Safeguard Investment Advisory Group, LLC

Name: Safeguard Investment Advisory Group, LLC 13F holdings, Q2 2026
Creator: Safeguard Investment Advisory Group, LLC
Published: 2026-08-13

Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 13, 2026), Safeguard Investment Advisory Group, LLC reported 178 stock positions worth $433.1 million. Its top holding was Dimensional US Core Equity 2 (DFAC) at 19.7% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 11.5%) and Dimensional US High Profi Et (DUHP, 11.2%). Compared with Q1 2026, it opened 41 new positions, sold out of 5, added to 88 and reduced 41. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +213%) and the biggest sale Dimensional US Core Equity 2 (DFAC, shares −5%).

Most Recent 13F: Q2 2026
Location: Corona, CA
CIK: 0001846711
Portfolio Value: $433.1M (Q2 2026)
SEC Filing: 0001172661-26-003409 ↗ filed Aug 13, 2026

Holdings Value

Holdings 178 stocks · $433.1M


DFAC Dimensional US Core Equity 2	19.73%	1,926,531	$85.5M	Reduce -4.8%
QQQ Invesco QQQ Trust Series 1	11.53%	67,812	$49.9M	Reduce -4.5%
DUHP Dimensional US High Profi Et	11.22%	1,164,049	$48.6M	Reduce -5.4%
SPY SS SPDR S&P 500 ETF Trust-US	8.55%	49,618	$37.1M	Reduce -1.2%
DFSV Dimensional US Small Cap Val	5.23%	584,076	$22.7M	Reduce -4.5%
AAPL Apple Inc.	2.58%	38,687	$11.2M	Reduce -2.3%
QQQM Invesco Nasdaq 100 ETF	2.04%	29,104	$8.8M	Add +3.1%
VOO Vanguard S&P 500 ETF	1.92%	12,126	$8.3M	Reduce -1.0%
SCHD Schwab US DVD Equity ETF	1.81%	246,850	$7.8M	Add +22.6%
VHT Vanguard Health Care ETF	1.48%	21,446	$6.4M	Reduce -4.8%
AVGO Broadcom Inc.	1.45%	16,612	$6.3M	Add +1.1%
NVDA Nvidia Corp.	1.43%	30,881	$6.2M	Add +4.0%
SGOV iShares 0-3 Month Treasury B	1.17%	50,298	$5.1M	Add +213.2%
IHI iShares U.S. Medical Devices	1.10%	96,571	$4.8M	Reduce -4.5%
MU Micron Technology Inc.	1.04%	3,912	$4.5M	Reduce -1.0%
AMZN Amazon.com Inc.	0.99%	17,959	$4.3M	Add +2.5%
DFCF Dimensional Core Fixed Inc.	0.94%	96,525	$4.1M	Reduce -7.2%
VIG Vanguard Dividend Apprec ETF	0.89%	16,326	$3.9M	Reduce -2.8%
MSFT Microsoft Corp.	0.85%	9,873	$3.7M	Add +15.8%
GOOGL Alphabet Inc. Class A	0.77%	9,387	$3.4M	Add +5.0%
STX Seagate Technology Holdings	0.75%	3,360	$3.2M	Add +3.8%
LLY Eli Lilly & Co.	0.73%	2,631	$3.2M	Add +1.1%
AMD Advanced Micro Devices	0.64%	4,738	$2.8M	Add +1.9%
SOXX iShares Semiconductor ETF	0.56%	3,791	$2.4M	Reduce -0.9%
HEI Heico Corp.	0.54%	6,541	$2.3M	New
TSLA Tesla Inc.	0.51%	5,265	$2.2M	Add +4.6%
BAC Bank of America Corp.	0.50%	37,953	$2.2M	Reduce -3.3%
JEF Jefferies Financial Group Inc.	0.46%	39,437	$2.0M	No change
UNH Unitedhealth Group Inc.	0.45%	4,682	$1.9M	Add +23.4%
SNDK Sandisk Corp.	0.43%	826	$1.9M	No change
META Meta Platforms Inc. Class A	0.41%	3,119	$1.8M	Add +18.0%
WDC Western Digital Corp.	0.38%	2,580	$1.6M	No change
GOOG Alphabet Inc. Class C	0.37%	4,516	$1.6M	Add +2.1%
BRK.B Berkshire Hathaway Inc. Class B	0.34%	2,939	$1.5M	Add +9.9%
COST Costco Wholesale Corp.	0.33%	1,521	$1.4M	Reduce -12.3%
VDC Vanguard Consumer Staple ETF	0.33%	6,253	$1.4M	Add +0.4%
T AT&T Inc.	0.32%	66,082	$1.4M	Reduce -2.5%
USMV iShares MSCI USA Min Vol Fac	0.31%	14,050	$1.4M	Add +4.8%
HEI.A Heico Corp. Class A	0.30%	5,020	$1.3M	New
JPM JPMorgan Chase & Co.	0.28%	3,660	$1.2M	Add +1.0%
DFSD Dimensional Short Duration	0.28%	25,023	$1.2M	Add +5.2%
IVV iShares Core S&P 500 ETF	0.24%	1,416	$1.1M	Add +2.1%
PLTR Palantir Technologies Inc. Class A	0.24%	8,748	$1.0M	Add +11.3%
CVX Chevron Corp.	0.23%	6,106	$1.0M	Add +26.9%
BA The Boeing Co.	0.23%	4,624	$1.0M	Add +6.3%
V Visa Inc. Class A	0.23%	2,913	$1.0M	Add +4.4%
DFAT Dimensional US Target Value	0.23%	13,941	$974K	Add +11.0%
DFAX Dimensional World Ex US Core	0.22%	26,351	$971K	Reduce -0.0%
DGRW Wisdomtree U.S. Quality Divi	0.22%	10,144	$970K	Reduce -35.8%
DFUS Dimensional US Eq MKT ETF	0.22%	11,797	$967K	Reduce -1.2%
DFNM Dimensional National Muni BD	0.22%	19,697	$952K	Add +6.9%
VTI VG Morningstar TS MKT ETF-US	0.22%	2,564	$949K	Add +39.6%
JNJ Johnson & Johnson	0.21%	3,659	$929K	Add +11.0%
PG The Procter & Gamble Co.	0.21%	6,068	$890K	Add +35.7%
MO Altria Group Inc.	0.20%	12,202	$878K	Add +25.3%
GLD SPDR Gold Shares	0.19%	2,277	$839K	Add +12.9%
VZ Verizon Communications Inc.	0.19%	19,048	$806K	Add +31.9%
SGOL Abrdn Physical Gold Shares	0.18%	20,873	$798K	No change
IGM iShares Expanded Tech Sector	0.18%	4,809	$787K	Add +0.0%
WMT Walmart Inc.	0.18%	6,924	$784K	Add +10.3%
HD Home Depot Inc.	0.18%	2,210	$779K	Add +30.4%
TSM Taiwan Semiconductor-SP ADR	0.18%	1,613	$770K	Add +3.1%
VGT Vanguard Info Tech ETF	0.18%	6,415	$767K	Add +2.1%
CSCO Cisco Systems Inc.	0.17%	6,268	$736K	Add +3.8%
AMAT Applied Materials Inc.	0.17%	1,000	$723K	Add +0.5%
ILTB iShares Core 10+ Year Usd Bo	0.16%	14,303	$704K	Reduce -5.9%
CAT Caterpillar Inc.	0.16%	653	$696K	Add +31.9%
SCHG Schwab US Large-Cap Growth	0.16%	20,366	$689K	Add +6.7%
JPIE JPMorgan Income ETF	0.15%	14,507	$668K	New
JPST JPMorgan Ultra-Short Income	0.15%	12,827	$649K	New
MA Mastercard Inc. Class A	0.15%	1,248	$641K	Add +7.6%
SRE Sempra	0.15%	6,914	$641K	Add +0.1%
TQQQ Proshares Ultrapro QQQ	0.14%	7,625	$618K	Add +0.0%
ROK Rockwell Automation Inc.	0.14%	1,202	$595K	Add +0.3%
VFH Vanguard Financials ETF	0.14%	4,499	$592K	Reduce -12.9%
TXN Texas Instruments Inc.	0.13%	1,937	$577K	New
GE General Electric filed as GE AEROSPACE	0.13%	1,534	$573K	Reduce -0.2%
QCOM Qualcomm Inc.	0.13%	3,018	$558K	Add +61.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.13%	5,766	$555K	Reduce -2.4%
IWY iShares Russell Top 200 Grow	0.13%	1,899	$552K	Add +0.1%
NFLX Netflix Inc.	0.13%	7,587	$542K	Add +11.1%
VTV Vanguard Mrngstr Val ETF-Aui	0.12%	2,435	$530K	Add +9.2%
INTC Intel Corp.	0.12%	3,765	$526K	New
BINC iShares Flex I A ETF-Usd Inc.	0.12%	9,878	$517K	New
XEL Xcel Energy Inc.	0.12%	6,425	$516K	Add +0.8%
LMT Lockheed Martin Corp.	0.11%	967	$493K	Add +59.3%
MRK Merck & Co. Inc.	0.11%	3,789	$487K	Add +63.0%
BND Vanguard Total Bond Market	0.11%	6,623	$486K	Add +119.1%
LRCX Lam Research Corp.	0.11%	1,088	$472K	Add +7.1%
WFC Wells Fargo & Co.	0.11%	5,699	$471K	Add +18.2%
MRVL Marvell Technology Inc.	0.11%	1,565	$466K	New
ARKK ARK Innovation ETF	0.11%	5,706	$461K	Reduce -4.9%
LHX L3HARRIS Technologies Inc.	0.10%	1,546	$449K	Add +1.8%
ABBV Abbvie Inc.	0.10%	1,780	$448K	Add +4.6%
SPGI S&P Global Inc.	0.10%	1,094	$446K	Add +10.5%
GLW Corning Inc.	0.10%	1,733	$443K	Add +0.1%
RTX RTX Corp.	0.10%	2,269	$430K	Add +2.4%
COP Conocophillips	0.10%	4,136	$430K	Add +92.5%
DFAU Dimensional US Core Equity M	0.10%	8,098	$419K	New
GS Goldman Sachs Group Inc.	0.10%	410	$416K	Add +1.0%
VUG Vanguard Mrngstar GR ETF-Sui	0.10%	4,779	$412K	Add +1.5%
TEVA Teva Pharmaceutical-SP ADR	0.09%	12,094	$410K	No change
XLE SS Energy Select Sector	0.09%	7,707	$409K	Reduce -2.9%
PEP Pepsico Inc.	0.09%	2,911	$394K	Add +84.6%
AMGN Amgen Inc.	0.09%	1,079	$391K	New
XOM Exxon Mobil Corp.	0.09%	2,850	$390K	Reduce -65.8%
KO The Coca-Cola Co.	0.09%	4,699	$382K	New
IVOG Vanguard S&P Mid-Cap 400 Gro	0.09%	2,600	$380K	No change
GEV GE Vernova Inc.	0.09%	323	$380K	Add +2.5%
AEP American Electric Power	0.09%	2,721	$372K	Add +3.8%
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC	0.08%	3,843	$365K	Reduce -2.7%
CMF iShares California Muni Bond	0.08%	6,193	$357K	Add +15.5%
PYLD PIMCO Multisector Bond Actv	0.08%	12,908	$342K	New
DE Deere & Co.	0.08%	530	$336K	Reduce -0.4%
HWM Howmet Aerospace Inc.	0.08%	1,231	$331K	No change
DBEF Xtrackers MSCI Eafe Hedged E	0.08%	6,028	$329K	Add +0.0%
PANW Palo Alto Networks Inc.	0.08%	965	$329K	New
MAR Marriott International Class A	0.08%	888	$329K	New
UBER Uber Technologies Inc.	0.08%	4,547	$328K	Add +41.0%
STIP iShares 0-5 Year Tips Bond E	0.07%	3,165	$323K	New
TIP iShares Tips Bond ETF	0.07%	2,941	$322K	Reduce -2.5%
BMY Bristol-Myers Squibb Co.	0.07%	5,380	$310K	New
XLF SS Financial Select Sector	0.07%	5,697	$305K	Reduce -4.3%
ETN Eaton Corp. PLC	0.07%	709	$302K	Add +8.4%
VUSB Vanguard Ultra Short Bond Et	0.07%	6,036	$300K	New
OKE Oneok Inc.	0.07%	3,437	$299K	Add +37.0%
ITA iShares U.S. Aerospace & Def	0.07%	1,208	$293K	New
XLI SS Industrial Select Sector	0.07%	1,550	$287K	Add +2.6%
SLV iShares Silver Trust	0.07%	5,355	$286K	Add +9.5%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV	0.06%	141	$281K	New
AVDV Avantis Intl S/C Value ETF	0.06%	2,674	$276K	New
ET Energy Transfer LP	0.06%	14,352	$274K	Add +1.1%
ABT Abbott Laboratories	0.06%	3,011	$273K	New
KMB Kimberly-Clark Corp.	0.06%	2,464	$271K	New
SPCX Space Exploration Techn Class A	0.06%	1,546	$264K	New
CRM Salesforce Inc.	0.06%	1,681	$263K	Add +15.8%
DFIV Dimensional International Va	0.06%	4,856	$262K	Reduce -15.0%
UPS United Parcel Service Class B	0.06%	2,424	$261K	New
UNP Union Pacific Corp.	0.06%	954	$259K	Add +2.8%
PM Philip Morris International	0.06%	1,398	$253K	Add +10.9%
DFAS Dimensional US Small Cap ETF	0.06%	3,070	$253K	Add +0.3%
USB US Bancorp	0.06%	4,178	$252K	Add +0.2%
WBD Warner Bros Discovery Inc.	0.06%	9,445	$252K	Reduce -3.9%
ORCL Oracle Corp.	0.06%	1,678	$246K	Reduce -0.5%
IAU iShares Gold Trust	0.06%	3,246	$245K	Add +6.6%
HPE Hewlett Packard Enterprise	0.06%	5,423	$245K	New
IWO iShares Russell 2000 Growth	0.06%	617	$243K	New
PKG Packaging Corp. of America	0.06%	1,001	$239K	Add +0.1%
AAPU Direxion Daily Aapl Bull 2X	0.05%	6,786	$237K	New
MCD McDonald's Corp.	0.05%	870	$235K	Reduce -1.1%
XLC SS Comm Select Sector SPDR	0.05%	2,192	$235K	Reduce -1.7%
DUK Duke Energy Corp.	0.05%	1,840	$233K	Add +2.3%
CSX CSX Corp.	0.05%	4,877	$232K	New
VEA Vanguard Ftse Developed ETF	0.05%	3,243	$231K	New
GBTC Grayscale Bitcoin Trust ETF	0.05%	5,057	$230K	Reduce -2.3%
CMCSA Comcast Corp. Class A	0.05%	9,346	$229K	New
C Citigroup Inc.	0.05%	1,634	$229K	New
VXUS Vanguard Total Intl Stock	0.05%	2,630	$225K	New
RF Regions Financial Corp.	0.05%	7,229	$218K	New
DELL Dell Technologies -C	0.05%	504	$218K	New
DFAW Dimensional World Eqty ETF	0.05%	2,625	$217K	New
SPLV Invesco S&P 500 Low Volatili	0.05%	2,891	$217K	Reduce -21.7%
FIDU Fidelity MSCI Indust Indx	0.05%	2,162	$215K	New
SILA Sila Realty Trust Inc.	0.05%	7,043	$214K	Reduce -34.7%
SBUX Starbucks Corp.	0.05%	2,073	$212K	New
NEE Nextera Energy Inc.	0.05%	2,400	$211K	Add +3.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.05%	739	$208K	New
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.05%	2,579	$208K	Reduce -8.9%
APH Amphenol Corp. Class A	0.05%	1,177	$208K	New
SCHW Schwab (charles) Corp.	0.05%	2,208	$204K	Add +0.2%
TSME Thrivent SML-MDC Eq ETF-US I	0.05%	3,880	$203K	New
PSX Phillips 66	0.05%	1,191	$201K	Add +0.7%
XLK SS Technology Select Sector	0.05%	1,056	$201K	New
F Ford Motor Co. filed as FORD MTR CO	0.04%	12,203	$170K	Reduce -3.0%
BPRE Bluerock Private Real Estate	0.03%	10,546	$137K	Add +2.5%
FBRT Franklin BSP Realty Trust Inc.	0.02%	12,665	$103K	No change
GAB Gabelli Equity Trust	0.02%	13,195	$75K	Add +10.5%
MIST Milestone Pharmaceuticals Inc.	0.00%	12,406	$17K	Reduce -50.5%

Portfolio Sells Q1 2026 → Q2 2026


DFAC Dimensional US Core Equity 2	Reduce -4.8%	19.73%	−1.98
DUHP Dimensional US High Profi Et	Reduce -5.4%	11.22%	−1.28
DFSV Dimensional US Small Cap Val	Reduce -4.5%	5.23%	−0.69
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -1.2%	8.55%	−0.47
IHI iShares U.S. Medical Devices	Reduce -4.5%	1.10%	−0.39
XOM Exxon Mobil Corp.	Reduce -65.8%	0.09%	−0.30
DFCF Dimensional Core Fixed Inc.	Reduce -7.2%	0.94%	−0.27
T AT&T Inc.	Reduce -2.5%	0.32%	−0.23
VHT Vanguard Health Care ETF	Reduce -4.8%	1.48%	−0.21
AAPL Apple Inc.	Reduce -2.3%	2.58%	−0.19
DGRW Wisdomtree U.S. Quality Divi	Reduce -35.8%	0.22%	−0.16
COST Costco Wholesale Corp.	Reduce -12.3%	0.33%	−0.15
VIG Vanguard Dividend Apprec ETF	Reduce -2.8%	0.89%	−0.11
VOO Vanguard S&P 500 ETF	Reduce -1.0%	1.92%	−0.10
PFE Pfizer Inc.	Sold out	0.00%	−0.07
TMUS T-Mobile US Inc.	Sold out	0.00%	−0.07
ACWV iShares MSCI Global Min Vol	Sold out	0.00%	−0.06
O Realty Income Corp.	Sold out	0.00%	−0.06
SPH Suburban Propane Partners LP	Sold out	0.00%	−0.06
ILTB iShares Core 10+ Year Usd Bo	Reduce -5.9%	0.16%	−0.04
XLE SS Energy Select Sector	Reduce -2.9%	0.09%	−0.04
VFH Vanguard Financials ETF	Reduce -12.9%	0.14%	−0.03
BAC Bank of America Corp.	Reduce -3.3%	0.50%	−0.03
DIS The Walt Disney Co.	Reduce -2.4%	0.13%	−0.03
SPLV Invesco S&P 500 Low Volatili	Reduce -21.7%	0.05%	−0.02
DFAX Dimensional World Ex US Core	Reduce -0.0%	0.22%	−0.02
DFIV Dimensional International Va	Reduce -15.0%	0.06%	−0.02
GBTC Grayscale Bitcoin Trust ETF	Reduce -2.3%	0.05%	−0.02
MCD McDonald's Corp.	Reduce -1.1%	0.05%	−0.02
SILA Sila Realty Trust Inc.	Reduce -34.7%	0.05%	−0.02
TIP iShares Tips Bond ETF	Reduce -2.5%	0.07%	−0.02
WBD Warner Bros Discovery Inc.	Reduce -3.9%	0.06%	−0.02
XLC SS Comm Select Sector SPDR	Reduce -1.7%	0.05%	−0.01
ORCL Oracle Corp.	Reduce -0.5%	0.06%	−0.01
DFUS Dimensional US Eq MKT ETF	Reduce -1.2%	0.22%	−0.01
XLF SS Financial Select Sector	Reduce -4.3%	0.07%	−0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd	Reduce -8.9%	0.05%	−0.01
HSBC HSBC Holdings PLC-Spons ADR	Reduce -2.7%	0.08%	−0.01
ARKK ARK Innovation ETF	Reduce -4.9%	0.11%	−0.01
DE Deere & Co.	Reduce -0.4%	0.08%	−0.01
MIST Milestone Pharmaceuticals Inc.	Reduce -50.5%	0.00%	−0.00
F Ford Motor Co.	Reduce -3.0%	0.04%	−0.00
GE General Electric	Reduce -0.2%	0.13%	+0.01
QQQ Invesco QQQ Trust Series 1	Reduce -4.5%	11.53%	+0.20
SOXX iShares Semiconductor ETF	Reduce -0.9%	0.56%	+0.21
MU Micron Technology Inc.	Reduce -1.0%	1.04%	+0.67

Portfolio Buys Q1 2026 → Q2 2026


SGOV iShares 0-3 Month Treasury B	Add +213.2%	1.17%	+0.72
HEI Heico Corp.	New	0.54%	+0.54
STX Seagate Technology Holdings	Add +3.8%	0.75%	+0.40
AMD Advanced Micro Devices	Add +1.9%	0.64%	+0.37
HEI.A Heico Corp. Class A	New	0.30%	+0.30
QQQM Invesco Nasdaq 100 ETF	Add +3.1%	2.04%	+0.18
UNH Unitedhealth Group Inc.	Add +23.4%	0.45%	+0.17
JPIE JPMorgan Income ETF	New	0.15%	+0.15
JPST JPMorgan Ultra-Short Income	New	0.15%	+0.15
TXN Texas Instruments Inc.	New	0.13%	+0.13
INTC Intel Corp.	New	0.12%	+0.12
BINC iShares Flex I A ETF-Usd Inc.	New	0.12%	+0.12
MRVL Marvell Technology Inc.	New	0.11%	+0.11
SCHD Schwab US DVD Equity ETF	Add +22.6%	1.81%	+0.10
DFAU Dimensional US Core Equity M	New	0.10%	+0.10
AMGN Amgen Inc.	New	0.09%	+0.09
KO The Coca-Cola Co.	New	0.09%	+0.09
PYLD PIMCO Multisector Bond Actv	New	0.08%	+0.08
PANW Palo Alto Networks Inc.	New	0.08%	+0.08
MAR Marriott International Class A	New	0.08%	+0.08
STIP iShares 0-5 Year Tips Bond E	New	0.07%	+0.07
AMAT Applied Materials Inc.	Add +0.5%	0.17%	+0.07
BMY Bristol-Myers Squibb Co.	New	0.07%	+0.07
VUSB Vanguard Ultra Short Bond Et	New	0.07%	+0.07
ITA iShares U.S. Aerospace & Def	New	0.07%	+0.07
LLY Eli Lilly & Co.	Add +1.1%	0.73%	+0.07
ASML ASML Holding NV-NY Reg SHS	New	0.06%	+0.06
GOOGL Alphabet Inc. Class A	Add +5.0%	0.77%	+0.06
CAT Caterpillar Inc.	Add +31.9%	0.16%	+0.06
AVDV Avantis Intl S/C Value ETF	New	0.06%	+0.06
ABT Abbott Laboratories	New	0.06%	+0.06
KMB Kimberly-Clark Corp.	New	0.06%	+0.06
QCOM Qualcomm Inc.	Add +61.0%	0.13%	+0.06
SPCX Space Exploration Techn Class A	New	0.06%	+0.06
UPS United Parcel Service Class B	New	0.06%	+0.06
HPE Hewlett Packard Enterprise	New	0.06%	+0.06
VTI VG Morningstar TS MKT ETF-US	Add +39.6%	0.22%	+0.06
IWO iShares Russell 2000 Growth	New	0.06%	+0.06
TQQQ Proshares Ultrapro QQQ	Add +0.0%	0.14%	+0.05
AAPU Direxion Daily Aapl Bull 2X	New	0.05%	+0.05
CSX CSX Corp.	New	0.05%	+0.05
VEA Vanguard Ftse Developed ETF	New	0.05%	+0.05
CMCSA Comcast Corp. Class A	New	0.05%	+0.05
C Citigroup Inc.	New	0.05%	+0.05
VXUS Vanguard Total Intl Stock	New	0.05%	+0.05
BND Vanguard Total Bond Market	Add +119.1%	0.11%	+0.05
RF Regions Financial Corp.	New	0.05%	+0.05
DELL Dell Technologies -C	New	0.05%	+0.05
DFAW Dimensional World Eqty ETF	New	0.05%	+0.05
FIDU Fidelity MSCI Indust Indx	New	0.05%	+0.05

Notes & Other Activity Q1 2026 → Q2 2026


GABELLI EQUITY TRUST-RT	RIGHT 04/14/2026	Sold out	11,700	$82before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	178	$433.1M	DFAC, QQQ, DUHP, SPY, DFSV
Q1 2026	142	$362.0M	DFAC, DUHP, QQQ, SPY, DFSV
Q4 2025	148	$390.9M	DFAC, DUHP, QQQ, SPY, DFSV
Q3 2025	150	$403.1M	DFAC, DUHP, QQQ, SPY, DFSV
Q2 2025	144	$400.6M	DFAC, DUHP, QQQ, SPY, DFSV
Q1 2025	141	$368.0M	DFAC, DUHP, QQQ, SPY, DFSV
Q4 2024	117	$364.6M	DFAC, DUHP, QQQ, SPY, DFSV
Q3 2024	119	$350.7M	DFAC, DUHP, QQQ, SPY, DFSV
Q2 2024	107	$321.9M	DFAC, DUHP, QQQ, SPY, DFSV
Q1 2024	104	$294.5M	DFAC, DUHP, QQQ, SPY, DFSV