Resurgent Financial Advisors LLC

Name: Resurgent Financial Advisors LLC 13F holdings, Q1 2024
Creator: Resurgent Financial Advisors LLC
Published: 2024-05-10

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Resurgent Financial Advisors LLC reported 188 stock positions worth $186.1 million. Its top holding was Microsoft (MSFT) at 5.3% of the portfolio, followed by Apple (AAPL, 3.7%) and iShares Russell 1000 Value E (IWD, 3.3%). Compared with Q4 2023, it opened 4 new positions, sold out of 310, added to 125 and reduced 50. The biggest buy was Vanguard Dividend Apprec ETF (VIG, shares +112%) and the biggest sale Apple (AAPL, shares −0%).

Most Recent 13F: Q2 2026
Location: ATLANTA, GA
CIK: 0001912339
Portfolio Value: $186.1M (Q1 2024)
SEC Filing: 0001994220-24-000011 ↗ filed May 10, 2024

Holdings Value

Holdings 188 stocks · $186.1M


MSFT Microsoft Corp.	5.33%	23,564	$9.9M	Add +2.9%
AAPL Apple Inc.	3.74%	40,631	$7.0M	Reduce -0.1%
IWD iShares Russell 1000 Value E	3.29%	34,174	$6.1M	Add +99.5%
VIG Vanguard Dividend Apprec ETF	3.23%	32,962	$6.0M	Add +112.1%
IVV iShares Core S&P 500 ETF	3.06%	10,845	$5.7M	Add +34.6%
BRK.B Berkshire Hathaway Inc. Class B	2.35%	10,409	$4.4M	Add +16.3%
JPM JPMorgan Chase & Co.	2.26%	21,031	$4.2M	Add +0.1%
DLN Wisdomtree US Largecap Divid	1.84%	47,456	$3.4M	Add +100.0%
NVDA Nvidia Corp.	1.75%	3,608	$3.3M	Add +3.2%
HD Home Depot Inc.	1.67%	8,112	$3.1M	Reduce -2.6%
GOOGL Alphabet Inc. Class A	1.60%	19,757	$3.0M	Add +22.8%
AMZN Amazon.com Inc.	1.52%	15,662	$2.8M	Add +6.7%
SPY SS SPDR S&P 500 ETF Trust-US	1.40%	4,997	$2.6M	Add +35.8%
CVX Chevron Corp.	1.40%	16,563	$2.6M	Reduce -3.2%
DON Wisdomtree US Midcap Dividen	1.37%	52,186	$2.5M	Add +125.5%
ETN Eaton Corp. PLC	1.30%	7,718	$2.4M	Reduce -14.3%
COP Conocophillips	1.28%	18,755	$2.4M	Add +3.4%
XLU St Sr Utl SL SE SPDR ETF-Usd	1.25%	35,332	$2.3M	Add +163.6%
SPYM Ste STR SPDR PT S&P 500 ETF	1.12%	34,008	$2.1M	Add +8.3%
XOM Exxon Mobil Corp.	1.11%	17,737	$2.1M	Add +18.9%
SPHQ Invesco S&P 500 Quality ETF	1.10%	33,759	$2.0M	Add +167.7%
JNJ Johnson & Johnson	1.08%	12,740	$2.0M	Reduce -2.0%
IJR iShares Core S&P Small-Cap E	1.08%	18,214	$2.0M	Add +75.7%
MPC Marathon Petroleum Corp.	1.08%	9,953	$2.0M	Reduce -2.7%
MDLZ Mondelez International Inc. Class A	0.98%	26,086	$1.8M	Reduce -2.2%
VBR Vngrd Mrngst SL-CP Val ETF-U	0.98%	9,477	$1.8M	Add +102.2%
MRK Merck & Co. Inc.	0.92%	12,974	$1.7M	Reduce -7.9%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.91%	36,986	$1.7M	Add +38.5%
MOAT Vaneck Morningstar Wide Moat	0.90%	18,658	$1.7M	Add +103.7%
WMT Walmart Inc.	0.90%	27,859	$1.7M	Add +2.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.90%	13,657	$1.7M	Add +30.5%
V Visa Inc. Class A	0.89%	5,950	$1.7M	Add +43.4%
TPL Texas Pacific Land Corp.	0.85%	2,733	$1.6M	No change
XLE SS Energy Select Sector	0.81%	15,875	$1.5M	Add +181.7%
VIGI Vanguard Int Div App Indx FD	0.77%	17,642	$1.4M	Add +133.8%
SYBT Stock Yards Bancorp Inc.	0.72%	27,328	$1.3M	No change
QQQM Invesco Nasdaq 100 ETF	0.67%	6,834	$1.2M	Add +47.5%
PWR Quanta Services Inc.	0.67%	4,795	$1.2M	Add +1.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.63%	21,476	$1.2M	Add +154.6%
HIW Highwoods Properties Inc.	0.62%	44,362	$1.2M	Add +89.7%
AMGN Amgen Inc.	0.61%	4,010	$1.1M	Reduce -1.9%
AGG iShares Core U.S. Aggregate	0.61%	11,514	$1.1M	Reduce -15.4%
CCI Crown Castle Inc.	0.60%	10,500	$1.1M	Add +15.9%
PEP Pepsico Inc.	0.59%	6,265	$1.1M	Reduce -8.7%
SCHV Schwab US Large-Cap Value	0.59%	14,366	$1.1M	Add +63.8%
IEFA iShares Core MSCI Eafe ETF	0.57%	14,374	$1.1M	Add +26.5%
FCX Freeport-McMoran Inc.	0.57%	22,617	$1.1M	Add +3.2%
DHR Danaher Corp.	0.57%	4,213	$1.1M	Add +16.1%
UNP Union Pacific Corp.	0.56%	4,258	$1.0M	Add +33.0%
DUK Duke Energy Corp.	0.55%	10,653	$1.0M	Add +49.3%
SHEL Shell PLC-ADR	0.54%	15,075	$1.0M	Add +64.8%
SPEM State Street SP PTF Em ETF	0.54%	27,824	$1.0M	Add +91.4%
PFE Pfizer Inc.	0.54%	36,270	$1.0M	Add +16.6%
COST Costco Wholesale Corp.	0.54%	1,371	$1.0M	Add +1.0%
PFXF Vaneck Pref Sec X-Financials	0.51%	53,322	$943K	Add +183.9%
TSLA Tesla Inc.	0.50%	5,267	$926K	Add +60.1%
NEE Nextera Energy Inc.	0.50%	14,486	$926K	Reduce -1.0%
CME Cme Group Inc.	0.48%	4,121	$887K	Add +57.3%
MSI Motorola Solutions Inc.	0.47%	2,438	$865K	Reduce -1.8%
IVE iShares S&P 500 Value ETF	0.46%	4,548	$850K	Add +156.5%
QUAL iShares MSCI USA Quality Fac	0.45%	5,130	$843K	Reduce -18.3%
IBIT iShares Bitcoin Trust ETF	0.45%	20,606	$834K	New
SMH Vaneck Semiconductor ETF	0.45%	3,697	$832K	Add +62.6%
COWZ Pacer US Cash Cows 100 ETF	0.45%	14,281	$830K	Add +12.7%
PG The Procter & Gamble Co.	0.45%	5,114	$830K	Add +3.2%
VTI VG Morningstar TS MKT ETF-US	0.45%	3,190	$829K	Reduce -2.6%
RSP Invesco S&P 500 Equal Weight	0.45%	4,895	$829K	Add +70.0%
SCHG Schwab US Large-Cap Growth	0.43%	8,717	$808K	Add +7.0%
SHYG iShares 0-5 YR HY Corp. Bond	0.43%	18,951	$806K	Add +316.2%
MA Mastercard Inc. Class A	0.42%	1,605	$773K	Reduce -2.6%
CB Chubb Ltd.	0.41%	2,956	$766K	Reduce -2.0%
MDT Medtronic PLC	0.41%	8,735	$761K	Add +59.4%
IWB iShares Russell 1000 ETF	0.41%	2,617	$754K	Add +45.8%
DE Deere & Co.	0.40%	1,805	$741K	Add +18.5%
EFV iShares MSCI Eafe Value ETF	0.39%	13,355	$727K	Add +2.7%
VYM Vanguard High DVD Yield ETF	0.39%	5,927	$717K	Add +57.3%
SCHO Schwab Short-Term US Treas	0.38%	14,776	$712K	Add +100.6%
AVGO Broadcom Inc.	0.37%	514	$681K	Add +14.2%
PFF iShares Preferred & Income S	0.37%	21,120	$681K	Add +100.8%
UNH Unitedhealth Group Inc.	0.36%	1,366	$676K	Add +1.3%
MS Morgan Stanley	0.36%	7,145	$673K	Reduce -17.5%
RSG Republic Services Inc.	0.36%	3,452	$661K	Reduce -19.0%
SGOL Abrdn Physical Gold Shares	0.34%	30,051	$638K	Add +17.4%
VRP Invesco Variable Rate Prefer	0.34%	26,790	$637K	Add +100.3%
MBB iShares MBS ETF	0.34%	6,876	$635K	Add +2.8%
MO Altria Group Inc.	0.33%	14,163	$618K	Add +0.8%
SCHM Schwab US Mid Cap ETF	0.33%	7,506	$611K	Add +100.2%
ASML ASML Holding NV-NY Reg SHS	0.32%	617	$599K	Add +5.1%
IVW iShares S&P 500 Growth ETF	0.32%	7,070	$597K	Reduce -31.7%
EW Edwards Lifesciences Corp.	0.32%	6,232	$596K	Add +16.7%
PBT Permian Basin Royalty Trust	0.31%	48,000	$581K	No change
MLPX Global X MLP & Energy Infras	0.31%	11,744	$575K	Add +16.1%
CELH Celsius Holdings Inc.	0.31%	6,927	$574K	Reduce -13.4%
TXN Texas Instruments Inc.	0.31%	3,294	$574K	Reduce -9.8%
VZ Verizon Communications Inc.	0.31%	13,605	$571K	Add +5.2%
LMT Lockheed Martin Corp.	0.30%	1,222	$556K	Reduce -15.0%
SPDW Ste STR SPDR PT DW Eu ETF	0.29%	14,971	$537K	Reduce -16.3%
EFG iShares MSCI Eafe Growth ETF	0.29%	5,147	$534K	Add +20.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.29%	5,267	$534K	Reduce -5.1%
WTRG Essential Utilities Inc.	0.29%	14,413	$534K	No change
VRIG Invesco Variable Rate Invest	0.28%	21,045	$528K	Add +51.7%
ITOT iShares Core S&P Total U.S.	0.28%	4,490	$518K	Add +0.7%
LLY Eli Lilly & Co.	0.28%	660	$513K	Add +11.7%
SCHX Schwab US Large-Cap ETF	0.27%	8,128	$504K	Add +1.6%
CRWD CrowdStrike Holdings Inc. Class A	0.27%	1,554	$498K	Add +4.8%
FERG Ferguson Jersey Ltd.	0.26%	2,237	$489K	Reduce -18.0%
JPST JPMorgan Ultra-Short Income	0.26%	9,641	$486K	Add +141.4%
TT Trane Technologies PLC	0.25%	1,575	$473K	Add +45.2%
ICE Intercontinental Exchange Inc.	0.25%	3,410	$469K	Add +717.8%
ABBV Abbvie Inc.	0.25%	2,554	$465K	Reduce -3.8%
HES Hess Corp.	0.25%	3,027	$462K	Reduce -4.5%
CTAS Cintas Corp.	0.24%	657	$451K	Add +3.1%
MCO Moody's Corp.	0.24%	1,147	$451K	Add +14.8%
SNPS Synopsys Inc.	0.24%	770	$440K	Add +25.2%
XBI SS SPDR S&P Biotech ETF	0.24%	4,632	$439K	Add +47.1%
BOTZ Global X Robotics & Artifici	0.24%	13,801	$439K	Add +52.5%
IEMG iShares Core MSCI Emerging	0.23%	8,395	$433K	Reduce -13.1%
TMUS T-Mobile US Inc.	0.23%	2,627	$429K	Add +6.0%
MKL Markel Group Inc.	0.22%	275	$418K	Add +10.9%
VRTX Vertex Pharmaceuticals Inc.	0.22%	999	$418K	Add +23.3%
APD Air Products & Chemicals Inc.	0.22%	1,711	$415K	Reduce -6.6%
CMCSA Comcast Corp. Class A	0.22%	9,491	$411K	Reduce -56.6%
INTC Intel Corp.	0.22%	9,140	$404K	Add +4.7%
QQQ Invesco QQQ Trust Series 1	0.21%	900	$399K	Add +7.5%
LIN Linde PLC	0.21%	855	$397K	Add +20.4%
IQV Iqvia Holdings Inc.	0.21%	1,559	$394K	Add +499.6%
CSCO Cisco Systems Inc.	0.21%	7,854	$392K	Reduce -74.9%
EMXC iShares MSCI Emr MRK Ex Chna	0.21%	6,630	$382K	Reduce -10.3%
KKR KKR & Co. Inc.	0.20%	3,757	$378K	Add +1.3%
MCD McDonald's Corp.	0.20%	1,320	$372K	Add +1.2%
DYNF Ishrs US E F R A ETF-Usd Inc.	0.20%	8,361	$371K	New
MTB M & T Bank Corp. filed as M & T BK CORP	0.20%	2,541	$370K	New
CRM Salesforce Inc.	0.20%	1,223	$368K	Add +0.7%
GLD SPDR Gold Shares	0.20%	1,789	$368K	Add +72.2%
CEF Sprott Physical Gold and Sil	0.20%	18,000	$366K	Add +100.0%
WMB Williams Cos Inc.	0.19%	9,206	$359K	Add +24.4%
TLT iShares 20+ Year Treasury BD	0.19%	3,748	$355K	Reduce -17.6%
TGT Target Corp.	0.19%	1,981	$351K	Reduce -3.0%
CVS CVS Health Corp.	0.19%	4,339	$346K	Add +45.3%
ADBE Adobe Inc.	0.18%	676	$341K	Add +1.6%
CIBR First Trust Nasdaq Cybersecu	0.18%	6,045	$341K	Add +80.1%
IYW iShares Ustechnology ETF	0.18%	2,495	$337K	Reduce -2.7%
ORCL Oracle Corp.	0.18%	2,665	$335K	Add +0.8%
IJH iShares Core S&P Midcap ETF	0.18%	5,419	$329K	Add +12.4%
MCHP Microchip Technology Inc.	0.18%	3,654	$328K	Reduce -9.2%
DVN Devon Energy Corp.	0.17%	6,361	$319K	Add +72.5%
LQD Ishr Ibx Usd Invgd CB ETF-Ui	0.17%	2,877	$313K	Reduce -33.0%
PSX Phillips 66	0.17%	1,891	$309K	Add +84.1%
AMT American Tower Corp.	0.17%	1,555	$307K	Reduce -1.0%
XLV SS Health Care Select Sector	0.16%	2,031	$300K	Reduce -46.2%
MDY State Street SPDR S&P Midcap	0.16%	522	$290K	Add +100.8%
EOG EOG Resources Inc.	0.15%	2,247	$287K	Add +10.7%
TMO Thermo Fisher Scientific Inc.	0.15%	469	$273K	Add +1.7%
TFLO iShares Treasury Floating Ra	0.15%	5,361	$272K	Reduce -31.9%
HDV iShares Core High Dividend E	0.14%	2,404	$265K	Add +60.0%
HEGD Swan Hedged Equity US LG Cap	0.14%	12,196	$253K	Add +135.4%
RIO Rio Tinto PLC-Spon ADR	0.13%	3,851	$245K	Add +136.1%
TAIL Cambria Tail Risk ETF	0.13%	20,000	$242K	Add +100.0%
PBR Petroleo Brasileiro-Spon ADR	0.13%	15,620	$238K	No change
GOOG Alphabet Inc. Class C	0.13%	1,534	$234K	Reduce -0.3%
NXPI NXP Semiconductors NV	0.13%	939	$233K	Add +0.4%
AMD Advanced Micro Devices	0.12%	1,288	$232K	Add +113.3%
TFC Truist Financial Corp.	0.12%	5,945	$232K	Add +53.3%
HELO JPMorgan Hedged Equity ETF	0.12%	4,137	$232K	Add +96.8%
C Citigroup Inc.	0.12%	3,636	$230K	Reduce -29.4%
ESGU iShares ESG Aware MSCI USA	0.12%	1,985	$228K	Reduce -22.9%
SNSR Global X Internet of Things	0.12%	6,254	$227K	Add +125.5%
BP BP PLC-Spons ADR	0.12%	5,874	$221K	Reduce -0.0%
PFG Principal Financial Group	0.12%	2,532	$219K	No change
GS Goldman Sachs Group Inc.	0.12%	523	$218K	Add +61.9%
IFRA iShares US Infrastructure	0.12%	5,021	$218K	Reduce -45.2%
BAND Bandwidth Inc. Class A	0.12%	11,840	$216K	Add +4.6%
VCIT Vanguard Int-Term Corporate	0.11%	2,608	$210K	Add +784.1%
AWK American Water Works Co. Inc.	0.11%	1,716	$210K	Reduce -0.2%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd	0.11%	2,350	$210K	New
EFA iShares MSCI Eafe ETF	0.11%	2,615	$209K	Add +45.8%
PROSHARES TR	0.11%	19,764	$207K	Add +84.2%
IGPT Invesco AI and Next Gen Soft	0.11%	4,559	$206K	Reduce -27.3%
PM Philip Morris International	0.11%	2,248	$206K	Reduce -0.2%
NVO Novo-Nordisk A/S-Spons ADR	0.11%	1,587	$204K	Add +184.4%
META Meta Platforms Inc. Class A	0.11%	418	$203K	Add +27.1%
SHV iShares 0-1 Year Treasury Bo	0.11%	1,823	$202K	Reduce -12.6%
QTUM Defiance Quantum ETF	0.11%	3,278	$201K	Add +162.9%
ARLP Alliance Resource Partners	0.11%	10,000	$201K	No change
JPC Nuveen Prefered & Income Opp	0.05%	13,728	$99K	Add +103.1%
SMR Nuscale Power Corp.	0.04%	14,800	$79K	Add +100.0%
HL Hecla Mining Co.	0.03%	10,000	$48K	No change
IAG Iamgold Corp.	0.02%	10,000	$33K	No change

Options reported separately and not counted above: QQQ puts ($141K), SPY calls ($44K), SPY puts ($26K), TSM puts ($5K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $1.4M (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	1,142	$1.4M	Add +100.7%

Total filed on the 13F, all lines: $187.4M.

Portfolio Sells Q4 2023 → Q1 2024


AAPL Apple Inc.	Reduce -0.1%	3.74%	−1.10
CSCO Cisco Systems Inc.	Reduce -74.9%	0.21%	−0.77
CMCSA Comcast Corp. Class A	Reduce -56.6%	0.22%	−0.37
USFR Wisdomtree Floating Rate Tre	Sold out	0.00%	−0.24
AGG iShares Core U.S. Aggregate	Reduce -15.4%	0.61%	−0.23
MDLZ Mondelez International Inc. Class A	Reduce -2.2%	0.98%	−0.21
JNJ Johnson & Johnson	Reduce -2.0%	1.08%	−0.18
CVX Chevron Corp.	Reduce -3.2%	1.40%	−0.17
IVW iShares S&P 500 Growth ETF	Reduce -31.7%	0.32%	−0.16
XLV SS Health Care Select Sector	Reduce -46.2%	0.16%	−0.16
OEF iShares S&P 100 ETF	Sold out	0.00%	−0.16
USMV iShares MSCI USA Min Vol Fac	Sold out	0.00%	−0.16
EQIX Equinix Inc.	Sold out	0.00%	−0.15
ACN Accenture PLC Class A	Sold out	0.00%	−0.14
MS Morgan Stanley	Reduce -17.5%	0.36%	−0.14
CGW Invesco S&P Global Water Ind	Sold out	0.00%	−0.14
ROP Roper Technologies Inc.	Sold out	0.00%	−0.14
PEP Pepsico Inc.	Reduce -8.7%	0.59%	−0.13
PANW Palo Alto Networks Inc.	Sold out	0.00%	−0.13
BUD Anheuser-Busch Inbev-SPN ADR	Sold out	0.00%	−0.13
EMB iShares JP Morgan Usd Emergi	Sold out	0.00%	−0.13
LQD Ishr Ibx Usd Invgd CB ETF-Ui	Reduce -33.0%	0.17%	−0.13
GILD Gilead Sciences Inc.	Sold out	0.00%	−0.12
NOC Northrop Grumman Corp.	Sold out	0.00%	−0.12
ZTS Zoetis Inc.	Sold out	0.00%	−0.12
QUAL iShares MSCI USA Quality Fac	Reduce -18.3%	0.45%	−0.12
AMGN Amgen Inc.	Reduce -1.9%	0.61%	−0.11
VTV Vanguard Mrngstr Val ETF-Aui	Sold out	0.00%	−0.11
HD Home Depot Inc.	Reduce -2.6%	1.67%	−0.11
HEDJ Wisdomtree Europe Hedged Equ	Sold out	0.00%	−0.11
IFRA iShares US Infrastructure	Reduce -45.2%	0.12%	−0.11
BMY Bristol-Myers Squibb Co.	Sold out	0.00%	−0.11
ARKQ ARK Autonomous Tech & Robot	Sold out	0.00%	−0.11
MGK Vngrd Mrgstr MG CP GR ETF-Ui	Sold out	0.00%	−0.11
LOW Lowe's Cos Inc.	Sold out	0.00%	−0.11
VOO Vanguard S&P 500 ETF	Sold out	0.00%	−0.11
MRO Marathon Oil Corp.	Sold out	0.00%	−0.10
TIP iShares Tips Bond ETF	Sold out	0.00%	−0.10
LMT Lockheed Martin Corp.	Reduce -15.0%	0.30%	−0.10
KO The Coca-Cola Co.	Sold out	0.00%	−0.10
WM Waste Management Inc.	Sold out	0.00%	−0.10
IXUS iShares Core Intl Stock ETF	Sold out	0.00%	−0.10
PXD Pioneer Natural Resources Co.	Sold out	0.00%	−0.10
ENB Enbridge Inc.	Sold out	0.00%	−0.10
TFLO iShares Treasury Floating Ra	Reduce -31.9%	0.15%	−0.10
IDEV iShares Core MSCI Dev MKTS	Sold out	0.00%	−0.09
PH Parker Hannifin Corp.	Sold out	0.00%	−0.09
ABT Abbott Laboratories	Sold out	0.00%	−0.09
SRE Sempra	Sold out	0.00%	−0.09
AIG American International Group	Sold out	0.00%	−0.09

Portfolio Buys Q4 2023 → Q1 2024


VIG Vanguard Dividend Apprec ETF	Add +112.1%	3.23%	+1.60
IWD iShares Russell 1000 Value E	Add +99.5%	3.29%	+1.54
DLN Wisdomtree US Largecap Divid	Add +100.0%	1.84%	+0.87
XLU St Sr Utl SL SE SPDR ETF-Usd	Add +163.6%	1.25%	+0.72
DON Wisdomtree US Midcap Dividen	Add +125.5%	1.37%	+0.71
IVV iShares Core S&P 500 ETF	Add +34.6%	3.06%	+0.69
NVDA Nvidia Corp.	Add +3.2%	1.75%	+0.68
SPHQ Invesco S&P 500 Quality ETF	Add +167.7%	1.10%	+0.67
XLE SS Energy Select Sector	Add +181.7%	0.81%	+0.51
VBR Vngrd Mrngst SL-CP Val ETF-U	Add +102.2%	0.98%	+0.46
IBIT iShares Bitcoin Trust ETF	New	0.45%	+0.45
MOAT Vaneck Morningstar Wide Moat	Add +103.7%	0.90%	+0.42
VIGI Vanguard Int Div App Indx FD	Add +133.8%	0.77%	+0.40
IJR iShares Core S&P Small-Cap E	Add +75.7%	1.08%	+0.39
BRK.B Berkshire Hathaway Inc. Class B	Add +16.3%	2.35%	+0.38
JEPQ JPM Nasdaq Equity Premium	Add +154.6%	0.63%	+0.37
SPY SS SPDR S&P 500 ETF Trust-US	Add +35.8%	1.40%	+0.32
SHYG iShares 0-5 YR HY Corp. Bond	Add +316.2%	0.43%	+0.31
DIS The Walt Disney Co.	Add +30.5%	0.90%	+0.31
PFXF Vaneck Pref Sec X-Financials	Add +183.9%	0.51%	+0.31
HIW Highwoods Properties Inc.	Add +89.7%	0.62%	+0.29
IVE iShares S&P 500 Value ETF	Add +156.5%	0.46%	+0.27
V Visa Inc. Class A	Add +43.4%	0.89%	+0.22
SPEM State Street SP PTF Em ETF	Add +91.4%	0.54%	+0.22
ICE Intercontinental Exchange Inc.	Add +717.8%	0.25%	+0.22
GOOGL Alphabet Inc. Class A	Add +22.8%	1.60%	+0.21
SCHV Schwab US Large-Cap Value	Add +63.8%	0.59%	+0.21
SMH Vaneck Semiconductor ETF	Add +62.6%	0.45%	+0.20
DYNF Ishrs US E F R A ETF-Usd Inc.	New	0.20%	+0.20
MTB M & T Bank Corp.	New	0.20%	+0.20
QQQM Invesco Nasdaq 100 ETF	Add +47.5%	0.67%	+0.19
XOM Exxon Mobil Corp.	Add +18.9%	1.11%	+0.19
IQV Iqvia Holdings Inc.	Add +499.6%	0.21%	+0.17
SHEL Shell PLC-ADR	Add +64.8%	0.54%	+0.17
RSP Invesco S&P 500 Equal Weight	Add +70.0%	0.45%	+0.16
PFF iShares Preferred & Income S	Add +100.8%	0.37%	+0.16
SCHO Schwab Short-Term US Treas	Add +100.6%	0.38%	+0.16
SCHM Schwab US Mid Cap ETF	Add +100.2%	0.33%	+0.15
VRP Invesco Variable Rate Prefer	Add +100.3%	0.34%	+0.15
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Add +38.5%	0.91%	+0.15
AMZN Amazon.com Inc.	Add +6.7%	1.52%	+0.14
JPST JPMorgan Ultra-Short Income	Add +141.4%	0.26%	+0.14
CME Cme Group Inc.	Add +57.3%	0.48%	+0.14
MDT Medtronic PLC	Add +59.4%	0.41%	+0.13
DUK Duke Energy Corp.	Add +49.3%	0.55%	+0.13
VYM Vanguard High DVD Yield ETF	Add +57.3%	0.39%	+0.13
IWB iShares Russell 1000 ETF	Add +45.8%	0.41%	+0.11
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd	New	0.11%	+0.11
VCIT Vanguard Int-Term Corporate	Add +784.1%	0.11%	+0.10
TT Trane Technologies PLC	Add +45.2%	0.25%	+0.09

Options Activity Q4 2023 → Q1 2024


QQQ Invesco QQQ Trust Series 1	put	Add +119.0%	13,800	$141K
SPY SS SPDR S&P 500 ETF Trust-US	put	Add +7.3%	5,900	$26K
V Visa Inc. Class A	put	Sold out	1,800	$12Kbefore exit
TSM Taiwan Semiconductor-SP ADR	put	New	1,600	$5K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	Add +100.7%	1,142	$1.4M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	307	$357.0M	GOOGL, NVDA, AAPL, MSFT, BRK.B
Q1 2026	255	$273.8M	GOOGL, NVDA, MSFT, AAPL, BRK.B
Q4 2025	215	$198.8M	MSFT, AAPL, BRK.B, NVDA, JPM
Q3 2025	206	$203.1M	MSFT, AAPL, BRK.B, NVDA, JPM
Q2 2025	185	$181.5M	MSFT, AAPL, JPM, BRK.B, NVDA
Q1 2025	180	$165.9M	AAPL, MSFT, BRK.B, JPM, SPY
Q4 2024	174	$169.2M	AAPL, MSFT, BRK.B, JPM, NVDA
Q3 2024	176	$170.2M	MSFT, AAPL, BRK.B, JPM, NVDA
Q2 2024	171	$160.1M	MSFT, AAPL, NVDA, JPM, BRK.B
Q1 2024	188	$186.1M	MSFT, AAPL, IWD, VIG, IVV