Zimmermann Investment Management & Planning LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 23, 2024), Zimmermann Investment Management & Planning LLC reported 134 stock positions worth $277.6 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 7.8% of the portfolio, followed by iShares S&P 100 ETF (OEF, 5.3%) and iShares Russell Top 200 Grow (IWY, 4.0%). Compared with Q4 2023, it opened 24 new positions, sold out of 10, added to 60 and reduced 47. The biggest buy was a new position in FT Vest US Equity Buffer ETF (FFEB) and the biggest sale Vaneck Morningstar Wide Moat (MOAT, shares −72%).

Most Recent 13F
Q4 2024
Location
New Cumberland, PA
CIK
0001908404
Portfolio Value
$277.6M (Q1 2024)
SEC Filing
0001908404-24-000003 ↗ filed Apr 23, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $277.6M $277.6M Q1 2024 Q2 2024: $299.3M Q2 2024 Q3 2024: $325.9M Q3 2024 Q4 2024: $2.3M Q4 2024

Holdings 134 stocks · $277.6M
QQQ Invesco QQQ Trust Series 1 7.77% 48,588 $21.6M Add +4.5%
OEF iShares S&P 100 ETF 5.27% 59,091 $14.6M Add +7.7%
IWY iShares Russell Top 200 Grow 4.03% 57,284 $11.2M Add +92.9%
XMHQ Invesco S&P Midcap Qual ETF 3.52% 88,878 $9.8M Add +4.2%
AAPL Apple Inc. 3.39% 54,865 $9.4M Reduce -0.7%
NVDA Nvidia Corp. 3.18% 9,774 $8.8M Add +2.7%
SMH Vaneck Semiconductor ETF 2.82% 34,776 $7.8M Reduce -0.4%
JEPI JPMorgan Equity Premium Inco 2.73% 131,015 $7.6M Add +4.7%
PAVE Global X US Infrastructure 2.30% 160,706 $6.4M Add +8.4%
BUG Global X Cybersecurity ETF 2.26% 211,299 $6.3M Add +16.2%
XAR SS SPDR S&P Aerospace Def 2.17% 42,953 $6.0M Add +13.1%
FFEB FT Vest US Equity Buffer ETF 2.01% 122,962 $5.6M New
CALF PCR US SM CP CSH CWS ETF-Usd 1.96% 110,847 $5.4M Add +100.4%
AMZN Amazon.com Inc. 1.96% 30,205 $5.4M Add +1.6%
FNDX Schwab Fndmntl US LRG Co. ETF 1.90% 78,070 $5.3M Reduce -46.0%
IUS Invesco Rafi Strategic US Et 1.89% 110,470 $5.2M New
ANGL Vaneck Fallen Angel High YLD 1.86% 178,027 $5.2M Add +37.1%
IOO iShares Global 100 ETF 1.77% 54,972 $4.9M Reduce -44.9%
ILF iShares Latin America 40 ETF 1.76% 171,501 $4.9M Reduce -19.6%
JQUA JPMorgan US Quality Factor 1.72% 90,252 $4.8M New
GOOGL Alphabet Inc. Class A 1.67% 30,673 $4.6M Reduce -0.4%
IAGG iShares Intl Aggregate Bond 1.55% 86,128 $4.3M Add +10.1%
KIE SS SPDR S&P Insurance ETF 1.50% 80,041 $4.2M New
MSFT Microsoft Corp. 1.30% 8,596 $3.6M Reduce -4.6%
XLC SS Comm Select Sector SPDR 1.25% 42,584 $3.5M Reduce -11.4%
IGHG Proshares Ig Hedged 1.22% 44,366 $3.4M New
SPMO Invesco S&P 500 Momentum ETF 1.19% 41,313 $3.3M New
IHDG Wisdomtree International Hed 1.16% 70,059 $3.2M Add +21.7%
QQEW First TR Nasdaq-100 Sel Eq 1.14% 25,608 $3.2M Reduce -56.7%
PTNQ Pacer Trendpilot 100 ETF 1.02% 41,064 $2.8M Reduce -54.5%
SPSM SS SPDR P S&P 600 Small Cap 0.96% 61,763 $2.7M Add +55.7%
IWL iShares Russell Top 200 ETF 0.91% 19,884 $2.5M Reduce -1.1%
IVE iShares S&P 500 Value ETF 0.91% 13,471 $2.5M Add +122.6%
COWZ Pacer US Cash Cows 100 ETF 0.89% 42,347 $2.5M Reduce -6.8%
SCHG Schwab US Large-Cap Growth 0.82% 24,662 $2.3M Add +1.9%
SCHX Schwab US Large-Cap ETF 0.81% 36,046 $2.2M Reduce -6.2%
AVGO Broadcom Inc. 0.81% 1,687 $2.2M Add +5.4%
PANW Palo Alto Networks Inc. 0.80% 7,797 $2.2M Add +4.4%
MOAT Vaneck Morningstar Wide Moat 0.80% 24,597 $2.2M Reduce -72.4%
BINC iShares Flex I A ETF-Usd Inc. 0.79% 41,872 $2.2M New
QWLD State Street SPDR MSCI World 0.72% 16,627 $2.0M New
BYLD iShares Yield Optimized Bond 0.71% 87,864 $2.0M Add +231.1%
JPST JPMorgan Ultra-Short Income 0.70% 38,657 $2.0M Reduce -71.6%
DGRW Wisdomtree U.S. Quality Divi 0.68% 24,892 $1.9M Add +11.0%
SCHO Schwab Short-Term US Treas 0.67% 38,763 $1.9M Reduce -40.7%
KCE SS SPDR S&P Cap MKTS ETF 0.66% 16,696 $1.8M Reduce -60.6%
MCK McKesson Corp. 0.66% 3,436 $1.8M Add +2.4%
TCAF T Rowe PRC Cap Appreciation 0.65% 59,515 $1.8M Add +98.7%
COST Costco Wholesale Corp. 0.54% 2,035 $1.5M Add +15.8%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 0.53% 24,985 $1.5M Reduce -56.8%
USTB Victoryshares Short-Term Bon 0.49% 27,557 $1.4M Add +109.8%
XLV SS Health Care Select Sector 0.49% 9,156 $1.4M Add +1.9%
CWS Advisorshares Equity Focused 0.48% 21,057 $1.3M Reduce -2.5%
BOTZ Global X Robotics & Artifici 0.45% 39,017 $1.2M Add +2.1%
KKR KKR & Co. Inc. 0.44% 12,214 $1.2M Add +7.8%
EWW iShares MSCI Mexico ETF 0.42% 16,909 $1.2M Add +416.5%
V Visa Inc. Class A 0.42% 4,188 $1.2M Add +7.5%
WMT Walmart Inc. 0.39% 17,868 $1.1M Add +4.0%
GCOW Pacer Global Cash Cows Divid 0.36% 29,170 $1.0M Reduce -6.0%
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.36% 11,290 $1.0M Reduce -11.5%
JPM JPMorgan Chase & Co. 0.34% 4,781 $958K Add +11.4%
TSLA Tesla Inc. 0.31% 4,849 $852K Add +0.3%
UNH Unitedhealth Group Inc. 0.30% 1,692 $837K Add +0.4%
JANJ Innov Prem Inc. 30 Barr - Jan 0.30% 33,454 $826K New
SCHW Schwab (charles) Corp. 0.29% 11,214 $811K Add +0.8%
XLE SS Energy Select Sector 0.28% 8,357 $789K Reduce -34.4%
CLF Cleveland-Cliffs Inc. 0.27% 33,219 $755K Add +2.4%
RIGS Alps Strategic Income Fund 0.27% 32,691 $748K Add +83.7%
JCI Johnson Controls Internation 0.27% 11,331 $740K Add +86.0%
AN Autonation Inc. 0.25% 4,214 $698K Add +2.0%
JULJ Innov Prem Inc. 30 Barr-July 0.25% 27,331 $681K Reduce -3.1%
GBTC Grayscale Bitcoin Trust ETF 0.24% 10,455 $660K New
GLD SPDR Gold Shares 0.24% 3,202 $659K Reduce -3.4%
USCI United States Commodity Inde 0.23% 10,332 $630K Reduce -2.4%
HSY The Hershey Co. 0.21% 3,054 $594K Reduce -1.3%
FCX Freeport-McMoran Inc. 0.21% 12,386 $582K Add +8.6%
LLY Eli Lilly & Co. 0.21% 740 $576K Add +55.8%
XHB SS SPDR S&P Homebldrs ETF 0.20% 4,977 $555K Reduce -8.8%
NVO Novo-Nordisk A/S-Spons ADR 0.20% 4,256 $546K Add +20.6%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.19% 9,958 $540K Add +23.8%
CMCSA Comcast Corp. Class A 0.19% 12,403 $538K Reduce -0.9%
OCTJ Inn Prem Income 30 Barr Oct 0.19% 22,293 $536K Add +2.2%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.18% 6,308 $506K Add +5.1%
SCHD Schwab US DVD Equity ETF 0.18% 6,123 $494K Reduce -42.6%
META Meta Platforms Inc. Class A 0.17% 984 $478K Add +29.6%
FISV Fiserv Inc. 0.17% 2,941 $470K Add +24.4%
LIT Global X Lithium & Battery T 0.17% 10,292 $466K Reduce -85.9%
URA Global X Uranium ETF 0.16% 15,457 $446K New
XOM Exxon Mobil Corp. 0.16% 3,833 $446K No change
XFEB FT Vest Enh Mod Buff - Feb 0.16% 14,307 $437K New
AOR iShares Core 60/40 Balanced 0.16% 7,787 $434K Reduce -17.9%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.15% 7,806 $428K Add +53.7%
EXAS Exact Sciences Corp. 0.15% 6,128 $423K Add +42.0%
DHI D.R. Horton Inc. 0.15% 2,566 $422K Add +2.1%
MDT Medtronic PLC 0.15% 4,700 $410K Add +50.2%
CRWD CrowdStrike Holdings Inc. Class A 0.15% 1,276 $409K Add +11.1%
ADBE Adobe Inc. 0.14% 788 $398K Add +6.8%
PCAR Paccar Inc. 0.14% 3,159 $391K No change
EIX Edison International 0.14% 5,321 $376K Add +38.9%
BSTP Innovator Buff Su Strat ETF 0.13% 12,214 $370K Reduce -1.8%
APRJ Innov Prem Inc. 30 Barr-April 0.13% 15,050 $369K Add +2.3%
BA The Boeing Co. 0.12% 1,775 $343K Reduce -0.3%
TMO Thermo Fisher Scientific Inc. 0.12% 574 $334K Reduce -26.1%
QJUN FT Vest Nasdaq-100 Buffer Et 0.12% 13,064 $333K Reduce -14.4%
IYF iShares US Financials ETF 0.12% 3,432 $328K Reduce -30.4%
LMT Lockheed Martin Corp. 0.12% 713 $325K Add +0.6%
GOOG Alphabet Inc. Class C 0.11% 2,082 $317K Reduce -0.5%
FTGS First Trust Grwth Strgth ETF 0.11% 10,016 $308K New
TTE Totalenergies SE -Spon ADR 0.11% 4,450 $306K Reduce -26.8%
PNC PNC Financial Services Group 0.11% 1,867 $302K New
FNDB Schwab Fndmntl US BRD Mr ETF 0.11% 4,489 $297K Reduce -11.4%
CVX Chevron Corp. 0.11% 1,884 $297K Reduce -27.4%
PRU Prudential Financial Inc. 0.10% 2,426 $285K Reduce -7.5%
XLG Invesco S&P 500 Top 50 ETF 0.10% 6,416 $270K No change
HD Home Depot Inc. 0.10% 693 $266K Reduce -13.5%
AMD Advanced Micro Devices 0.10% 1,467 $265K New
FTEC Fidelity MSCI Info Tech Indx 0.09% 1,687 $263K Reduce -0.8%
PH Parker Hannifin Corp. 0.09% 435 $242K New
RSP Invesco S&P 500 Equal Weight 0.09% 1,425 $241K New
EPD Enterprise Products Partners 0.08% 7,973 $233K Add +1.6%
BRK.B Berkshire Hathaway Inc. Class B 0.08% 544 $229K New
MLPX Global X MLP & Energy Infras 0.08% 4,574 $224K New
ROK Rockwell Automation Inc. 0.08% 768 $224K Add +0.4%
XLF SS Financial Select Sector 0.08% 5,270 $222K Reduce -15.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.08% 1,158 $221K Reduce -11.4%
XLK SS Technology Select Sector 0.08% 1,039 $216K Reduce -6.6%
QCOM Qualcomm Inc. 0.08% 1,260 $213K New
XLU St Sr Utl SL SE SPDR ETF-Usd 0.08% 3,211 $211K New
PJUL Innovator U.S. Equity Power 0.08% 5,549 $211K Reduce -34.6%
CAT Caterpillar Inc. 0.08% 573 $210K New
ASML ASML Holding NV-NY Reg SHS 0.07% 210 $204K New
PSN Parsons Corp. 0.07% 2,427 $201K New
VALE Vale SA-SP ADR 0.04% 10,139 $124K Add +0.5%
PSEC Prospect Capital Corp. 0.04% 20,458 $113K Add +1.9%

Portfolio Sells Q4 2023 → Q1 2024
MOAT Vaneck Morningstar Wide Moat Reduce -72.4% 0.80% −2.30
FJUN FT Vest US Equity Buff ETF-J Sold out 0.00% −2.21
JPST JPMorgan Ultra-Short Income Reduce -71.6% 0.70% −2.10
FNDX Schwab Fndmntl US LRG Co. ETF Reduce -46.0% 1.90% −1.77
QQEW First TR Nasdaq-100 Sel Eq Reduce -56.7% 1.14% −1.70
IOO iShares Global 100 ETF Reduce -44.9% 1.77% −1.52
PTNQ Pacer Trendpilot 100 ETF Reduce -54.5% 1.02% −1.39
LIT Global X Lithium & Battery T Reduce -85.9% 0.17% −1.35
KCE SS SPDR S&P Cap MKTS ETF Reduce -60.6% 0.66% −1.10
AAPL Apple Inc. Reduce -0.7% 3.39% −0.96
ILF iShares Latin America 40 ETF Reduce -19.6% 1.76% −0.78
JMEE JPM Sma & Mid Cap En Eq Et-U Reduce -56.8% 0.53% −0.74
SCHO Schwab Short-Term US Treas Reduce -40.7% 0.67% −0.62
JOET Virtus Terranova US Qual Mom Sold out 0.00% −0.20
XLC SS Comm Select Sector SPDR Reduce -11.4% 1.25% −0.18
XJUN FT Vest U.S. Equity Enhance Sold out 0.00% −0.17
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.17
SCHD Schwab US DVD Equity ETF Reduce -42.6% 0.18% −0.15
XLE SS Energy Select Sector Reduce -34.4% 0.28% −0.15
ALB Albemarle Corp. Sold out 0.00% −0.12
DIVI Franklin International Core Sold out 0.00% −0.11
AMT American Tower Corp. Sold out 0.00% −0.10
CTVA Corteva Inc. Sold out 0.00% −0.10
GOOGL Alphabet Inc. Class A Reduce -0.4% 1.67% −0.09
ABBV Abbvie Inc. Sold out 0.00% −0.09
MSFT Microsoft Corp. Reduce -4.6% 1.30% −0.08
GLPI Gaming and Leisure Propertie Sold out 0.00% −0.08
SCHX Schwab US Large-Cap ETF Reduce -6.2% 0.81% −0.08
COWZ Pacer US Cash Cows 100 ETF Reduce -6.8% 0.89% −0.08
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Reduce -11.5% 0.36% −0.08
GCOW Pacer Global Cash Cows Divid Reduce -6.0% 0.36% −0.07
BA The Boeing Co. Reduce -0.3% 0.12% −0.07
TTE Totalenergies SE -Spon ADR Reduce -26.8% 0.11% −0.06
IYF iShares US Financials ETF Reduce -30.4% 0.12% −0.05
CVX Chevron Corp. Reduce -27.4% 0.11% −0.05
AOR iShares Core 60/40 Balanced Reduce -17.9% 0.16% −0.05
PJUL Innovator U.S. Equity Power Reduce -34.6% 0.08% −0.05
TMO Thermo Fisher Scientific Inc. Reduce -26.1% 0.12% −0.05
JULJ Innov Prem Inc. 30 Barr-July Reduce -3.1% 0.25% −0.04
CWS Advisorshares Equity Focused Reduce -2.5% 0.48% −0.04
IWL iShares Russell Top 200 ETF Reduce -1.1% 0.91% −0.04
CMCSA Comcast Corp. Class A Reduce -0.9% 0.19% −0.03
QJUN FT Vest Nasdaq-100 Buffer Et Reduce -14.4% 0.12% −0.03
HSY The Hershey Co. Reduce -1.3% 0.21% −0.02
GLD SPDR Gold Shares Reduce -3.4% 0.24% −0.02
FNDB Schwab Fndmntl US BRD Mr ETF Reduce -11.4% 0.11% −0.02
HD Home Depot Inc. Reduce -13.5% 0.10% −0.02
USCI United States Commodity Inde Reduce -2.4% 0.23% −0.02
XLF SS Financial Select Sector Reduce -15.5% 0.08% −0.02
XHB SS SPDR S&P Homebldrs ETF Reduce -8.8% 0.20% −0.01

Portfolio Buys Q4 2023 → Q1 2024
FFEB FT Vest US Equity Buffer ETF New 2.01% +2.01
IWY iShares Russell Top 200 Grow Add +92.9% 4.03% +1.90
IUS Invesco Rafi Strategic US Et New 1.89% +1.89
JQUA JPMorgan US Quality Factor New 1.72% +1.72
KIE SS SPDR S&P Insurance ETF New 1.50% +1.50
NVDA Nvidia Corp. Add +2.7% 3.18% +1.25
IGHG Proshares Ig Hedged New 1.22% +1.22
SPMO Invesco S&P 500 Momentum ETF New 1.19% +1.19
CALF PCR US SM CP CSH CWS ETF-Usd Add +100.4% 1.96% +0.88
BINC iShares Flex I A ETF-Usd Inc. New 0.79% +0.79
QWLD State Street SPDR MSCI World New 0.72% +0.72
IVE iShares S&P 500 Value ETF Add +122.6% 0.91% +0.48
BYLD iShares Yield Optimized Bond Add +231.1% 0.71% +0.46
XMHQ Invesco S&P Midcap Qual ETF Add +4.2% 3.52% +0.43
ANGL Vaneck Fallen Angel High YLD Add +37.1% 1.86% +0.33
EWW iShares MSCI Mexico ETF Add +416.5% 0.42% +0.33
TCAF T Rowe PRC Cap Appreciation Add +98.7% 0.65% +0.31
JANJ Innov Prem Inc. 30 Barr - Jan New 0.30% +0.30
SPSM SS SPDR P S&P 600 Small Cap Add +55.7% 0.96% +0.27
OEF iShares S&P 100 ETF Add +7.7% 5.27% +0.25
GBTC Grayscale Bitcoin Trust ETF New 0.24% +0.24
USTB Victoryshares Short-Term Bon Add +109.8% 0.49% +0.23
PAVE Global X US Infrastructure Add +8.4% 2.30% +0.22
IHDG Wisdomtree International Hed Add +21.7% 1.16% +0.17
URA Global X Uranium ETF New 0.16% +0.16
XFEB FT Vest Enh Mod Buff - Feb New 0.16% +0.16
JCI Johnson Controls Internation Add +86.0% 0.27% +0.12
AMZN Amazon.com Inc. Add +1.6% 1.96% +0.11
FTGS First Trust Grwth Strgth ETF New 0.11% +0.11
PNC PNC Financial Services Group New 0.11% +0.11
RIGS Alps Strategic Income Fund Add +83.7% 0.27% +0.10
AMD Advanced Micro Devices New 0.10% +0.10
LLY Eli Lilly & Co. Add +55.8% 0.21% +0.09
PH Parker Hannifin Corp. New 0.09% +0.09
RSP Invesco S&P 500 Equal Weight New 0.09% +0.09
BUG Global X Cybersecurity ETF Add +16.2% 2.26% +0.08
BRK.B Berkshire Hathaway Inc. Class B New 0.08% +0.08
MLPX Global X MLP & Energy Infras New 0.08% +0.08
QCOM Qualcomm Inc. New 0.08% +0.08
XLU St Sr Utl SL SE SPDR ETF-Usd New 0.08% +0.08
CAT Caterpillar Inc. New 0.08% +0.08
AVGO Broadcom Inc. Add +5.4% 0.81% +0.07
ASML ASML Holding NV-NY Reg SHS New 0.07% +0.07
PSN Parsons Corp. New 0.07% +0.07
XAR SS SPDR S&P Aerospace Def Add +13.1% 2.17% +0.07
COST Costco Wholesale Corp. Add +15.8% 0.54% +0.06
META Meta Platforms Inc. Class A Add +29.6% 0.17% +0.06
KKR KKR & Co. Inc. Add +7.8% 0.44% +0.06
NVO Novo-Nordisk A/S-Spons ADR Add +20.6% 0.20% +0.05
JPM JPMorgan Chase & Co. Add +11.4% 0.34% +0.05

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2024 7$2.3MQQQ, BX, IWY, RWL, NVDA
Q3 2024 144$325.9MQQQ, IWY, OEF, AAPL, NVDA
Q2 2024 131$299.3MQQQ, OEF, IWY, NVDA, AAPL
Q1 2024 134$277.6MQQQ, OEF, IWY, XMHQ, AAPL