Retirement Group, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 30, 2024), Retirement Group, LLC reported 845 stock positions worth $279.3 million. Its top holding was Berkshire Hathaway Class B (BRK.B) at 19.4% of the portfolio, followed by Invesco S&P 500 Top 50 ETF (XLG, 8.8%) and Exxon Mobil (XOM, 4.1%). Compared with Q4 2023, it opened 50 new positions, sold out of 41, added to 186 and reduced 166. The biggest buy was a new position in Cap Group Core Plus Income (CGCP) and the biggest sale Caterpillar (CAT, shares −97%).
- Most Recent 13F
- Q1 2024
- Location
- SAN DIEGO, CA
- CIK
- 0001740491
- Portfolio Value
- $279.3M (Q1 2024)
- SEC Filing
- 0001740491-24-000002 ↗ filed Apr 30, 2024
Holdings 845 stocks · $279.3M
| BRK.B Berkshire Hathaway Inc. Class B | 19.37% | 128,646 | $54.1M | Add +0.2% |
| XLG Invesco S&P 500 Top 50 ETF | 8.83% | 585,264 | $24.7M | Add +0.3% |
| XOM Exxon Mobil Corp. | 4.14% | 99,387 | $11.6M | Reduce -4.3% |
| SHY iShares 1-3 Year Treasury Bo | 3.98% | 135,774 | $11.1M | Add +2.4% |
| MDYV SS SPDR S&P 400 MC Val ETF | 3.80% | 139,556 | $10.6M | Reduce -0.5% |
| SLYV SS SPDR S&P 600 SC Val ETF | 3.46% | 116,577 | $9.7M | Add +0.6% |
| CGCP Cap Group Core Plus Income | 3.41% | 423,817 | $9.5M | New |
| SCHD Schwab US DVD Equity ETF | 3.22% | 111,521 | $9.0M | Add +2.3% |
| CVX Chevron Corp. | 2.47% | 43,760 | $6.9M | Add +0.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.18% | 37,302 | $6.1M | Add +1.0% |
| JEF Jefferies Financial Group Inc. | 2.12% | 133,962 | $5.9M | Add +0.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.04% | 12,819 | $5.7M | Reduce -0.6% |
| TLTW iShares 20+ Bond Buywrite | 1.75% | 183,023 | $4.9M | Add +988.9% |
| NVDA Nvidia Corp. | 1.64% | 5,079 | $4.6M | Reduce -13.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.49% | 12,105 | $4.2M | Add +1.7% |
| TLT iShares 20+ Year Treasury BD | 1.45% | 42,664 | $4.0M | Reduce -16.8% |
| AAPL Apple Inc. | 1.41% | 22,984 | $3.9M | Reduce -0.7% |
| BN Brookfield Corp. | 1.25% | 83,382 | $3.5M | Add +0.5% |
| IVV iShares Core S&P 500 ETF | 1.19% | 6,337 | $3.3M | Reduce -0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.98% | 14,912 | $2.7M | Reduce -2.0% |
| AMZN Amazon.com Inc. | 0.91% | 14,023 | $2.5M | Add +0.3% |
| MSFT Microsoft Corp. | 0.71% | 4,709 | $2.0M | Add +6.5% |
| SCHG Schwab US Large-Cap Growth | 0.68% | 20,393 | $1.9M | Add +437.9% |
| VYM Vanguard High DVD Yield ETF | 0.65% | 15,090 | $1.8M | Add +1.3% |
| SCHZ Schwab US Aggregate Bond ETF | 0.63% | 38,351 | $1.8M | Reduce -14.1% |
| COP Conocophillips | 0.59% | 12,884 | $1.6M | No change |
| T AT&T Inc. | 0.57% | 90,137 | $1.6M | Reduce -12.2% |
| BABA Alibaba Group Holding-SP ADR | 0.54% | 20,756 | $1.5M | Add +5.1% |
| SYLD Cambria Shareholder Yield Et | 0.53% | 20,300 | $1.5M | Add +3.5% |
| SGOL Abrdn Physical Gold Shares | 0.53% | 69,791 | $1.5M | Add +0.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.51% | 5,495 | $1.4M | Reduce -1.4% |
| FDVV Fidelity High Dividend ETF | 0.44% | 26,921 | $1.2M | Add +15.3% |
| SCHP Schwab U.S. Tips ETF | 0.43% | 22,772 | $1.2M | Reduce -27.4% |
| FLOT iShares Floating Rate Bond E | 0.42% | 22,731 | $1.2M | Add +1051.5% |
| SRLN SS Blackstone Sr Loan ETF | 0.41% | 27,212 | $1.1M | Reduce -4.0% |
| VDE Vanguard Energy ETF | 0.40% | 8,584 | $1.1M | Reduce -1.8% |
| OUSA Alps Oshares US Quality Divi | 0.40% | 22,587 | $1.1M | Add +16.1% |
| BN Brookfield Asset Mgmt Inc. | 0.39% | 25,871 | $1.1M | Add +2.0% |
| CGGR Cap Group Growth Equity | 0.38% | 33,046 | $1.1M | New |
| TDVI FT Vest Technology Dividend | 0.37% | 59,794 | $1.0M | Reduce -2.5% |
| FTSL First Trust Senior Loan ETF | 0.36% | 21,698 | $1.0M | Add +0.1% |
| PSX Phillips 66 | 0.34% | 5,811 | $949K | Add +0.0% |
| SCHF Schwab Intl Equity ETF | 0.34% | 24,209 | $945K | Reduce -0.1% |
| ADBE Adobe Inc. | 0.34% | 1,862 | $940K | Add +0.1% |
| VEA Vanguard Ftse Developed ETF | 0.33% | 18,539 | $930K | Reduce -3.3% |
| SCHB Schwab US Broad Market ETF | 0.33% | 15,172 | $926K | Reduce -4.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.33% | 1,757 | $919K | Add +5.8% |
| IWM iShares Russell 2000 ETF | 0.33% | 4,328 | $910K | Reduce -4.7% |
| BX Blackstone Inc. | 0.31% | 6,677 | $877K | Add +11.2% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.29% | 7,304 | $804K | Add +12.5% |
| O Realty Income Corp. | 0.29% | 14,853 | $804K | Add +1.4% |
| DIVO Amplify CWP Enhan Divid ETF | 0.29% | 20,655 | $803K | Add +2.5% |
| SCHO Schwab Short-Term US Treas | 0.27% | 15,907 | $767K | Reduce -8.7% |
| XLE SS Energy Select Sector | 0.27% | 7,891 | $745K | Reduce -56.0% |
| SCHH Schwab US REIT ETF | 0.26% | 36,062 | $732K | Reduce -19.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.26% | 14,570 | $730K | Add +69.0% |
| SCHR Schwab Intermediate-Term US | 0.26% | 14,652 | $719K | Reduce -4.1% |
| SLV iShares Silver Trust | 0.24% | 29,607 | $674K | Add +0.9% |
| PGX Invesco Preferred ETF | 0.22% | 51,704 | $614K | Add +0.1% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.22% | 24,035 | $607K | Add +2.8% |
| IVLU iShares MSCI International V | 0.21% | 20,991 | $593K | Reduce -1.1% |
| BBDC Barings BDC Inc. | 0.21% | 63,043 | $586K | Add +0.1% |
| SIVR Abrdn Physical Silver Shares | 0.21% | 24,110 | $574K | Reduce -0.8% |
| SCHV Schwab US Large-Cap Value | 0.20% | 7,469 | $567K | Reduce -1.3% |
| IJH iShares Core S&P Midcap ETF | 0.20% | 9,040 | $549K | Reduce -15.3% |
| GLD SPDR Gold Shares | 0.19% | 2,639 | $543K | Reduce -26.6% |
| GOOGL Alphabet Inc. Class A | 0.19% | 3,532 | $533K | Reduce -0.9% |
| PFE Pfizer Inc. | 0.18% | 18,421 | $511K | Add +115.0% |
| BCI Abrdn Bloomberg All Commodit filed as ABRDN ETFS | 0.18% | 25,641 | $507K | Reduce -29.7% |
| OGIG Alps Oshares Global Internet | 0.18% | 13,180 | $505K | Reduce -1.4% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.18% | 17,600 | $505K | Reduce -14.6% |
| IBDP iShares Ibonds Dec 2024 Term | 0.18% | 20,000 | $501K | New |
| MTUM iShares MSCI USA Momentum Fa | 0.16% | 2,426 | $455K | Add +0.4% |
| XSVM Invesco S&P Smallcap Value W | 0.16% | 7,849 | $447K | New |
| RDIV Invesco S&P Ultra Dividend | 0.16% | 9,665 | $443K | No change |
| EWJ iShares MSCI Japan ETF | 0.16% | 6,109 | $436K | New |
| WFC Wells Fargo & Co. | 0.16% | 7,510 | $435K | No change |
| CGIE Cap Group Intl Equity filed as CAPITAL GROUP INTERNATIONAL | 0.15% | 14,888 | $432K | New |
| XLK SS Technology Select Sector | 0.14% | 1,916 | $399K | Reduce -0.3% |
| SOXX iShares Semiconductor ETF | 0.14% | 1,726 | $390K | Add +77.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.14% | 11,988 | $390K | Add +469.0% |
| GOOG Alphabet Inc. Class C | 0.13% | 2,455 | $374K | Reduce -1.6% |
| PDBC Invesco Optimum Yield Divers | 0.12% | 24,702 | $343K | Reduce -32.4% |
| IVT Inventrust Properties Corp. | 0.12% | 12,842 | $330K | Reduce -1.5% |
| DGRO iShares Core Dividend Growth | 0.12% | 5,565 | $323K | Add +3.2% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.11% | 4,506 | $319K | Reduce -10.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.11% | 2,910 | $317K | Reduce -4.9% |
| META Meta Platforms Inc. Class A | 0.11% | 647 | $314K | Add +19.1% |
| AMD Advanced Micro Devices | 0.11% | 1,716 | $310K | Add +19.5% |
| ABBV Abbvie Inc. | 0.11% | 1,691 | $308K | Add +8.2% |
| SIXJ Allian US Equ 6 Mon BU10-Usd | 0.11% | 8,538 | $306K | No change |
| ARTY iShares Future AI & Tech ETF | 0.10% | 8,310 | $285K | Add +204.9% |
| GNL Global Net Lease Inc. | 0.10% | 35,588 | $277K | Add +1.5% |
| VTS Vitesse Energy Inc. | 0.10% | 11,590 | $275K | Reduce -4.0% |
| AMLP Alerian MLP ETF | 0.10% | 5,669 | $269K | Add +22.1% |
| COST Costco Wholesale Corp. | 0.09% | 343 | $251K | Add +1.8% |
| VT Vanguard Tot World STK ETF | 0.09% | 2,258 | $250K | Add +0.0% |
| MO Altria Group Inc. | 0.09% | 5,715 | $249K | Add +0.1% |
| JEPI JPMorgan Equity Premium Inco | 0.09% | 4,136 | $239K | Add +29.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.09% | 5,591 | $238K | Reduce -3.5% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $15K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DILLARDS CAP TRUST I (DDS 7.5 08/01/38) | PFD | 600 | $15K | No change |
Total filed on the 13F, all lines: $279.3M.
Portfolio Sells Q4 2023 → Q1 2024
| CAT Caterpillar Inc. | Reduce -97.1% | 0.07% | −2.20 |
| TLT iShares 20+ Year Treasury BD | Reduce -16.8% | 1.45% | −0.60 |
| PFIX Simplify Interest Rate Hedge | Sold out | 0.00% | −0.44 |
| AAPL Apple Inc. | Reduce -0.7% | 1.41% | −0.39 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -0.5% | 3.80% | −0.36 |
| XLE SS Energy Select Sector | Reduce -56.0% | 0.27% | −0.34 |
| SCHP Schwab U.S. Tips ETF | Reduce -27.4% | 0.43% | −0.24 |
| XLY SS Consumer Disc Select Sect | Reduce -99.1% | 0.00% | −0.23 |
| SCHZ Schwab US Aggregate Bond ETF | Reduce -14.1% | 0.63% | −0.21 |
| XLI SS Industrial Select Sector | Reduce -94.3% | 0.01% | −0.13 |
| T AT&T Inc. | Reduce -12.2% | 0.57% | −0.13 |
| GE General Electric Company | Reduce -99.0% | 0.00% | −0.12 |
| SCHH Schwab US REIT ETF | Reduce -19.5% | 0.26% | −0.11 |
| NKE Nike Inc. Class B | Reduce -97.2% | 0.00% | −0.11 |
| BCI Abrdn Bloomberg All Commodit | Reduce -29.7% | 0.18% | −0.10 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.6% | 2.04% | −0.09 |
| XME SS SPDR S&P Metals Mining | Reduce -97.8% | 0.00% | −0.09 |
| GLD SPDR Gold Shares | Reduce -26.6% | 0.19% | −0.08 |
| NOBL Proshares S&P 500 Dividend A | Reduce -58.7% | 0.05% | −0.07 |
| PDBC Invesco Optimum Yield Divers | Reduce -32.4% | 0.12% | −0.07 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.0% | 0.98% | −0.07 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -4.0% | 0.41% | −0.07 |
| SCHO Schwab Short-Term US Treas | Reduce -8.7% | 0.27% | −0.07 |
| SDOG Alps Sector Dividend Dogs | Reduce -59.3% | 0.04% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -4.3% | 4.14% | −0.05 |
| PDI PIMCO Dynamic Income Fund | Reduce -83.8% | 0.01% | −0.05 |
| SCHR Schwab Intermediate-Term US | Reduce -4.1% | 0.26% | −0.05 |
| VLUE iShares MSCI USA Value Facto | Reduce -55.5% | 0.03% | −0.05 |
| TDVI FT Vest Technology Dividend | Reduce -2.5% | 0.37% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -15.3% | 0.20% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -4.7% | 0.33% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -3.3% | 0.33% | −0.04 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -75.2% | 0.01% | −0.04 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Reduce -14.6% | 0.18% | −0.03 |
| WBD Warner Bros Discovery Inc. | Reduce -11.5% | 0.05% | −0.03 |
| FLG New York Community Bancorp | Sold out | 0.00% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -0.1% | 1.19% | −0.03 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -10.6% | 0.11% | −0.03 |
| GDX Vaneck Gold Miners ETF | Reduce -36.7% | 0.03% | −0.02 |
| SCHB Schwab US Broad Market ETF | Reduce -4.0% | 0.33% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -4.9% | 0.11% | −0.02 |
| SCHF Schwab Intl Equity ETF | Reduce -0.1% | 0.34% | −0.02 |
| ETV Eaton Vance T/M Buy-Writ Opp | Sold out | 0.00% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.4% | 0.51% | −0.02 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -11.7% | 0.08% | −0.02 |
| ETB Eaton Vance T/M Buy-WRT Inc. | Reduce -100.0% | 0.00% | −0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -34.2% | 0.03% | −0.02 |
| SIVR Abrdn Physical Silver Shares | Reduce -0.8% | 0.21% | −0.02 |
| OGIG Alps Oshares Global Internet | Reduce -1.4% | 0.18% | −0.02 |
| VNQ Vanguard Real Estate ETF | Reduce -22.6% | 0.03% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| CGCP Cap Group Core Plus Income | New | 3.41% | +3.41 |
| TLTW iShares 20+ Bond Buywrite | Add +988.9% | 1.75% | +1.56 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.2% | 19.37% | +0.89 |
| SCHG Schwab US Large-Cap Growth | Add +437.9% | 0.68% | +0.55 |
| CGGR Cap Group Growth Equity | New | 0.38% | +0.38 |
| FLOT iShares Floating Rate Bond E | Add +1051.5% | 0.42% | +0.38 |
| IBDP iShares Ibonds Dec 2024 Term | New | 0.18% | +0.18 |
| XSVM Invesco S&P Smallcap Value W | New | 0.16% | +0.16 |
| EWJ iShares MSCI Japan ETF | New | 0.16% | +0.16 |
| CGIE Cap Group Intl Equity | New | 0.15% | +0.15 |
| CGDV Cap Group Dividend Value | Add +469.0% | 0.14% | +0.11 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +69.0% | 0.26% | +0.10 |
| PFE Pfizer Inc. | Add +115.0% | 0.18% | +0.08 |
| SOXX iShares Semiconductor ETF | Add +77.6% | 0.14% | +0.06 |
| ARTY iShares Future AI & Tech ETF | Add +204.9% | 0.10% | +0.06 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.06% | +0.06 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | New | 0.06% | +0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +12.5% | 0.29% | +0.06 |
| AMZN Amazon.com Inc. | Add +0.3% | 0.91% | +0.05 |
| COIN Coinbase Global Inc. Class A | Add +95.8% | 0.07% | +0.04 |
| FDVV Fidelity High Dividend ETF | Add +15.3% | 0.44% | +0.04 |
| MSFT Microsoft Corp. | Add +6.5% | 0.71% | +0.04 |
| OUSA Alps Oshares US Quality Divi | Add +16.1% | 0.40% | +0.04 |
| META Meta Platforms Inc. Class A | Add +19.1% | 0.11% | +0.03 |
| MPLX MPLX LP | Add +103.7% | 0.07% | +0.03 |
| HYZD Wisdomtree Interest Rate Hed | Add +696.0% | 0.04% | +0.03 |
| PSX Phillips 66 | Add +0.0% | 0.34% | +0.03 |
| AMD Advanced Micro Devices | Add +19.5% | 0.11% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +239.8% | 0.03% | +0.02 |
| ET Energy Transfer LP | Add +50.0% | 0.06% | +0.02 |
| BKLN Invesco Senior Loan ETF | Add +194.5% | 0.03% | +0.02 |
| AMLP Alerian MLP ETF | Add +22.1% | 0.10% | +0.02 |
| SMCI Super Micro Computer Inc. | Add +75.0% | 0.02% | +0.02 |
| EPD Enterprise Products Partners | Add +33.6% | 0.07% | +0.02 |
| NFLX Netflix Inc. | Add +135.3% | 0.03% | +0.02 |
| ARCC Ares Capital Corp. | Add +217.0% | 0.02% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +29.0% | 0.09% | +0.01 |
| HD Home Depot Inc. | Add +59.6% | 0.04% | +0.01 |
| ABBV Abbvie Inc. | Add +8.2% | 0.11% | +0.01 |
| MRK Merck & Co. Inc. | Add +43.1% | 0.04% | +0.01 |
| OBDC Blue Owl Capital Corp. | Add +216.8% | 0.02% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.8% | 0.33% | +0.01 |
| MTUM iShares MSCI USA Momentum Fa | Add +0.4% | 0.16% | +0.01 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +927.3% | 0.01% | +0.01 |
| LIN Linde PLC | New | 0.01% | +0.01 |
| CMCSA Comcast Corp. Class A | Add +87.2% | 0.02% | +0.01 |
| AMP Ameriprise Financial Inc. | New | 0.01% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.8% | 0.04% | +0.01 |
| XRX Xerox Holdings Corp. | New | 0.01% | +0.01 |
| INDA iShares MSCI India ETF | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2024 | 845 | $279.3M | BRK.B, XLG, XOM, SHY, MDYV |