Teton Advisors, Inc.

In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 13, 2025), Teton Advisors, Inc. reported 160 stock positions worth $157.8 million. Its top holding was Ducommun (DCO) at 4.5% of the portfolio, followed by Nathan's Famous (NATH, 3.5%) and Myers Industries (MYE, 3.0%). Compared with Q1 2025, it opened 2 new positions, sold out of 7, added to 14 and reduced 79. The biggest buy was a new position in Strattec Security (STRT) and the biggest sale Nathan's Famous (NATH, shares −21%).

Most Recent 13F
Q2 2025
Location
Rye, NY
CIK
0001444874
Portfolio Value
$157.8M (Q2 2025)
SEC Filing
0001140361-25-030817 ↗ filed Aug 13, 2025

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $274.5M Q1 2024 Q2 2024: $232.0M Q2 2024 Q3 2024: $217.7M Q3 2024 Q4 2024: $189.8M Q4 2024 Q1 2025: $154.7M Q1 2025 Q2 2025: $157.8M $157.8M Q2 2025

Holdings 160 stocks · $157.8M
DCO Ducommun Inc. 4.53% 86,500 $7.1M Reduce -21.5%
NATH Nathan's Famous Inc. 3.53% 50,397 $5.6M Reduce -20.6%
MYE Myers Industries Inc. 3.00% 327,000 $4.7M Reduce -5.9%
ATRO Astronics Corp. 2.48% 117,000 $3.9M Reduce -25.5%
GENC Gencor Industries Inc. 2.28% 257,400 $3.6M Reduce -1.8%
DSGR Distribution Solutions Group 2.17% 124,791 $3.4M Reduce -3.2%
ROCK Gibraltar Industries Inc. 2.09% 56,000 $3.3M Reduce -0.9%
FSTR Foster (lb) Co. Class A 2.08% 149,837 $3.3M Reduce -0.6%
EML The Eastern Co. 2.07% 143,165 $3.3M Reduce -4.2%
GDEN Golden Entertainment Inc. 1.83% 98,000 $2.9M Reduce -1.5%
CCBG Capital City Bank Group Inc. 1.78% 71,500 $2.8M Reduce -1.9%
PKOH Park-Ohio Holdings Corp. 1.78% 157,000 $2.8M No change
CTS CTS Corp. 1.76% 65,200 $2.8M Reduce -2.7%
ASTE Astec Industries Inc. 1.62% 61,400 $2.6M Reduce -13.5%
ALNT Allient Inc. 1.61% 70,000 $2.5M Add +2.0%
EXEL Exelixis Inc. 1.46% 52,200 $2.3M Reduce -1.9%
RUSHB Rush Enterprises Inc. Class B 1.46% 43,800 $2.3M Reduce -0.9%
RGCO RGC Resources Inc. 1.38% 97,130 $2.2M Add +2.1%
KKR KKR & Co. Inc. 1.35% 16,000 $2.1M Reduce -11.1%
MPX Marine Products Corp. 1.32% 244,000 $2.1M Reduce -0.8%
CVGW Calavo Growers Inc. 1.28% 76,000 $2.0M Add +0.3%
IA Innovative Solutions & Supp 1.25% 142,000 $2.0M Add +3.6%
FFIC Flushing Financial Corp. 1.23% 163,000 $1.9M Reduce -16.8%
LMNR Limoneira Co. 1.17% 118,000 $1.8M Reduce -1.7%
GHM Graham Corp. 1.11% 35,400 $1.8M Reduce -19.6%
INSE Inspired Entertainment Inc. 1.10% 213,000 $1.7M No change
GRC Gorman-Rupp Co. 1.10% 47,200 $1.7M Reduce -1.7%
TITN Titan Machinery Inc. 1.08% 86,000 $1.7M No change
STEL Stellar Bancorp Inc. 0.99% 56,000 $1.6M Reduce -3.1%
CMT Core Molding Technologies Inc. 0.97% 92,690 $1.5M Reduce -1.3%
TRC Tejon Ranch Co. 0.90% 84,000 $1.4M Reduce -0.6%
STRT Strattec Security Corp. 0.89% 22,600 $1.4M New
ATEX Anterix Inc. 0.81% 50,000 $1.3M No change
NVGS Navigator Holdings Ltd. 0.78% 86,800 $1.2M Reduce -9.1%
VALU Value Line Inc. 0.78% 31,300 $1.2M No change
AOUT American Outdoor Brands Inc. 0.77% 116,500 $1.2M No change
INFU Infusystem Holdings Inc. 0.75% 190,000 $1.2M No change
MCS Marcus Corporation 0.74% 69,000 $1.2M Reduce -4.8%
CWST Casella Waste Systems Inc. Class A 0.72% 9,910 $1.1M Reduce -9.9%
YORW York Water Co. filed as YORK WTR CO 0.72% 36,160 $1.1M Reduce -1.4%
MYRG MYR Group Inc./Delaware 0.69% 6,000 $1.1M Reduce -14.3%
GTN Gray Media Inc. 0.68% 236,740 $1.1M Reduce -4.4%
MITK Mitek Systems Inc. 0.68% 108,000 $1.1M Reduce -2.7%
TG Tredegar Corp. 0.67% 119,500 $1.1M Reduce -0.3%
ARLO Arlo Technologies Inc. 0.67% 62,000 $1.1M No change
ARTNA Artesian Resources Corp. Class A 0.67% 31,320 $1.1M No change
AUB Atlantic Union Bankshares Co. 0.66% 33,500 $1.0M Add +50.9%
FNB FNB Corp. 0.66% 71,000 $1.0M No change
LEGH Legacy Housing Corp. 0.65% 45,000 $1.0M No change
SMP Standard Motor Prods 0.63% 32,500 $998K No change
ULBI Ultralife Corp. 0.63% 110,200 $990K Reduce -0.5%
UCTT Ultra Clean Holdings Inc. 0.62% 43,500 $982K No change
CWCO Consolidated Water Co.-Ord SH 0.62% 32,500 $976K Reduce -5.0%
IIIV I3 Verticals Inc. Class A 0.61% 35,000 $962K Reduce -5.4%
GTN.A Gray Media Inc. Class A 0.60% 87,000 $945K No change
WASH Washington Trust Bancorp 0.60% 33,280 $941K No change
FRPH FRP Holdings Inc. filed as FRP HLDGS INC 0.60% 35,000 $941K No change
TSQ Townsquare Media Inc. Class A 0.59% 117,000 $925K No change
RNST Renasant Corp. 0.58% 25,530 $917K No change
CWT California Water Service Grp 0.58% 20,060 $912K Reduce -4.5%
NEOG Neogen Corp. 0.56% 186,160 $890K No change
ODC Oil-Dri Corp. of America 0.56% 15,000 $885K Reduce -11.8%
SAMG Silvercrest Asset Manageme-A 0.56% 55,400 $879K Reduce -1.9%
MOV Movado Group Inc. 0.55% 57,100 $871K Add +11.7%
SSP Ew Scripps Co./the-A filed as SCRIPPS E W CO OHIO 0.55% 296,000 $870K Reduce -1.3%
TWIN Twin Disc Inc. 0.55% 98,500 $870K Reduce -2.0%
PKE Park Aerospace Corp. 0.54% 57,500 $849K Reduce -0.9%
VPG Vishay Precision Group 0.53% 30,035 $844K Reduce -28.5%
IMAX Imax Corp. 0.53% 30,000 $839K No change
FSBW FS Bancorp Inc. 0.52% 21,000 $827K Reduce -12.5%
WSBF Waterstone Financial Inc. 0.52% 59,000 $815K No change
BMI Badger Meter Inc. 0.50% 3,250 $796K No change
MSA Msa Safety Inc. 0.50% 4,700 $787K Reduce -7.8%
LCUT Lifetime Brands Inc. 0.48% 149,000 $760K Reduce -6.3%
RDIB Reading International Inc. Class B 0.46% 75,030 $727K No change
OPLN Openlane Inc. 0.45% 29,000 $709K Reduce -3.3%
ZIMV Zimvie Inc. 0.44% 75,000 $701K Add +1.4%
ATEN A10 Networks Inc. 0.44% 36,000 $697K No change
WLDN Willdan Group Inc. 0.44% 11,000 $688K Reduce -26.7%
SFST Southern First Bancshares 0.43% 18,000 $685K Reduce -14.3%
TNC Tennant Co. 0.43% 8,700 $674K Reduce -12.1%
SKYT Skywater Technology Inc. 0.41% 65,484 $644K No change
HWKN Hawkins Inc. 0.41% 4,500 $639K No change
WNEB Western New England Bancorp 0.39% 67,000 $618K No change
FSS Federal Signal Corp. 0.39% 5,800 $617K Reduce -7.9%
KE Kimball Electronics Inc. 0.39% 32,000 $615K Add +6.7%
TYL Tyler Technologies Inc. 0.38% 1,000 $593K No change
FLWS 1-800-Flowers.com Inc. Class A 0.37% 120,000 $590K Reduce -12.4%
MFIN Medallion Financial Corp. 0.37% 61,500 $586K Reduce -8.2%
WGO Winnebago Industries 0.37% 20,000 $580K Add +2.6%
BRBR Bellring Brands Inc. 0.37% 10,000 $579K Reduce -23.1%
OPCH Option Care Health Inc. 0.36% 17,368 $564K Add +2.2%
ARKO Arko Corp. 0.34% 125,000 $529K No change
FMNB Farmers Natl Banc Corp. 0.33% 37,800 $521K No change
SPLP Steel Partners Holdings LP 0.33% 13,000 $514K No change
PBI Pitney Bowes Inc. 0.31% 45,000 $491K No change
GRSD Grandstand Ltd. filed as GAMBLING COM GROUP LIMITED 0.30% 40,000 $476K Reduce -11.1%
UTI Universal Technical Institut 0.30% 14,000 $474K Reduce -67.4%
GTX Garrett Motion Inc. 0.30% 45,000 $473K Reduce -10.0%
WNC Wabash National Corp. 0.29% 43,800 $466K No change
AZZ Azz Inc. 0.29% 4,900 $463K Reduce -18.3%
FARM Farmer Bros Co. 0.28% 326,809 $448K Reduce -0.6%
ELMD Electromed Inc. 0.28% 20,000 $440K Reduce -13.0%
GVA Granite Construction Inc. 0.28% 4,700 $439K No change
UG United Guardian Inc. 0.27% 53,961 $432K Reduce -0.4%
ACU Acme United Corp. filed as ACME UTD CORP 0.26% 10,000 $415K Reduce -23.1%
RUSHA Rush Enterprises Inc. Class A 0.26% 8,000 $412K No change
SBGI Sinclair Inc. 0.25% 28,800 $398K Add +1.4%
RDVT Red Violet Inc. 0.25% 8,000 $394K Reduce -11.1%
NEO Neogenomics Inc. 0.25% 53,100 $388K No change
OOMA Ooma Inc. 0.25% 30,000 $387K No change
VLY Valley National Bancorp 0.24% 43,200 $386K Reduce -1.8%
NAGE Niagen Bioscience Inc. 0.23% 25,000 $360K No change
ERII Energy Recovery Inc. 0.23% 28,000 $358K No change
AP Ampco-Pittsburgh Corp. 0.21% 112,000 $332K No change
MIDD Middleby Corp. 0.21% 2,300 $331K Reduce -8.0%
HNVR Hanover Bancorp Inc. 0.20% 14,000 $320K No change
NRIM Northrim Bancorp Inc. 0.20% 3,400 $317K Reduce -10.5%
VLGEA Village Super Market Class A 0.19% 7,700 $296K Reduce -20.6%
MOD Modine Manufacturing Co. 0.19% 3,000 $296K No change
PRSU Pursuit Attractions and Hosp 0.18% 10,000 $288K Reduce -23.1%
DGII Digi International Inc. 0.18% 8,000 $279K No change
KTOS Kratos Defense & Security 0.18% 6,000 $279K New
DAN Dana Inc. 0.17% 16,000 $274K Reduce -35.4%
RES RPC Inc. 0.17% 58,000 $274K No change
MSEX Middlesex Water Co. 0.17% 5,000 $271K No change
UBSI United Bankshares Inc. 0.17% 7,400 $270K No change
INBK First Internet Bancorp 0.17% 10,000 $269K Reduce -41.2%
ICFI Icf International Inc. 0.16% 3,000 $254K No change
LE Lands' End Inc. 0.16% 23,000 $246K No change
CZR Caesars Entertainment Inc. 0.15% 8,500 $241K No change
CMCO Columbus McKinnon Corp. 0.15% 15,500 $237K Reduce -49.2%
CZNC Citizens & Northern Corp. 0.14% 12,000 $227K No change
SPWH Sportsman's Warehouse Holdin 0.14% 65,500 $226K Add +7.4%
RDI Reading International Inc. Class A 0.14% 161,500 $216K Reduce -1.3%
STE Steris PLC 0.14% 900 $216K No change
TWI Titan International Inc. 0.13% 20,500 $211K No change
DENN Denny's Corp. 0.13% 51,000 $209K No change
GENI Genius Sports Ltd. 0.13% 20,000 $208K No change
LMAT Lemaitre Vascular Inc. 0.13% 2,500 $208K Reduce -16.7%
SRI Stoneridge Inc. 0.13% 29,000 $204K Reduce -10.8%
OFIX Orthofix Medical Inc. 0.13% 18,200 $203K Reduce -2.7%
OPK Opko Health Inc. 0.12% 142,000 $187K Reduce -1.7%
MTW Manitowoc Company Inc. 0.12% 15,500 $186K No change
FRST Primis Financial Corp. 0.10% 15,000 $163K No change
GYRO Gyrodyne LLC 0.10% 17,700 $152K Reduce -1.7%
BSET Bassett Furniture Inds 0.10% 10,000 $152K No change
DHX Dhi Group Inc. 0.08% 45,000 $134K No change
WVVI Willamette Valley Vineyards 0.08% 23,000 $128K No change
TACT Transact Technologies Inc. 0.08% 32,500 $119K No change
SSYS Stratasys Ltd. 0.07% 10,000 $115K No change
LEE Lee Enterprises 0.06% 16,000 $102K Add +1.3%
CVGI Commercial Vehicle Group Inc. 0.05% 43,728 $73K Reduce -13.6%
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.04% 40,000 $62K No change
ARAY Accuray Inc. 0.04% 43,500 $60K No change
MTLS Materialise NV-ADR 0.04% 10,000 $57K No change
DALN Dallasnews Corp. 0.03% 10,000 $43K No change
AAME Atlantic American Corp. 0.03% 19,000 $40K Reduce -1.0%
DWSN Dawson Geophysical Co. 0.02% 20,000 $29K Reduce -16.7%
BGFV Big 5 Sporting Goods Corp. 0.02% 20,000 $28K Add +14.3%
Other holdings (24): bonds, preferreds, convertibles and warrants · $6.5M (not counted above)
SecurityClassShares / PrincipalValueChange
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 500,000$540KNo change
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal 400,000$453KNo change
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal 400,000$420KNo change
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 300,000$403KNo change
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal 300,000$320KNo change
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal 200,000$297KNo change
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 5,000$294KNo change
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal 200,000$286KNo change
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG 4,000$267KNew
FLUOR CORP (FLR 1.125 08/15/29) NOTE 1.125% 8/1 · principal 200,000$262KNo change
TXNM ENERGY INC (TXNM 5.75 06/01/54) NOTE 5.750% 6/0 · principal 200,000$260KNew
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 328,000$259KReduce -37.9%
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) NOTE 0.500% 6/0 · principal 200,000$255KNew
REDWOOD TRUST INC (RWT 7.75 06/15/27) NOTE 7.750% 6/1 · principal 250,000$250KNo change
MKS INC (MKSI 1.25 06/01/30) NOTE 1.250% 6/0 · principal 250,000$247KNew
EVOLENT HEALTH INC (EVH 3.5 12/01/29) NOTE 3.500%12/0 · principal 275,000$234KNew
PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) NOTE 3.500% 3/0 · principal 200,000$232KNo change
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal 400,000$231KAdd +33.3%
LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) NOTE 1.500%12/1 · principal 150,000$231KNew
SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) 6 SER A CNV PREF 2,000$230KNew
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal 250,000$225KNo change
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D 4,000$214KNew
CARDLYTICS INC (CDLX 4.25 04/01/29) NOTE 4.250% 4/0 · principal 275,000$114KNew
AP.WS Ampco-Pittsburgh Corp. -CW25 *W EXP 08/01/202 47,000$893No change

Total filed on the 13F, all lines: $164.3M.

Portfolio Sells Q1 2025 → Q2 2025
NATH Nathan's Famous Inc. Reduce -20.6% 3.53% −0.42
UTI Universal Technical Institut Reduce -67.4% 0.30% −0.41
FFIC Flushing Financial Corp. Reduce -16.8% 1.23% −0.38
EML The Eastern Co. Reduce -4.2% 2.07% −0.37
IVAC Intevac Inc. Sold out 0.00% −0.36
SASR Sandy Spring Bancorp Inc. Sold out 0.00% −0.29
BRBR Bellring Brands Inc. Reduce -23.1% 0.37% −0.26
LMNR Limoneira Co. Reduce -1.7% 1.17% −0.20
FARM Farmer Bros Co. Reduce -0.6% 0.28% −0.19
CMCO Columbus McKinnon Corp. Reduce -49.2% 0.15% −0.18
DSGR Distribution Solutions Group Reduce -3.2% 2.17% −0.16
RUSHB Rush Enterprises Inc. Class B Reduce -0.9% 1.46% −0.16
FLWS 1-800-Flowers.com Inc. Class A Reduce -12.4% 0.37% −0.15
MTX Minerals Technologies Inc. Sold out 0.00% −0.14
UTL Unitil Corp. Sold out 0.00% −0.13
NGVC Natural Grocers BY Vitamin C Sold out 0.00% −0.13
INBK First Internet Bancorp Reduce -41.2% 0.17% −0.12
VPG Vishay Precision Group Reduce -28.5% 0.53% −0.12
PRSU Pursuit Attractions and Hosp Reduce -23.1% 0.18% −0.11
YORW York Water Co. Reduce -1.4% 0.72% −0.10
TNC Tennant Co. Reduce -12.1% 0.43% −0.08
CWT California Water Service Grp Reduce -4.5% 0.58% −0.08
DAKT Daktronics Inc. Sold out 0.00% −0.08
ELMD Electromed Inc. Reduce -13.0% 0.28% −0.08
ACU Acme United Corp. Reduce -23.1% 0.26% −0.07
OFIX Orthofix Medical Inc. Reduce -2.7% 0.13% −0.07
CWST Casella Waste Systems Inc. Class A Reduce -9.9% 0.72% −0.07
FSBW FS Bancorp Inc. Reduce -12.5% 0.52% −0.07
GRSD Grandstand Ltd. Reduce -11.1% 0.30% −0.07
VLGEA Village Super Market Class A Reduce -20.6% 0.19% −0.05
ROCK Gibraltar Industries Inc. Reduce -0.9% 2.09% −0.05
MCS Marcus Corporation Reduce -4.8% 0.74% −0.04
NVGS Navigator Holdings Ltd. Reduce -9.1% 0.78% −0.04
UG United Guardian Inc. Reduce -0.4% 0.27% −0.04
SAMG Silvercrest Asset Manageme-A Reduce -1.9% 0.56% −0.04
STEL Stellar Bancorp Inc. Reduce -3.1% 0.99% −0.04
DAN Dana Inc. Reduce -35.4% 0.17% −0.04
CTS CTS Corp. Reduce -2.7% 1.76% −0.04
OPK Opko Health Inc. Reduce -1.7% 0.12% −0.04
MIDD Middleby Corp. Reduce -8.0% 0.21% −0.04
LMAT Lemaitre Vascular Inc. Reduce -16.7% 0.13% −0.03
AZZ Azz Inc. Reduce -18.3% 0.29% −0.03
LCUT Lifetime Brands Inc. Reduce -6.3% 0.48% −0.03
SSP Ew Scripps Co./the-A Reduce -1.3% 0.55% −0.02
MYPS Playstudios Inc. Sold out 0.00% −0.02
MPX Marine Products Corp. Reduce -0.8% 1.32% −0.02
SFST Southern First Bancshares Reduce -14.3% 0.43% −0.01
GTN Gray Media Inc. Reduce -4.4% 0.68% −0.01
RDI Reading International Inc. Class A Reduce -1.3% 0.14% −0.01
VLY Valley National Bancorp Reduce -1.8% 0.24% −0.01

Portfolio Buys Q1 2025 → Q2 2025
STRT Strattec Security Corp. New 0.89% +0.89
IA Innovative Solutions & Supp Add +3.6% 1.25% +0.69
ALNT Allient Inc. Add +2.0% 1.61% +0.64
AUB Atlantic Union Bankshares Co. Add +50.9% 0.66% +0.22
KTOS Kratos Defense & Security New 0.18% +0.18
CVGW Calavo Growers Inc. Add +0.3% 1.28% +0.11
SPWH Sportsman's Warehouse Holdin Add +7.4% 0.14% +0.10
RGCO RGC Resources Inc. Add +2.1% 1.38% +0.09
KE Kimball Electronics Inc. Add +6.7% 0.39% +0.07
BGFV Big 5 Sporting Goods Corp. Add +14.3% 0.02% +0.01
MOV Movado Group Inc. Add +11.7% 0.55% −0.00
OPCH Option Care Health Inc. Add +2.2% 0.36% −0.03
SBGI Sinclair Inc. Add +1.4% 0.25% −0.04
LEE Lee Enterprises Add +1.3% 0.06% −0.04
WGO Winnebago Industries Add +2.6% 0.37% −0.07
ZIMV Zimvie Inc. Add +1.4% 0.44% −0.07

Notes & Other Activity Q1 2025 → Q2 2025
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Sold out 300,000 $384Kbefore exit
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Sold out 350,000 $326Kbefore exit
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal Sold out 300,000 $283Kbefore exit
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG New 4,000 $267K
TXNM ENERGY INC (TXNM 5.75 06/01/54) NOTE 5.750% 6/0 · principal New 200,000 $260K
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal Reduce -37.9% 328,000 $259K
ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) NOTE 0.500% 6/0 · principal New 200,000 $255K
MKS INC (MKSI 1.25 06/01/30) NOTE 1.250% 6/0 · principal New 250,000 $247K
EVOLENT HEALTH INC (EVH 3.5 12/01/29) NOTE 3.500%12/0 · principal New 275,000 $234K
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal Add +33.3% 400,000 $231K
LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) NOTE 1.500%12/1 · principal New 150,000 $231K
SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) 6 SER A CNV PREF New 2,000 $230K
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D New 4,000 $214K
CARDLYTICS INC (CDLX 4.25 04/01/29) NOTE 4.250% 4/0 · principal New 275,000 $114K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2025 160$157.8MDCO, NATH, MYE, ATRO, GENC
Q1 2025 165$154.7MDCO, NATH, MYE, ATRO, EML
Q4 2024 171$189.8MDCO, NATH, DSGR, GENC, EML
Q3 2024 182$217.7MDCO, NATH, GENC, EML, DSGR
Q2 2024 192$232.0MNATH, DCO, GENC, EML, MYE
Q1 2024 201$274.5MNATH, MYE, EML, DCO, GENC