Rational Advisors, Inc.

Name: RATIONAL ADVISORS, INC. 13F holdings, Q3 2024
Creator: RATIONAL ADVISORS, INC.
Published: 2024-10-30

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), Rational Advisors, Inc. reported 165 stock positions worth $1.0 billion. Its top holding was Vanguard Total Bond Market (BND) at 9.0% of the portfolio, followed by SS SPDR P Agg Bond ETF (SPAB, 9.0%) and iShares Core U.S. Aggregate (AGG, 8.9%). Compared with Q2 2024, it opened 16 new positions, sold out of 36, added to 33 and reduced 106. The biggest buy was St Sr Utl SL SE SPDR ETF-Usd (XLU, shares +44%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −15%).

Most Recent 13F: Q2 2026
Location: San Juan, PR
CIK: 0001143565
Portfolio Value: $1.0B (Q3 2024)
SEC Filing: 0001162044-24-001178 ↗ filed Oct 30, 2024

Holdings Value

Holdings 165 stocks · $1.0B


BND Vanguard Total Bond Market	8.95%	1,205,695	$90.6M	Reduce -3.2%
SPAB SS SPDR P Agg Bond ETF	8.95%	3,463,260	$90.5M	Reduce -3.1%
AGG iShares Core U.S. Aggregate	8.95%	893,650	$90.5M	Reduce -3.4%
QQQM Invesco Nasdaq 100 ETF	5.82%	293,000	$58.8M	Reduce -4.6%
AMLP Alerian MLP ETF	5.82%	1,248,180	$58.8M	Reduce -2.6%
NTSX Wisdomtree US Efficient Core	5.47%	1,177,860	$55.3M	Reduce -7.7%
IVV iShares Core S&P 500 ETF	5.21%	91,395	$52.7M	Reduce -15.0%
VIG Vanguard Dividend Apprec ETF	4.91%	250,515	$49.6M	Reduce -7.3%
SCHH Schwab US REIT ETF	4.50%	1,963,100	$45.5M	Add +12.8%
JEPI JPMorgan Equity Premium Inco	3.94%	669,505	$39.8M	Reduce -13.6%
HYLB Xtrackers Usd High Yield Cor	3.45%	944,925	$34.9M	Reduce -14.7%
XLU St Sr Utl SL SE SPDR ETF-Usd	3.09%	386,760	$31.2M	Add +43.7%
PFFD Global X US Preferred ETF	2.50%	1,214,485	$25.2M	Reduce -18.3%
VOO Vanguard S&P 500 ETF	1.97%	37,813	$20.0M	Reduce -2.0%
DFCF Dimensional Core Fixed Inc.	1.97%	461,475	$19.9M	Reduce -22.0%
SPYM Ste STR SPDR PT S&P 500 ETF	1.93%	288,605	$19.5M	Reduce -6.1%
SCHI Schwab 5-10 Year Corporate B	1.48%	323,765	$14.9M	Reduce -2.9%
AMZN Amazon.com Inc.	1.09%	59,243	$11.0M	Add +19.5%
BAB Invesco Taxable Municipal Bo	0.98%	358,925	$9.9M	Add +92.6%
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28)	0.64%	6,120,000	$6.5M	No change
MELI MercadoLibre Inc.	0.62%	3,073	$6.3M	Add +119.5%
DEXCOM INC (DXCM 0.25 11/15/25)	0.58%	6,190,000	$5.9M	No change
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26)	0.54%	4,440,000	$5.4M	Reduce -21.0%
AAPL Apple Inc.	0.54%	23,313	$5.4M	Add +0.6%
META Meta Platforms Inc. Class A	0.53%	9,365	$5.4M	Add +16.7%
SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27)	0.52%	5,156,000	$5.3M	No change
ALLIANT ENERGY CORP (LNT 3.875 03/15/26)	0.51%	4,970,000	$5.2M	Add +16.9%
MBB iShares MBS ETF	0.49%	51,275	$4.9M	Reduce -51.8%
MSFT Microsoft Corp.	0.48%	11,261	$4.8M	Add +6.4%
GOOGL Alphabet Inc. Class A	0.47%	28,582	$4.7M	Reduce -23.2%
WMT Walmart Inc.	0.46%	57,955	$4.7M	Add +946.1%
FORD MOTOR COMPANY (F 0 03/15/26) filed as FORD MTR CO	0.46%	4,750,000	$4.6M	Reduce -23.9%
APO Apollo Global Management Inc.	0.46%	37,200	$4.6M	Add +26.1%
BKNG Booking Holdings Inc.	0.46%	1,100	$4.6M	Reduce -21.4%
VENTAS REALTY LP (VTR 3.75 06/01/26)	0.38%	3,200,000	$3.9M	Add +137.0%
IEFA iShares Core MSCI Eafe ETF	0.38%	48,950	$3.8M	Add +125.9%
CYBR Cyberark Software Ltd./Israel	0.37%	12,800	$3.7M	Add +45.5%
KKR KKR & Co. Inc.	0.36%	27,900	$3.6M	Reduce -12.5%
OKTA INC (OKTA 0.375 06/15/26)	0.35%	3,879,000	$3.6M	No change
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26)	0.35%	3,480,000	$3.6M	New
BX Blackstone Inc.	0.33%	22,000	$3.4M	Add +4.8%
NFLX Netflix Inc.	0.33%	4,700	$3.3M	Reduce -9.6%
COST Costco Wholesale Corp.	0.32%	3,699	$3.3M	Reduce -8.4%
LYV Live Nation Entertainment Inc.	0.32%	29,850	$3.3M	Reduce -21.1%
LLY Eli Lilly & Co.	0.32%	3,600	$3.2M	Reduce -10.2%
COHR Coherent Corp.	0.31%	35,430	$3.2M	Add +86.5%
ETSY INC (ETSY 0.25 06/15/28)	0.29%	3,610,000	$2.9M	Reduce -30.6%
CMG Chipotle Mexican Grill Inc.	0.29%	50,350	$2.9M	Reduce -8.4%
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28)	0.29%	3,350,000	$2.9M	Reduce -33.3%
ORCL Oracle Corp.	0.26%	15,500	$2.6M	New
ITT Itt Inc.	0.25%	17,200	$2.6M	New
TDG Transdigm Group Inc.	0.24%	1,700	$2.4M	Add +41.7%
KBR KBR Inc.	0.24%	37,200	$2.4M	Add +128.2%
MOG.A Moog Inc. Class A	0.22%	11,235	$2.3M	New
SHOPIFY INC (SHOPCN 0.125 11/01/25)	0.22%	2,342,000	$2.3M	Reduce -56.1%
HD Home Depot Inc.	0.22%	5,500	$2.2M	Add +570.7%
DKNG Draftkings Inc. Class A	0.21%	53,000	$2.1M	Reduce -41.7%
UBER Uber Technologies Inc.	0.20%	27,100	$2.0M	Reduce -44.2%
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49)	0.20%	2,040,928	$2.0M	No change
PROS HOLDINGS INC (PRO 2.25 09/15/27)	0.20%	2,211,000	$2.0M	No change
IEF iShares 7-10 Year Treasury B	0.18%	18,600	$1.8M	New
WIX LTD (WIX 0 08/15/25) filed as WIX COM LTD	0.17%	1,790,000	$1.7M	No change
BRK.B Berkshire Hathaway Inc. Class B	0.17%	3,639	$1.7M	Add +22.3%
JPM JPMorgan Chase & Co.	0.16%	7,852	$1.7M	Add +82.3%
VGT Vanguard Info Tech ETF	0.16%	2,729	$1.6M	Add +110.9%
XLK SS Technology Select Sector	0.15%	6,841	$1.5M	Add +107.2%
EXPEDIA GROUP INC (EXPE 0 02/15/26)	0.15%	1,605,000	$1.5M	No change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25)	0.15%	1,470,000	$1.5M	Reduce -36.9%
FRPT Freshpet Inc.	0.14%	10,600	$1.4M	Reduce -21.5%
XOM Exxon Mobil Corp.	0.14%	12,283	$1.4M	Reduce -49.0%
ITA iShares U.S. Aerospace & Def	0.14%	9,536	$1.4M	New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.14%	6,351	$1.4M	Add +428.4%
BRK.A Berkshire Hathaway Inc. Class A	0.14%	2	$1.4M	No change
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.14%	14,200	$1.4M	Add +481.0%
IVE iShares S&P 500 Value ETF	0.12%	6,290	$1.2M	Add +105.6%
BSX Boston Scientific Corp.	0.12%	14,200	$1.2M	Reduce -62.3%
FOUR SHIFT4 Payments Inc. Class A	0.11%	12,900	$1.1M	New
NVDA Nvidia Corp.	0.11%	9,193	$1.1M	Reduce -29.2%
XLV SS Health Care Select Sector	0.10%	6,514	$1.0M	New
TGT Target Corp.	0.08%	5,250	$818K	New
CHEGG INC (CHGG 0 09/01/26)	0.08%	1,067,000	$808K	No change
TSLA Tesla Inc.	0.08%	3,063	$801K	Add +128.6%
INTU Intuit Inc.	0.06%	1,000	$621K	Add +169.5%
SPY SS SPDR S&P 500 ETF Trust-US	0.06%	1,038	$596K	New
ADBE Adobe Inc.	0.05%	1,000	$518K	New
AVGO Broadcom Inc.	0.05%	2,843	$490K	Reduce -75.0%
QCOM Qualcomm Inc.	0.05%	2,750	$468K	Reduce -10.1%
PLTR Palantir Technologies Inc. Class A	0.04%	11,452	$426K	Add +42.8%
PANW Palo Alto Networks Inc.	0.04%	1,223	$418K	Reduce -16.6%
IHAK iShares Cybersecurity & Tech	0.04%	8,012	$391K	New
JNJ Johnson & Johnson	0.03%	2,022	$328K	Reduce -39.2%
MRK Merck & Co. Inc.	0.03%	2,865	$325K	Add +36.7%
ASML ASML Holding NV-NY Reg SHS	0.03%	382	$318K	Add +5.0%
AMD Advanced Micro Devices	0.02%	1,515	$249K	Add +2.2%
INTC Intel Corp.	0.02%	10,466	$246K	New
TSM Taiwan Semiconductor-SP ADR	0.02%	1,371	$238K	Reduce -3.3%
SHY iShares 1-3 Year Treasury Bo	0.02%	2,650	$220K	Add +221.2%
GLW Corning Inc.	0.02%	3,557	$161K	New
MU Micron Technology Inc.	0.01%	1,089	$113K	Reduce -19.4%
WMB Williams Cos Inc.	0.01%	1,447	$66K	Reduce -8.8%
TRGP Targa Resources Corp.	0.01%	434	$64K	Reduce -9.2%
OKE Oneok Inc.	0.01%	673	$61K	Reduce -9.4%
WELL Welltower Inc.	0.01%	442	$57K	Reduce -11.2%
LNG Cheniere Energy Inc.	0.01%	305	$55K	Reduce -9.8%
DD Dupont DE Nemours Inc.	0.01%	609	$54K	Reduce -11.0%
RTX RTX Corp.	0.01%	446	$54K	Reduce -81.2%
SHW The Sherwin-Williams Co.	0.01%	139	$53K	Reduce -11.5%
ECL Ecolab Inc.	0.01%	203	$52K	Reduce -11.0%
FCX Freeport-McMoran Inc.	0.01%	1,037	$52K	Reduce -11.1%
PNR Pentair PLC	0.01%	528	$52K	Reduce -12.3%
CAT Caterpillar Inc.	0.01%	130	$51K	Reduce -12.2%
KMI Kinder Morgan Inc.	0.01%	2,300	$51K	Reduce -11.3%
LIN Linde PLC	0.01%	105	$50K	Reduce -11.8%
NOC Northrop Grumman Corp.	0.00%	93	$49K	Reduce -26.2%
RSG Republic Services Inc.	0.00%	244	$49K	Reduce -10.9%
EQIX Equinix Inc.	0.00%	54	$48K	Reduce -11.5%
GD General Dynamics Corp.	0.00%	158	$48K	Reduce -11.7%
SO The Southern Co.	0.00%	518	$47K	Reduce -12.5%
WM Waste Management Inc.	0.00%	225	$47K	Reduce -11.4%
DLR Digital Realty Trust Inc.	0.00%	286	$46K	Reduce -12.3%
PBA Pembina Pipeline Corp.	0.00%	1,122	$46K	Reduce -12.4%
WCN Waste Connections Inc.	0.00%	257	$46K	Reduce -11.7%
AEP American Electric Power	0.00%	445	$46K	Reduce -12.8%
DOW Dow Inc.	0.00%	833	$46K	Reduce -12.0%
DUK Duke Energy Corp.	0.00%	391	$45K	Reduce -12.5%
MPLX MPLX LP	0.00%	1,002	$45K	Reduce -12.5%
LMT Lockheed Martin Corp.	0.00%	76	$44K	Reduce -13.6%
APD Air Products & Chemicals Inc.	0.00%	148	$44K	Reduce -13.4%
ET Energy Transfer LP	0.00%	2,712	$44K	Reduce -12.1%
NEE Nextera Energy Inc.	0.00%	512	$43K	Reduce -84.4%
CP Canadian Pacific Kansas City	0.00%	490	$42K	Reduce -13.1%
UNP Union Pacific Corp.	0.00%	166	$41K	Reduce -13.5%
PAGP Plains GP Holdings LP	0.00%	2,196	$41K	Reduce -12.6%
SRE Sempra	0.00%	484	$40K	Reduce -13.7%
COP Conocophillips	0.00%	383	$40K	Reduce -12.4%
PSA Public Storage	0.00%	109	$40K	Reduce -14.8%
EMR Emerson Electric Co.	0.00%	360	$39K	Reduce -13.5%
FTS Fortis Inc.	0.00%	866	$39K	Reduce -14.4%
STLD Steel Dynamics Inc.	0.00%	310	$39K	Reduce -13.4%
PSX Phillips 66	0.00%	295	$39K	Reduce -13.0%
STAG Stag Industrial Inc.	0.00%	976	$38K	Reduce -13.9%
HON Honeywell International Inc.	0.00%	184	$38K	Reduce -82.8%
RS Reliance Inc.	0.00%	131	$38K	Reduce -13.3%
EPD Enterprise Products Partners	0.00%	1,292	$38K	Reduce -13.8%
BIP Brookfield Infrastructure Pa	0.00%	1,051	$37K	Reduce -15.6%
ENB Enbridge Inc.	0.00%	902	$37K	Reduce -15.2%
DE Deere & Co.	0.00%	86	$36K	Reduce -15.7%
AWK American Water Works Co. Inc.	0.00%	244	$36K	Reduce -15.3%
CNI Canadian Natl Railway Co.	0.00%	304	$36K	Reduce -14.4%
OXY Occidental Petroleum Corp.	0.00%	687	$35K	Reduce -12.9%
ARE Alexandria Real Estate Equit	0.00%	298	$35K	Reduce -14.4%
NUE Nucor Corp.	0.00%	235	$35K	Reduce -14.2%
EOG EOG Resources Inc.	0.00%	284	$35K	Reduce -14.2%
WY Weyerhaeuser Co.	0.00%	1,013	$34K	Reduce -16.8%
XLF SS Financial Select Sector	0.00%	749	$34K	New
CSX CSX Corp.	0.00%	983	$34K	Reduce -15.4%
AY Atlantica Sustainable Infras	0.00%	1,528	$34K	Reduce -15.3%
TRP TC Energy Corp.	0.00%	703	$33K	Reduce -17.2%
PLD Prologis Inc.	0.00%	254	$32K	Reduce -16.2%
AMT American Tower Corp.	0.00%	134	$31K	Reduce -17.3%
NSC Norfolk Southern Corp.	0.00%	120	$30K	Reduce -17.8%
CVX Chevron Corp.	0.00%	197	$29K	New
UPS United Parcel Service Class B	0.00%	177	$24K	Reduce -20.3%
CCI Crown Castle Inc.	0.00%	170	$20K	Reduce -25.1%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.00%	454	$19K	Reduce -22.5%

Other holdings (5): bonds, preferreds, convertibles and warrants · $27.8M (not counted above)

Security	Class	Shares / Principal	Value	Change
WELLS FARGO & COMPANY (WFC 7.5 PERP L)	PERP PFD CNV A	5,400	$6.9M	No change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	5,248	$6.7M	No change
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26)	SER A MAND CNV	91,900	$6.2M	Reduce -7.7%
HP ENTERPRISE CO (HPE 7.625 09/01/27)	7.625 MAND CONV	77,100	$4.7M	New
NEXTERA ENERGY INC (NEE 6.926 09/01/25)	UNIT 09/01/2025	70,500	$3.3M	Reduce -53.2%

Total filed on the 13F, all lines: $1.0B.

Portfolio Sells Q2 2024 → Q3 2024


IVV iShares Core S&P 500 ETF	Reduce -15.0%	5.21%	−0.67
MBB iShares MBS ETF	Reduce -51.8%	0.49%	−0.49
DFCF Dimensional Core Fixed Inc.	Reduce -22.0%	1.97%	−0.49
HYLB Xtrackers Usd High Yield Cor	Reduce -14.7%	3.45%	−0.48
JEPI JPMorgan Equity Premium Inco	Reduce -13.6%	3.94%	−0.45
PFFD Global X US Preferred ETF	Reduce -18.3%	2.50%	−0.43
AMLP Alerian MLP ETF	Reduce -2.6%	5.82%	−0.33
ORLY O'reilly Automotive Inc.	Sold out	0.00%	−0.33
SHOPIFY INC (SHOPCN 0.125 11/01/25)	Reduce -56.1%	0.22%	−0.27
QQQM Invesco Nasdaq 100 ETF	Reduce -4.6%	5.82%	−0.24
GOOGL Alphabet Inc. Class A	Reduce -23.2%	0.47%	−0.21
HLT Hilton Worldwide Holdings Inc.	Sold out	0.00%	−0.19
BSX Boston Scientific Corp.	Reduce -62.3%	0.12%	−0.17
FORD MOTOR COMPANY (F 0 03/15/26)	Reduce -23.9%	0.46%	−0.17
SPOT Spotify Technology SA	Sold out	0.00%	−0.16
UBER Uber Technologies Inc.	Reduce -44.2%	0.20%	−0.15
WIX Wix.com Ltd.	Sold out	0.00%	−0.14
DKNG Draftkings Inc. Class A	Reduce -41.7%	0.21%	−0.14
XOM Exxon Mobil Corp.	Reduce -49.0%	0.14%	−0.13
AVGO Broadcom Inc.	Reduce -75.0%	0.05%	−0.13
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28)	Reduce -33.3%	0.29%	−0.13
NTSX Wisdomtree US Efficient Core	Reduce -7.7%	5.47%	−0.13
ETSY INC (ETSY 0.25 06/15/28)	Reduce -30.6%	0.29%	−0.12
OEF iShares S&P 100 ETF	Sold out	0.00%	−0.10
BKNG Booking Holdings Inc.	Reduce -21.4%	0.46%	−0.10
SMH Vaneck Semiconductor ETF	Sold out	0.00%	−0.09
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25)	Reduce -36.9%	0.15%	−0.09
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26)	Reduce -21.0%	0.54%	−0.08
GOOG Alphabet Inc. Class C	Sold out	0.00%	−0.07
FTEC Fidelity MSCI Info Tech Indx	Sold out	0.00%	−0.07
PETQ Petiq Inc.	Sold out	0.00%	−0.07
MANU Manchester United PLC Class A	Sold out	0.00%	−0.07
PETIQ INC (PETQ 4 06/01/26)	Sold out	0.00%	−0.07
CMG Chipotle Mexican Grill Inc.	Reduce -8.4%	0.29%	−0.06
CRWD CrowdStrike Holdings Inc. Class A	Sold out	0.00%	−0.06
SPYV SS SPDR P S&P 500 Value ETF	Sold out	0.00%	−0.06
NVDA Nvidia Corp.	Reduce -29.2%	0.11%	−0.05
LLY Eli Lilly & Co.	Reduce -10.2%	0.32%	−0.05
UNH Unitedhealth Group Inc.	Sold out	0.00%	−0.04
SPYM Ste STR SPDR PT S&P 500 ETF	Reduce -6.1%	1.93%	−0.04
PG The Procter & Gamble Co.	Sold out	0.00%	−0.03
LYV Live Nation Entertainment Inc.	Reduce -21.1%	0.32%	−0.03
FRPT Freshpet Inc.	Reduce -21.5%	0.14%	−0.03
AGG iShares Core U.S. Aggregate	Reduce -3.4%	8.95%	−0.03
WFC Wells Fargo & Co.	Sold out	0.00%	−0.03
VIG Vanguard Dividend Apprec ETF	Reduce -7.3%	4.91%	−0.03
ABBV Abbvie Inc.	Sold out	0.00%	−0.03
CSCO Cisco Systems Inc.	Sold out	0.00%	−0.03
ABT Abbott Laboratories	Sold out	0.00%	−0.02
BND Vanguard Total Bond Market	Reduce -3.2%	8.95%	−0.02

Portfolio Buys Q2 2024 → Q3 2024


XLU St Sr Utl SL SE SPDR ETF-Usd	Add +43.7%	3.09%	+1.25
SCHH Schwab US REIT ETF	Add +12.8%	4.50%	+1.02
BAB Invesco Taxable Municipal Bo	Add +92.6%	0.98%	+0.49
WMT Walmart Inc.	Add +946.1%	0.46%	+0.43
MELI MercadoLibre Inc.	Add +119.5%	0.62%	+0.39
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26)	New	0.35%	+0.35
ORCL Oracle Corp.	New	0.26%	+0.26
ITT Itt Inc.	New	0.25%	+0.25
VENTAS REALTY LP (VTR 3.75 06/01/26)	Add +137.0%	0.38%	+0.24
MOG.A Moog Inc. Class A	New	0.22%	+0.22
IEFA iShares Core MSCI Eafe ETF	Add +125.9%	0.38%	+0.22
HD Home Depot Inc.	Add +570.7%	0.22%	+0.19
IEF iShares 7-10 Year Treasury B	New	0.18%	+0.18
COHR Coherent Corp.	Add +86.5%	0.31%	+0.17
ITA iShares U.S. Aerospace & Def	New	0.14%	+0.14
KBR KBR Inc.	Add +128.2%	0.24%	+0.14
AMZN Amazon.com Inc.	Add +19.5%	1.09%	+0.13
CYBR Cyberark Software Ltd./Israel	Add +45.5%	0.37%	+0.13
META Meta Platforms Inc. Class A	Add +16.7%	0.53%	+0.13
IBM Intl Business Machines Corp.	Add +428.4%	0.14%	+0.12
FOUR SHIFT4 Payments Inc. Class A	New	0.11%	+0.11
APO Apollo Global Management Inc.	Add +26.1%	0.46%	+0.11
DIS The Walt Disney Co.	Add +481.0%	0.14%	+0.11
XLV SS Health Care Select Sector	New	0.10%	+0.10
ALLIANT ENERGY CORP (LNT 3.875 03/15/26)	Add +16.9%	0.51%	+0.09
TDG Transdigm Group Inc.	Add +41.7%	0.24%	+0.09
VGT Vanguard Info Tech ETF	Add +110.9%	0.16%	+0.08
TGT Target Corp.	New	0.08%	+0.08
XLK SS Technology Select Sector	Add +107.2%	0.15%	+0.08
JPM JPMorgan Chase & Co.	Add +82.3%	0.16%	+0.08
BX Blackstone Inc.	Add +4.8%	0.33%	+0.07
IVE iShares S&P 500 Value ETF	Add +105.6%	0.12%	+0.07
SPY SS SPDR S&P 500 ETF Trust-US	New	0.06%	+0.06
TSLA Tesla Inc.	Add +128.6%	0.08%	+0.05
ADBE Adobe Inc.	New	0.05%	+0.05
AAPL Apple Inc.	Add +0.6%	0.54%	+0.05
BRK.B Berkshire Hathaway Inc. Class B	Add +22.3%	0.17%	+0.04
IHAK iShares Cybersecurity & Tech	New	0.04%	+0.04
INTU Intuit Inc.	Add +169.5%	0.06%	+0.04
INTC Intel Corp.	New	0.02%	+0.02
PLTR Palantir Technologies Inc. Class A	Add +42.8%	0.04%	+0.02
GLW Corning Inc.	New	0.02%	+0.02
SHY iShares 1-3 Year Treasury Bo	Add +221.2%	0.02%	+0.02
MRK Merck & Co. Inc.	Add +36.7%	0.03%	+0.01
MSFT Microsoft Corp.	Add +6.4%	0.48%	+0.01
XLF SS Financial Select Sector	New	0.00%	+0.00
CVX Chevron Corp.	New	0.00%	+0.00
AMD Advanced Micro Devices	Add +2.2%	0.02%	+0.00
ASML ASML Holding NV-NY Reg SHS	Add +5.0%	0.03%	−0.01

Notes & Other Activity Q2 2024 → Q3 2024


APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26)	SER A MAND CNV	Reduce -7.7%	91,900	$6.2M
HP ENTERPRISE CO (HPE 7.625 09/01/27)	7.625 MAND CONV	New	77,100	$4.7M
NEXTERA ENERGY INC (NEE 6.926 09/01/25)	UNIT 09/01/2025	Reduce -53.2%	70,500	$3.3M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	187	$1.0B	AGG, BND, SCHZ, IVV, MLPX
Q1 2026	171	$919.0M	SCHZ, AGG, BND, NTSX, MLPX
Q4 2025	176	$918.2M	BND, AGG, SPAB, MLPX, IVV
Q3 2025	185	$958.5M	SPAB, BND, AGG, QQQM, MLPX
Q2 2025	185	$963.5M	BND, SPAB, AGG, MLPX, QQQM
Q1 2025	110	$953.7M	BND, SPAB, AGG, IVV, MLPX
Q4 2024	99	$986.3M	BND, AGG, SPAB, IVV, QQQM
Q3 2024	165	$1.0B	BND, SPAB, AGG, QQQM, AMLP
Q2 2024	185	$1000.0M	AGG, BND, SPAB, AMLP, QQQM
Q1 2024	204	$1.1B	BND, AGG, SPAB, AMLP, QQQM