Readystate Asset Management LP
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Readystate Asset Management LP reported 174 stock positions worth $1.8 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 50.3% of the portfolio, followed by Hess (HES, 2.5%) and Pioneer Natural Resources (PXD, 2.4%). Compared with Q4 2023, it opened 93 new positions, sold out of 100, added to 50 and reduced 25. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +2068%) and the biggest sale an exit from Invesco QQQ Trust Series 1 (QQQ).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001900923
- Portfolio Value
- $1.8B (Q1 2024)
- SEC Filing
- 0001214659-24-008844 ↗ filed May 13, 2024
Holdings Value
Holdings 174 stocks · $1.8B
| SPY SS SPDR S&P 500 ETF Trust-US | 50.29% | 1,772,626 | $927.2M | Add +2068.3% |
| HES Hess Corp. | 2.46% | 296,580 | $45.3M | Add +105.9% |
| PXD Pioneer Natural Resources Co. | 2.42% | 169,655 | $44.5M | Add +19.8% |
| ACI Albertsons Cos Inc. Class A | 1.90% | 1,632,844 | $35.0M | Add +32.2% |
| CYTK Cytokinetics Inc. | 1.77% | 465,498 | $32.6M | Add +726.8% |
| TSLA Tesla Inc. | 1.73% | 181,152 | $31.8M | New |
| AVTR Avantor Inc. | 1.55% | 1,117,519 | $28.6M | Add +89.8% |
| VERA Vera Therapeutics Inc. | 1.39% | 594,091 | $25.6M | New |
| RBLX Roblox Corp. Class A | 1.30% | 625,776 | $23.9M | Add +77.1% |
| UTZ Utz Brands Inc. | 1.21% | 1,214,731 | $22.4M | Add +170.2% |
| NTNX Nutanix Inc. Class A | 1.16% | 346,972 | $21.4M | New |
| KEX Kirby Corp. | 1.15% | 223,243 | $21.3M | Add +38.5% |
| ALB Albemarle Corp. | 1.15% | 160,887 | $21.2M | Add +151.0% |
| NET Cloudflare Inc. Class A | 0.99% | 189,440 | $18.3M | Reduce -9.3% |
| X United States Steel Corp. | 0.98% | 441,826 | $18.0M | Reduce -8.9% |
| FDX FedEx Corp. | 0.93% | 58,974 | $17.1M | New |
| BL Blackline Inc. | 0.89% | 252,769 | $16.3M | Add +15.7% |
| BOX Box Inc. Class A | 0.82% | 532,928 | $15.1M | New |
| AVGO Broadcom Inc. | 0.80% | 11,093 | $14.7M | New |
| CELH Celsius Holdings Inc. | 0.80% | 176,806 | $14.7M | Add +35.4% |
| WBD Warner Bros Discovery Inc. | 0.64% | 1,357,210 | $11.8M | Add +62.2% |
| PD Pagerduty Inc. | 0.62% | 506,338 | $11.5M | Add +1051.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.59% | 88,680 | $10.9M | Reduce -50.3% |
| CIVI Civitas Resources Inc. | 0.58% | 140,000 | $10.6M | New |
| CERE Cerevel Therapeutics Holding | 0.56% | 243,900 | $10.3M | New |
| QRVO Qorvo Inc. | 0.53% | 85,700 | $9.8M | New |
| DOCU Docusign Inc. | 0.52% | 160,900 | $9.6M | New |
| AMPL Amplitude Inc. Class A | 0.52% | 874,883 | $9.5M | Add +406.6% |
| WRK Westrock Co. | 0.51% | 190,400 | $9.4M | No change |
| GT Goodyear Tire & Rubber Co. | 0.49% | 652,270 | $9.0M | Add +17.7% |
| GPN Global Payments Inc. | 0.48% | 66,900 | $8.9M | New |
| ALT Altimmune Inc. | 0.46% | 825,800 | $8.4M | New |
| NCNO Ncino Inc. | 0.45% | 222,559 | $8.3M | No change |
| AS Amer Sports Inc. | 0.45% | 505,435 | $8.2M | New |
| XLF SS Financial Select Sector | 0.44% | 192,719 | $8.1M | Add +103.3% |
| HA Hawaiian Holdings Inc. | 0.43% | 589,884 | $7.9M | Add +336.2% |
| BASE Couchbase Inc. | 0.42% | 290,934 | $7.7M | Add +102.8% |
| INTC Intel Corp. | 0.39% | 161,323 | $7.1M | Reduce -9.4% |
| ACIW Aci Worldwide Inc. | 0.39% | 214,330 | $7.1M | New |
| OKLO Oklo Inc. filed as ALTC ACQUISITION CORP | 0.36% | 577,000 | $6.6M | Add +63.1% |
| PBPB Potbelly Corp. | 0.34% | 516,000 | $6.2M | New |
| KROS Keros Therapeutics Inc. | 0.34% | 94,373 | $6.2M | New |
| OGN Organon & Co. | 0.33% | 323,169 | $6.1M | Reduce -18.1% |
| PARAA Paramount Global Class B | 0.31% | 485,931 | $5.7M | Add +100.8% |
| ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN | 0.29% | 82,670 | $5.4M | New |
| M Macy's Inc. | 0.28% | 259,046 | $5.2M | Add +142.1% |
| CL Colgate-Palmolive Co. | 0.27% | 56,264 | $5.1M | New |
| PDFS PDF Solutions Inc. | 0.27% | 148,600 | $5.0M | New |
| VICR Vicor Corp. | 0.27% | 129,430 | $4.9M | New |
| LSXMK Liberty Media Corp.-Liber-New | 0.27% | 166,258 | $4.9M | Add +158.9% |
| PG The Procter & Gamble Co. | 0.26% | 29,298 | $4.8M | New |
| PANW Palo Alto Networks Inc. | 0.25% | 16,525 | $4.7M | New |
| AMKR Amkor Technology Inc. | 0.25% | 141,100 | $4.5M | No change |
| GXO Gxo Logistics Inc. | 0.24% | 82,254 | $4.4M | No change |
| GERN Geron Corp. | 0.21% | 1,192,200 | $3.9M | New |
| MERC Mercer International Inc. | 0.20% | 374,806 | $3.7M | Add +18.0% |
| WOOF Petco Health and Wellness Co. | 0.20% | 1,610,559 | $3.7M | New |
| GTLS Chart Industries Inc. | 0.20% | 22,136 | $3.6M | Reduce -6.2% |
| BHC Bausch Health Cos Inc. | 0.20% | 340,761 | $3.6M | Reduce -6.8% |
| COGT Cogent Biosciences Inc. | 0.20% | 537,200 | $3.6M | New |
| PENN Penn Entertainment Inc. | 0.19% | 196,969 | $3.6M | Add +29.7% |
| VSXY Victoria's Secret & Co. | 0.19% | 181,051 | $3.5M | Add +74.5% |
| NKE Nike Inc. Class B | 0.19% | 37,191 | $3.5M | Add +3067.9% |
| WWW Wolverine World Wide Inc. | 0.18% | 291,448 | $3.3M | Reduce -6.5% |
| FNA Paragon 28 Inc. | 0.18% | 262,500 | $3.2M | New |
| BLKB Blackbaud Inc. | 0.18% | 43,695 | $3.2M | New |
| LBRDK Liberty Broadband-C | 0.18% | 56,580 | $3.2M | New |
| GFS Globalfoundries Inc. | 0.17% | 61,045 | $3.2M | Add +5.1% |
| ACCO Acco Brands Corp. | 0.17% | 565,174 | $3.2M | Add +25.9% |
| INFA Informatica Inc. Class A | 0.17% | 90,212 | $3.2M | New |
| ALIT Alight Inc. Class A | 0.16% | 307,500 | $3.0M | New |
| UNFI United Natural Foods Inc. | 0.16% | 254,202 | $2.9M | New |
| ATSG Air Transport Services Group | 0.15% | 203,630 | $2.8M | Add +149.2% |
| ENPH Enphase Energy Inc. | 0.15% | 22,854 | $2.8M | New |
| VALE Vale SA-SP ADR | 0.15% | 225,560 | $2.7M | New |
| ADM Archer-Daniels-Midland Co. | 0.15% | 43,031 | $2.7M | New |
| CZR Caesars Entertainment Inc. | 0.15% | 61,213 | $2.7M | Add +8.8% |
| BBY Best Buy Co. Inc. | 0.14% | 32,597 | $2.7M | Add +7661.2% |
| CCO Clear Channel Outdoor Holdin | 0.14% | 1,609,516 | $2.7M | Add +68.1% |
| CTRA Coterra Energy Inc. | 0.14% | 94,340 | $2.6M | New |
| MKTX Marketaxess Holdings Inc. | 0.14% | 11,633 | $2.6M | New |
| ITOS Iteos Therapeutics Inc. | 0.14% | 186,902 | $2.5M | Add +31.8% |
| SVC Service Pptys TR | 0.14% | 375,003 | $2.5M | New |
| ACN Accenture PLC Class A | 0.14% | 7,182 | $2.5M | New |
| CWK Cushman & Wakefield UK Holdc | 0.13% | 223,553 | $2.3M | Add +15.0% |
| AMT American Tower Corp. | 0.13% | 11,695 | $2.3M | New |
| PAYC Paycom Software Inc. | 0.12% | 11,462 | $2.3M | New |
| EXE Expand Energy Corp. filed as CHESAPEAKE ENERGY CORP | 0.12% | 25,328 | $2.2M | Add +30.8% |
| MSFT Microsoft Corp. | 0.12% | 5,211 | $2.2M | New |
| RVMD Revolution Medicines Inc. | 0.12% | 67,300 | $2.2M | New |
| EXPE Expedia Group Inc. | 0.12% | 15,630 | $2.2M | New |
| AAPL Apple Inc. | 0.12% | 12,441 | $2.1M | New |
| CLDX Celldex Therapeutics Inc. | 0.11% | 49,457 | $2.1M | New |
| LULU Lululemon Athletica Inc. | 0.11% | 5,274 | $2.1M | New |
| F Ford Motor Co. filed as FORD MTR CO DEL | 0.11% | 154,000 | $2.0M | Reduce -59.4% |
| GTN Gray Media Inc. filed as GRAY TELEVISION INC | 0.11% | 321,730 | $2.0M | Add +274.9% |
| HOUS Anywhere Real Estate Inc. | 0.11% | 328,967 | $2.0M | Add +104.6% |
| SIRI Sirius XM Holdings Inc. | 0.11% | 512,631 | $2.0M | Reduce -32.2% |
| CHRD Chord Energy Corp. | 0.10% | 10,814 | $1.9M | New |
| MELI MercadoLibre Inc. | 0.10% | 1,253 | $1.9M | New |
| IDYA Ideaya Biosciences Inc. | 0.10% | 42,943 | $1.9M | New |
| TXN Texas Instruments Inc. | 0.10% | 10,706 | $1.9M | New |
| NABL N-Able Inc. | 0.10% | 139,904 | $1.8M | New |
| CRBU Caribou Biosciences Inc. | 0.10% | 344,495 | $1.8M | New |
| WHR Whirlpool Corp. | 0.09% | 14,490 | $1.7M | Add +172.6% |
| NUVL Nuvalent Inc. Class A | 0.09% | 23,000 | $1.7M | New |
| NCLH Norwegian Cruise Line Holdin | 0.09% | 81,634 | $1.7M | New |
| MODVQ Modivcare Inc. | 0.09% | 71,067 | $1.7M | Add +190.8% |
| ATMU Atmus Filtration Technologie | 0.09% | 49,163 | $1.6M | New |
| SBUX Starbucks Corp. | 0.09% | 17,250 | $1.6M | Add +632.8% |
| WOW Wideopenwest Inc. | 0.08% | 424,214 | $1.5M | No change |
| RIG Transocean Ltd. | 0.08% | 236,100 | $1.5M | New |
| SAVEQ Spirit Airlines Inc. | 0.08% | 304,741 | $1.5M | Add +62.6% |
| UNH Unitedhealth Group Inc. | 0.08% | 2,896 | $1.4M | New |
| MDLZ Mondelez International Inc. Class A | 0.08% | 20,200 | $1.4M | Add +2777.5% |
| NVST Envista Holdings Corp. | 0.08% | 65,900 | $1.4M | New |
| SPGI S&P Global Inc. | 0.08% | 3,271 | $1.4M | New |
| BA The Boeing Co. | 0.08% | 7,173 | $1.4M | New |
| BGS B&G Foods Inc. | 0.07% | 118,651 | $1.4M | Add +7.5% |
| TNGX Tango Therapeutics Inc. | 0.07% | 168,400 | $1.3M | New |
| TWLO Twilio Inc. Class A | 0.07% | 21,602 | $1.3M | New |
| CLX Clorox Company | 0.07% | 8,230 | $1.3M | New |
| JNJ Johnson & Johnson | 0.07% | 7,935 | $1.3M | New |
| SEE Sealed Air Corp. | 0.07% | 33,430 | $1.2M | New |
| BILL Bill Holdings Inc. | 0.07% | 17,518 | $1.2M | Reduce -70.0% |
| HLF Herbalife Ltd. | 0.06% | 118,749 | $1.2M | Reduce -10.4% |
| MCD McDonald's Corp. | 0.06% | 4,175 | $1.2M | New |
| NBR Nabors Industries Ltd. | 0.06% | 13,475 | $1.2M | Reduce -49.1% |
| FPH Five Point Holdings LLC Class A | 0.06% | 355,404 | $1.1M | Reduce -29.3% |
| BMRN Biomarin Pharmaceutical Inc. | 0.06% | 12,726 | $1.1M | No change |
| AMCX AMC Global Media Inc. filed as AMC NETWORKS INC | 0.06% | 83,753 | $1.0M | Add +78.8% |
| UNP Union Pacific Corp. | 0.05% | 4,088 | $1.0M | New |
| NOW ServiceNow Inc. | 0.05% | 1,311 | $1000K | New |
| THC Tenet Healthcare Corp. | 0.05% | 9,125 | $959K | Reduce -89.8% |
| OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC | 0.05% | 357,540 | $933K | Reduce -19.9% |
| CSCO Cisco Systems Inc. | 0.05% | 18,423 | $919K | Add +239.3% |
| TNL Travel + Leisure Co. | 0.05% | 18,481 | $905K | Reduce -27.4% |
| AES AES Corp. | 0.05% | 49,901 | $895K | Reduce -1.6% |
| BABA Alibaba Group Holding-SP ADR | 0.05% | 11,769 | $852K | New |
| SRE Sempra | 0.04% | 11,477 | $824K | New |
| CYRX Cryoport Inc. | 0.04% | 45,664 | $808K | New |
| CRSP Crispr Therapeutics AG | 0.04% | 11,773 | $802K | New |
| PTON Peloton Interactive Inc. Class A | 0.04% | 174,007 | $746K | Add +70.6% |
| BNTX Biontech SE-ADR | 0.04% | 7,910 | $730K | New |
| BOLD Boundless Bio Inc. | 0.04% | 50,000 | $713K | New |
| TMUS T-Mobile US Inc. | 0.04% | 3,995 | $652K | New |
| DCH Dauch Corporation filed as AMERICAN AXLE & MFG HLDGS IN | 0.03% | 86,601 | $637K | Reduce -41.8% |
| GILD Gilead Sciences Inc. | 0.03% | 8,360 | $612K | Add +297.7% |
| SMAR Smartsheet Inc. Class A | 0.03% | 15,683 | $604K | New |
| BIIB Biogen Inc. | 0.03% | 2,680 | $578K | New |
| DLTR Dollar Tree Inc. | 0.03% | 4,310 | $574K | New |
| ZTS Zoetis Inc. | 0.03% | 3,005 | $508K | New |
| BALY Bally's Corp. | 0.03% | 33,734 | $470K | Reduce -67.1% |
| KDP Keurig Dr Pepper Inc. | 0.02% | 14,023 | $430K | New |
| VRTX Vertex Pharmaceuticals Inc. | 0.02% | 974 | $407K | Add +6857.1% |
| PHM Pultegroup Inc. | 0.02% | 3,350 | $404K | New |
| CHWY Chewy Inc. Class A | 0.02% | 23,955 | $381K | New |
| ALAB Astera Labs Inc. | 0.02% | 5,000 | $371K | New |
| GDDY GoDaddy Inc. Class A | 0.02% | 3,119 | $370K | New |
| CCI Crown Castle Inc. | 0.02% | 3,381 | $358K | New |
| HUM Humana Inc. | 0.02% | 1,010 | $350K | New |
| ABT Abbott Laboratories | 0.02% | 2,938 | $334K | New |
| APLS Apellis Pharmaceuticals Inc. | 0.02% | 5,438 | $320K | New |
| LEG Leggett & Platt Inc. | 0.02% | 16,260 | $311K | New |
| Z Zillow Group Inc. Class C | 0.02% | 6,240 | $304K | New |
| DUK Duke Energy Corp. | 0.02% | 3,109 | $301K | Reduce -65.3% |
| EQIX Equinix Inc. | 0.02% | 361 | $298K | Add +253.9% |
| UAL United Airlines Holdings Inc. | 0.01% | 5,660 | $271K | New |
| SBH Sally Beauty Holdings Inc. | 0.01% | 20,751 | $258K | New |
| RRC Range Resources Corp. | 0.01% | 6,825 | $235K | Reduce -71.3% |
| AZO AutoZone Inc. | 0.01% | 71 | $224K | Reduce -33.6% |
| PINS Pinterest Inc. Class A | 0.01% | 6,331 | $219K | New |
| NVRI Enviri Corp. | 0.01% | 15,799 | $145K | Reduce -82.0% |
| IHRT Iheartmedia Inc. Class A | 0.00% | 17,533 | $37K | Reduce -75.5% |
Options reported separately and not counted above: IWM calls ($322.0M), IWM puts ($161.6M), PFE calls ($122.7M), SPY puts ($100.7M), INTC puts ($28.8M), LLY puts ($25.9M), DE puts ($25.5M), DD puts ($22.8M), CMG puts ($22.4M), DPZ puts ($22.4M), SPY calls ($22.3M), QCOM puts ($21.1M), and 647 more.
Other holdings (45): bonds, preferreds, convertibles and warrants · $959.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 41,440,000 | $74.5M | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 103,000,000 | $57.9M | Add +25.6% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 41,991,000 | $48.5M | Add +61.6% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 37,000,000 | $43.3M | Reduce -13.9% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 28,994,000 | $39.3M | Reduce -10.8% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 37,500,000 | $39.1M | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 41,000,000 | $37.7M | Add +92.9% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 24,800,000 | $35.1M | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 35,000,000 | $32.6M | Add +22.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 28,000,000 | $31.1M | Reduce -30.9% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 33,500,000 | $30.2M | Add +15.5% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 32,700,000 | $30.2M | No change |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 32,346,000 | $29.8M | Add +16.2% |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 24,500,000 | $28.5M | New |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 25,500,000 | $27.9M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 25,000,000 | $26.8M | Add +31.6% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 28,000,000 | $25.8M | Add +250.0% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 25,000,000 | $23.6M | Reduce -64.0% |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | 23,200,000 | $22.4M | New |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 24,000,000 | $22.0M | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 22,288,000 | $20.8M | Add +12.6% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 14,750,000 | $19.4M | Add +118.5% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 18,000,000 | $16.4M | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 20,000,000 | $15.8M | Add +21.2% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 16,249,000 | $15.8M | Add +47.7% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 13,800,000 | $14.6M | Reduce -50.4% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 15,000,000 | $14.2M | No change |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 18,500,000 | $14.1M | Add +68.2% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 16,500,000 | $13.3M | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 14,500,000 | $12.6M | No change |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 12,070,000 | $12.3M | Add +20.7% |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 12,500,000 | $10.7M | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 8,700,000 | $9.6M | Reduce -8.4% |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 7,025,000 | $8.0M | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 6,125,000 | $7.9M | New |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 8,227,000 | $7.7M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 8,000,000 | $7.4M | Reduce -64.4% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 6,000,000 | $6.0M | No change |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 4,750,000 | $5.9M | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 4,250,000 | $5.6M | Reduce -22.7% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 11,000,000 | $5.2M | New |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 5,500,000 | $4.6M | No change |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 4,500,000 | $2.8M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 3,000,000 | $1.9M | No change |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 3,290,000 | $730K | No change |
Total filed on the 13F, all lines: $2.8B.
Portfolio Sells Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −12.76 |
| TENB Tenable Holdings Inc. | Sold out | 0.00% | −4.62 |
| ANSS Ansys Inc. | Sold out | 0.00% | −2.44 |
| X United States Steel Corp. | Reduce -8.9% | 0.98% | −2.41 |
| KVUE Kenvue Inc. | Sold out | 0.00% | −1.80 |
| DIS The Walt Disney Co. | Reduce -50.3% | 0.59% | −1.72 |
| GTM Zoominfo Technologies Inc. | Sold out | 0.00% | −1.61 |
| NET Cloudflare Inc. Class A | Reduce -9.3% | 0.99% | −1.50 |
| CPRI Capri Holdings Ltd. | Sold out | 0.00% | −1.34 |
| SPLK Splunk Inc. | Sold out | 0.00% | −1.15 |
| RNG Ringcentral Inc. Class A | Sold out | 0.00% | −1.12 |
| THC Tenet Healthcare Corp. | Reduce -89.8% | 0.05% | −0.92 |
| INTC Intel Corp. | Reduce -9.4% | 0.39% | −0.90 |
| CRK Comstock Resources Inc. | Sold out | 0.00% | −0.77 |
| S Sentinelone Inc. Class A | Sold out | 0.00% | −0.75 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.72 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.64 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.63 |
| BILL Bill Holdings Inc. | Reduce -70.0% | 0.07% | −0.62 |
| F Ford Motor Co. | Reduce -59.4% | 0.11% | −0.55 |
| BPMC Blueprint Medicines Corp. | Sold out | 0.00% | −0.53 |
| OGN Organon & Co. | Reduce -18.1% | 0.33% | −0.49 |
| SIRI Sirius XM Holdings Inc. | Reduce -32.2% | 0.11% | −0.49 |
| GWRE Guidewire Software Inc. | Sold out | 0.00% | −0.48 |
| MASI Masimo Corp. | Sold out | 0.00% | −0.46 |
| GM General Motors Co. | Sold out | 0.00% | −0.39 |
| JD Jd.com Inc.-ADR | Sold out | 0.00% | −0.27 |
| GTLS Chart Industries Inc. | Reduce -6.2% | 0.20% | −0.26 |
| NBR Nabors Industries Ltd. | Reduce -49.1% | 0.06% | −0.25 |
| AGEN Agenus Inc. | Sold out | 0.00% | −0.24 |
| HLF Herbalife Ltd. | Reduce -10.4% | 0.06% | −0.23 |
| BHC Bausch Health Cos Inc. | Reduce -6.8% | 0.20% | −0.23 |
| AAP Advance Auto Parts Inc. | Sold out | 0.00% | −0.22 |
| TSN Tyson Foods Inc. Class A | Sold out | 0.00% | −0.22 |
| WWW Wolverine World Wide Inc. | Reduce -6.5% | 0.18% | −0.22 |
| CPE Callon Petroleum Co. | Sold out | 0.00% | −0.22 |
| TTEK Tetra Tech Inc. | Sold out | 0.00% | −0.22 |
| ELF Elf Beauty Inc. | Sold out | 0.00% | −0.22 |
| BLDR Builders Firstsource Inc. | Sold out | 0.00% | −0.22 |
| RHI Robert Half Inc. | Sold out | 0.00% | −0.22 |
| PAGP Plains GP Holdings LP | Sold out | 0.00% | −0.21 |
| BRBR Bellring Brands Inc. | Sold out | 0.00% | −0.21 |
| ARCH Arch Resources Inc. | Sold out | 0.00% | −0.21 |
| MANH Manhattan Associates Inc. | Sold out | 0.00% | −0.21 |
| DECK Deckers Outdoor Corp. | Sold out | 0.00% | −0.21 |
| DINO HF Sinclair Corp. | Sold out | 0.00% | −0.21 |
| VZIO Vizio Holding Corp. Class A | Sold out | 0.00% | −0.19 |
| PTGX Protagonist Therapeutics Inc. | Sold out | 0.00% | −0.19 |
| BALY Bally's Corp. | Reduce -67.1% | 0.03% | −0.18 |
| DPZ Domino's Pizza Inc. | Sold out | 0.00% | −0.17 |
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2068.3% | 50.29% | +44.71 |
| TSLA Tesla Inc. | New | 1.73% | +1.73 |
| VERA Vera Therapeutics Inc. | New | 1.39% | +1.39 |
| NTNX Nutanix Inc. Class A | New | 1.16% | +1.16 |
| CYTK Cytokinetics Inc. | Add +726.8% | 1.77% | +1.10 |
| FDX FedEx Corp. | New | 0.93% | +0.93 |
| BOX Box Inc. Class A | New | 0.82% | +0.82 |
| AVGO Broadcom Inc. | New | 0.80% | +0.80 |
| CIVI Civitas Resources Inc. | New | 0.58% | +0.58 |
| CERE Cerevel Therapeutics Holding | New | 0.56% | +0.56 |
| QRVO Qorvo Inc. | New | 0.53% | +0.53 |
| DOCU Docusign Inc. | New | 0.52% | +0.52 |
| GPN Global Payments Inc. | New | 0.48% | +0.48 |
| PD Pagerduty Inc. | Add +1051.3% | 0.62% | +0.48 |
| ALT Altimmune Inc. | New | 0.46% | +0.46 |
| AS Amer Sports Inc. | New | 0.45% | +0.45 |
| ACIW Aci Worldwide Inc. | New | 0.39% | +0.39 |
| PBPB Potbelly Corp. | New | 0.34% | +0.34 |
| KROS Keros Therapeutics Inc. | New | 0.34% | +0.34 |
| ZM Zoom Communications Inc. | New | 0.29% | +0.29 |
| CL Colgate-Palmolive Co. | New | 0.27% | +0.27 |
| PDFS PDF Solutions Inc. | New | 0.27% | +0.27 |
| VICR Vicor Corp. | New | 0.27% | +0.27 |
| PG The Procter & Gamble Co. | New | 0.26% | +0.26 |
| PANW Palo Alto Networks Inc. | New | 0.25% | +0.25 |
| GERN Geron Corp. | New | 0.21% | +0.21 |
| AMPL Amplitude Inc. Class A | Add +406.6% | 0.52% | +0.20 |
| WOOF Petco Health and Wellness Co. | New | 0.20% | +0.20 |
| COGT Cogent Biosciences Inc. | New | 0.20% | +0.20 |
| FNA Paragon 28 Inc. | New | 0.18% | +0.18 |
| BLKB Blackbaud Inc. | New | 0.18% | +0.18 |
| LBRDK Liberty Broadband-C | New | 0.18% | +0.18 |
| NKE Nike Inc. Class B | Add +3067.9% | 0.19% | +0.17 |
| INFA Informatica Inc. Class A | New | 0.17% | +0.17 |
| UTZ Utz Brands Inc. | Add +170.2% | 1.21% | +0.17 |
| ALIT Alight Inc. Class A | New | 0.16% | +0.16 |
| UNFI United Natural Foods Inc. | New | 0.16% | +0.16 |
| HA Hawaiian Holdings Inc. | Add +336.2% | 0.43% | +0.15 |
| ENPH Enphase Energy Inc. | New | 0.15% | +0.15 |
| VALE Vale SA-SP ADR | New | 0.15% | +0.15 |
| ADM Archer-Daniels-Midland Co. | New | 0.15% | +0.15 |
| CTRA Coterra Energy Inc. | New | 0.14% | +0.14 |
| BBY Best Buy Co. Inc. | Add +7661.2% | 0.14% | +0.14 |
| MKTX Marketaxess Holdings Inc. | New | 0.14% | +0.14 |
| SVC Service Pptys TR | New | 0.14% | +0.14 |
| ACN Accenture PLC Class A | New | 0.14% | +0.14 |
| AMT American Tower Corp. | New | 0.13% | +0.13 |
| PAYC Paycom Software Inc. | New | 0.12% | +0.12 |
| MSFT Microsoft Corp. | New | 0.12% | +0.12 |
| RVMD Revolution Medicines Inc. | New | 0.12% | +0.12 |
Options Activity Q4 2023 → Q1 2024
| IWM iShares Russell 2000 ETF | call | Add +227.9% | 1,531,100 | $322.0M |
| IWM iShares Russell 2000 ETF | put | Add +229.2% | 768,600 | $161.6M |
| PFE Pfizer Inc. | call | Add +12.9% | 4,420,400 | $122.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +4715.0% | 192,600 | $100.7M |
| XLF SS Financial Select Sector | put | Sold out | 1,200,000 | $45.1Mbefore exit |
| BLDR Builders Firstsource Inc. | put | Sold out | 217,700 | $36.3Mbefore exit |
| INTC Intel Corp. | put | Add +789.4% | 651,900 | $28.8M |
| LLY Eli Lilly & Co. | put | Add +246.9% | 33,300 | $25.9M |
| DE Deere & Co. | put | Add +686.1% | 62,100 | $25.5M |
| DD Dupont DE Nemours Inc. | put | New | 297,900 | $22.8M |
| CMG Chipotle Mexican Grill Inc. | put | Add +2466.7% | 7,700 | $22.4M |
| DPZ Domino's Pizza Inc. | put | Add +3990.9% | 45,000 | $22.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 42,600 | $22.3M |
| QCOM Qualcomm Inc. | put | Add +259.4% | 124,700 | $21.1M |
| COST Costco Wholesale Corp. | put | Add +1786.7% | 28,300 | $20.7M |
| TMO Thermo Fisher Scientific Inc. | put | Add +8750.0% | 35,400 | $20.6M |
| LLY Eli Lilly & Co. | call | Add +167.7% | 25,700 | $20.0M |
| ETN Eaton Corp. PLC | put | Add +405.6% | 63,200 | $19.8M |
| ABNB Airbnb Inc. Class A | put | Add +5240.9% | 117,500 | $19.4M |
| HSY The Hershey Co. | put | New | 98,600 | $19.2M |
| STX Seagate Technology Holdings | put | New | 205,400 | $19.1M |
| META Meta Platforms Inc. Class A | put | Add +346.6% | 39,300 | $19.1M |
| DE Deere & Co. | call | Add +478.5% | 45,700 | $18.8M |
| BMY Bristol-Myers Squibb Co. | put | Add +15436.4% | 341,800 | $18.5M |
| LIN Linde PLC | put | Add +577.6% | 39,300 | $18.2M |
| ABBV Abbvie Inc. | put | Add +1369.1% | 99,900 | $18.2M |
| HSY The Hershey Co. | call | New | 93,100 | $18.1M |
| AVGO Broadcom Inc. | call | Add +128.8% | 13,500 | $17.9M |
| PFE Pfizer Inc. | put | Add +10033.3% | 638,400 | $17.7M |
| NOW ServiceNow Inc. | put | Add +82.4% | 22,800 | $17.4M |
| VALE Vale SA-SP ADR | put | New | 1,412,900 | $17.2M |
| DECK Deckers Outdoor Corp. | put | New | 18,200 | $17.1M |
| VALE Vale SA-SP ADR | call | New | 1,402,300 | $17.1M |
| COST Costco Wholesale Corp. | call | Add +1413.3% | 22,700 | $16.6M |
| INTU Intuit Inc. | put | Add +231.2% | 25,500 | $16.6M |
| CMG Chipotle Mexican Grill Inc. | call | Add +1800.0% | 5,700 | $16.6M |
| MRK Merck & Co. Inc. | put | Add +4474.1% | 123,500 | $16.3M |
| NVDA Nvidia Corp. | call | Add +37.4% | 18,000 | $16.3M |
| UBER Uber Technologies Inc. | put | Add +10455.0% | 211,100 | $16.3M |
| GDX Vaneck Gold Miners ETF | put | New | 513,500 | $16.2M |
| AMZN Amazon.com Inc. | put | Add +42.2% | 89,300 | $16.1M |
| MRK Merck & Co. Inc. | call | Add +4363.0% | 120,500 | $15.9M |
| DD Dupont DE Nemours Inc. | call | New | 205,200 | $15.7M |
| TMO Thermo Fisher Scientific Inc. | call | Add +6625.0% | 26,900 | $15.6M |
| MDT Medtronic PLC | put | Add +13469.2% | 176,400 | $15.4M |
| ABT Abbott Laboratories | put | Add +579.7% | 130,500 | $14.8M |
| META Meta Platforms Inc. Class A | call | Add +243.2% | 30,200 | $14.7M |
| NOW ServiceNow Inc. | call | Add +53.6% | 19,200 | $14.6M |
| RTX RTX Corp. | put | Add +11292.3% | 148,100 | $14.4M |
| MU Micron Technology Inc. | call | Add +383.0% | 122,200 | $14.4M |
Showing the first 50 of 723.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 41,440,000 | $74.5M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +25.6% | 103,000,000 | $57.9M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +61.6% | 41,991,000 | $48.5M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -13.9% | 37,000,000 | $43.3M |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | Reduce -10.8% | 28,994,000 | $39.3M |
| VERADIGM INC (MDRX 0.875 01/01/27) | NOTE 0.875% 1/0 · principal | Sold out | 38,332,000 | $38.6Mbefore exit |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +92.9% | 41,000,000 | $37.7M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +22.8% | 35,000,000 | $32.6M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -30.9% | 28,000,000 | $31.1M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +15.5% | 33,500,000 | $30.2M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +16.2% | 32,346,000 | $29.8M |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | New | 24,500,000 | $28.5M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 15,250,000 | $26.8Mbefore exit |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +31.6% | 25,000,000 | $26.8M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +250.0% | 28,000,000 | $25.8M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -64.0% | 25,000,000 | $23.6M |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | New | 23,200,000 | $22.4M |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Add +12.6% | 22,288,000 | $20.8M |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Add +118.5% | 14,750,000 | $19.4M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 16,500,000 | $18.5Mbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 19,635,000 | $18.2Mbefore exit |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Sold out | 17,000,000 | $16.8Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Add +21.2% | 20,000,000 | $15.8M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | Add +47.7% | 16,249,000 | $15.8M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Reduce -50.4% | 13,800,000 | $14.6M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Sold out | 18,000,000 | $14.2Mbefore exit |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | Add +68.2% | 18,500,000 | $14.1M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 16,500,000 | $13.3M |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 12,000,000 | $13.1Mbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Sold out | 14,500,000 | $13.0Mbefore exit |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | Add +20.7% | 12,070,000 | $12.3M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Sold out | 15,000,000 | $12.2Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Sold out | 12,600,000 | $11.0Mbefore exit |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | New | 12,500,000 | $10.7M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 11,000,000 | $10.1Mbefore exit |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Reduce -8.4% | 8,700,000 | $9.6M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | New | 6,125,000 | $7.9M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 8,500,000 | $7.9Mbefore exit |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Sold out | 8,500,000 | $7.7Mbefore exit |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -64.4% | 8,000,000 | $7.4M |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Sold out | 5,500,000 | $6.0Mbefore exit |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | New | 4,750,000 | $5.9M |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | Reduce -22.7% | 4,250,000 | $5.6M |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | New | 11,000,000 | $5.2M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Sold out | 4,500,000 | $4.5Mbefore exit |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | New | 4,500,000 | $2.8M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 3,000,000 | $1.9Mbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 437 | $1.5B | WBD, NSC, HSY, IMNM, ABVX |
| Q1 2026 | 337 | $973.8M | NSC, WBD, SLNO, MASI, IMNM |
| Q4 2025 | 304 | $1.3B | IVV, HSY, CYBR, BMY, SLNO |
| Q3 2025 | 273 | $1.0B | LQD, CYBR, EXAS, WK, VRNA |
| Q2 2025 | 521 | $1.3B | HYG, HSY, EXAS, BPMC, JNPR |
| Q1 2025 | 339 | $1.1B | HYG, ITCI, K, LQD, FYBR |
| Q4 2024 | 347 | $1.3B | IVV, HES, K, X, HCP |
| Q3 2024 | 222 | $793.1M | HES, HCP, TENB, ACI, DFS |
| Q2 2024 | 276 | $1.2B | SPY, HES, ACI, NET, VERA |
| Q1 2024 | 174 | $1.8B | SPY, HES, PXD, ACI, CYTK |