Teton Advisors, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Teton Advisors, Inc. reported 182 stock positions worth $217.7 million. Its top holding was Ducommun (DCO) at 4.3% of the portfolio, followed by Nathan's Famous (NATH, 4.2%) and Gencor Industries (GENC, 3.5%). Compared with Q2 2024, it opened 5 new positions, sold out of 15, added to 7 and reduced 116. The biggest buy was Calavo Growers (CVGW, shares +49%) and the biggest sale Hawkins (HWKN, shares −69%).

Most Recent 13F
Q2 2025
Location
Rye, NY
CIK
0001444874
Portfolio Value
$217.7M (Q3 2024)
SEC Filing
0001140361-24-046507 ↗ filed Nov 13, 2024

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $274.5M Q1 2024 Q2 2024: $232.0M Q2 2024 Q3 2024: $217.7M $217.7M Q3 2024 Q4 2024: $189.8M Q4 2024 Q1 2025: $154.7M Q1 2025 Q2 2025: $157.8M Q2 2025

Holdings 182 stocks · $217.7M
DCO Ducommun Inc. 4.26% 141,000 $9.3M Reduce -10.4%
NATH Nathan's Famous Inc. 4.20% 112,900 $9.1M Reduce -32.9%
GENC Gencor Industries Inc. 3.48% 363,000 $7.6M Reduce -14.8%
EML The Eastern Co. 3.40% 228,182 $7.4M Reduce -10.3%
DSGR Distribution Solutions Group 3.00% 169,591 $6.5M Reduce -5.5%
MYE Myers Industries Inc. 2.63% 415,000 $5.7M Reduce -6.3%
PKOH Park-Ohio Holdings Corp. 2.43% 172,419 $5.3M Reduce -5.5%
FFIC Flushing Financial Corp. 2.00% 299,000 $4.4M Reduce -20.2%
ROCK Gibraltar Industries Inc. 1.94% 60,400 $4.2M Reduce -12.1%
CTS CTS Corp. 1.83% 82,200 $4.0M Reduce -6.1%
LMNR Limoneira Co. 1.76% 144,200 $3.8M Reduce -4.4%
KKR KKR & Co. Inc. 1.70% 28,300 $3.7M Reduce -29.3%
ASTE Astec Industries Inc. 1.65% 112,500 $3.6M Reduce -19.1%
ATRO Astronics Corp. 1.59% 178,000 $3.5M Reduce -6.8%
FSTR Foster (lb) Co. Class A 1.53% 162,837 $3.3M Reduce -0.9%
GDEN Golden Entertainment Inc. 1.48% 101,500 $3.2M Reduce -11.1%
NEOG Neogen Corp. 1.44% 186,160 $3.1M Reduce -3.5%
RUSHB Rush Enterprises Inc. Class B 1.36% 61,727 $3.0M Reduce -21.6%
GHM Graham Corp. 1.33% 98,000 $2.9M Reduce -2.5%
CCBG Capital City Bank Group Inc. 1.26% 77,500 $2.7M Reduce -2.9%
MPX Marine Products Corp. 1.12% 252,000 $2.4M Reduce -9.3%
GRC Gorman-Rupp Co. 1.07% 60,000 $2.3M Reduce -11.8%
CVGW Calavo Growers Inc. 1.02% 77,500 $2.2M Add +49.0%
INSE Inspired Entertainment Inc. 1.00% 234,000 $2.2M Reduce -3.7%
RGCO RGC Resources Inc. 0.98% 94,330 $2.1M Add +4.8%
ATEX Anterix Inc. 0.88% 51,000 $1.9M Reduce -3.8%
UCTT Ultra Clean Holdings Inc. 0.87% 47,400 $1.9M Reduce -15.4%
ALNT Allient Inc. 0.81% 92,500 $1.8M Reduce -20.7%
LEGH Legacy Housing Corp. 0.78% 62,000 $1.7M Reduce -11.4%
CMT Core Molding Technologies Inc. 0.77% 97,890 $1.7M Reduce -16.8%
AOUT American Outdoor Brands Inc. 0.74% 175,600 $1.6M Reduce -1.9%
STEL Stellar Bancorp Inc. 0.74% 62,500 $1.6M Reduce -1.6%
MCS Marcus Corporation 0.74% 107,000 $1.6M Add +52.9%
NVGS Navigator Holdings Ltd. 0.72% 98,000 $1.6M No change
TRC Tejon Ranch Co. 0.69% 86,100 $1.5M Reduce -5.4%
CWST Casella Waste Systems Inc. Class A 0.69% 15,000 $1.5M Reduce -16.7%
VALU Value Line Inc. 0.68% 31,800 $1.5M No change
EXEL Exelixis Inc. 0.68% 56,700 $1.5M Reduce -4.2%
FSBW FS Bancorp Inc. 0.66% 32,116 $1.4M No change
IIIV I3 Verticals Inc. Class A 0.65% 66,791 $1.4M Reduce -7.0%
YORW York Water Co. filed as YORK WTR CO 0.63% 36,660 $1.4M Reduce -2.7%
HWKN Hawkins Inc. 0.61% 10,500 $1.3M Reduce -69.3%
GTN Gray Media Inc. filed as GRAY TELEVISION INC 0.61% 248,240 $1.3M No change
MIDD Middleby Corp. 0.61% 9,520 $1.3M Reduce -28.5%
WLDN Willdan Group Inc. 0.60% 32,000 $1.3M Reduce -23.8%
INFU Infusystem Holdings Inc. 0.60% 195,000 $1.3M No change
VPG Vishay Precision Group 0.59% 50,012 $1.3M Reduce -3.9%
TWIN Twin Disc Inc. 0.59% 103,000 $1.3M No change
WASH Washington Trust Bancorp 0.57% 38,410 $1.2M Reduce -5.0%
CMCO Columbus McKinnon Corp. 0.57% 34,200 $1.2M Reduce -16.0%
LCUT Lifetime Brands Inc. 0.55% 184,000 $1.2M Reduce -12.0%
TITN Titan Machinery Inc. 0.55% 86,300 $1.2M No change
TSQ Townsquare Media Inc. Class A 0.55% 117,000 $1.2M Reduce -10.8%
ARTNA Artesian Resources Corp. Class A 0.54% 31,820 $1.2M No change
WGO Winnebago Industries 0.53% 20,000 $1.2M Reduce -16.0%
CWT California Water Service Grp 0.53% 21,300 $1.2M No change
UTI Universal Technical Institut 0.53% 70,700 $1.1M Reduce -11.1%
PRSU Pursuit Attractions and Hosp filed as VIAD CORP 0.53% 32,000 $1.1M Reduce -8.6%
FLWS 1-800-Flowers.com Inc. Class A 0.52% 143,000 $1.1M Reduce -12.3%
SAMG Silvercrest Asset Manageme-A 0.51% 65,000 $1.1M Reduce -5.1%
SKY Champion Homes Inc. 0.51% 11,800 $1.1M Reduce -19.7%
SMP Standard Motor Prods 0.51% 33,200 $1.1M Reduce -14.2%
TNC Tennant Co. 0.49% 11,200 $1.1M Reduce -17.0%
FSS Federal Signal Corp. 0.49% 11,500 $1.1M Reduce -31.1%
FRPH FRP Holdings Inc. filed as FRP HLDGS INC 0.49% 35,881 $1.1M Reduce -5.6%
MITK Mitek Systems Inc. 0.49% 123,000 $1.1M Reduce -5.4%
VLGEA Village Super Market Class A 0.46% 31,800 $1.0M Reduce -29.3%
ULBI Ultralife Corp. 0.46% 111,000 $1.0M No change
FNB FNB Corp. 0.46% 71,000 $1.0M Reduce -4.0%
ZIMV Zimvie Inc. 0.46% 63,000 $1000K Add +12.5%
MSA Msa Safety Inc. 0.46% 5,600 $993K Reduce -13.8%
IVAC Intevac Inc. 0.45% 291,200 $990K Reduce -4.0%
CWCO Consolidated Water Co.-Ord SH 0.45% 38,900 $981K Reduce -11.4%
AUB Atlantic Union Bankshares Co. 0.45% 26,000 $979K Reduce -5.5%
LGTY Logility Supply Chain Soluti filed as AMER SOFTWARE INC 0.45% 87,000 $974K Reduce -29.8%
ARLO Arlo Technologies Inc. 0.45% 80,000 $969K Reduce -13.0%
RNST Renasant Corp. 0.44% 29,530 $960K Reduce -3.3%
SFST Southern First Bancshares 0.44% 28,000 $954K Reduce -22.2%
WSBF Waterstone Financial Inc. 0.43% 63,000 $926K No change
BRBR Bellring Brands Inc. 0.42% 15,000 $911K No change
UG United Guardian Inc. 0.40% 54,761 $870K Reduce -16.1%
WNC Wabash National Corp. 0.40% 44,900 $862K Reduce -5.5%
FARM Farmer Bros Co. 0.39% 424,309 $840K Reduce -7.3%
BMI Badger Meter Inc. 0.38% 3,750 $819K Reduce -7.4%
NEO Neogenomics Inc. 0.37% 55,100 $813K Reduce -0.7%
SXI Standex International Corp. 0.37% 4,400 $804K Reduce -31.3%
TKO Tko Group Holdings Inc. 0.37% 6,500 $804K Reduce -37.5%
TG Tredegar Corp. 0.37% 109,700 $800K Reduce -10.8%
ELMD Electromed Inc. 0.37% 37,142 $797K No change
CLFD Clearfield Inc. 0.36% 20,000 $779K No change
PKE Park Aerospace Corp. 0.35% 58,400 $761K Reduce -3.1%
AZZ Azz Inc. 0.35% 9,200 $760K Reduce -3.2%
SKYT Skywater Technology Inc. 0.35% 83,427 $758K No change
MYRG MYR Group Inc./Delaware 0.33% 7,000 $716K No change
ODC Oil-Dri Corp. of America 0.32% 10,200 $704K Reduce -2.9%
ARKO Arko Corp. 0.32% 100,000 $702K Add +33.3%
SSP Ew Scripps Co./the-A filed as SCRIPPS E W CO OHIO 0.32% 310,000 $696K Reduce -8.4%
MFIN Medallion Financial Corp. 0.32% 85,000 $692K Reduce -3.4%
INBK First Internet Bancorp 0.31% 20,000 $685K No change
OPCH Option Care Health Inc. 0.30% 21,000 $657K No change
GRSD Grandstand Ltd. filed as GAMBLING COM GROUP LIMITED 0.29% 64,000 $641K Reduce -32.6%
WNEB Western New England Bancorp 0.29% 75,000 $638K No change
CZR Caesars Entertainment Inc. 0.29% 15,200 $634K Reduce -7.9%
IA Innovative Solutions & Supp 0.29% 96,500 $629K No change
IMAX Imax Corp. 0.28% 30,000 $615K No change
RDIB Reading International Inc. Class B 0.28% 74,530 $612K Add +0.2%
GTN.A Gray Media Inc. Class A filed as GRAY TELEVISION INC 0.28% 87,000 $606K No change
FMNB Farmers Natl Banc Corp. 0.28% 40,000 $605K No change
SASR Sandy Spring Bancorp Inc. 0.27% 19,000 $596K Reduce -39.3%
TYL Tyler Technologies Inc. 0.27% 1,000 $584K No change
ACU Acme United Corp. filed as ACME UTD CORP 0.27% 14,000 $583K Reduce -30.0%
DAKT Daktronics Inc. 0.26% 44,000 $568K Reduce -18.5%
KE Kimball Electronics Inc. 0.26% 30,000 $555K Reduce -2.3%
MOV Movado Group Inc. 0.25% 29,100 $541K Add +20.8%
SRI Stoneridge Inc. 0.25% 48,000 $537K Reduce -7.7%
RUSHA Rush Enterprises Inc. Class A 0.24% 10,000 $528K No change
OPLN Openlane Inc. 0.24% 31,000 $523K No change
ATEN A10 Networks Inc. 0.24% 36,000 $520K No change
SPLP Steel Partners Holdings LP 0.24% 12,500 $512K No change
ICFI Icf International Inc. 0.23% 3,000 $500K No change
SBGI Sinclair Inc. 0.22% 32,000 $490K No change
ERII Energy Recovery Inc. 0.22% 28,000 $487K Reduce -4.1%
LMAT Lemaitre Vascular Inc. 0.21% 4,854 $451K Reduce -11.8%
MOD Modine Manufacturing Co. 0.20% 3,200 $425K Reduce -36.0%
NGVC Natural Grocers BY Vitamin C 0.19% 14,000 $416K Reduce -12.5%
GTX Garrett Motion Inc. 0.19% 50,000 $409K No change
LE Lands' End Inc. 0.19% 23,500 $406K Reduce -2.1%
VLY Valley National Bancorp 0.18% 44,000 $399K No change
GVA Granite Construction Inc. 0.18% 5,000 $396K No change
OOMA Ooma Inc. 0.17% 33,000 $376K Reduce -17.5%
RES RPC Inc. 0.17% 58,000 $369K No change
PBI Pitney Bowes Inc. 0.16% 50,000 $357K No change
ICCH Icc Holdings Inc. filed as ICC HLDGS INC 0.16% 15,500 $355K Reduce -8.8%
DENN Denny's Corp. 0.15% 51,000 $329K Reduce -7.3%
HRI Herc Holdings Inc. filed as HERC HLDGS INC 0.15% 2,050 $327K Reduce -6.8%
MSEX Middlesex Water Co. 0.15% 5,000 $326K No change
OFIX Orthofix Medical Inc. 0.14% 20,200 $316K Reduce -2.4%
BSVN BANK7 Corp. 0.14% 8,000 $300K Reduce -20.0%
NRIM Northrim Bancorp Inc. 0.14% 4,197 $299K No change
RDI Reading International Inc. Class A 0.14% 181,200 $295K Reduce -14.4%
RDVT Red Violet Inc. 0.13% 10,000 $285K New
CZNC Citizens & Northern Corp. 0.13% 14,000 $276K No change
DGII Digi International Inc. 0.13% 10,000 $275K No change
UBSI United Bankshares Inc. 0.13% 7,400 $275K Reduce -7.5%
MTX Minerals Technologies Inc. 0.12% 3,500 $270K Reduce -30.0%
STE Steris PLC 0.12% 1,100 $267K No change
DAN Dana Inc. 0.12% 24,750 $261K Reduce -33.1%
CVGI Commercial Vehicle Group Inc. 0.12% 80,228 $261K Reduce -61.9%
MLAB Mesa Laboratories Inc. 0.12% 2,000 $260K Reduce -33.3%
LWAY Lifeway Foods Inc. 0.12% 10,000 $259K Reduce -15.3%
HANOVER BANCORP INC/NY 0.12% 14,000 $250K Reduce -6.7%
CDNA Caredx Inc. 0.11% 7,900 $247K New
AP Ampco-Pittsburgh Corp. 0.10% 113,200 $226K Reduce -14.2%
OPK Opko Health Inc. 0.10% 150,000 $224K No change
CADE Cadence Bank 0.10% 7,000 $223K Reduce -2.8%
PPBI Pacific Premier Bancorp Inc. 0.10% 8,500 $214K New
UTL Unitil Corp. 0.10% 3,500 $212K New
FRST Primis Financial Corp. 0.08% 15,000 $183K No change
SPWH Sportsman's Warehouse Holdin 0.08% 62,200 $169K Reduce -7.2%
TWI Titan International Inc. 0.08% 20,500 $167K No change
LEE Lee Enterprises 0.08% 19,000 $165K Reduce -26.9%
MTW Manitowoc Company Inc. 0.08% 17,200 $165K Reduce -1.7%
AGS Playags Inc. 0.08% 14,413 $164K Reduce -55.4%
TACT Transact Technologies Inc. 0.07% 32,500 $158K No change
GENI Genius Sports Ltd. 0.07% 20,000 $157K No change
GYRO Gyrodyne LLC 0.07% 19,956 $156K Reduce -7.0%
BSET Bassett Furniture Inds 0.07% 10,000 $145K No change
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.05% 40,000 $114K No change
ARAY Accuray Inc. 0.04% 50,000 $90K Reduce -3.9%
DHX Dhi Group Inc. 0.04% 45,000 $83K No change
WVVI Willamette Valley Vineyards 0.04% 23,000 $80K No change
NAGE Niagen Bioscience Inc. filed as CHROMADEX CORP 0.03% 20,000 $73K New
MTLS Materialise NV-ADR 0.03% 10,000 $55K No change
GLATFELTER CORP 0.02% 25,000 $45K No change
VATE Innovate Corp. 0.02% 12,000 $44K Reduce -59.4%
DWSN Dawson Geophysical Co. 0.02% 24,000 $38K No change
MYPS Playstudios Inc. 0.02% 24,600 $37K No change
AAME Atlantic American Corp. 0.02% 20,000 $34K No change
BGFV Big 5 Sporting Goods Corp. 0.01% 14,500 $30K Reduce -9.4%
CUTRQ Cutera Inc. 0.01% 24,500 $19K Reduce -79.0%
STIM Neuronetics Inc. 0.00% 10,000 $8K Reduce -44.4%
S&W SEED CO 0.00% 29,500 $5K Reduce -54.6%
Other holdings (21): bonds, preferreds, convertibles and warrants · $6.2M (not counted above)
SecurityClassShares / PrincipalValueChange
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 500,000$531KNo change
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal 400,000$459KNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 400,000$405KNo change
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal 400,000$401KNew
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal 350,000$398KAdd +40.0%
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 528,000$391KNo change
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 300,000$357KReduce -40.0%
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 300,000$330KNo change
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 5,000$303KNew
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal 261,000$295KReduce -47.8%
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) NOTE 2.000% 3/1 · principal 275,000$291KNew
REDWOOD TRUST INC (RWT 7.75 06/15/27) NOTE 7.750% 6/1 · principal 250,000$251KNo change
FLUOR CORP (FLR 1.125 08/15/29) NOTE 1.125% 8/1 · principal 200,000$245KNew
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal 250,000$236KNew
LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) NOTE 1.500%12/1 · principal 200,000$232KNo change
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal 300,000$230KAdd +20.0%
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal 250,000$230KAdd +25.0%
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 4,500$226KReduce -18.2%
SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) NOTE 2.625% 2/1 · principal 300,000$194KReduce -57.1%
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal 250,000$184KNew
AP.WS Ampco-Pittsburgh Corp. -CW25 *W EXP 08/01/202 47,000$5KNo change

Total filed on the 13F, all lines: $223.9M.

Portfolio Sells Q2 2024 → Q3 2024
HWKN Hawkins Inc. Reduce -69.3% 0.61% −0.73
NATH Nathan's Famous Inc. Reduce -32.9% 4.20% −0.72
SRDX Surmodics Inc. Sold out 0.00% −0.48
ALNT Allient Inc. Reduce -20.7% 0.81% −0.46
CVGI Commercial Vehicle Group Inc. Reduce -61.9% 0.12% −0.33
UCTT Ultra Clean Holdings Inc. Reduce -15.4% 0.87% −0.31
JBTM JBT Marel Corp. Sold out 0.00% −0.29
SSB Southstate Bank Corp. Sold out 0.00% −0.26
LCUT Lifetime Brands Inc. Reduce -12.0% 0.55% −0.22
FLWS 1-800-Flowers.com Inc. Class A Reduce -12.3% 0.52% −0.15
FARM Farmer Bros Co. Reduce -7.3% 0.39% −0.14
PRMW Primo Water Corp. Sold out 0.00% −0.14
SSP Ew Scripps Co./the-A Reduce -8.4% 0.32% −0.14
MITK Mitek Systems Inc. Reduce -5.4% 0.49% −0.14
ASTE Astec Industries Inc. Reduce -19.1% 1.65% −0.13
TRST Trustco Bank Corp. NY Sold out 0.00% −0.12
FFIC Flushing Financial Corp. Reduce -20.2% 2.00% −0.12
KKR KKR & Co. Inc. Reduce -29.3% 1.70% −0.12
TKO Tko Group Holdings Inc. Reduce -37.5% 0.37% −0.11
NSSC Napco Security Technologies Sold out 0.00% −0.11
SRI Stoneridge Inc. Reduce -7.7% 0.25% −0.11
FSS Federal Signal Corp. Reduce -31.1% 0.49% −0.11
MIDD Middleby Corp. Reduce -28.5% 0.61% −0.10
BBT Beacon Financial Corp. Sold out 0.00% −0.09
HZO Marinemax Inc. Sold out 0.00% −0.09
ROCK Gibraltar Industries Inc. Reduce -12.1% 1.94% −0.09
MPX Marine Products Corp. Reduce -9.3% 1.12% −0.09
VPG Vishay Precision Group Reduce -3.9% 0.59% −0.09
AGS Playags Inc. Reduce -55.4% 0.08% −0.08
CWST Casella Waste Systems Inc. Class A Reduce -16.7% 0.69% −0.08
CTS CTS Corp. Reduce -6.1% 1.83% −0.08
TNC Tennant Co. Reduce -17.0% 0.49% −0.08
SXI Standex International Corp. Reduce -31.3% 0.37% −0.08
TSQ Townsquare Media Inc. Class A Reduce -10.8% 0.55% −0.07
GENC Gencor Industries Inc. Reduce -14.8% 3.48% −0.07
DAN Dana Inc. Reduce -33.1% 0.12% −0.07
ARLO Arlo Technologies Inc. Reduce -13.0% 0.45% −0.07
MSA Msa Safety Inc. Reduce -13.8% 0.46% −0.07
CUTRQ Cutera Inc. Reduce -79.0% 0.01% −0.07
DAKT Daktronics Inc. Reduce -18.5% 0.26% −0.06
VATE Innovate Corp. Reduce -59.4% 0.02% −0.06
ATRO Astronics Corp. Reduce -6.8% 1.59% −0.06
MTX Minerals Technologies Inc. Reduce -30.0% 0.12% −0.06
SASR Sandy Spring Bancorp Inc. Reduce -39.3% 0.27% −0.05
CWCO Consolidated Water Co.-Ord SH Reduce -11.4% 0.45% −0.05
WNC Wabash National Corp. Reduce -5.5% 0.40% −0.05
IVAC Intevac Inc. Reduce -4.0% 0.45% −0.05
GDEN Golden Entertainment Inc. Reduce -11.1% 1.48% −0.05
MCHB Mechanics Bancorp Class A Sold out 0.00% −0.05
LEE Lee Enterprises Reduce -26.9% 0.08% −0.05

Portfolio Buys Q2 2024 → Q3 2024
CVGW Calavo Growers Inc. Add +49.0% 1.02% +0.51
MCS Marcus Corporation Add +52.9% 0.74% +0.40
RGCO RGC Resources Inc. Add +4.8% 0.98% +0.18
RDVT Red Violet Inc. New 0.13% +0.13
ARKO Arko Corp. Add +33.3% 0.32% +0.12
CDNA Caredx Inc. New 0.11% +0.11
PPBI Pacific Premier Bancorp Inc. New 0.10% +0.10
UTL Unitil Corp. New 0.10% +0.10
NAGE Niagen Bioscience Inc. New 0.03% +0.03
ZIMV Zimvie Inc. Add +12.5% 0.46% +0.02
MOV Movado Group Inc. Add +20.8% 0.25% −0.01
RDIB Reading International Inc. Class B Add +0.2% 0.28% −0.15

Notes & Other Activity Q2 2024 → Q3 2024
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal Sold out 400,000 $575Kbefore exit
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) NOTE 3.125% 1/1 · principal Sold out 500,000 $557Kbefore exit
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal New 400,000 $401K
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Add +40.0% 350,000 $398K
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Reduce -40.0% 300,000 $357K
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal Sold out 600,000 $335Kbefore exit
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV New 5,000 $303K
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal Reduce -47.8% 261,000 $295K
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) NOTE 2.000% 3/1 · principal New 275,000 $291K
BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) NOTE 4.250% 6/1 · principal Sold out 200,000 $267Kbefore exit
FLUOR CORP (FLR 1.125 08/15/29) NOTE 1.125% 8/1 · principal New 200,000 $245K
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal New 250,000 $236K
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal Add +20.0% 300,000 $230K
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal Add +25.0% 250,000 $230K
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B Reduce -18.2% 4,500 $226K
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) NOTE 2.375%12/1 · principal Sold out 200,000 $222Kbefore exit
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal Sold out 360,000 $215Kbefore exit
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 Sold out 5,000 $207Kbefore exit
SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) NOTE 2.625% 2/1 · principal Reduce -57.1% 300,000 $194K
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) NOTE 2.000% 6/1 · principal Sold out 200,000 $193Kbefore exit
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal New 250,000 $184K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2025 160$157.8MDCO, NATH, MYE, ATRO, GENC
Q1 2025 165$154.7MDCO, NATH, MYE, ATRO, EML
Q4 2024 171$189.8MDCO, NATH, DSGR, GENC, EML
Q3 2024 182$217.7MDCO, NATH, GENC, EML, DSGR
Q2 2024 192$232.0MNATH, DCO, GENC, EML, MYE
Q1 2024 201$274.5MNATH, MYE, EML, DCO, GENC