Readystate Asset Management LP
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Readystate Asset Management LP reported 222 stock positions worth $793.1 million. Its top holding was Hess (HES) at 9.1% of the portfolio, followed by Hashicorp Class A (HCP, 4.2%) and Tenable (TENB, 3.1%). Compared with Q2 2024, it opened 125 new positions, sold out of 179, added to 43 and reduced 47. The biggest buy was Hess (HES, shares +35%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −95%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001900923
- Portfolio Value
- $793.1M (Q3 2024)
- SEC Filing
- 0001214659-24-019154 ↗ filed Nov 14, 2024
Holdings Value
Holdings 222 stocks · $793.1M
| HES Hess Corp. | 9.06% | 529,102 | $71.9M | Add +35.4% |
| HCP Hashicorp Inc. Class A | 4.25% | 994,670 | $33.7M | Add +123.1% |
| TENB Tenable Holdings Inc. | 3.11% | 608,582 | $24.7M | New |
| ACI Albertsons Cos Inc. Class A | 2.81% | 1,204,561 | $22.3M | Reduce -35.4% |
| DFS Discover Financial Services | 2.62% | 148,200 | $20.8M | Reduce -23.3% |
| SMAR Smartsheet Inc. Class A | 2.52% | 360,500 | $20.0M | New |
| WBD Warner Bros Discovery Inc. | 2.17% | 2,084,023 | $17.2M | Reduce -37.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.10% | 29,074 | $16.7M | Reduce -94.9% |
| NCNO Ncino Inc. | 2.08% | 523,339 | $16.5M | Add +232.3% |
| RBLX Roblox Corp. Class A | 2.04% | 364,998 | $16.2M | Reduce -48.2% |
| ROKU Roku Inc. | 2.02% | 214,379 | $16.0M | New |
| INSM Insmed Inc. | 1.95% | 211,789 | $15.5M | New |
| GOOG Alphabet Inc. Class C | 1.70% | 80,422 | $13.4M | New |
| LBRDK Liberty Broadband-C | 1.66% | 170,705 | $13.2M | Add +53.7% |
| FLYW Flywire Corp.-Voting | 1.65% | 798,696 | $13.1M | Reduce -23.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.63% | 134,690 | $13.0M | Reduce -14.2% |
| EW Edwards Lifesciences Corp. | 1.55% | 185,900 | $12.3M | New |
| ITGR Integer Holdings Corp. | 1.50% | 91,745 | $11.9M | No change |
| ALGN Align Technology Inc. | 1.46% | 45,400 | $11.5M | New |
| CTLT Catalent Inc. | 1.44% | 188,154 | $11.4M | New |
| GTM Zoominfo Technologies Inc. | 1.43% | 1,095,810 | $11.3M | Add +64.4% |
| ZS Zscaler Inc. | 1.41% | 65,611 | $11.2M | Add +123.2% |
| COHR Coherent Corp. | 1.38% | 123,200 | $11.0M | Add +11.9% |
| PARAA Paramount Global Class B | 1.34% | 1,002,324 | $10.6M | Add +67.4% |
| DOCU Docusign Inc. | 1.18% | 150,900 | $9.4M | No change |
| NET Cloudflare Inc. Class A | 1.17% | 115,000 | $9.3M | Reduce -67.7% |
| GT Goodyear Tire & Rubber Co. | 1.12% | 1,008,000 | $8.9M | Add +58.2% |
| SWN Southwestern Energy Co. | 1.12% | 1,249,741 | $8.9M | No change |
| X United States Steel Corp. | 1.11% | 249,500 | $8.8M | Reduce -42.8% |
| CYTK Cytokinetics Inc. | 1.02% | 153,864 | $8.1M | Reduce -61.0% |
| SIRI Sirius XM Holdings Inc. | 0.80% | 269,671 | $6.4M | New |
| OKLO Oklo Inc. | 0.78% | 765,553 | $6.2M | Add +52.4% |
| CLDX Celldex Therapeutics Inc. | 0.77% | 179,518 | $6.1M | New |
| BL Blackline Inc. | 0.73% | 105,500 | $5.8M | Add +1067.2% |
| REGN Regeneron Pharmaceuticals | 0.73% | 5,482 | $5.8M | New |
| BPMC Blueprint Medicines Corp. | 0.66% | 56,500 | $5.2M | New |
| AXONICS INC | 0.66% | 74,900 | $5.2M | No change |
| UTZ Utz Brands Inc. | 0.64% | 289,000 | $5.1M | Reduce -46.4% |
| DUOL Duolingo | 0.64% | 18,000 | $5.1M | New |
| PWSC Powerschool Holdings Inc. Class A | 0.64% | 222,200 | $5.1M | New |
| BA The Boeing Co. | 0.64% | 33,273 | $5.1M | New |
| STX Seagate Technology Holdings | 0.63% | 45,470 | $5.0M | Add +297.4% |
| TVTX Travere Therapeutics Inc. | 0.59% | 332,939 | $4.7M | New |
| OGN Organon & Co. | 0.59% | 243,238 | $4.7M | Add +26.1% |
| ANNX Annexon Inc. | 0.58% | 774,860 | $4.6M | Reduce -12.3% |
| MERC Mercer International Inc. | 0.56% | 650,728 | $4.4M | Add +21.7% |
| CCO Clear Channel Outdoor Holdin | 0.55% | 2,723,598 | $4.4M | Reduce -31.7% |
| M Macy's Inc. | 0.52% | 264,961 | $4.2M | Reduce -22.2% |
| CELH Celsius Holdings Inc. | 0.51% | 129,000 | $4.0M | Add +14.3% |
| BOOT Boot Barn Holdings Inc. | 0.49% | 23,300 | $3.9M | New |
| AFRM Affirm Holdings Inc. | 0.49% | 94,700 | $3.9M | New |
| BHC Bausch Health Cos Inc. | 0.48% | 470,761 | $3.8M | Add +38.1% |
| GPCR Structure Therapeutics Inc. | 0.46% | 84,000 | $3.7M | New |
| ADBE Adobe Inc. | 0.46% | 7,019 | $3.6M | New |
| LBPH Longboard Pharmaceuticals Inc. | 0.45% | 107,345 | $3.6M | New |
| ON On Semiconductor | 0.44% | 47,884 | $3.5M | New |
| RIG Transocean Ltd. | 0.44% | 814,953 | $3.5M | Add +23.6% |
| ESTC Elastic NV | 0.42% | 43,180 | $3.3M | New |
| COP Conocophillips | 0.41% | 31,094 | $3.3M | Add +1676.8% |
| INTU Intuit Inc. | 0.41% | 5,212 | $3.2M | New |
| PII Polaris Inc. | 0.40% | 38,400 | $3.2M | New |
| ELV Elevance Health Inc. | 0.40% | 6,101 | $3.2M | New |
| NVEI Nuvei Corp.-Subordinate VTG | 0.38% | 91,100 | $3.0M | New |
| PRFT Perficient Inc. | 0.38% | 40,000 | $3.0M | New |
| JNJ Johnson & Johnson | 0.37% | 18,055 | $2.9M | New |
| ACCO Acco Brands Corp. | 0.37% | 531,552 | $2.9M | Reduce -26.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.36% | 6,154 | $2.9M | New |
| PENN Penn Entertainment Inc. | 0.36% | 150,611 | $2.8M | Reduce -13.8% |
| W Wayfair Inc. Class A | 0.35% | 49,216 | $2.8M | Reduce -11.8% |
| SVC Service Pptys TR | 0.34% | 594,436 | $2.7M | Add +32.2% |
| CYRX Cryoport Inc. | 0.34% | 333,966 | $2.7M | Reduce -20.6% |
| GM General Motors Co. | 0.34% | 60,081 | $2.7M | Add +98.0% |
| CPRI Capri Holdings Ltd. | 0.34% | 63,094 | $2.7M | Reduce -73.9% |
| ATSG Air Transport Services Group | 0.34% | 165,197 | $2.7M | Reduce -42.5% |
| BILL Bill Holdings Inc. | 0.33% | 50,000 | $2.6M | New |
| JPM JPMorgan Chase & Co. | 0.33% | 12,504 | $2.6M | New |
| MTTR Matterport Inc. | 0.30% | 523,584 | $2.4M | Reduce -29.8% |
| PODD Insulet Corp. | 0.29% | 9,994 | $2.3M | Reduce -17.6% |
| AMGN Amgen Inc. | 0.28% | 6,791 | $2.2M | New |
| BTU Peabody Energy Corp. | 0.27% | 81,919 | $2.2M | Add +75.2% |
| VSXY Victoria's Secret & Co. | 0.27% | 82,297 | $2.1M | Reduce -49.0% |
| VERA Vera Therapeutics Inc. | 0.27% | 47,683 | $2.1M | Reduce -93.8% |
| CZR Caesars Entertainment Inc. | 0.26% | 50,141 | $2.1M | Reduce -17.0% |
| LITE Lumentum Holdings Inc. | 0.26% | 33,016 | $2.1M | Add +3.6% |
| KALV Kalvista Pharmaceuticals Inc. | 0.26% | 180,000 | $2.1M | New |
| BARNES GROUP INC | 0.26% | 51,100 | $2.1M | New |
| NAMS Newamsterdam Pharma Co. NV | 0.25% | 121,000 | $2.0M | New |
| CLW Clearwater Paper Corp. | 0.25% | 69,300 | $2.0M | New |
| XNCR Xencor Inc. | 0.24% | 96,100 | $1.9M | New |
| WHR Whirlpool Corp. | 0.24% | 17,665 | $1.9M | Reduce -10.8% |
| UNFI United Natural Foods Inc. | 0.23% | 107,467 | $1.8M | Reduce -70.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.23% | 2,160 | $1.8M | New |
| NCLH Norwegian Cruise Line Holdin | 0.22% | 86,922 | $1.8M | Reduce -63.6% |
| ITOS Iteos Therapeutics Inc. | 0.22% | 169,819 | $1.7M | Add +97.2% |
| UNP Union Pacific Corp. | 0.22% | 6,982 | $1.7M | New |
| WWW Wolverine World Wide Inc. | 0.21% | 95,107 | $1.7M | Reduce -52.4% |
| SEE Sealed Air Corp. | 0.21% | 45,277 | $1.6M | Add +24.4% |
| PG The Procter & Gamble Co. | 0.20% | 9,090 | $1.6M | New |
| ARKO Arko Corp. | 0.20% | 220,972 | $1.6M | Add +7.2% |
| CRUS Cirrus Logic Inc. | 0.19% | 12,380 | $1.5M | Reduce -38.1% |
| BASE Couchbase Inc. | 0.19% | 93,542 | $1.5M | Reduce -51.0% |
| JANX Janux Therapeutics Inc. | 0.19% | 32,335 | $1.5M | New |
| FPH Five Point Holdings LLC Class A | 0.18% | 349,804 | $1.5M | Reduce -1.3% |
| GTLS Chart Industries Inc. | 0.18% | 11,299 | $1.4M | Reduce -39.9% |
| NBR Nabors Industries Ltd. | 0.18% | 21,635 | $1.4M | Reduce -10.7% |
| MRVI Maravai Lifesciences Hldgs-A | 0.14% | 138,422 | $1.2M | New |
| CVS CVS Health Corp. | 0.14% | 17,931 | $1.1M | New |
| CI The Cigna Group | 0.14% | 3,240 | $1.1M | Add +336.7% |
| INGR Ingredion Inc. | 0.14% | 8,154 | $1.1M | New |
| MBUU Malibu Boats Inc. Class A | 0.14% | 27,700 | $1.1M | New |
| F Ford Motor Co. filed as FORD MTR CO | 0.13% | 99,951 | $1.1M | Reduce -57.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.13% | 8,823 | $1.0M | New |
| ENFN Enfusion Inc. Class A | 0.13% | 109,243 | $1.0M | Add +173.7% |
| NVST Envista Holdings Corp. | 0.13% | 51,016 | $1.0M | Add +16.7% |
| SEB Seaboard Corp. | 0.13% | 316 | $991K | Add +135.8% |
| CAG Conagra Brands Inc. | 0.12% | 30,258 | $984K | Reduce -70.9% |
| FAF First American Financial | 0.12% | 14,705 | $971K | New |
| MRK Merck & Co. Inc. | 0.12% | 8,481 | $963K | New |
| CPB The Campbell's Company filed as CAMPBELL SOUP CO | 0.11% | 18,126 | $887K | Add +40.8% |
| ESGR Enstar Group Ltd. | 0.11% | 2,737 | $880K | New |
| GNTX Gentex Corp. | 0.11% | 29,342 | $871K | New |
| NOMD Nomad Foods Ltd. | 0.11% | 45,692 | $871K | Add +68.1% |
| TFSL TFS Financial Corp. | 0.11% | 67,372 | $866K | New |
| PB Prosperity Bancshares Inc. | 0.11% | 11,779 | $849K | Add +51.0% |
| SPNT Siriuspoint Ltd. | 0.10% | 57,644 | $827K | New |
| MKSI MKS Inc. filed as MKS INSTRS INC | 0.10% | 7,580 | $824K | Add +3.8% |
| MUSA Murphy USA Inc. | 0.10% | 1,625 | $801K | New |
| NEU Newmarket Corp. | 0.10% | 1,429 | $789K | New |
| BOKF Bok Financial Corporation | 0.10% | 7,512 | $786K | Add +44.7% |
| TMO Thermo Fisher Scientific Inc. | 0.10% | 1,248 | $772K | New |
| GS Goldman Sachs Group Inc. | 0.10% | 1,558 | $771K | New |
| STC Stewart Information Services | 0.10% | 10,139 | $758K | New |
| ICE Intercontinental Exchange Inc. | 0.09% | 4,620 | $742K | New |
| LEG Leggett & Platt Inc. | 0.09% | 54,299 | $740K | Reduce -19.7% |
| DORM Dorman Products Inc. | 0.09% | 6,428 | $727K | New |
| PAG Penske Automotive Group Inc. | 0.09% | 4,443 | $722K | New |
| LEA Lear Corp. | 0.09% | 6,591 | $719K | Add +81.4% |
| AMCX AMC Global Media Inc. filed as AMC NETWORKS INC | 0.09% | 81,815 | $711K | New |
| DCH Dauch Corporation filed as AMERICAN AXLE & MFG HLDGS IN | 0.09% | 113,676 | $703K | Add +94.0% |
| ZUO Zuora Inc. Class A | 0.09% | 81,365 | $701K | New |
| SWKS Skyworks Solutions Inc. | 0.09% | 6,973 | $689K | New |
| UBSI United Bankshares Inc. | 0.09% | 18,422 | $683K | Add +46.2% |
| SRCE 1ST Source Corp. | 0.09% | 11,277 | $675K | New |
| HOUS Anywhere Real Estate Inc. | 0.08% | 132,158 | $671K | Reduce -82.5% |
| WSBC Wesbanco Inc. | 0.08% | 22,210 | $661K | New |
| OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC | 0.08% | 268,018 | $659K | Reduce -31.9% |
| LEN Lennar Corp. Class A | 0.08% | 3,480 | $652K | New |
| SMP Standard Motor Prods | 0.08% | 19,536 | $649K | New |
| NXPI NXP Semiconductors NV | 0.08% | 2,695 | $647K | New |
| STEL Stellar Bancorp Inc. | 0.08% | 24,841 | $643K | New |
| TNL Travel + Leisure Co. | 0.08% | 13,935 | $642K | Reduce -39.5% |
| BWA Borgwarner Inc. | 0.08% | 17,512 | $636K | Add +56.3% |
| QCRH QCR Holdings Inc. | 0.08% | 8,535 | $632K | New |
| QRVO Qorvo Inc. | 0.08% | 6,060 | $626K | Reduce -70.5% |
| PATK Patrick Industries Inc. | 0.08% | 4,383 | $624K | New |
| ALV Autoliv Inc. | 0.08% | 6,664 | $622K | New |
| VSH Vishay Intertechnology Inc. | 0.08% | 32,703 | $618K | New |
| STBA S & T Bancorp Inc. | 0.08% | 14,546 | $610K | New |
| TMHC Taylor Morrison Home Corp. | 0.08% | 8,677 | $610K | New |
| TSM Taiwan Semiconductor-SP ADR | 0.08% | 3,502 | $608K | New |
| GPI Group 1 Automotive Inc. | 0.08% | 1,585 | $607K | New |
| SGI Somnigroup International Inc. filed as TEMPUR SEALY INTL INC | 0.08% | 10,912 | $596K | New |
| SAH Sonic Automotive Inc. Class A | 0.08% | 10,183 | $596K | New |
| LLY Eli Lilly & Co. | 0.07% | 671 | $594K | New |
| VC Visteon Corp. | 0.07% | 6,226 | $593K | New |
| MODVQ Modivcare Inc. | 0.07% | 41,187 | $588K | Reduce -35.3% |
| VAC Marriott Vacations World | 0.07% | 7,958 | $585K | Add +72.3% |
| DHI D.R. Horton Inc. | 0.07% | 3,022 | $577K | New |
| THO Thor Industries Inc. | 0.07% | 5,186 | $570K | New |
| EFSC Enterprise Financial Service | 0.07% | 10,946 | $561K | New |
| HOG Harley-Davidson Inc. | 0.07% | 14,420 | $556K | New |
| ADNT Adient PLC | 0.07% | 24,330 | $549K | Add +122.7% |
| UFPI Ufp Industries Inc. | 0.07% | 4,163 | $546K | New |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.07% | 7,578 | $546K | Add +95.9% |
| GTX Garrett Motion Inc. | 0.07% | 65,893 | $539K | New |
| WGO Winnebago Industries | 0.07% | 9,273 | $539K | New |
| MCHP Microchip Technology Inc. | 0.07% | 6,697 | $538K | Reduce -87.9% |
| ABG Asbury Automotive Group | 0.07% | 2,228 | $532K | New |
| EZPW Ezcorp Inc. Class A | 0.07% | 46,526 | $522K | New |
| IDYA Ideaya Biosciences Inc. | 0.07% | 16,423 | $520K | New |
| APA Apa Corp. | 0.07% | 21,254 | $520K | Reduce -17.4% |
| LAD Lithia Motors Inc. | 0.06% | 1,612 | $512K | New |
| NUVL Nuvalent Inc. Class A | 0.06% | 5,000 | $512K | New |
| THRM Gentherm Inc. | 0.06% | 10,879 | $506K | New |
| POWI Power Integrations Inc. | 0.06% | 7,897 | $506K | New |
| LCII Lci Industries | 0.06% | 4,144 | $500K | New |
| DAN Dana Inc. | 0.06% | 45,902 | $485K | Add +84.3% |
| COST Costco Wholesale Corp. | 0.06% | 538 | $477K | New |
| GFS Globalfoundries Inc. | 0.06% | 11,754 | $473K | New |
| PANW Palo Alto Networks Inc. | 0.06% | 1,366 | $467K | New |
| IBRX Immunitybio Inc. | 0.06% | 124,885 | $465K | No change |
| HAYN Haynes International Inc. | 0.06% | 7,796 | $464K | New |
| AMWD American Woodmark Corp. | 0.06% | 4,962 | $464K | New |
| SPR Spirit Aerosystems Hold Class A | 0.06% | 13,955 | $454K | New |
| BCC Boise Cascade Co. | 0.06% | 3,140 | $443K | New |
| WBA Walgreens Boots Alliance Inc. | 0.06% | 48,830 | $438K | Add +162.3% |
| QCOM Qualcomm Inc. | 0.05% | 2,545 | $433K | New |
| DIOD Diodes Inc. | 0.05% | 6,647 | $426K | New |
| LGIH Lgi Homes Inc. | 0.05% | 3,435 | $407K | New |
| MGM MGM Resorts International | 0.05% | 9,578 | $374K | No change |
| WTFC Wintrust Financial Corp. | 0.05% | 3,438 | $373K | New |
| BMRN Biomarin Pharmaceutical Inc. | 0.05% | 5,254 | $369K | Reduce -51.9% |
| ALGM Allegro Microsystems Inc. | 0.05% | 15,761 | $367K | New |
| MRSH Marsh & McLennan Cos | 0.05% | 1,644 | $367K | New |
| CEVA Ceva Inc. | 0.05% | 14,894 | $360K | New |
| TWI Titan International Inc. | 0.04% | 43,705 | $355K | New |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 9,060 | $337K | New |
| CRSP Crispr Therapeutics AG | 0.04% | 7,153 | $336K | New |
| FOXF Fox Factory Holding Corp. | 0.04% | 7,682 | $319K | New |
| LSCC Lattice Semiconductor Corp. | 0.04% | 5,681 | $301K | New |
| SNPS Synopsys Inc. | 0.04% | 579 | $293K | New |
| KROS Keros Therapeutics Inc. | 0.03% | 4,603 | $267K | Reduce -96.0% |
| XLK SS Technology Select Sector | 0.03% | 1,123 | $254K | Reduce -19.4% |
| UBER Uber Technologies Inc. | 0.03% | 2,680 | $201K | New |
| RLGT Radiant Logistics Inc. | 0.02% | 30,000 | $193K | No change |
| INZY Inozyme Pharma Inc. | 0.01% | 19,049 | $100K | New |
| EVEX Eve Holding Inc. filed as EVE HLDG INC | 0.01% | 25,662 | $83K | New |
| GERN Geron Corp. | 0.01% | 12,804 | $58K | New |
| ADCT Adc Therapeutics SA | 0.01% | 17,039 | $54K | New |
| TSVT 2SEVENTY Bio Inc. | 0.01% | 11,161 | $53K | New |
| STTK Shattuck Labs Inc. | 0.00% | 11,049 | $39K | New |
| RAPT THERAPEUTICS INC | 0.00% | 18,074 | $36K | New |
Options reported separately and not counted above: IWM calls ($340.7M), IWM puts ($146.7M), SMH calls ($85.9M), SMH puts ($37.9M), JNJ puts ($20.7M), PG puts ($20.6M), BRK.B puts ($20.4M), NVDA puts ($19.7M), TMO puts ($19.1M), KO puts ($19.1M), PEP puts ($18.8M), BLK puts ($18.8M), and 236 more.
Other holdings (51): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 54,500,000 | $98.2M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 48,700,000 | $89.9M | Reduce -18.8% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 33,440,000 | $69.8M | Reduce -16.3% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 46,000,000 | $67.6M | Add +7.0% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 52,000,000 | $49.3M | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 41,500,000 | $44.0M | New |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 20,994,000 | $42.1M | Reduce -4.5% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 41,000,000 | $38.7M | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 30,991,000 | $36.1M | Reduce -26.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 37,690,000 | $34.9M | Add +32.3% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 22,000,000 | $34.2M | Add +10.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 85,500,000 | $32.2M | No change |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 30,500,000 | $30.5M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 32,346,000 | $30.3M | No change |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 24,000,000 | $23.9M | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 15,800,000 | $23.7M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 18,200,000 | $23.6M | New |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 25,500,000 | $23.0M | No change |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 18,500,000 | $22.7M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 25,000,000 | $22.2M | New |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 14,750,000 | $21.1M | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 17,500,000 | $19.3M | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 16,249,000 | $17.0M | Add +22.6% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 30,000,000 | $16.2M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 15,000,000 | $15.3M | New |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 15,000,000 | $15.1M | Reduce -18.0% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 15,700,000 | $14.5M | No change |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 12,070,000 | $13.4M | No change |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 12,500,000 | $11.7M | No change |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 9,250,000 | $11.3M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 11,500,000 | $10.4M | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 10,000,000 | $10.4M | No change |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 10,000,000 | $10.2M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 12,500,000 | $10.0M | Reduce -37.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 10,500,000 | $9.8M | Reduce -19.2% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $9.4M | No change |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 10,000,000 | $8.9M | New |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 7,025,000 | $8.7M | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 9,500,000 | $8.2M | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 9,500,000 | $7.8M | Add +90.0% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 8,000,000 | $7.6M | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 4,250,000 | $5.2M | No change |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 4,000,000 | $5.1M | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,000,000 | $4.6M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 5,000,000 | $4.3M | Reduce -37.5% |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 7,500,000 | $4.2M | Reduce -25.0% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 4,400,000 | $4.0M | Reduce -88.3% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 2,500,000 | $2.6M | New |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 2,500,000 | $2.1M | Reduce -76.2% |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 1,000,000 | $958K | New |
| CUTERA INC (CUTR 4 06/01/29) | NOTE 4.000% 6/0 · principal | 3,290,000 | $565K | No change |
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -94.9% | 2.10% | −24.81 |
| VERA Vera Therapeutics Inc. | Reduce -93.8% | 0.27% | −2.14 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −1.79 |
| EDR Endeavor Group Hold Class A | Sold out | 0.00% | −1.76 |
| SRCL Stericycle Inc. | Sold out | 0.00% | −1.71 |
| NET Cloudflare Inc. Class A | Reduce -67.7% | 1.17% | −1.37 |
| KEX Kirby Corp. | Sold out | 0.00% | −1.34 |
| ALB Albemarle Corp. | Sold out | 0.00% | −1.14 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.87 |
| WRK Westrock Co. | Sold out | 0.00% | −0.83 |
| CYTK Cytokinetics Inc. | Reduce -61.0% | 1.02% | −0.82 |
| PAYO Payoneer Global Inc. | Sold out | 0.00% | −0.81 |
| VZIO Vizio Holding Corp. Class A | Sold out | 0.00% | −0.65 |
| HA Hawaiian Holdings Inc. | Sold out | 0.00% | −0.64 |
| GPN Global Payments Inc. | Sold out | 0.00% | −0.63 |
| NTNX Nutanix Inc. Class A | Sold out | 0.00% | −0.62 |
| GWRE Guidewire Software Inc. | Sold out | 0.00% | −0.59 |
| RVMD Revolution Medicines Inc. | Sold out | 0.00% | −0.55 |
| COGT Cogent Biosciences Inc. | Sold out | 0.00% | −0.53 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.51 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.44 |
| KROS Keros Therapeutics Inc. | Reduce -96.0% | 0.03% | −0.41 |
| CNC Centene Corp. | Sold out | 0.00% | −0.40 |
| INTC Intel Corp. | Sold out | 0.00% | −0.39 |
| LSXMK Liberty Media Corp.-Liber-New | Sold out | 0.00% | −0.38 |
| ACI Albertsons Cos Inc. Class A | Reduce -35.4% | 2.81% | −0.37 |
| MCHP Microchip Technology Inc. | Reduce -87.9% | 0.07% | −0.37 |
| CPRI Capri Holdings Ltd. | Reduce -73.9% | 0.34% | −0.35 |
| X United States Steel Corp. | Reduce -42.8% | 1.11% | −0.31 |
| ROL Rollins Inc. | Sold out | 0.00% | −0.29 |
| ALT Altimmune Inc. | Sold out | 0.00% | −0.28 |
| HALO Halozyme Therapeutics Inc. | Sold out | 0.00% | −0.26 |
| FWONK Liberty Media Corp. Class C | Sold out | 0.00% | −0.23 |
| RBLX Roblox Corp. Class A | Reduce -48.2% | 2.04% | −0.22 |
| ALNY Alnylam Pharmaceuticals Inc. | Sold out | 0.00% | −0.20 |
| PBPB Potbelly Corp. | Sold out | 0.00% | −0.20 |
| ALIT Alight Inc. Class A | Sold out | 0.00% | −0.20 |
| AMPL Amplitude Inc. Class A | Sold out | 0.00% | −0.19 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.19 |
| LULU Lululemon Athletica Inc. | Sold out | 0.00% | −0.18 |
| UNFI United Natural Foods Inc. | Reduce -70.2% | 0.23% | −0.18 |
| CWK Cushman & Wakefield UK Holdc | Sold out | 0.00% | −0.18 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.17 |
| NCLH Norwegian Cruise Line Holdin | Reduce -63.6% | 0.22% | −0.16 |
| RPD RAPID7 Inc. | Sold out | 0.00% | −0.14 |
| CMRC Commerce.com Inc. | Sold out | 0.00% | −0.14 |
| HOUS Anywhere Real Estate Inc. | Reduce -82.5% | 0.08% | −0.13 |
| CAG Conagra Brands Inc. | Reduce -70.9% | 0.12% | −0.13 |
| UTZ Utz Brands Inc. | Reduce -46.4% | 0.64% | −0.13 |
| QRVO Qorvo Inc. | Reduce -70.5% | 0.08% | −0.13 |
Portfolio Buys Q2 2024 → Q3 2024
| HES Hess Corp. | Add +35.4% | 9.06% | +4.09 |
| TENB Tenable Holdings Inc. | New | 3.11% | +3.11 |
| HCP Hashicorp Inc. Class A | Add +123.1% | 4.25% | +2.95 |
| SMAR Smartsheet Inc. Class A | New | 2.52% | +2.52 |
| ROKU Roku Inc. | New | 2.02% | +2.02 |
| INSM Insmed Inc. | New | 1.95% | +1.95 |
| GOOG Alphabet Inc. Class C | New | 1.70% | +1.70 |
| NCNO Ncino Inc. | Add +232.3% | 2.08% | +1.66 |
| EW Edwards Lifesciences Corp. | New | 1.55% | +1.55 |
| ALGN Align Technology Inc. | New | 1.46% | +1.46 |
| CTLT Catalent Inc. | New | 1.44% | +1.44 |
| LBRDK Liberty Broadband-C | Add +53.7% | 1.66% | +1.14 |
| ZS Zscaler Inc. | Add +123.2% | 1.41% | +0.93 |
| PARAA Paramount Global Class B | Add +67.4% | 1.34% | +0.81 |
| SIRI Sirius XM Holdings Inc. | New | 0.80% | +0.80 |
| CLDX Celldex Therapeutics Inc. | New | 0.77% | +0.77 |
| REGN Regeneron Pharmaceuticals | New | 0.73% | +0.73 |
| BL Blackline Inc. | Add +1067.2% | 0.73% | +0.70 |
| COHR Coherent Corp. | Add +11.9% | 1.38% | +0.69 |
| GTM Zoominfo Technologies Inc. | Add +64.4% | 1.43% | +0.69 |
| BPMC Blueprint Medicines Corp. | New | 0.66% | +0.66 |
| DUOL Duolingo | New | 0.64% | +0.64 |
| PWSC Powerschool Holdings Inc. Class A | New | 0.64% | +0.64 |
| BA The Boeing Co. | New | 0.64% | +0.64 |
| TVTX Travere Therapeutics Inc. | New | 0.59% | +0.59 |
| STX Seagate Technology Holdings | Add +297.4% | 0.63% | +0.53 |
| GT Goodyear Tire & Rubber Co. | Add +58.2% | 1.12% | +0.50 |
| BOOT Boot Barn Holdings Inc. | New | 0.49% | +0.49 |
| AFRM Affirm Holdings Inc. | New | 0.49% | +0.49 |
| GPCR Structure Therapeutics Inc. | New | 0.46% | +0.46 |
| ADBE Adobe Inc. | New | 0.46% | +0.46 |
| LBPH Longboard Pharmaceuticals Inc. | New | 0.45% | +0.45 |
| ON On Semiconductor | New | 0.44% | +0.44 |
| ESTC Elastic NV | New | 0.42% | +0.42 |
| OKLO Oklo Inc. | Add +52.4% | 0.78% | +0.41 |
| INTU Intuit Inc. | New | 0.41% | +0.41 |
| PII Polaris Inc. | New | 0.40% | +0.40 |
| ELV Elevance Health Inc. | New | 0.40% | +0.40 |
| COP Conocophillips | Add +1676.8% | 0.41% | +0.40 |
| NVEI Nuvei Corp.-Subordinate VTG | New | 0.38% | +0.38 |
| PRFT Perficient Inc. | New | 0.38% | +0.38 |
| JNJ Johnson & Johnson | New | 0.37% | +0.37 |
| VRTX Vertex Pharmaceuticals Inc. | New | 0.36% | +0.36 |
| BILL Bill Holdings Inc. | New | 0.33% | +0.33 |
| JPM JPMorgan Chase & Co. | New | 0.33% | +0.33 |
| BHC Bausch Health Cos Inc. | Add +38.1% | 0.48% | +0.28 |
| AMGN Amgen Inc. | New | 0.28% | +0.28 |
| KALV Kalvista Pharmaceuticals Inc. | New | 0.26% | +0.26 |
| BARNES GROUP INC | New | 0.26% | +0.26 |
| NAMS Newamsterdam Pharma Co. NV | New | 0.25% | +0.25 |
Options Activity Q2 2024 → Q3 2024
| IWM iShares Russell 2000 ETF | call | Add +156.3% | 1,542,600 | $340.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 273,500 | $148.8Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Add +120.7% | 664,300 | $146.7M |
| SMH Vaneck Semiconductor ETF | call | New | 350,000 | $85.9M |
| SMH Vaneck Semiconductor ETF | put | New | 154,400 | $37.9M |
| JNJ Johnson & Johnson | put | Add +2450.0% | 127,500 | $20.7M |
| PG The Procter & Gamble Co. | put | Add +1647.1% | 118,800 | $20.6M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +1544.4% | 44,400 | $20.4M |
| NVDA Nvidia Corp. | put | New | 162,500 | $19.7M |
| TMO Thermo Fisher Scientific Inc. | put | Add +2475.0% | 30,900 | $19.1M |
| KO The Coca-Cola Co. | put | Add +1771.8% | 265,800 | $19.1M |
| PEP Pepsico Inc. | put | Add +1950.0% | 110,700 | $18.8M |
| BLK BlackRock Finance Inc. | put | Add +1550.0% | 19,800 | $18.8M |
| TXN Texas Instruments Inc. | put | Add +1871.7% | 90,700 | $18.7M |
| NVDA Nvidia Corp. | call | Add +5040.0% | 154,200 | $18.7M |
| WMT Walmart Inc. | put | New | 230,500 | $18.6M |
| BKNG Booking Holdings Inc. | put | Add +1366.7% | 4,400 | $18.5M |
| VZ Verizon Communications Inc. | put | Add +1922.5% | 412,600 | $18.5M |
| AAPL Apple Inc. | put | Add +1783.3% | 79,100 | $18.4M |
| LMT Lockheed Martin Corp. | put | Add +1475.0% | 31,500 | $18.4M |
| LIN Linde PLC | put | Add +1654.5% | 38,600 | $18.4M |
| MDT Medtronic PLC | put | Add +2142.9% | 204,100 | $18.4M |
| UNP Union Pacific Corp. | put | Add +2659.3% | 74,500 | $18.4M |
| MCD McDonald's Corp. | put | Add +422.6% | 60,100 | $18.3M |
| MA Mastercard Inc. Class A | put | Add +1661.9% | 37,000 | $18.3M |
| SPGI S&P Global Inc. | put | Add +1650.0% | 35,000 | $18.1M |
| CAT Caterpillar Inc. | put | Add +1825.0% | 46,200 | $18.1M |
| IBM Intl Business Machines Corp. | put | Add +1502.0% | 81,700 | $18.1M |
| JPM JPMorgan Chase & Co. | put | Add +2150.0% | 85,500 | $18.0M |
| CVX Chevron Corp. | put | Add +308.4% | 122,100 | $18.0M |
| ACN Accenture PLC Class A | put | Add +2204.6% | 50,700 | $17.9M |
| ADI Analog Devices Inc. | put | Add +2094.3% | 76,800 | $17.7M |
| CB Chubb Ltd. | put | Add +1864.5% | 60,900 | $17.6M |
| BSX Boston Scientific Corp. | put | Add +198.4% | 209,500 | $17.6M |
| TJX TJX Companies Inc. | put | Add +1814.1% | 149,300 | $17.5M |
| HD Home Depot Inc. | put | New | 43,300 | $17.5M |
| MSFT Microsoft Corp. | put | Add +1838.1% | 40,700 | $17.5M |
| ETN Eaton Corp. PLC | put | Add +2272.7% | 52,200 | $17.3M |
| ADP Automatic Data Processing | put | Add +1916.1% | 62,500 | $17.3M |
| COST Costco Wholesale Corp. | put | Add +1516.7% | 19,400 | $17.2M |
| TSLA Tesla Inc. | put | Add +1943.8% | 65,400 | $17.1M |
| MRSH Marsh & McLennan Cos | put | Add +1453.1% | 76,100 | $17.0M |
| ORCL Oracle Corp. | put | New | 99,200 | $16.9M |
| SYK Stryker Corp. | put | Add +1833.3% | 46,400 | $16.8M |
| V Visa Inc. Class A | put | Add +1691.2% | 60,900 | $16.7M |
| NOW ServiceNow Inc. | put | Add +1600.0% | 18,700 | $16.7M |
| GS Goldman Sachs Group Inc. | put | Add +1870.6% | 33,500 | $16.6M |
| GE General Electric | put | Add +1853.3% | 87,900 | $16.6M |
| HON Honeywell International Inc. | put | Add +2174.3% | 79,600 | $16.5M |
| AMGN Amgen Inc. | put | Add +2117.4% | 51,000 | $16.4M |
Showing the first 50 of 411.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Reduce -18.8% | 48,700,000 | $89.9M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Reduce -16.3% | 33,440,000 | $69.8M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Add +7.0% | 46,000,000 | $67.6M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 52,000,000 | $49.3M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 41,500,000 | $44.0M |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | Reduce -4.5% | 20,994,000 | $42.1M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Reduce -26.2% | 30,991,000 | $36.1M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +32.3% | 37,690,000 | $34.9M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +10.0% | 22,000,000 | $34.2M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 30,500,000 | $30.5M |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | Sold out | 24,500,000 | $30.1Mbefore exit |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Sold out | 22,500,000 | $29.0Mbefore exit |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | New | 18,200,000 | $23.6M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 18,500,000 | $22.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 25,000,000 | $22.2M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | New | 17,500,000 | $19.3M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | Add +22.6% | 16,249,000 | $17.0M |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | New | 30,000,000 | $16.2M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Sold out | 7,264,000 | $15.3Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 15,000,000 | $15.3M |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Reduce -18.0% | 15,000,000 | $15.1M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 9,250,000 | $11.3M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 10,000,000 | $10.2M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -37.5% | 12,500,000 | $10.0M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -19.2% | 10,500,000 | $9.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 10,000,000 | $9.2Mbefore exit |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | New | 10,000,000 | $8.9M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | New | 9,500,000 | $8.2M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Add +90.0% | 9,500,000 | $7.8M |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | New | 8,000,000 | $7.6M |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | New | 4,000,000 | $5.1M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 5,000,000 | $4.6M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Reduce -37.5% | 5,000,000 | $4.3M |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | Reduce -25.0% | 7,500,000 | $4.2M |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Reduce -88.3% | 4,400,000 | $4.0M |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | Sold out | 3,000,000 | $2.8Mbefore exit |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 2,500,000 | $2.6M |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | Reduce -76.2% | 2,500,000 | $2.1M |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | New | 1,000,000 | $958K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 437 | $1.5B | WBD, NSC, HSY, IMNM, ABVX |
| Q1 2026 | 337 | $973.8M | NSC, WBD, SLNO, MASI, IMNM |
| Q4 2025 | 304 | $1.3B | IVV, HSY, CYBR, BMY, SLNO |
| Q3 2025 | 273 | $1.0B | LQD, CYBR, EXAS, WK, VRNA |
| Q2 2025 | 521 | $1.3B | HYG, HSY, EXAS, BPMC, JNPR |
| Q1 2025 | 339 | $1.1B | HYG, ITCI, K, LQD, FYBR |
| Q4 2024 | 347 | $1.3B | IVV, HES, K, X, HCP |
| Q3 2024 | 222 | $793.1M | HES, HCP, TENB, ACI, DFS |
| Q2 2024 | 276 | $1.2B | SPY, HES, ACI, NET, VERA |
| Q1 2024 | 174 | $1.8B | SPY, HES, PXD, ACI, CYTK |