard Int-Term Corporate 1.28% 197,855 $16.6M Reduce -6.2%
BIV Vanguard Intermediate-Term B 1.15% 189,112 $14.8M Reduce -5.0%
DFAS Dimensional US Small Cap ETF 1.12% 222,300 $14.4M Add +17.1%
INTF iShares International Equity 1.10% 453,301 $14.2M Reduce -6.8%
VBR Vngrd Mrngst SL-CP Val ETF-U 1.10% 70,852 $14.2M Reduce -4.5%
ISTB iShares Core 1-5 Year Usd Bo 1.07% 283,096 $13.8M Reduce -7.8%
USRT iShares Core US REIT ETF 1.04% 218,128 $13.4M Reduce -3.0%
DFAR Dimensional US Real Est ETF 0.94% 471,734 $12.1M Add +8.0%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.74% 46,122 $9.5M Reduce -0.3%
VEU Vanguard Ftse All-World Ex-U 0.73% 149,423 $9.4M Reduce -3.7%
BSV Vanguard Short-Term Bond ETF 0.71% 116,854 $9.2M Reduce -3.6%
IJR iShares Core S&P Small-Cap E 0.64% 70,075 $8.2M Reduce -12.8%
VCSH Vanguard S/T Corp. Bond ETF 0.63% 101,679 $8.1M Reduce -4.6%
VTI VG Morningstar TS MKT ETF-US 0.62% 28,149 $8.0M Add +2.1%
DUSB Dimension Ultrashort Fi ETF 0.59% 149,756 $7.6M Add +22.4%
TIP iShares Tips Bond ETF 0.56% 65,926 $7.3M Reduce -16.7%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.56% 56,361 $7.2M Reduce -3.6%
DFAX Dimensional World Ex US Core 0.53% 252,880 $6.8M Reduce -1.7%
MUB iShares National Muni Bond E 0.50% 59,385 $6.5M Reduce -1.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.49% 36,406 $6.4M Reduce -1.7%
EFA iShares MSCI Eafe ETF 0.47% 72,808 $6.1M Reduce -7.1%
SCHX Schwab US Large-Cap ETF 0.45% 85,951 $5.8M Add +2.2%
DFIV Dimensional International Va 0.45% 152,088 $5.8M Add +0.1%
ICSH iShares Ultra Short Duration 0.45% 113,934 $5.8M Reduce -10.1%
VTIP Vanguard Short-Term Tips 0.43% 113,306 $5.6M Reduce -10.7%
SCHZ Schwab US Aggregate Bond ETF 0.42% 113,653 $5.4M Reduce -0.4%
DFSV Dimensional US Small Cap Val 0.42% 175,000 $5.4M Add +0.6%
IVOO Vanguard S&P Mid-Cap 400 ETF 0.38% 46,810 $4.9M Reduce -1.2%
AAPL Apple Inc. 0.38% 21,168 $4.9M Add +0.4%
SUB iShares Short-Term National 0.37% 45,372 $4.8M Reduce -5.6%
SMLF iShares US Smallcap Equity F 0.37% 72,539 $4.8M Reduce -9.2%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.37% 18,091 $4.8M Reduce -2.7%
VIOO Vanguard S&P Small-Cap 600 E 0.31% 37,423 $4.0M No change
SPY SS SPDR S&P 500 ETF Trust-US 0.31% 7,036 $4.0M Reduce -0.8%
IWB iShares Russell 1000 ETF 0.28% 11,354 $3.6M Reduce -1.1%
IEFA iShares Core MSCI Eafe ETF 0.27% 43,836 $3.4M Reduce -0.5%
GNR State Street SPDR S&P Global 0.26% 58,440 $3.4M No change
JPM JPMorgan Chase & Co. 0.26% 15,912 $3.4M Add +0.3%
ATO Atmos Energy Corp. 0.26% 24,090 $3.3M Reduce -4.0%
IWR iShares Russell Mid-Cap ETF 0.25% 36,832 $3.2M No change
VTEB Vanguard Tax-Exempt Bond ETF 0.25% 62,463 $3.2M Reduce -5.1%
SPIP SS SPDR P Tips ETF 0.25% 120,422 $3.2M Reduce -23.3%
VB Vanguard Most SM-Cap ETF-Usd 0.24% 12,964 $3.1M Add +1.1%
SCHA Schwab US Small-Cap ETF 0.23% 58,393 $3.0M Add +3.0%
VMBS Vanguard Mortgage-Backed Sec 0.23% 62,879 $3.0M Reduce -0.7%
STIP iShares 0-5 Year Tips Bond E 0.22% 28,280 $2.9M Reduce -15.8%
IGIB iShares 5-10Y Inv Grade Corp. 0.21% 51,287 $2.8M Reduce -4.6%
ITOT iShares Core S&P Total U.S. 0.20% 20,880 $2.6M Add +5.0%
EMGF iShares Emerging Markets Equ 0.20% 52,445 $2.6M Reduce -7.5%
RWR SS SPDR Dow Jones REIT ETF 0.20% 24,017 $2.6M Reduce -2.4%
DFNM Dimensional National Muni BD 0.20% 52,327 $2.5M Reduce -13.0%
IBDQ iShares Ibonds Dec 2025 Term 0.18% 94,310 $2.4M Add +1.6%
JNK SS SPDR BB High Yield Bond 0.18% 24,076 $2.4M Reduce -9.6%
MSFT Microsoft Corp. 0.18% 5,289 $2.3M Reduce -1.2%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.18% 48,120 $2.3M Reduce -12.1%
SHY iShares 1-3 Year Treasury Bo 0.17% 26,341 $2.2M Reduce -3.6%
IBDR iShares Ibonds Dec 2026 Term 0.17% 89,833 $2.2M Add +2.6%
IMTB iShares Core 5-10 Year Usd 0.16% 45,852 $2.0M Reduce -5.6%
IWD iShares Russell 1000 Value E 0.16% 10,673 $2.0M Reduce -4.1%
IBDP iShares Ibonds Dec 2024 Term 0.15% 77,038 $1.9M No change
IBTE iShares Ibonds Dec 2024 Term 0.15% 80,145 $1.9M Add +1.1%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.14% 10,894 $1.8M Reduce -20.3%
NVDA Nvidia Corp. 0.14% 14,810 $1.8M Add +9.0%
VXF Vanguard Extended Market ETF 0.14% 9,752 $1.8M Reduce -2.7%
SCHP Schwab U.S. Tips ETF 0.13% 31,013 $1.7M Add +76.7%
VWO Vanguard Ftse Emerging Marke 0.13% 34,378 $1.6M Reduce -0.3%
IBMM iShares Ibonds Dec 2024 Term 0.13% 62,891 $1.6M Reduce -1.8%
VIOV Vanguard S&P Small-Cap 600 V 0.13% 17,642 $1.6M Reduce -3.8%
SCHM Schwab US Mid Cap ETF 0.12% 18,670 $1.6M Add +4.7%
IJJ iShares S&P Mid-Cap 400 Valu 0.12% 12,336 $1.5M Reduce -1.9%
GLD SPDR Gold Shares 0.11% 6,056 $1.5M Reduce -0.7%
IBTF iShares Ibonds Dec 2025 Term 0.11% 59,915 $1.4M Add +1.7%
IVOV Vanguard S&P Mid-Cap 400 Val 0.10% 13,558 $1.3M No change
IBMO iShares Ibonds Dec 2026 Term 0.10% 48,658 $1.2M Reduce -1.8%
IBTG iShares Ibonds Dec 2026 Term 0.10% 53,726 $1.2M Add +1.7%
IUSV iShares Core S&P U.S. Value 0.10% 12,881 $1.2M No change
AMZN Amazon.com Inc. 0.10% 6,572 $1.2M Add +2.2%
SPDW Ste STR SPDR PT DW Eu ETF 0.09% 31,986 $1.2M Add +0.4%
IBHD iShares Ibonds 2024 H/Y Inc. 0.09% 50,431 $1.2M No change
LLY Eli Lilly & Co. 0.09% 1,296 $1.1M Reduce -5.0%
IBMP iShares Ibonds Dec 2027 Term 0.09% 45,012 $1.1M Reduce -4.2%
GOOGL Alphabet Inc. Class A 0.08% 6,513 $1.1M Add +1.0%
IBMN iShares Ibonds Dec 2025 Term 0.08% 39,862 $1.1M Reduce -2.3%
IBHE iShares Ibonds 2025 H/Y Inc. 0.08% 45,432 $1.1M No change
DFUV Dimensional US Marketwide Va 0.08% 23,399 $976K Add +0.3%
BRK.B Berkshire Hathaway Inc. Class B 0.08% 2,113 $973K Reduce -9.9%
DFUS Dimensional US Eq MKT ETF 0.07% 15,013 $934K Add +2.4%
VDE Vanguard Energy ETF 0.07% 7,398 $906K Reduce -3.0%
VEA Vanguard Ftse Developed ETF 0.07% 16,646 $879K Reduce -6.3%
IAU iShares Gold Trust 0.07% 17,649 $877K Reduce -3.4%
TSLA Tesla Inc. 0.07% 3,315 $867K Reduce -0.3%
VAW Vanguard Materials ETF 0.07% 3,995 $845K Reduce -0.7%
IGE iShares North American Natur 0.06% 18,043 $795K Reduce -2.4%
IWN iShares Russell 2000 Value E 0.06% 4,568 $762K No change
VNQI Vanguard GLBL Ex-US Real Est 0.06% 16,216 $761K Reduce -2.3%
DISV Dimensional International SM 0.06% 26,134 $759K Add +6.7%
SDY SS SPDR S&P Dividend ETF 0.06% 5,059 $719K Reduce -2.5%
FELE Franklin Electric Co. Inc. 0.05% 6,553 $687K Add +0.1%
GOOG Alphabet Inc. Class C 0.05% 3,852 $644K Add +1.6%
IGSB iShares 1-5Y Inv Grade Corp. 0.05% 12,226 $644K Add +0.0%
IWS iShares Russell Mid-Cap Valu 0.05% 4,859 $643K No change
IEMG iShares Core MSCI Emerging 0.05% 10,926 $627K Reduce -1.7%
LNC Lincoln National Corp. 0.05% 19,490 $614K Add +4.7%
IBMQ iShares Ibonds Dec 2028 Muni 0.05% 23,280 $597K No change
IBHF iShares Ibond 2026 HY & Inc. 0.05% 25,436 $595K No change
ABBV Abbvie Inc. 0.05% 2,949 $582K Reduce -16.3%
WMT Walmart Inc. 0.04% 7,137 $576K Add +1.3%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.04% 21,980 $536K Add +10.4%
ONB Old National Bancorp 0.04% 28,077 $524K Add +0.1%
META Meta Platforms Inc. Class A 0.04% 909 $520K Add +1.6%
SLV iShares Silver Trust 0.04% 16,841 $478K No change
HD Home Depot Inc. 0.04% 1,169 $474K Add +3.8%
FICO Fair Isaac Corp. 0.04% 238 $463K Add +3.5%
ACWX iShares MSCI Acwi Ex US ETF 0.04% 7,951 $455K No change
BRO Brown & Brown Inc. 0.03% 4,034 $418K New
V Visa Inc. Class A 0.03% 1,500 $412K Add +0.9%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.03% 3,539 $400K Reduce -6.8%
QQQ Invesco QQQ Trust Series 1 0.03% 786 $384K No change
IVW iShares S&P 500 Growth ETF 0.03% 3,910 $374K Reduce -7.8%
SPHY SS SPDR P High Yield ETF 0.03% 15,433 $371K Add +9.1%
MA Mastercard Inc. Class A 0.03% 751 $371K Add +1.4%
NEAR iShares SH Dba ETF Usd Inc. 0.03% 7,208 $369K Reduce -2.4%
DVY iShares Select Dividend ETF 0.03% 2,594 $350K Reduce -16.1%
HPQ HP Inc. 0.03% 9,630 $345K Add +0.3%
LOW Lowe's Cos Inc. 0.03% 1,269 $344K Add +0.7%
ATEC Alphatec Holdings Inc. 0.03% 60,553 $337K No change
VGK Vanguard Ftse Europe ETF 0.03% 4,620 $328K No change
IWF iShares Russell 1000 Growth 0.03% 874 $328K No change
DCOR Dimensional US Core Eq 1 ETF 0.02% 5,030 $319K Add +121.1%
PGR Progressive Corp. 0.02% 1,195 $303K Add +0.7%
JNJ Johnson & Johnson 0.02% 1,836 $298K Add +6.7%
DJP Ipath Bloomberg Commodity Inc. filed as BARCLAYS BANK PLC 0.02% 8,843 $285K Add +22.7%
UNH Unitedhealth Group Inc. 0.02% 486 $284K Add +2.1%
KO The Coca-Cola Co. 0.02% 3,754 $270K Reduce -2.2%
AVGO Broadcom Inc. 0.02% 1,512 $261K Reduce -9.5%
VPL Vanguard Ftse Pacific ETF 0.02% 3,325 $261K No change
RWO State Street SPDR Dow Jones 0.02% 5,469 $260K Add +15.1%
ELV Elevance Health Inc. 0.02% 499 $259K Add +0.4%
SIVR Abrdn Physical Silver Shares 0.02% 8,641 $257K No change
PG The Procter & Gamble Co. 0.02% 1,456 $252K Add +3.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 651 $250K Reduce -3.0%
COST Costco Wholesale Corp. 0.02% 280 $248K Add +4.9%
XOM Exxon Mobil Corp. 0.02% 2,113 $248K Reduce -8.6%
ICE Intercontinental Exchange Inc. 0.02% 1,539 $247K Add +0.8%
SPSB SS SPDR P St C Corp. ETF 0.02% 8,153 $247K No change
EPD Enterprise Products Partners 0.02% 8,380 $244K No change
ABT Abbott Laboratories 0.02% 2,025 $231K Reduce -23.3%
PEP Pepsico Inc. 0.02% 1,350 $230K Reduce -6.6%
NFLX Netflix Inc. 0.02% 323 $229K Add +0.3%
AMGN Amgen Inc. 0.02% 705 $227K Add +9.5%
SPIB SS SPDR P Int C Corp. ETF 0.02% 6,694 $226K Reduce -8.0%
ADBE Adobe Inc. 0.02% 426 $221K Add +3.6%
IBDU iShares Ibonds Dec 2029 Term 0.02% 9,251 $217K No change
EPP iShares MSCI Pacific Ex Japa 0.02% 4,382 $214K No change
STLD Steel Dynamics Inc. 0.02% 1,684 $212K Reduce -0.1%
DFAW Dimensional World Eqty ETF 0.02% 3,279 $208K Reduce -9.1%
KR Kroger Co. 0.02% 3,509 $201K New
SRE Sempra 0.02% 2,395 $200K New
XLK SS Technology Select Sector 0.01% 859 $194K No change
IBDT iShares Ibonds Dec 2028 ETF 0.01% 7,523 $192K No change
SPMD SS SPDR P S&P 400 Midcap ETF 0.01% 3,195 $175K Reduce -0.3%
GVI iShares Intermediate Governm 0.01% 1,484 $159K Reduce -5.2%
SCZ iShares MSCI Eafe Small-Cap 0.01% 2,337 $158K Add +0.1%
IWV iShares Russell 3000 ETF 0.01% 473 $155K Reduce -3.3%
SCHF Schwab Intl Equity ETF 0.01% 3,647 $150K Add +0.4%
IEV iShares Europe ETF 0.01% 2,555 $149K No change
DFIP Dimensional Inflation-Protec 0.01% 3,433 $145K Reduce -49.0%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.01% 1,806 $145K Reduce -37.0%
DFEV Dimensional Emrg MRKT Val 0.01% 4,961 $141K Add +17.9%
SPYV SS SPDR P S&P 500 Value ETF 0.01% 2,645 $140K Reduce -18.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.01% 2,025 $137K Reduce -23.8%
SPSM SS SPDR P S&P 600 Small Cap 0.01% 2,701 $123K Add +5.2%
REET iShares Global REIT ETF 0.01% 4,500 $120K Reduce -9.6%
DFGP Dimensional GLBL Core PL Fix 0.01% 2,167 $119K Reduce -28.0%
XLE SS Energy Select Sector 0.01% 1,314 $115K Reduce -9.8%
MBB iShares MBS ETF 0.01% 1,140 $109K Reduce -12.8%
IOO iShares Global 100 ETF 0.01% 1,043 $103K No change
IBMR iShares Ibonds Dec 2029 M BD 0.01% 4,020 $102K No change
EVLV Evolv Technologies Holdings 0.01% 24,408 $99K New
IJT iShares S&P Small-Cap 600 GR 0.01% 661 $92K No change
IBDV iShares Ibonds Dec 2030 Corp. 0.01% 4,049 $90K Add +16.3%
VT Vanguard Tot World STK ETF 0.01% 674 $81K Reduce -17.0%
XLY SS Consumer Disc Select Sect 0.01% 390 $78K No change
DFAU Dimensional US Core Equity M 0.01% 1,943 $77K Add +0.1%
VONG Vanguard Russell 1000 Growth 0.01% 792 $76K No change
DFGX Dimsnl Intr CF in ETF-Usd Inc. 0.01% 1,385 $75K Reduce -81.2%
DFAI Dimensional International Co. 0.01% 2,311 $73K Reduce -0.5%
ESGD iShares Trust iShares ESG Aw 0.01% 771 $65K New
XLV SS Health Care Select Sector 0.00% 370 $57K No change
SCHD Schwab US DVD Equity ETF 0.00% 661 $56K Add +144.8%
SCHV Schwab US Large-Cap Value 0.00% 680 $55K No change
ESGV Vanguard ESG US Stock ETF 0.00% 513 $52K New
VGSH Vanguard Short-Term Treasury 0.00% 857 $51K No change
EWT iShares MSCI Taiwan ETF 0.00% 900 $48K No change
DGRO iShares Core Dividend Growth 0.00% 751 $47K Reduce -40.0%
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 1,558 $45K No change
EEM iShares MSCI Emerging Market 0.00% 910 $42K No change
IWM iShares Russell 2000 ETF 0.00% 163 $36K Add +1.2%
EFV iShares MSCI Eafe Value ETF 0.00% 620 $36K No change
EFG iShares MSCI Eafe Growth ETF 0.00% 320 $34K No change
DIHP Dimensional International Hi 0.00% 1,216 $34K No change
BLV Vanguard Long-Term Bond ETF 0.00% 416 $31K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.00% 108 $29K No change
IBB iShares Biotechnology ETF 0.00% 196 $29K No change
ICLN iShares Global Clean Energy 0.00% 1,925 $28K New
ESML iShares ESG Aware MSCI USA S 0.00% 669 $28K New
IYW iShares Ustechnology ETF 0.00% 181 $27K Add +1545.5%
XLP SS Consumer Staples Sel Sect 0.00% 330 $27K Reduce -47.3%
IBDW iShares Ibonds Dec 2031 Corp. 0.00% 1,274 $27K No change
EWC iShares MSCI Canada ETF 0.00% 650 $27K No change
SHV iShares 0-1 Year Treasury Bo 0.00% 243 $27K No change
SCHG Schwab US Large-Cap Growth 0.00% 254 $26K No change
EWY iShares MSCI South Korea ETF 0.00% 405 $26K No change
SCHJ Schwab 1-5 YR Corp. BND ETF 0.00% 438 $22K New
SPAB SS SPDR P Agg Bond ETF 0.00% 811 $21K Add +9.9%
IYE iShares U.S. Energy ETF 0.00% 457 $21K No change
VGT Vanguard Info Tech ETF 0.00% 36 $21K No change
EWA iShares MSCI Australia ETF 0.00% 775 $21K No change
IGEB iShares Investment Grade SYS 0.00% 450 $21K Reduce -82.1%
XLI SS Industrial Select Sector 0.00% 150 $20K New
EMB iShares JP Morgan Usd Emergi 0.00% 209 $20K No change
VLUE iShares MSCI USA Value Facto 0.00% 164 $18K Add +0.6%
IYC iShares US Consumer Discreti 0.00% 200 $18K New
EZU iShares MSCI Eurozone ETF 0.00% 288 $15K No change
SPEM State Street SP PTF Em ETF 0.00% 317 $13K Reduce -34.0%
IWP iShares Russell Mid-Cap Grow 0.00% 109 $13K No change
VSS Vanguard Ftse All Wo X-US SC 0.00% 97 $12K New
IHI iShares U.S. Medical Devices 0.00% 200 $12K No change
XHB SS SPDR S&P Homebldrs ETF 0.00% 95 $12K No change
XNTK SS SPDR Nyse Tech ETF 0.00% 59 $12K No change
RWX State Street SPDR Dow Jones 0.00% 325 $9K No change
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 96 $9K No change
GWX State Street SPDR S&P Intern 0.00% 247 $8K No change
CNRG SS SPDR S&P Kensho CLP ETF 0.00% 92 $6K No change
SLYV SS SPDR S&P 600 SC Val ETF 0.00% 56 $5K No change
QUAL iShares MSCI USA Quality Fac 0.00% 24 $4K No change
IXC iShares Global Energy ETF 0.00% 107 $4K No change
XES SS SPDR S&P Og Eqp & Serv 0.00% 50 $4K No change
EWJ iShares MSCI Japan ETF 0.00% 50 $4K No change
DFIS Dimensional International SM 0.00% 130 $3K New
ESGU iShares ESG Aware MSCI USA 0.00% 25 $3K No change
TECB iShares US Tech Breakthrough 0.00% 56 $3K No change
VGIT Vanguard Intermediate-Term T 0.00% 43 $3K No change
IHAK iShares Cybersecurity & Tech 0.00% 50 $2K No change
IYR iShares US Real Estate ETF 0.00% 20 $2K No change
OEF iShares S&P 100 ETF 0.00% 5 $1K No change
IDNA iShares Gen-Immunology HLTH 0.00% 42 $1K No change
USMV iShares MSCI USA Min Vol Fac 0.00% 8 $740 No change
EMXC iShares MSCI Emr MRK Ex Chna 0.00% 12 $740 No change
IFRA iShares US Infrastructure 0.00% 10 $476 No change
ARTY iShares Future AI & Tech ETF 0.00% 10 $342 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $100K (not counted above)
SecurityClassShares / PrincipalValueChange
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal 100,000$100KNew

Total filed on the 13F, all lines: $1.3B.

Portfolio Sells Q2 2024 → Q3 2024
IJH iShares Core S&P Midcap ETF Reduce -5.8% 5.02% −0.30
AGG iShares Core U.S. Aggregate Reduce -6.9% 2.92% −0.28
IXUS iShares Core Intl Stock ETF Reduce -5.9% 4.39% −0.22
BND Vanguard Total Bond Market Reduce -8.4% 1.55% −0.18
LRGF iShares US Equity Factor ETF Reduce -6.4% 2.28% −0.17
BNDX Vanguard Total Intl Bond ETF Reduce -4.1% 2.24% −0.17
IAGG iShares Intl Aggregate Bond Reduce -7.8% 1.45% −0.16
IVE iShares S&P 500 Value ETF Reduce -5.5% 3.83% −0.15
TIP iShares Tips Bond ETF Reduce -16.7% 0.56% −0.13
ISTB iShares Core 1-5 Year Usd Bo Reduce -7.8% 1.07% −0.13
VCIT Vanguard Int-Term Corporate Reduce -6.2% 1.28% −0.11
IVV iShares Core S&P 500 ETF Reduce -0.1% 10.21% −0.10
SPIP SS SPDR P Tips ETF Reduce -23.3% 0.25% −0.08
BIV Vanguard Intermediate-Term B Reduce -5.0% 1.15% −0.08
ICSH iShares Ultra Short Duration Reduce -10.1% 0.45% −0.08
VTIP Vanguard Short-Term Tips Reduce -10.7% 0.43% −0.07
IJR iShares Core S&P Small-Cap E Reduce -12.8% 0.64% −0.07
DFAC Dimensional US Core Equity 2 Reduce -3.0% 2.20% −0.07
INTF iShares International Equity Reduce -6.8% 1.10% −0.07
BSV Vanguard Short-Term Bond ETF Reduce -3.6% 0.71% −0.05
VCSH Vanguard S/T Corp. Bond ETF Reduce -4.6% 0.63% −0.05
STIP iShares 0-5 Year Tips Bond E Reduce -15.8% 0.22% −0.05
SUB iShares Short-Term National Reduce -5.6% 0.37% −0.04
DFNM Dimensional National Muni BD Reduce -13.0% 0.20% −0.04
WMB Williams Cos Inc. Sold out 0.00% −0.04
EFA iShares MSCI Eafe ETF Reduce -7.1% 0.47% −0.03
MUB iShares National Muni Bond E Reduce -1.8% 0.50% −0.03
SMLF iShares US Smallcap Equity F Reduce -9.2% 0.37% −0.03
IUSB Ishr CR Unvrse Usd BD ETF-Ui Reduce -12.1% 0.18% −0.03
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -20.3% 0.14% −0.03
DFGX Dimsnl Intr CF in ETF-Usd Inc. Reduce -81.2% 0.01% −0.03
JNK SS SPDR BB High Yield Bond Reduce -9.6% 0.18% −0.02
VTEB Vanguard Tax-Exempt Bond ETF Reduce -5.1% 0.25% −0.02
MSFT Microsoft Corp. Reduce -1.2% 0.18% −0.02
VEU Vanguard Ftse All-World Ex-U Reduce -3.7% 0.73% −0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -3.3% 2.17% −0.02
IJS iShares S&P Small-Cap 600 Va Reduce -5.1% 1.57% −0.02
CYH Community Health Systems Inc. Sold out 0.00% −0.02
EMGF iShares Emerging Markets Equ Reduce -7.5% 0.20% −0.02
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -4.5% 1.10% −0.01
SHY iShares 1-3 Year Treasury Bo Reduce -3.6% 0.17% −0.01
MGC Vngrd Mrngstr MG Cap ETF-Usd Reduce -0.3% 0.74% −0.01
IGIB iShares 5-10Y Inv Grade Corp. Reduce -4.6% 0.21% −0.01
VV Vngrd Mrgstr LRG-Cap ETF-Usd Reduce -2.7% 0.37% −0.01
LLY Eli Lilly & Co. Reduce -5.0% 0.09% −0.01
IMTB iShares Core 5-10 Year Usd Reduce -5.6% 0.16% −0.01
DFIP Dimensional Inflation-Protec Reduce -49.0% 0.01% −0.01
MGV Vngrd Mrgstr MG CP VL ETF-Ui Reduce -3.6% 0.56% −0.01
VXUS Vanguard Total Intl Stock Reduce -1.3% 3.23% −0.01
SCHZ Schwab US Aggregate Bond ETF Reduce -0.4% 0.42% −0.01

Portfolio Buys Q2 2024 → Q3 2024
DFCF Dimensional Core Fixed Inc. Add +41.6% 3.42% +0.95
DFSD Dimensional Short Duration Add +26.9% 3.18% +0.56
DFIC Dimensional International Co. Add +15.8% 3.35% +0.48
DUHP Dimensional US High Profi Et Add +26.3% 1.30% +0.27
DFLV Dim US Large Cap Value ETF Add +14.2% 2.08% +0.26
DFAT Dimensional US Target Value Add +10.4% 1.93% +0.20
DFAS Dimensional US Small Cap ETF Add +17.1% 1.12% +0.18
DFAR Dimensional US Real Est ETF Add +8.0% 0.94% +0.14
DFEM Dimensional Emrg MRKT Core Add +11.2% 1.49% +0.14
DUSB Dimension Ultrashort Fi ETF Add +22.4% 0.59% +0.08
SCHP Schwab U.S. Tips ETF Add +76.7% 0.13% +0.05
BRO Brown & Brown Inc. New 0.03% +0.03
AAPL Apple Inc. Add +0.4% 0.38% +0.02
KR Kroger Co. New 0.02% +0.02
SRE Sempra New 0.02% +0.02
DCOR Dimensional US Core Eq 1 ETF Add +121.1% 0.02% +0.01
SCHA Schwab US Small-Cap ETF Add +3.0% 0.23% +0.01
VTI VG Morningstar TS MKT ETF-US Add +2.1% 0.62% +0.01
ITOT iShares Core S&P Total U.S. Add +5.0% 0.20% +0.01
VB Vanguard Most SM-Cap ETF-Usd Add +1.1% 0.24% +0.01
EVLV Evolv Technologies Holdings New 0.01% +0.01
FICO Fair Isaac Corp. Add +3.5% 0.04% +0.01
SCHX Schwab US Large-Cap ETF Add +2.2% 0.45% +0.01
SCHM Schwab US Mid Cap ETF Add +4.7% 0.12% +0.01
WMT Walmart Inc. Add +1.3% 0.04% +0.01
DFSV Dimensional US Small Cap Val Add +0.6% 0.42% +0.01
ESGD iShares Trust iShares ESG Aw New 0.01% +0.01
HD Home Depot Inc. Add +3.8% 0.04% +0.00
DISV Dimensional International SM Add +6.7% 0.06% +0.00
ESGV Vanguard ESG US Stock ETF New 0.00% +0.00
RWO State Street SPDR Dow Jones Add +15.1% 0.02% +0.00
LOW Lowe's Cos Inc. Add +0.7% 0.03% +0.00
PGR Progressive Corp. Add +0.7% 0.02% +0.00
META Meta Platforms Inc. Class A Add +1.6% 0.04% +0.00
DJP Ipath Bloomberg Commodity Inc. Add +22.7% 0.02% +0.00
IBDS Ishrs Ibnds Dec 27 Corp. ETF Add +10.4% 0.04% +0.00
SCHD Schwab US DVD Equity ETF Add +144.8% 0.00% +0.00
JNJ Johnson & Johnson Add +6.7% 0.02% +0.00
ICLN iShares Global Clean Energy New 0.00% +0.00
ESML iShares ESG Aware MSCI USA S New 0.00% +0.00
IYW iShares Ustechnology ETF Add +1545.5% 0.00% +0.00
UNH Unitedhealth Group Inc. Add +2.1% 0.02% +0.00
ICE Intercontinental Exchange Inc. Add +0.8% 0.02% +0.00
MA Mastercard Inc. Class A Add +1.4% 0.03% +0.00
SPHY SS SPDR P High Yield ETF Add +9.1% 0.03% +0.00
SCHJ Schwab 1-5 YR Corp. BND ETF New 0.00% +0.00
XLI SS Industrial Select Sector New 0.00% +0.00
DFEV Dimensional Emrg MRKT Val Add +17.9% 0.01% +0.00
IYC iShares US Consumer Discreti New 0.00% +0.00
DFUS Dimensional US Eq MKT ETF Add +2.4% 0.07% +0.00

Notes & Other Activity Q2 2024 → Q3 2024
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal New 100,000 $100K
SCHO Schwab Short-Term US Treas SHT TM US TRES Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 291$1.4BIVV, DFCF, DFIC, DFSD, DFLV
Q1 2026 283$1.4BIVV, DFCF, DFIC, DFSD, DFLV
Q4 2025 307$1.6BIVV, DFCF, DFIC, DFSD, DUHP
Q3 2025 305$1.5BIVV, DFCF, DFIC, DFSD, IJH
Q2 2025 279$1.4BIVV, DFCF, DFIC, DFSD, IJH
Q1 2025 258$1.3BIVV, DFCF, DFIC, DFSD, IJH
Q4 2024 259$1.3BIVV, DFCF, DFSD, DFIC, IJH
Q3 2024 275$1.3BIVV, IJH, IXUS, IVE, DFCF
Q2 2024 271$1.2BIVV, IJH, IXUS, IVE, VXUS
Q1 2024 261$1.2BIVV, IJH, IXUS, IVE, AGG