Realta Investment Advisors

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 28, 2025), Realta Investment Advisors reported 338 stock positions worth $244.0 million. Its top holding was Apple (AAPL) at 9.0% of the portfolio, followed by Nvidia (NVDA, 6.9%) and Amazon.com (AMZN, 4.9%). Compared with Q3 2024, it opened 70 new positions, sold out of 87, added to 106 and reduced 116. The biggest buy was Tesla (TSLA, shares +36%) and the biggest sale Procter & Gamble (PG, shares −82%).

Most Recent 13F
Q2 2026
Location
WILMINGTON, DE
CIK
0001776792
Portfolio Value
$244.0M (Q4 2024)
SEC Filing
0001398344-25-001199 ↗ filed Jan 28, 2025

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $485.1M Q1 2024 Q2 2024: $510.7M Q2 2024 Q3 2024: $217.4M Q3 2024 Q4 2024: $244.0M $244.0M Q4 2024 Q1 2025: $219.4M Q1 2025 Q2 2025: $253.1M Q2 2025 Q3 2025: $299.0M Q3 2025 Q4 2025: $304.5M Q4 2025 Q1 2026: $288.3M Q1 2026 Q2 2026: $321.8M Q2 2026

Holdings 338 stocks · $244.0M

AAPL Apple Inc. 8.97% 89,968 $21.9M Add +18.2%
NVDA Nvidia Corp. 6.89% 116,356 $16.8M Add +6.6%
AMZN Amazon.com Inc. 4.94% 53,746 $12.0M Add +3.6%
TSLA Tesla Inc. 2.65% 15,761 $6.5M Add +35.7%
MSFT Microsoft Corp. 2.59% 14,898 $6.3M Reduce -6.3%
GOOG Alphabet Inc. Class C 2.50% 31,602 $6.1M Add +3.2%
OXFORD LANE CAP CORP 2.15% 1,030,232 $5.3M Add +15.9%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 2.06% 14,762 $5.0M Add +20.0%
AVGO Broadcom Inc. 1.97% 20,640 $4.8M Add +1.0%
QQQ Invesco QQQ Trust Series 1 1.94% 9,111 $4.7M Reduce -7.1%
XLK SS Technology Select Sector 1.56% 16,186 $3.8M Reduce -8.6%
VGT Vanguard Info Tech ETF 1.45% 5,596 $3.5M Add +180.4%
GRNY Fundstr Gran SH US LRG Cap 1.38% 166,041 $3.4M New
COST Costco Wholesale Corp. 1.35% 3,591 $3.3M Reduce -1.2%
AG First Majestic Silver Corp. 1.18% 497,726 $2.9M Add +16.8%
META Meta Platforms Inc. Class A 1.09% 4,403 $2.7M Add +2.0%
ICSH iShares Ultra Short Duration 1.09% 52,743 $2.7M Add +2.5%
MOAT Vaneck Morningstar Wide Moat 1.06% 27,923 $2.6M Reduce -1.0%
CRWD CrowdStrike Holdings Inc. Class A 1.05% 7,109 $2.6M Add +3.3%
NEAR iShares SH Dba ETF Usd Inc. 1.04% 50,379 $2.5M Add +1.8%
BITO Proshares Bitcoin ETF-Usd 1.01% 102,439 $2.5M Add +898.4%
XLI SS Industrial Select Sector 0.98% 18,073 $2.4M Add +19.9%
IVV iShares Core S&P 500 ETF 0.93% 3,801 $2.3M Reduce -5.1%
GOOGL Alphabet Inc. Class A 0.89% 11,332 $2.2M Add +1.2%
XLF SS Financial Select Sector 0.88% 44,360 $2.2M Reduce -27.5%
VTI VG Morningstar TS MKT ETF-US 0.87% 7,253 $2.1M Add +13.2%
SGOV iShares 0-3 Month Treasury B 0.85% 20,762 $2.1M Add +2.3%
XLC SS Comm Select Sector SPDR 0.85% 21,241 $2.1M Add +1.1%
NFLX Netflix Inc. 0.83% 2,300 $2.0M Reduce -0.3%
GDX Vaneck Gold Miners ETF 0.79% 55,113 $1.9M Add +16.3%
VOO Vanguard S&P 500 ETF 0.76% 3,405 $1.9M Add +485.1%
COIN Coinbase Global Inc. Class A 0.74% 6,684 $1.8M Add +63.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.74% 3,044 $1.8M Add +31.0%
SHV iShares 0-1 Year Treasury Bo 0.70% 15,529 $1.7M Add +14.6%
XLY SS Consumer Disc Select Sect 0.70% 7,542 $1.7M Add +9.8%
ALB Albemarle Corp. 0.67% 18,520 $1.6M Reduce -6.2%
IWM iShares Russell 2000 ETF 0.65% 7,053 $1.6M Add +0.9%
XLV SS Health Care Select Sector 0.65% 11,378 $1.6M Reduce -26.8%
VIG Vanguard Dividend Apprec ETF 0.64% 7,969 $1.6M Add +213.9%
SHY iShares 1-3 Year Treasury Bo 0.64% 19,069 $1.6M Add +10.9%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.59% 40,424 $1.4M New
JPM JPMorgan Chase & Co. 0.58% 5,823 $1.4M Reduce -15.9%
CVX Chevron Corp. 0.58% 9,517 $1.4M Reduce -2.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.56% 19,564 $1.4M Add +4890.8%
IEFA iShares Core MSCI Eafe ETF 0.53% 18,496 $1.3M Reduce -7.0%
AGG iShares Core U.S. Aggregate 0.52% 13,166 $1.3M Reduce -32.4%
ANET Arista Networks Inc. 0.52% 10,967 $1.3M Add +3.8%
AEM Agnico Eagle Mines Ltd. 0.50% 15,000 $1.2M No change
ISRG Intuitive Surgical Inc. 0.48% 2,200 $1.2M Add +3.8%
AXP American Express Co. 0.46% 3,705 $1.1M Add +2.8%
PLTR Palantir Technologies Inc. Class A 0.46% 14,028 $1.1M Add +41.5%
IWF iShares Russell 1000 Growth 0.45% 2,688 $1.1M New
PFF iShares Preferred & Income S 0.44% 33,659 $1.1M Reduce -16.0%
GBIL Goldman Sachs Access Treasur 0.44% 10,733 $1.1M Add +20.4%
AXON Axon Enterprise Inc. 0.44% 1,775 $1.1M Reduce -3.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.43% 2,523 $1.1M Add +360.4%
ABBV Abbvie Inc. 0.41% 5,454 $988K Reduce -18.5%
GRMN Garmin Ltd. 0.40% 4,735 $981K Add +3.3%
PANW Palo Alto Networks Inc. 0.38% 5,038 $923K Add +2.9%
CAT Caterpillar Inc. 0.36% 2,388 $869K Reduce -1.7%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.36% 824 $868K Add +3.9%
XOM Exxon Mobil Corp. 0.35% 7,900 $852K Reduce -6.0%
V Visa Inc. Class A 0.35% 2,675 $843K Add +49.4%
ORCL Oracle Corp. 0.33% 4,867 $809K Reduce -1.8%
CDNS Cadence Design SYS Inc. 0.32% 2,592 $788K Add +7.7%
SPDW Ste STR SPDR PT DW Eu ETF 0.32% 22,682 $777K New
TDG Transdigm Group Inc. 0.32% 608 $776K Add +9.0%
ITA iShares U.S. Aerospace & Def 0.32% 5,294 $774K Reduce -9.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.31% 8,374 $766K Add +241.4%
JPST JPMorgan Ultra-Short Income 0.31% 14,789 $745K Add +13.4%
LLY Eli Lilly & Co. 0.30% 947 $741K Reduce -15.0%
SPGI S&P Global Inc. 0.30% 1,452 $726K Reduce -19.4%
FDN First Trust DJ Internet Ind 0.29% 2,875 $708K Add +4.9%
TLT iShares 20+ Year Treasury BD 0.29% 8,105 $708K Add +80.1%
GDXJ Vaneck Junior Gold Miners 0.29% 15,980 $707K Reduce -29.7%
VZ Verizon Communications Inc. 0.28% 17,183 $692K Reduce -14.3%
GS Goldman Sachs Group Inc. 0.28% 1,158 $672K Add +790.8%
PULS Pgim Ultra Short Bond ETF 0.27% 13,400 $664K Reduce -21.6%
NPV Nuveen Va QLTY Muni Inc. 0.27% 51,669 $654K No change
XYZ Block Inc. 0.26% 6,917 $637K Reduce -24.4%
FXR First Trust Indst/Producers 0.26% 8,348 $630K Add +5.6%
PYPL PayPal Holdings Inc. 0.26% 7,132 $625K Reduce -0.3%
VFL Abrdn National Municipal Inc. 0.25% 60,073 $620K No change
UNH Unitedhealth Group Inc. 0.25% 1,209 $620K Reduce -17.5%
MA Mastercard Inc. Class A 0.25% 1,168 $609K Add +50.7%
IEMG iShares Core MSCI Emerging 0.25% 11,439 $602K Reduce -8.3%
FXD First Trust Consumer Discret 0.24% 9,157 $592K Add +18.2%
T AT&T Inc. 0.24% 25,912 $587K Reduce -1.1%
B Barrick Gold Corp. 0.24% 36,221 $574K Add +18.0%
CBRE CBRE Group Inc. Class A 0.23% 4,324 $569K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.23% 2,548 $567K Add +110.1%
ETN Eaton Corp. PLC 0.23% 1,638 $561K New
VEA Vanguard Ftse Developed ETF 0.23% 11,481 $551K New
AMD Advanced Micro Devices 0.23% 4,395 $551K Reduce -31.6%
BA The Boeing Co. 0.23% 3,235 $550K Add +115.7%
IEF iShares 7-10 Year Treasury B 0.22% 5,937 $548K Reduce -4.8%
QTEC First Trust Nasdq 100 Tech I 0.22% 2,841 $548K Add +17.0%
KMI Kinder Morgan Inc. 0.22% 19,343 $547K Reduce -9.2%
DVY iShares Select Dividend ETF 0.22% 4,095 $540K Add +7.5%
SHOP Shopify Inc. Class A 0.22% 4,885 $534K Reduce -14.7%
STZ Constellation Brands Inc. Class A 0.22% 2,402 $533K Reduce -14.7%
BKNG Booking Holdings Inc. 0.21% 106 $520K New
ELV Elevance Health Inc. 0.21% 1,395 $518K Reduce -0.6%
PWR Quanta Services Inc. 0.21% 1,575 $514K New
SLV iShares Silver Trust 0.21% 18,867 $509K Reduce -10.9%
NOBL Proshares S&P 500 Dividend A 0.21% 5,055 $503K Reduce -63.9%
PGR Progressive Corp. 0.21% 2,068 $501K New
JCI Johnson Controls Internation 0.20% 6,154 $492K New
VLO Valero Energy Corp. 0.20% 3,905 $485K Reduce -7.0%
MO Altria Group Inc. 0.20% 9,009 $479K Add +15.7%
LDOS Leidos Holdings Inc. 0.19% 3,227 $475K Add +5.1%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.19% 6,165 $474K New
GNRC Generac Holdings Inc. 0.19% 2,902 $461K Reduce -13.1%
EMR Emerson Electric Co. 0.19% 3,660 $452K New
BMY Bristol-Myers Squibb Co. 0.18% 7,966 $451K New
NEM Newmont Corp. 0.18% 11,547 $440K Add +71.1%
LMT Lockheed Martin Corp. 0.17% 884 $426K Reduce -29.2%
SPHD Invesco S&P 500 High Dividen 0.17% 8,474 $411K Add +74.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.17% 9,064 $406K Add +146.5%
NKE Nike Inc. Class B 0.16% 5,477 $402K Add +117.3%
GE General Electric filed as GE AEROSPACE 0.16% 2,334 $401K Reduce -19.0%
PFE Pfizer Inc. 0.16% 14,842 $395K Add +40.7%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.16% 33,779 $387K No change
C Citigroup Inc. 0.16% 5,428 $385K Add +34.0%
SPIB SS SPDR P Int C Corp. ETF 0.16% 11,705 $383K Add +1740.4%
RDVY First Trust Rising Dividend 0.15% 6,307 $376K Add +21.8%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 792 $359K Reduce -59.3%
MMM 3M Co. 0.14% 2,713 $352K New
SDY SS SPDR S&P Dividend ETF 0.14% 2,649 $349K Add +32.3%
PM Philip Morris International 0.14% 2,796 $341K Reduce -32.8%
GILD Gilead Sciences Inc. 0.14% 3,668 $335K Reduce -11.9%
PEP Pepsico Inc. 0.14% 2,239 $335K Reduce -11.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.14% 2,991 $332K Reduce -20.2%
SPYG SS SPDR P S&P 500 Growth ETF 0.13% 3,649 $326K Add +112.4%
PDP Invesco Dorsey Wright Moment 0.13% 2,965 $325K Add +15.8%
SPSB SS SPDR P St C Corp. ETF 0.13% 10,650 $318K Add +4.9%
UNP Union Pacific Corp. 0.13% 1,349 $312K Reduce -5.0%
FPE FT-Preferred Secur & Inc. ETF 0.13% 17,394 $310K New
TRGP Targa Resources Corp. 0.13% 1,655 $308K Add +12.7%
WMT Walmart Inc. 0.13% 3,371 $306K Reduce -42.5%
IR Ingersoll-Rand Inc. 0.12% 3,270 $302K New
NXPI NXP Semiconductors NV 0.12% 1,436 $300K Reduce -8.0%
VYM Vanguard High DVD Yield ETF 0.12% 2,330 $299K New
FTSL First Trust Senior Loan ETF 0.12% 6,288 $291K New
ALAB Astera Labs Inc. 0.12% 2,060 $290K Reduce -55.8%
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.12% 13,411 $289K Reduce -0.6%
EPD Enterprise Products Partners 0.12% 9,067 $289K Add +15.2%
HYLS FT Tactical High Yield ETF 0.12% 6,939 $288K New
NAD Nuveen Quality Municipal Inc. 0.12% 24,127 $286K No change
UBER Uber Technologies Inc. 0.12% 4,425 $286K Reduce -14.9%
MCD McDonald's Corp. 0.12% 969 $286K Reduce -51.5%
SPTI SS SPDR P Int Term TSY ETF 0.12% 10,160 $283K New
TSM Taiwan Semiconductor-SP ADR 0.12% 1,346 $281K Add +0.4%
GSLC Goldman Activebeta US LC ETF 0.11% 2,356 $274K Reduce -24.3%
PG The Procter & Gamble Co. 0.11% 1,653 $273K Reduce -82.2%
FCVT First Trust Ssi Strategi ETF 0.11% 7,276 $270K New
CRM Salesforce Inc. 0.11% 809 $269K Reduce -6.3%
XLE SS Energy Select Sector 0.11% 3,044 $266K Reduce -25.9%
JEPI JPMorgan Equity Premium Inco 0.11% 4,532 $263K Add +48.3%
WMB Williams Cos Inc. 0.11% 4,604 $261K Reduce -72.5%
SPYV SS SPDR P S&P 500 Value ETF 0.11% 5,073 $260K Add +689.0%
LOW Lowe's Cos Inc. 0.11% 1,031 $256K Reduce -28.9%
JNJ Johnson & Johnson 0.10% 1,767 $255K Reduce -55.9%
NZF Nuveen Municipal Credit Inc. 0.10% 20,502 $255K No change
URI United Rentals Inc. 0.10% 365 $254K Add +32.7%
IVE iShares S&P 500 Value ETF 0.10% 1,322 $253K Add +4.8%
GOF Guggenheim Strategic Opport 0.10% 16,383 $252K New
MRVL Marvell Technology Inc. 0.10% 2,109 $249K New
RIOT Riot Platforms Inc. 0.10% 20,160 $249K Reduce -6.5%
FSK FS KKR Capital Corp. 0.10% 11,136 $245K New
PSX Phillips 66 0.10% 2,095 $243K Reduce -47.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.10% 1,406 $240K Add +54.5%
BGC BGC Group Inc. Class A 0.10% 24,867 $236K Add +4.2%
F Ford Motor Co. filed as FORD MTR CO 0.09% 23,020 $227K New
PRU Prudential Financial Inc. 0.09% 1,876 $224K New
NVT Nvent Electric PLC 0.09% 3,129 $221K Reduce -4.0%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.09% 1,774 $216K New
IJR iShares Core S&P Small-Cap E 0.09% 1,825 $212K Reduce -13.1%
VOOV Vanguard S&P 500 Value ETF 0.09% 1,146 $212K No change
LRCX Lam Research Corp. 0.09% 2,800 $210K New
HDV iShares Core High Dividend E 0.09% 1,845 $208K Reduce -36.2%
RTX RTX Corp. 0.08% 1,764 $204K Reduce -11.7%
H Hyatt Hotels Corp. Class A 0.08% 1,300 $204K Reduce -2.3%
SPLV Invesco S&P 500 Low Volatili 0.08% 2,888 $202K Reduce -37.3%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.08% 2,617 $202K Reduce -16.5%
VXF Vanguard Extended Market ETF 0.08% 1,033 $200K Reduce -2.7%
COWZ Pacer US Cash Cows 100 ETF 0.08% 3,452 $197K Reduce -16.9%
VWO Vanguard Ftse Emerging Marke 0.08% 4,415 $195K New
CVS CVS Health Corp. 0.08% 4,209 $193K Reduce -6.3%
XMQTX BlackRock Muniyield QLTY II 0.08% 19,175 $192K No change
NXP Nuveen Select Tax-Free Inc. 0.07% 12,250 $183K No change
RFI Cohen & Steers Tot Ret RLTY 0.07% 15,218 $178K No change
JPC Nuveen Prefered & Income Opp 0.07% 20,606 $165K Add +1.7%
XFRAX BlackRock Fltng RT Inc. Strat 0.07% 12,063 $162K New
IVW iShares S&P 500 Growth ETF 0.07% 1,565 $162K Add +14.7%
GSST Goldman Sachs Ultra Short Bo 0.07% 3,200 $161K Add +45.5%
DWAS Invesco Dorsey Wright Smallc 0.07% 1,700 $159K New
VLUE iShares MSCI USA Value Facto 0.07% 1,494 $159K Add +4.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.06% 592 $158K Add +32.1%
BWX SS SPDR BB Intl Treasury BD 0.06% 7,330 $156K Add +24333.3%
NUW Nuveen Amt-Free Muni Val 0.06% 11,408 $156K No change
IWD iShares Russell 1000 Value E 0.06% 823 $154K New
GNL Global Net Lease Inc. 0.06% 18,652 $140K Reduce -4.6%
SPAB SS SPDR P Agg Bond ETF 0.06% 5,540 $138K Add +11441.7%
XLP SS Consumer Staples Sel Sect 0.06% 1,764 $138K Reduce -83.5%
XMMO Invesco S&P Midcap Momentum 0.06% 1,095 $138K New
QYLD Global X Nasd 100 Cov Call 0.06% 7,462 $137K Add +1.9%
BFK BlackRock Municipal Inc. TRST 0.06% 13,550 $136K No change
IWV iShares Russell 3000 ETF 0.05% 395 $134K Reduce -20.0%
EIM Eaton Vance Municipal Bond 0.05% 12,461 $130K No change
VT Vanguard Tot World STK ETF 0.05% 1,050 $124K New
VNQ Vanguard Real Estate ETF 0.05% 1,384 $124K Reduce -39.1%
IJT iShares S&P Small-Cap 600 GR 0.05% 900 $124K New
CIBR First Trust Nasdaq Cybersecu 0.05% 1,850 $119K Add +1750.0%
USMV iShares MSCI USA Min Vol Fac 0.04% 1,208 $108K New
XLRE SS Real Estate Select Sector 0.04% 2,630 $107K Add +43.7%
QUAL iShares MSCI USA Quality Fac 0.04% 587 $105K Add +83.4%
IWS iShares Russell Mid-Cap Valu 0.04% 798 $104K Add +2969.2%
CMCSA Comcast Corp. Class A 0.04% 2,739 $103K Reduce -15.0%
IWP iShares Russell Mid-Cap Grow 0.04% 784 $102K Add +11100.0%
STKL Sunopta Inc. 0.04% 12,180 $96K Add +5.3%
MUB iShares National Muni Bond E 0.04% 840 $89K Reduce -8.1%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.04% 15,247 $89K No change
NNY Nuveen New York Muni Val 0.03% 10,120 $83K No change
GGN Gamco GLBL Gold NTRL Res Inc. 0.03% 20,966 $82K New
KCE SS SPDR S&P Cap MKTS ETF 0.03% 590 $82K New
PRF Invesco Rafi US 1000 ETF 0.03% 2,000 $81K No change
IVOG Vanguard S&P Mid-Cap 400 Gro 0.03% 700 $80K Add +250.0%
CALF PCR US SM CP CSH CWS ETF-Usd 0.03% 1,735 $77K Reduce -18.4%
RSPT Invesco S&P 500 Equal Weight 0.03% 2,000 $76K No change
IGIB iShares 5-10Y Inv Grade Corp. 0.03% 1,475 $76K Reduce -28.7%
ILCB iShares Morningstar U.S. Equ 0.03% 892 $73K No change
XLG Invesco S&P 500 Top 50 ETF 0.03% 1,415 $71K Reduce -70.3%
IWO iShares Russell 2000 Growth 0.03% 240 $71K No change
FV First Trust DW Focus 5 Fund 0.03% 1,176 $70K Reduce -59.9%
PZA Invesco National Amt-Free Mu 0.03% 2,889 $68K New
NAT Nordic American Tankers Ltd. 0.03% 26,753 $67K New
ITOT iShares Core S&P Total U.S. 0.03% 491 $64K Reduce -90.6%
RSP Invesco S&P 500 Equal Weight 0.03% 355 $63K New
CCI Crown Castle Inc. 0.03% 688 $62K New
IGV iShares Expanded Tech-Softwa 0.02% 595 $60K No change
IHE iShares US Pharmaceuticals E 0.02% 900 $59K No change
SPHY SS SPDR P High Yield ETF 0.02% 2,509 $59K New
IYH iShares U.S. Healthcare ETF 0.02% 1,000 $59K No change
IYW iShares Ustechnology ETF 0.02% 352 $57K Reduce -36.2%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 700 $55K Add +4.0%
XBI SS SPDR S&P Biotech ETF 0.02% 588 $54K Reduce -8.0%
IJH iShares Core S&P Midcap ETF 0.02% 858 $54K Reduce -74.3%
SCHW Schwab (charles) Corp. 0.02% 725 $54K Add +2238.7%
VB Vanguard Most SM-Cap ETF-Usd 0.02% 221 $54K Add +21.4%
IBB iShares Biotechnology ETF 0.02% 396 $53K Reduce -90.4%
ILCG iShares Morningstar Growth E 0.02% 580 $53K No change
IXN iShares Global Tech ETF 0.02% 600 $52K New
MS Morgan Stanley 0.02% 406 $51K Reduce -52.2%
MTUM iShares MSCI USA Momentum Fa 0.02% 233 $49K New
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.02% 1,831 $48K Add +4718.4%
IWR iShares Russell Mid-Cap ETF 0.02% 519 $46K No change
IDV iShares International Select 0.02% 1,666 $46K Add +177.7%
IYF iShares US Financials ETF 0.02% 406 $45K Reduce -24.8%
JNK SS SPDR BB High Yield Bond 0.02% 444 $43K Add +89.7%
PTLC Pacer Trendpilot US Large Ca 0.02% 776 $42K Reduce -32.8%
LIT Global X Lithium & Battery T 0.02% 977 $40K Add +3156.7%
QDPL Pacer Met US LRG Cap DVD 400 0.02% 1,000 $39K No change
XOP SS SPDR S&P Og Exp & Prod 0.01% 270 $37K Add +12.5%
IYC iShares US Consumer Discreti 0.01% 360 $35K Reduce -25.0%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.01% 200 $32K New
BOTZ Global X Robotics & Artifici 0.01% 928 $31K Add +85.6%
CLOU Global X Cloud Computing ETF 0.01% 1,240 $30K No change
PSMJ Pacer Swan Sos Moderate July 0.01% 1,000 $29K Reduce -82.9%
SPIP SS SPDR P Tips ETF 0.01% 1,040 $26K New
JVAL JPMorgan US Value Factor ETF 0.01% 600 $26K Reduce -62.5%
XNTK SS SPDR Nyse Tech ETF 0.01% 120 $25K No change
DDIV First Trust Dorsey Wright Mo 0.01% 601 $23K Reduce -74.2%
SLYV SS SPDR S&P 600 SC Val ETF 0.01% 260 $23K Reduce -18.8%
IYZ iShares US Telecommunication 0.01% 800 $22K No change
TIP iShares Tips Bond ETF 0.01% 203 $22K Reduce -56.9%
SMH Vaneck Semiconductor ETF 0.01% 83 $21K Reduce -92.8%
FXO First Trust Financial Alphad 0.01% 365 $20K New
IGF iShares Global Infrastructur 0.01% 373 $20K New
SPMO Invesco S&P 500 Momentum ETF 0.01% 200 $19K New
SLYG SS SPDR S&P 600 SC GR ETF 0.01% 209 $19K Reduce -59.7%
KRE SS SPDR S&P Regional Bank 0.01% 300 $18K Reduce -97.2%
XHE SS SPDR S&P HC Equip ETF 0.01% 200 $18K No change
SPSM SS SPDR P S&P 600 Small Cap 0.01% 364 $17K Reduce -69.0%
VIGI Vanguard Int Div App Indx FD 0.01% 200 $16K New
HEFA Isha Curr Hedged MSCI Eafe 0.01% 458 $16K New
MBB iShares MBS ETF 0.01% 169 $15K New
VGK Vanguard Ftse Europe ETF 0.01% 234 $15K New
SM SM Energy Co. 0.01% 362 $15K Add +38.7%
XAR SS SPDR S&P Aerospace Def 0.01% 85 $14K Reduce -85.7%
PSFF Pacer Swan Sos Fund of Funds 0.01% 479 $14K No change
PCY Invesco Emerging Markets Sov 0.01% 623 $12K Add +332.6%
EFA iShares MSCI Eafe ETF 0.00% 154 $12K Reduce -73.0%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.00% 104 $11K Reduce -9.6%
IHF iShares U.S. Healthcare Prov 0.00% 227 $11K Reduce -63.3%
SPMB SS SPDR P Mort Back Bond ETF 0.00% 507 $11K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.00% 52 $10K Reduce -7.1%
VWOB Vanguard Emerg MKTS Gov BND 0.00% 162 $10K New
FLRN SS SPDR BB Ig Float RT ETF 0.00% 327 $10K New
ISCV iShares Morningstar Small-Ca 0.00% 150 $10K No change
VOX Vanguard Communication Servi 0.00% 59 $9K New
IGM iShares Expanded Tech Sector 0.00% 78 $8K No change
CWB SS SPDR BB Conv Sec ETF 0.00% 100 $8K No change
EFV iShares MSCI Eafe Value ETF 0.00% 130 $7K Add +1.6%
NLR Vaneck Urani & Nuclr ETF-Usd 0.00% 75 $7K New
DGRO iShares Core Dividend Growth 0.00% 101 $6K No change
GSIE Goldman Sachs Activebeta Int 0.00% 181 $6K Reduce -77.1%
IHI iShares U.S. Medical Devices 0.00% 100 $6K Add +150.0%
IJS iShares S&P Small-Cap 600 Va 0.00% 51 $6K No change
LRGF iShares US Equity Factor ETF 0.00% 91 $6K Reduce -74.9%
GEM Goldman Sachs Activebeta Em 0.00% 168 $5K Reduce -73.7%
EWJ iShares MSCI Japan ETF 0.00% 68 $5K New
EEM iShares MSCI Emerging Market 0.00% 100 $4K New
XME SS SPDR S&P Metals Mining 0.00% 70 $4K New
RWO State Street SPDR Dow Jones 0.00% 83 $4K New
SPMD SS SPDR P S&P 400 Midcap ETF 0.00% 62 $3K Reduce -87.1%
IUSV iShares Core S&P U.S. Value 0.00% 34 $3K No change
IUSG iShares Core S&P U.S. Growth 0.00% 22 $3K No change
HYHG Proshares High Yield Interes 0.00% 45 $3K No change
IYLD iShares Morningstar Multi-As 0.00% 150 $3K New
IGSB iShares 1-5Y Inv Grade Corp. 0.00% 57 $3K Reduce -87.3%
VEU Vanguard Ftse All-World Ex-U 0.00% 50 $3K New
SPEM State Street SP PTF Em ETF 0.00% 70 $3K New
STWD Starwood Property Trust Inc. 0.00% 125 $2K No change
GIGB Goldman Sachs Inv GRD Corp. 0.00% 30 $1K No change
MDYG SS SPDR S&P 400 MC GR ETF 0.00% 12 $1K No change
USIG iShares Broad Usd Investment 0.00% 10 $502 No change
SPYD SS SPDR P S&P 500 Hi Div ETF 0.00% 11 $467 Reduce -99.0%
SPTS SS SPDR P St Term TSY ETF 0.00% 14 $405 No change
LMBS First Trust Low Duration Opp 0.00% 8 $389 New
RWX State Street SPDR Dow Jones 0.00% 14 $323 New
EMB iShares JP Morgan Usd Emergi 0.00% 3 $269 Reduce -96.4%
IPAC iShares Core MSCI Pacific Et 0.00% 4 $245 New
KNG FT Vest S&P 500 DVD Arst TRG 0.00% 3 $151 New
COMT iShares Gsci Commodity Dynam 0.00% 5 $128 Reduce -98.1%
IEI iShares 3-7 Year Treasury Bo 0.00% 1 $115 Reduce -75.0%
GOVT iShares US Treasury Bond ETF 0.00% 3 $67 No change
CMBS iShares CMBS ETF 0.00% 1 $47 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $37K (not counted above)
SecurityClassShares / PrincipalValueChange
BKKT.WS Bakkt Holdings Inc. -CW26 *W EXP 10/25/202 69,000$37KReduce -48.5%

Total filed on the 13F, all lines: $244.0M.

Portfolio Sells Q3 2024 → Q4 2024

PG The Procter & Gamble Co. Reduce -82.2% 0.11% −0.62
NOBL Proshares S&P 500 Dividend A Reduce -63.9% 0.21% −0.48
MSFT Microsoft Corp. Reduce -6.3% 2.59% −0.48
XLV SS Health Care Select Sector Reduce -26.8% 0.65% −0.46
XLF SS Financial Select Sector Reduce -27.5% 0.88% −0.43
KLAC KLA Corp. Sold out 0.00% −0.39
AGG iShares Core U.S. Aggregate Reduce -32.4% 0.52% −0.37
XLP SS Consumer Staples Sel Sect Reduce -83.5% 0.06% −0.35
XLK SS Technology Select Sector Reduce -8.6% 1.56% −0.34
QQQ Invesco QQQ Trust Series 1 Reduce -7.1% 1.94% −0.31
AMGN Amgen Inc. Sold out 0.00% −0.31
MRK Merck & Co. Inc. Sold out 0.00% −0.30
CL Colgate-Palmolive Co. Sold out 0.00% −0.30
WMB Williams Cos Inc. Reduce -72.5% 0.11% −0.29
KRE SS SPDR S&P Regional Bank Reduce -97.2% 0.01% −0.28
ITOT iShares Core S&P Total U.S. Reduce -90.6% 0.03% −0.28
IHAK iShares Cybersecurity & Tech Sold out 0.00% −0.27
PAVE Global X US Infrastructure Sold out 0.00% −0.27
BRK.B Berkshire Hathaway Inc. Class B Reduce -59.3% 0.15% −0.26
AMD Advanced Micro Devices Reduce -31.6% 0.23% −0.26
ADBE Adobe Inc. Sold out 0.00% −0.26
USRT iShares Core US REIT ETF Sold out 0.00% −0.26
IBB iShares Biotechnology ETF Reduce -90.4% 0.02% −0.25
VRTX Vertex Pharmaceuticals Inc. Sold out 0.00% −0.24
ALB Albemarle Corp. Reduce -6.2% 0.67% −0.24
GDXJ Vaneck Junior Gold Miners Reduce -29.7% 0.29% −0.23
CMI Cummins Inc. Sold out 0.00% −0.20
MOAT Vaneck Morningstar Wide Moat Reduce -1.0% 1.06% −0.20
ABBV Abbvie Inc. Reduce -18.5% 0.41% −0.20
JNJ Johnson & Johnson Reduce -55.9% 0.10% −0.19
KO The Coca-Cola Co. Sold out 0.00% −0.19
KIM Kimco Realty Corp. Sold out 0.00% −0.19
LMT Lockheed Martin Corp. Reduce -29.2% 0.17% −0.18
PFF iShares Preferred & Income S Reduce -16.0% 0.44% −0.17
LLY Eli Lilly & Co. Reduce -15.0% 0.30% −0.17
SMDV Proshrs RSL 2000 DVD GRW ETF Sold out 0.00% −0.17
IEFA iShares Core MSCI Eafe ETF Reduce -7.0% 0.53% −0.17
MCD McDonald's Corp. Reduce -51.5% 0.12% −0.17
HD Home Depot Inc. Sold out 0.00% −0.16
SO The Southern Co. Sold out 0.00% −0.16
IVV iShares Core S&P 500 ETF Reduce -5.1% 0.93% −0.16
UNH Unitedhealth Group Inc. Reduce -17.5% 0.25% −0.15
PSX Phillips 66 Reduce -47.8% 0.10% −0.15
SPGI S&P Global Inc. Reduce -19.4% 0.30% −0.14
COST Costco Wholesale Corp. Reduce -1.2% 1.35% −0.14
SILA Sila Realty Trust Inc. Sold out 0.00% −0.14
WM Waste Management Inc. Sold out 0.00% −0.13
XOM Exxon Mobil Corp. Reduce -6.0% 0.35% −0.13
SMH Vaneck Semiconductor ETF Reduce -92.8% 0.01% −0.13
JPM JPMorgan Chase & Co. Reduce -15.9% 0.58% −0.13

Portfolio Buys Q3 2024 → Q4 2024

TSLA Tesla Inc. Add +35.7% 2.65% +1.48
GRNY Fundstr Gran SH US LRG Cap New 1.38% +1.38
BITO Proshares Bitcoin ETF-Usd Add +898.4% 1.01% +0.92
MSTR Strategy Inc. Add +20.0% 2.06% +0.91
VGT Vanguard Info Tech ETF Add +180.4% 1.45% +0.89
AAPL Apple Inc. Add +18.2% 8.97% +0.88
VOO Vanguard S&P 500 ETF Add +485.1% 0.76% +0.62
CGDV Cap Group Dividend Value New 0.59% +0.59
SPYM Ste STR SPDR PT S&P 500 ETF Add +4890.8% 0.56% +0.55
AMZN Amazon.com Inc. Add +3.6% 4.94% +0.46
IWF iShares Russell 1000 Growth New 0.45% +0.45
VIG Vanguard Dividend Apprec ETF Add +213.9% 0.64% +0.41
COIN Coinbase Global Inc. Class A Add +63.6% 0.74% +0.37
VUG Vanguard Mrngstar GR ETF-Sui Add +360.4% 0.43% +0.33
SPDW Ste STR SPDR PT DW Eu ETF New 0.32% +0.32
PLTR Palantir Technologies Inc. Class A Add +41.5% 0.46% +0.26
AVGO Broadcom Inc. Add +1.0% 1.97% +0.25
GS Goldman Sachs Group Inc. Add +790.8% 0.28% +0.24
CBRE CBRE Group Inc. Class A New 0.23% +0.23
ETN Eaton Corp. PLC New 0.23% +0.23
VEA Vanguard Ftse Developed ETF New 0.23% +0.23
BKNG Booking Holdings Inc. New 0.21% +0.21
PWR Quanta Services Inc. New 0.21% +0.21
BIL SS SPDR BB 1-3M T-Bill ETF Add +241.4% 0.31% +0.21
PGR Progressive Corp. New 0.21% +0.21
JCI Johnson Controls Internation New 0.20% +0.20
BNY Bank of New York Mellon Corp. New 0.19% +0.19
EMR Emerson Electric Co. New 0.19% +0.19
BMY Bristol-Myers Squibb Co. New 0.18% +0.18
GOOG Alphabet Inc. Class C Add +3.2% 2.50% +0.16
SPIB SS SPDR P Int C Corp. ETF Add +1740.4% 0.16% +0.15
MMM 3M Co. New 0.14% +0.14
FPE FT-Preferred Secur & Inc. ETF New 0.13% +0.13
IR Ingersoll-Rand Inc. New 0.12% +0.12
VYM Vanguard High DVD Yield ETF New 0.12% +0.12
BA The Boeing Co. Add +115.7% 0.23% +0.12
FTSL First Trust Senior Loan ETF New 0.12% +0.12
HYLS FT Tactical High Yield ETF New 0.12% +0.12
SPTI SS SPDR P Int Term TSY ETF New 0.12% +0.12
SPY SS SPDR S&P 500 ETF Trust-US Add +31.0% 0.74% +0.11
V Visa Inc. Class A Add +49.4% 0.35% +0.11
FCVT First Trust Ssi Strategi ETF New 0.11% +0.11
GOF Guggenheim Strategic Opport New 0.10% +0.10
MRVL Marvell Technology Inc. New 0.10% +0.10
IBM Intl Business Machines Corp. Add +110.1% 0.23% +0.10
FSK FS KKR Capital Corp. New 0.10% +0.10
TLT iShares 20+ Year Treasury BD Add +80.1% 0.29% +0.10
BAC Bank of America Corp. Add +146.5% 0.17% +0.10
F Ford Motor Co. New 0.09% +0.09
PRU Prudential Financial Inc. New 0.09% +0.09

Notes & Other Activity Q3 2024 → Q4 2024

BKKT.WS Bakkt Holdings Inc. -CW26 *W EXP 10/25/202 Reduce -48.5% 69,000 $37K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 374$321.8MAAPL, NVDA, AMZN, GOOG, TSLA
Q1 2026 363$288.3MAAPL, NVDA, AMZN, AG, GOOG
Q4 2025 340$304.5MAAPL, NVDA, AMZN, AG, GOOG
Q3 2025 327$299.0MAAPL, NVDA, AMZN, PLTR, TSLA
Q2 2025 299$253.1MNVDA, AAPL, AMZN, MSTR, MSFT
Q1 2025 318$219.4MAAPL, NVDA, AMZN, OXFORD LANE CAP CORP, MSFT
Q4 2024 338$244.0MAAPL, NVDA, AMZN, TSLA, MSFT
Q3 2024 355$217.4MAAPL, NVDA, AMZN, MSFT, GOOG
Q2 2024 777$510.7MAAPL, AMZN, NVDA, MSFT, GOOG
Q1 2024 797$485.1MAAPL, AMZN, MSFT, NVDA, GOOG