10Elms LLP
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), 10Elms LLP reported 189 stock positions worth $145.0 million. Its top holding was iShares Core MSCI Eafe ETF (IEFA) at 11.9% of the portfolio, followed by iShares Core MSCI Emerging (IEMG, 4.8%) and SS Technology Select Sector (XLK, 4.7%). Compared with Q4 2025, it opened 28 new positions, sold out of 1, added to 90 and reduced 15. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +675%) and the biggest sale KKR (KKR, shares −29%).
- Most Recent 13F
- Q2 2026
- Location
- TULSA, OK
- CIK
- 0002056650
- Portfolio Value
- $145.0M (Q1 2026)
- SEC Filing
- 0002056650-26-000002 ↗ filed May 15, 2026
Holdings Value
Holdings 189 stocks · $145.0M
| IEFA iShares Core MSCI Eafe ETF | 11.87% | 187,216 | $17.2M | Add +52.0% |
| IEMG iShares Core MSCI Emerging | 4.84% | 100,608 | $7.0M | Add +34.5% |
| XLK SS Technology Select Sector | 4.74% | 50,944 | $6.9M | Add +17.8% |
| USMV iShares MSCI USA Min Vol Fac | 3.87% | 60,530 | $5.6M | Add +80.8% |
| XLV SS Health Care Select Sector | 3.42% | 34,466 | $5.0M | Add +27.2% |
| BND Vanguard Total Bond Market | 2.93% | 57,684 | $4.2M | Add +49.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.90% | 21,405 | $4.2M | Add +675.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.86% | 6,385 | $4.2M | Add +56.8% |
| QUAL iShares MSCI USA Quality Fac | 2.39% | 18,914 | $3.5M | Add +42.1% |
| SCHD Schwab US DVD Equity ETF | 2.24% | 105,932 | $3.3M | Add +12.0% |
| XLF SS Financial Select Sector | 2.22% | 65,476 | $3.2M | Add +30.2% |
| XLI SS Industrial Select Sector | 2.12% | 19,427 | $3.1M | Add +29.5% |
| IWM iShares Russell 2000 ETF | 1.96% | 11,442 | $2.8M | Add +10.0% |
| IBDT iShares Ibonds Dec 2028 ETF | 1.88% | 107,305 | $2.7M | Add +130.0% |
| BNDX Vanguard Total Intl Bond ETF | 1.86% | 55,381 | $2.7M | Add +27.1% |
| VYMI Vanguard Int High DVD YLD Inc. | 1.86% | 27,000 | $2.7M | Add +12.1% |
| MTUM iShares MSCI USA Momentum Fa | 1.85% | 11,150 | $2.7M | Add +13.9% |
| IBDR iShares Ibonds Dec 2026 Term | 1.79% | 107,002 | $2.6M | Add +131.1% |
| XLC SS Comm Select Sector SPDR | 1.74% | 22,580 | $2.5M | Add +57.5% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | 1.64% | 98,054 | $2.4M | Add +168.2% |
| IBDU iShares Ibonds Dec 2029 Term | 1.59% | 97,421 | $2.3M | Add +185.9% |
| USIG iShares Broad Usd Investment | 1.53% | 43,286 | $2.2M | Add +16.0% |
| FNDA Schwab Fndmntl US SM Co. ETF | 1.48% | 66,641 | $2.2M | Add +309.0% |
| VIG Vanguard Dividend Apprec ETF | 1.43% | 9,672 | $2.1M | Add +4736.0% |
| XLY SS Consumer Disc Select Sect | 1.38% | 17,451 | $2.0M | Add +13.5% |
| VLUE iShares MSCI USA Value Facto | 1.37% | 13,957 | $2.0M | Add +12.9% |
| IBDV iShares Ibonds Dec 2030 Corp. | 1.33% | 88,425 | $1.9M | Add +219.9% |
| XLP SS Consumer Staples Sel Sect | 1.23% | 21,596 | $1.8M | Add +45.4% |
| CAT Caterpillar Inc. | 1.15% | 2,364 | $1.7M | Add +238.2% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.09% | 51,585 | $1.6M | Add +363.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.02% | 4,615 | $1.5M | Add +4.0% |
| IBDW iShares Ibonds Dec 2031 Corp. | 0.96% | 66,534 | $1.4M | Add +199.7% |
| SOXX iShares Semiconductor ETF | 0.88% | 3,885 | $1.3M | Add +20.8% |
| XLE SS Energy Select Sector | 0.84% | 20,112 | $1.2M | Add +77.6% |
| IVV iShares Core S&P 500 ETF | 0.80% | 1,767 | $1.2M | Add +6696.1% |
| EMB iShares JP Morgan Usd Emergi | 0.78% | 11,856 | $1.1M | Add +20.0% |
| IBDX iShares Ibonds Dec 2032 TC | 0.76% | 43,024 | $1.1M | Add +184.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.73% | 23,004 | $1.1M | Add +51.9% |
| EPD Enterprise Products Partners | 0.70% | 26,679 | $1.0M | Add +34.6% |
| DVYE iShares Emerging Markets Div | 0.67% | 27,000 | $970K | Add +3.4% |
| XLB SS Materials Select Sector | 0.61% | 18,822 | $886K | Add +90.8% |
| XLRE SS Real Estate Select Sector | 0.53% | 19,642 | $762K | Add +87.4% |
| GOOGL Alphabet Inc. Class A | 0.52% | 2,620 | $753K | Add +23.6% |
| IBHF iShares Ibond 2026 HY & Inc. | 0.49% | 30,946 | $710K | Add +180.9% |
| IBMP iShares Ibonds Dec 2027 Term | 0.48% | 27,394 | $697K | Add +20.7% |
| BX Blackstone Inc. | 0.46% | 6,470 | $668K | Add +40.2% |
| IBMR iShares Ibonds Dec 2029 M BD | 0.45% | 26,000 | $659K | Add +27.4% |
| GOOG Alphabet Inc. Class C | 0.44% | 2,240 | $643K | Add +40.0% |
| IBMO iShares Ibonds Dec 2026 Term | 0.43% | 24,594 | $630K | Add +1.0% |
| VEU Vanguard Ftse All-World Ex-U | 0.42% | 8,151 | $612K | Add +7.2% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.41% | 5,476 | $597K | Reduce -13.2% |
| AMZN Amazon.com Inc. | 0.41% | 2,845 | $593K | Add +8.4% |
| AB Alliancebernstein Holding LP | 0.40% | 15,460 | $579K | No change |
| IBDY iShares Ibonds Dec 2033 Corp. | 0.40% | 22,390 | $579K | Add +279.5% |
| JPM JPMorgan Chase & Co. | 0.38% | 1,864 | $548K | Add +1764.0% |
| IBMQ iShares Ibonds Dec 2028 Muni | 0.37% | 21,060 | $538K | Add +3.4% |
| QCOM Qualcomm Inc. | 0.36% | 4,082 | $526K | Add +577.0% |
| TIP iShares Tips Bond ETF | 0.35% | 4,663 | $515K | Add +14.8% |
| EMLP First Trust North American E | 0.35% | 11,743 | $513K | Add +3.5% |
| ITA iShares U.S. Aerospace & Def | 0.31% | 2,049 | $448K | Add +36.6% |
| PFFD Global X US Preferred ETF | 0.29% | 23,010 | $423K | No change |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.28% | 5,085 | $405K | No change |
| ENFR Alerian Energy Infrastructur | 0.27% | 10,378 | $397K | Add +42.2% |
| MUB iShares National Muni Bond E | 0.25% | 3,450 | $366K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.24% | 729 | $349K | Add +10.4% |
| IBB iShares Biotechnology ETF | 0.24% | 2,025 | $342K | No change |
| DTEC Alps Disruptive Technologies | 0.23% | 7,763 | $336K | Add +42.3% |
| NVDA Nvidia Corp. | 0.23% | 1,913 | $334K | Add +7.9% |
| PEP Pepsico Inc. | 0.23% | 2,187 | $332K | Add +36.4% |
| WFC Wells Fargo & Co. | 0.22% | 3,971 | $316K | No change |
| BWXT BWX Technologies Inc. | 0.21% | 1,506 | $308K | No change |
| MSFT Microsoft Corp. | 0.21% | 818 | $303K | Add +27.8% |
| AMGN Amgen Inc. | 0.20% | 806 | $284K | New |
| KKR KKR & Co. Inc. | 0.18% | 2,901 | $268K | Reduce -28.8% |
| IHAK iShares Cybersecurity & Tech | 0.18% | 5,976 | $261K | Add +86.8% |
| KMI Kinder Morgan Inc. | 0.17% | 7,478 | $251K | No change |
| PSX Phillips 66 | 0.17% | 1,354 | $247K | No change |
| AVGO Broadcom Inc. | 0.17% | 780 | $241K | Add +20.0% |
| JNJ Johnson & Johnson | 0.17% | 985 | $241K | Add +44.2% |
| WMB Williams Cos Inc. | 0.17% | 3,297 | $240K | Reduce -9.4% |
| AGG iShares Core U.S. Aggregate | 0.16% | 2,275 | $226K | New |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.13% | 665 | $191K | Add +3.9% |
| IBMS ISHARESIBONDDEC2030MUNIBDETF | 0.12% | 6,820 | $176K | No change |
| SU Suncor Energy Inc. | 0.12% | 2,650 | $175K | No change |
| LNT Alliant Energy Corp. | 0.12% | 2,388 | $171K | No change |
| LNG Cheniere Energy Inc. | 0.11% | 541 | $154K | No change |
| COST Costco Wholesale Corp. | 0.10% | 152 | $151K | Reduce -20.8% |
| IDV iShares International Select | 0.10% | 3,500 | $149K | No change |
| UNP Union Pacific Corp. | 0.10% | 600 | $146K | New |
| MCD McDonald's Corp. | 0.10% | 462 | $144K | Add +0.7% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.10% | 2,830 | $141K | No change |
| CWI State Street SPDR MSCI Acwi | 0.09% | 3,683 | $135K | Reduce -3.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.09% | 1,667 | $132K | New |
| GSY Invesco Ultra Short Duration | 0.09% | 2,622 | $131K | New |
| MINT PIMCO Enhanced Short Maturit | 0.09% | 1,275 | $128K | New |
| CMDY iShares Bloomberg Roll Selec | 0.09% | 2,145 | $127K | Add +43.0% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.09% | 586 | $127K | Add +4.3% |
| WMT Walmart Inc. | 0.08% | 990 | $123K | No change |
| OKE Oneok Inc. | 0.08% | 1,345 | $122K | Add +34.5% |
| FJUL FT Vest US Equity Buffer ETF | 0.08% | 2,193 | $121K | New |
| IBHG iShares Ibonds 2027 HY Inc. | 0.08% | 5,257 | $116K | No change |
| GM General Motors Co. | 0.08% | 1,462 | $109K | Add +0.2% |
| TMUS T-Mobile US Inc. | 0.07% | 510 | $107K | Reduce -4.1% |
| NVS Novartis AG-Sponsored ADR | 0.07% | 700 | $107K | No change |
| AAPL Apple Inc. | 0.07% | 414 | $105K | Add +70.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.07% | 2,924 | $99K | New |
| LVMUY LVMH Moet Hennessy-Unsp ADR | 0.07% | 900 | $98K | No change |
| IBDZ ISHARESIBONDSDEC2034TMCORP | 0.06% | 3,550 | $93K | Add +86.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.06% | 200 | $87K | New |
| ITDF iShares Lifepth Targ DT 2050 | 0.06% | 2,336 | $86K | New |
| EE Excelerate Energy Inc. Class A | 0.06% | 2,500 | $84K | No change |
| UBER Uber Technologies Inc. | 0.06% | 1,150 | $83K | No change |
| INTF iShares International Equity | 0.06% | 2,116 | $82K | Add +2.3% |
| AMLP Alerian MLP ETF | 0.06% | 1,522 | $80K | Add +32.4% |
| CSCO Cisco Systems Inc. | 0.05% | 997 | $77K | New |
| NEM Newmont Corp. | 0.05% | 700 | $76K | No change |
| BKLN Invesco Senior Loan ETF | 0.05% | 3,700 | $76K | New |
| EIX Edison International | 0.05% | 999 | $73K | Add +133.4% |
| BUD Anheuser-Busch Inbev-SPN ADR | 0.05% | 1,042 | $72K | No change |
| SPHD Invesco S&P 500 High Dividen | 0.05% | 1,363 | $68K | No change |
| VT Vanguard Tot World STK ETF | 0.05% | 476 | $66K | Add +68.2% |
| ACWX iShares MSCI Acwi Ex US ETF | 0.04% | 933 | $64K | No change |
| CARR Carrier Global Corp. | 0.04% | 1,100 | $62K | Add +22.2% |
| F Ford Motor Co. filed as FORD MTR CO | 0.04% | 5,300 | $61K | Add +1.1% |
| LLY Eli Lilly & Co. | 0.04% | 65 | $60K | Add +62.5% |
| ACWI iShares MSCI Acwi ETF | 0.04% | 432 | $60K | No change |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.03% | 552 | $50K | Add +520.2% |
| RTX RTX Corp. | 0.03% | 251 | $48K | No change |
| CVX Chevron Corp. | 0.03% | 230 | $48K | Add +15.0% |
| SUB iShares Short-Term National | 0.03% | 435 | $46K | No change |
| CEG Constellation Energy | 0.03% | 156 | $44K | No change |
| FLOT iShares Floating Rate Bond E | 0.03% | 826 | $42K | New |
| IHF iShares U.S. Healthcare Prov | 0.03% | 1,000 | $42K | New |
| VTWO Vanguard Russell 2000 ETF | 0.03% | 400 | $40K | No change |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.03% | 800 | $39K | Reduce -5.9% |
| SPHQ Invesco S&P 500 Quality ETF | 0.03% | 515 | $39K | No change |
| ICAGY Intl Consolidated-Spons ADR filed as INTERNTNL CONS AIRLS A F | 0.03% | 4,000 | $38K | No change |
| VWO Vanguard Ftse Emerging Marke | 0.03% | 703 | $38K | No change |
| COP Conocophillips | 0.03% | 279 | $37K | No change |
| XSLV Invesco S&P Smallcap Low Vol | 0.02% | 746 | $35K | New |
| MS Morgan Stanley | 0.02% | 202 | $33K | Add +47.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.02% | 714 | $33K | Add +5850.0% |
| Q Qnity Electronics Inc. | 0.02% | 264 | $30K | Add +131.6% |
| V Visa Inc. Class A | 0.02% | 100 | $30K | Reduce -50.0% |
| XOM Exxon Mobil Corp. | 0.02% | 177 | $30K | Reduce -22.4% |
| STLA Stellantis NV | 0.02% | 3,787 | $27K | No change |
| ITDD iShares Lfepth TRGT 2040 | 0.02% | 745 | $26K | New |
| MINO PIMCO Municipal Income Oppor | 0.02% | 547 | $25K | New |
| DD Dupont DE Nemours Inc. | 0.02% | 529 | $24K | Add +131.0% |
| T AT&T Inc. | 0.02% | 834 | $24K | No change |
| CWB SS SPDR BB Conv Sec ETF | 0.02% | 250 | $23K | New |
| EAT Brinker International Inc. | 0.02% | 160 | $23K | Add +14.3% |
| C Citigroup Inc. | 0.02% | 201 | $23K | No change |
| VTIP Vanguard Short-Term Tips | 0.01% | 404 | $20K | Reduce -32.0% |
| VYM Vanguard High DVD Yield ETF | 0.01% | 126 | $19K | New |
| TSLA Tesla Inc. | 0.01% | 50 | $19K | No change |
| KO The Coca-Cola Co. | 0.01% | 240 | $18K | No change |
| BLSH Bullish | 0.01% | 500 | $18K | No change |
| GSIE Goldman Sachs Activebeta Int | 0.01% | 392 | $17K | No change |
| AMAT Applied Materials Inc. | 0.01% | 45 | $15K | New |
| SDY SS SPDR S&P Dividend ETF | 0.01% | 105 | $15K | New |
| SPLV Invesco S&P 500 Low Volatili | 0.01% | 209 | $15K | No change |
| PG The Procter & Gamble Co. | 0.01% | 100 | $14K | No change |
| PFE Pfizer Inc. | 0.01% | 500 | $14K | No change |
| VWOB Vanguard Emerg MKTS Gov BND | 0.01% | 200 | $13K | No change |
| IBHI iShares Ibonds 2029 TM HY Inc. | 0.01% | 551 | $13K | No change |
| EEMV iShares MSCI Emg MKT Min Vol | 0.01% | 181 | $12K | Add +311.4% |
| SFM Sprouts Farmers Market Inc. | 0.01% | 150 | $12K | Reduce -80.2% |
| SCHG Schwab US Large-Cap Growth | 0.01% | 392 | $11K | No change |
| AIRR First Trust Rba American Ind | 0.01% | 100 | $11K | New |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.01% | 222 | $11K | New |
| IAGG iShares Intl Aggregate Bond | 0.01% | 205 | $10K | New |
| ABBV Abbvie Inc. | 0.01% | 47 | $10K | Reduce -50.0% |
| AMT American Tower Corp. | 0.01% | 50 | $9K | Reduce -50.0% |
| ET Energy Transfer LP | 0.01% | 391 | $8K | New |
| IWS iShares Russell Mid-Cap Valu | 0.00% | 37 | $5K | No change |
| SMLV SS SPDR US SC Low Vol Idx | 0.00% | 35 | $5K | New |
| IWF iShares Russell 1000 Growth | 0.00% | 8 | $3K | Reduce -63.6% |
| IWD iShares Russell 1000 Value E | 0.00% | 14 | $3K | Reduce -63.2% |
| IBMT iShares Ibonds Dec 2031 Muni | 0.00% | 100 | $3K | No change |
| DXCM Dexcom Inc. | 0.00% | 32 | $2K | New |
| IWR iShares Russell Mid-Cap ETF | 0.00% | 20 | $2K | No change |
| SO The Southern Co. | 0.00% | 20 | $2K | No change |
| PHDG Invesco S&P 500 Downside Hed | 0.00% | 26 | $982 | No change |
| SCHA Schwab US Small-Cap ETF | 0.00% | 23 | $669 | New |
| HYPD Hyperion Defi Inc. | 0.00% | 90 | $311 | No change |
| EMGF iShares Emerging Markets Equ | 0.00% | 2 | $121 | No change |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.00% | 2 | $98 | No change |
| GEM Goldman Sachs Activebeta Em | 0.00% | 1 | $43 | No change |
Other holdings (290): bonds, preferreds, convertibles and warrants · $13.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 411 | $490K | Add +6750.0% |
| NORTH TEX TWY AUTH 4 39TOLL TRAN DUE 01/01/39 | MUNI BONDS · principal | 350,000 | $343K | No change |
| AUSTIN TEX CMNTY CO 4 35COLL EDUC DUE 08/01/35XTRO | MUNI BONDS · principal | 250,000 | $252K | No change |
| BURLESON TEX WTR & 4 30WRSR UTIL DUE 03/01/30 | MUNI BONDS · principal | 250,000 | $250K | No change |
| NEW YORK ST DORM AU 5 45UNIV EDUC DUE 07/01/45 | MUNI BONDS · principal | 250,000 | $244K | No change |
| SEDGWICK CNTY KANS 4 29FAC BLDG DUE 08/01/29 | MUNI BONDS · principal | 200,000 | $200K | No change |
| BANCROFT FUND LTD (BCV 5.375 PERP A) | PREFERRED STOCK | 8,791 | $188K | No change |
| GABELLI EQUITY TRUST (GAB 5 PERP G) | PREFERRED STOCK | 9,000 | $182K | Reduce -8.2% |
| GABELLI MULTIMEDIA TRUST (GGT 5.125 PERP G) | PREFERRED STOCK | 8,000 | $163K | No change |
| METROPOLITAN TRANSN 4 36COMB TRAN DUE 11/15/36XTRO | MUNI BONDS · principal | 150,000 | $150K | No change |
| BANK NOVA SCOTI5 25 28F DUE 06/12/28 | FOREIGN BONDS (US $) · principal | 145,000 | $148K | No change |
| ARLINGTON TEX HIGHE 4 44CHAR EDUC DUE 08/15/44OID XTRO | MUNI BONDS · principal | 150,000 | $141K | No change |
| METROPOLITAN TRANSN 4 32COMB TRAN DUE 11/15/32XTRO | MUNI BONDS · principal | 140,000 | $141K | No change |
| ILLINOIS HSG DEV 1 4 30SING HSG DUE 10/01/30XTRO | MUNI BONDS · principal | 150,000 | $136K | No change |
| NORTHERN TRUST CORP (NTRS 4.7 PERP E) | COM | 6,925 | $129K | Reduce -17.8% |
| TRUIST FINL COR 1 125 27 DUE 08/03/27 | CORPORATE BONDS · principal | 130,000 | $125K | No change |
| PHILIP MORRIS IN 1 75 30 DUE 11/01/30 | CORPORATE BONDS · principal | 135,000 | $119K | No change |
| GILEAD SCIENCES, 1 2 27 DUE 10/01/27 | CORPORATE BONDS · principal | 124,000 | $119K | No change |
| THE TORONTO-DO5 156 28F DUE 01/10/28 | FOREIGN BONDS (US $) · principal | 115,000 | $116K | No change |
| PUBLIC STORAGE 5 125 29 DUE 01/15/29 | CORPORATE BONDS · principal | 110,000 | $112K | No change |
| 3M CO 2 375 29 DUE 08/26/29 | CORPORATE BONDS · principal | 110,000 | $103K | No change |
| GABELLI DVD & INC TR (GDV 4.25 PERP K) | PREFERRED STOCK | 5,614 | $102K | Reduce -20.0% |
| SAN FELIPE DEL RIO 4 32GO UTX DUE 08/15/32 | MUNI BONDS · principal | 100,000 | $101K | No change |
| NEW YORK ST DOR 4 625 27POOL EDR DUE 06/01/27OID XTRO | MUNI BONDS · principal | 100,000 | $100K | No change |
| TARRANT CNTY TEX CU 4 42SYST HLTH DUE 11/15/42XTRO | MUNI BONDS · principal | 100,000 | $100K | No change |
| DALLAS TEX HOTEL OC 4 35SERV TAX DUE 08/15/35 | MUNI BONDS · principal | 100,000 | $100K | No change |
| CLINTON OKLA PUB WK 4 34COMB TAX DUE 12/01/34XTRO BUILD AMERICA MUTUA | MUNI BONDS · principal | 100,000 | $100K | No change |
| HARRIS CNTY TEX HOS 4 31DIST HLTH DUE 02/15/31 | MUNI BONDS · principal | 100,000 | $100K | No change |
| PORT FREEPORT T 4 125 31PA TRAN DUE 06/01/31OID | MUNI BONDS · principal | 100,000 | $100K | No change |
| JOHNSON CNTY KA 3 625 34MUNI BLDG DUE 09/01/34OID XTRO | MUNI BONDS · principal | 100,000 | $100K | No change |
| KAUFMAN CNTY TEX MU 4 35GO UTX DUE 09/01/35OID | MUNI BONDS · principal | 100,000 | $100K | No change |
| RAMAPO N Y LOC DEV 5 41REV LTX DUE 03/15/41 | MUNI BONDS · principal | 100,000 | $100K | No change |
| TENN VALLEY AUTHORITY (TVA V2.134 06/01/28 D) | Corporate Bond | 4,037 | $99K | No change |
| AURORA ILL 3 125 32GO UTX DUE 12/30/32OID | MUNI BONDS · principal | 100,000 | $99K | No change |
| NEW YORK TRANSN DEV 4 35AIR TRAN DUE 07/01/35XTRO | MUNI BONDS · principal | 100,000 | $99K | No change |
| ARLINGTON TEX HIGHE 4 39CHAR EDUC DUE 08/15/39OID XTRO | MUNI BONDS · principal | 100,000 | $99K | No change |
| TRANSCANADA PI4 625 34F DUE 03/01/34 | FOREIGN BONDS (US $) · principal | 100,000 | $96K | No change |
| PHILLIPS 66 4 65 34 DUE 11/15/34 | CORPORATE BONDS · principal | 100,000 | $96K | No change |
| COOK CNTY ILL SCH D 3 35GO LTX DUE 12/01/35 | MUNI BONDS · principal | 100,000 | $94K | No change |
| KANE COOK & DU PA 1 5 29GO UTX DUE 12/15/29 | MUNI BONDS · principal | 100,000 | $91K | No change |
| EVANSTON ILL 2 31GO UTX DUE 12/01/31 | MUNI BONDS · principal | 100,000 | $90K | No change |
| BANK OF MONTREA1 25 26F DUE 09/15/26 | FOREIGN BONDS (US $) · principal | 90,000 | $89K | No change |
| SAN DIEGO GAS & E 1 7 30 DUE 10/01/30 | CORPORATE BONDS · principal | 100,000 | $88K | No change |
| ARAPAHOE CNTY CO 2 25 34GO UTX DUE 12/01/34OID | MUNI BONDS · principal | 100,000 | $88K | No change |
| CHAMPAIGN & VERMILL 3 33GO UTX DUE 12/01/33 | MUNI BONDS · principal | 90,000 | $88K | No change |
| ENTERGY TEXAS, I 1 75 31 DUE 03/15/31 | CORPORATE BONDS · principal | 100,000 | $87K | No change |
| NEXTERA ENERGY CAPI 5 30 DUE 02/28/30 | CORPORATE BONDS · principal | 85,000 | $86K | No change |
| SAN LEANDRO CAL 3 625 27MUNI BLDG DUE 12/01/27OID XTRO | MUNI BONDS · principal | 85,000 | $85K | No change |
| ABRDN INCOME CREDIT (ACP 5.25 PERP A) | PREFERRED STOCK | 4,200 | $85K | No change |
| LOWE'S COMPANIES, 1 7 28 DUE 09/15/28 | CORPORATE BONDS · principal | 90,000 | $85K | No change |
| REALTY INCOME COR 1 8 33 DUE 03/15/33 | CORPORATE BONDS · principal | 100,000 | $82K | No change |
| VIRIDIAN MUN MGMT D 2 34DB UTX DUE 12/01/34OID | MUNI BONDS · principal | 100,000 | $82K | No change |
| PHILIP MORRIS I 5 125 27 DUE 11/17/27 | CORPORATE BONDS · principal | 80,000 | $81K | No change |
| FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) | Equities | 4,200 | $81K | No change |
| HP INC (HPQ 6 09/15/41) | CORPORATE BONDS · principal | 80,000 | $79K | No change |
| MC HENRY CNTY ILL 1 5 26GO UTX DUE 12/30/26 | MUNI BONDS · principal | 80,000 | $79K | No change |
| PUBLIC STORAGE (PSA 5.15 PERP F) | PREFERRED STOCK | 4,000 | $78K | No change |
| ORLAND PARK ILL 3 46DB UTX DUE 12/01/46 | MUNI BONDS · principal | 100,000 | $75K | No change |
| CHANNAHON ILL FIRE 3 32DB UTX DUE 01/01/32 | MUNI BONDS · principal | 75,000 | $73K | No change |
| LAKE CNTY ILL WTR & 2 31WRSR UTIL DUE 12/01/31 | MUNI BONDS · principal | 80,000 | $71K | No change |
| MONTGOMERY CNTY TEX 3 32GO UTX DUE 09/01/32OID | MUNI BONDS · principal | 75,000 | $71K | No change |
| ILLINOIS HSG DEV 0 9 28SING HSG DUE 10/01/28XTRO | MUNI BONDS · principal | 75,000 | $70K | No change |
| VIRIDIAN MUN MGMT D 1 29DB UTX DUE 12/01/29OID | MUNI BONDS · principal | 75,000 | $68K | No change |
| CHARLOTTE N C 2 34GO UTX DUE 06/01/34 | MUNI BONDS · principal | 75,000 | $66K | No change |
| TX UNIV SYS BRD RGTS (TX TXSHGR 3 03/15/2034) | MUNI BONDS · principal | 65,000 | $62K | No change |
| NORTH TEX TWY AUTH 0 28TOLL TRAN DUE 01/01/28OID ASSURED GUARANTY COR | MUNI BONDS · principal | 65,000 | $62K | No change |
| LOWER COLO RIV AUTH 4 40ELEC UTIL DUE 05/15/40OID ASSURED GUARANTY MUN | MUNI BONDS · principal | 62,000 | $61K | No change |
| THE GOLDMAN SACH 4 75 33 DUE 08/15/33 | CORPORATE BONDS · principal | 57,000 | $57K | No change |
| SABINE PASS LIQUEFA 5 27 DUE 03/15/27 | CORPORATE BONDS · principal | 55,000 | $55K | No change |
| NEXTERA ENERGY CA 1 9 28 DUE 06/15/28 | CORPORATE BONDS · principal | 55,000 | $52K | No change |
| BRANCH CNTY MICH BL 4 32REV UTX DUE 05/01/32 | MUNI BONDS · principal | 50,000 | $52K | No change |
| CHAMBERS CNTY TEX I 4 29GO UTX DUE 09/01/29 | MUNI BONDS · principal | 50,000 | $51K | No change |
| ARIZONA INDL DEV AU 4 28CHAR EDUC DUE 11/01/28XTRO | MUNI BONDS · principal | 50,000 | $51K | No change |
| KENTUCKY INC KY PUB 4 29OILG IDR DUE 08/01/29XTRO | MUNI BONDS · principal | 50,000 | $51K | No change |
| KING CNTY WASH HSG 4 27MULT HSG DUE 08/01/27 | MUNI BONDS · principal | 50,000 | $51K | No change |
| ONEOK, INC 5 55 26 DUE 11/01/26 | CORPORATE BONDS · principal | 50,000 | $50K | No change |
| FOND DU LAC WIS WTR 4 26WTR UTIL DUE 09/01/26 | MUNI BONDS · principal | 50,000 | $50K | No change |
| HOUSTON TEX INDPT S 4 38GO LTX DUE 02/15/38 | MUNI BONDS · principal | 50,000 | $50K | No change |
| GRAND PRAIRIE T 3 125 30GO LTX DUE 02/15/30OID | MUNI BONDS · principal | 50,000 | $50K | No change |
| WEST CHESTER PA 3 25 31GO UTX DUE 11/15/31OID | MUNI BONDS · principal | 50,000 | $50K | New |
| HARRIS CNTY TEX HOS 4 34DIST HLTH DUE 02/15/34 | MUNI BONDS · principal | 50,000 | $50K | No change |
| CBOE GLOBAL MARK 3 65 27 DUE 01/12/27 | CORPORATE BONDS · principal | 50,000 | $50K | No change |
| SOUTH BROWARD HO 3 25 31SYST HLTH DUE 05/01/31OID XTRO | MUNI BONDS · principal | 50,000 | $50K | No change |
| KERRVILLE TEX 3 375 32DB LTX DUE 08/15/32 | MUNI BONDS · principal | 50,000 | $50K | No change |
| LUBBOCK COOPER TEX 2 27GO UTX DUE 02/15/27 | MUNI BONDS · principal | 50,000 | $49K | No change |
| BP CAPITAL MARKETS PLC (BPLN 3.723 11/28/28) | FOREIGN BONDS (US $) · principal | 50,000 | $49K | No change |
| LIBERTY TEX 2 27GO LTX DUE 03/01/27 | MUNI BONDS · principal | 50,000 | $49K | No change |
| BAKER HUGHES LLC/CO-OBL (BKR 3.337 12/15/27) | CORPORATE BONDS · principal | 50,000 | $49K | No change |
| TEXAS MUN PWR AGY R 3 30PWR UTIL DUE 09/01/30 | MUNI BONDS · principal | 50,000 | $49K | No change |
| THE TORONTO-DOM1 95 27F DUE 01/12/27 | FOREIGN BONDS (US $) · principal | 50,000 | $49K | No change |
| HARRIS CNTY TEX MUN 3 30GO UTX DUE 09/01/30OID ASSURED GUARANTY COR | MUNI BONDS · principal | 50,000 | $49K | New |
| CITIGROUP INC 3 27 DUE 12/31/27 | CORPORATE BONDS · principal | 50,000 | $49K | No change |
| OKLAHOMA DEV FI 4 851 45COMB IDR DUE 02/01/45TAXBL | MUNI BONDS · principal | 50,000 | $49K | No change |
| ROCKETT TEX SPL U 3 1 30WTR UTIL DUE 07/10/30ASSURED GUARANTY MUN | MUNI BONDS · principal | 50,000 | $49K | No change |
| JOHNSON CNTY KAN 2 25 29WTR UTIL DUE 07/01/29OID | MUNI BONDS · principal | 50,000 | $48K | No change |
| GENERAL ELECTRIC CO (GE 4 06/15/32 NOT2) | CORPORATE BONDS · principal | 50,000 | $48K | No change |
| BRIDGESTONE MUN UTI 3 33DB UTX DUE 05/01/33OID | MUNI BONDS · principal | 50,000 | $47K | No change |
| SIMON PROPERTY GROUP LP (SPG 2.45 09/13/29) | CORPORATE BONDS · principal | 50,000 | $47K | No change |
| MIDWEST CITY OKL 4 25 38RTL IDR DUE 02/01/38XTRO TAXBL | MUNI BONDS · principal | 50,000 | $47K | No change |
| PROVIDENCE ST 2 532 29 DUE 10/01/29 | CORPORATE BONDS · principal | 50,000 | $47K | No change |
| THE GOLDMAN SACHS G 2 29 DUE 08/30/29 | CORPORATE BONDS · principal | 50,000 | $46K | No change |
| NORTH CAROLINA H 1 45 30SING HSG DUE 01/01/30XTRO | MUNI BONDS · principal | 50,000 | $46K | No change |
| TULSA CNTY OKLA IND 4 29FAC BLDG DUE 02/01/29XTRO | MUNI BONDS · principal | 45,000 | $46K | No change |
| JOHNSTON CNTY N C 1 5 30GO UTX DUE 02/01/30 | MUNI BONDS · principal | 50,000 | $46K | No change |
| FORT BEND CNTY T 2 75 35GO UTX DUE 09/01/35OID | MUNI BONDS · principal | 50,000 | $45K | No change |
| L3HARRIS TECHNOLO 5 4 27 DUE 01/15/27 | CORPORATE BONDS · principal | 45,000 | $45K | No change |
| SAN JACINTO TEX R 4 5 27WTR UTIL DUE 10/01/27OID ASSURED GUARANTY MUN | MUNI BONDS · principal | 45,000 | $45K | No change |
| DALLAS TEX WTRW 3 125 32WRSR UTIL DUE 10/01/32OID | MUNI BONDS · principal | 45,000 | $44K | No change |
| FLORIDA HSG FIN COR 2 32SING HSG DUE 07/01/32XTRO | MUNI BONDS · principal | 50,000 | $44K | No change |
| GREENSBORO N C 1 671 31PKG BLDG DUE 11/01/31TAXBL | MUNI BONDS · principal | 50,000 | $44K | No change |
| BRUSHY CREEK MUN 2 25 33GO UTX DUE 06/01/33OID | MUNI BONDS · principal | 50,000 | $43K | No change |
| FLORIDA HSG FIN 1 75 33SING HSG DUE 07/01/33XTRO | MUNI BONDS · principal | 50,000 | $43K | No change |
| LAKES FRESH WTR SUP 2 33GO UTX DUE 09/01/33 | MUNI BONDS · principal | 50,000 | $42K | No change |
| OKLAHOMA DEV FIN AU 4 29IMPT EDUC DUE 06/01/29XTRO | MUNI BONDS · principal | 40,000 | $41K | No change |
| VAN ALSTYNE TEX 2 36DB LTX DUE 02/15/36 | MUNI BONDS · principal | 50,000 | $41K | No change |
| WEC ENERGY GROUP 5 15 27 DUE 10/01/27 | CORPORATE BONDS · principal | 40,000 | $40K | No change |
| JACKSON FINL INC 5 17 27 DUE 06/08/27 | CORPORATE BONDS · principal | 40,000 | $40K | No change |
| SEMPRA 5 4 26 DUE 08/01/26 | CORPORATE BONDS · principal | 40,000 | $40K | No change |
| SAN ANTONIO TEX PUB 4 42CONV BLDG DUE 09/15/42OID XTRO | MUNI BONDS · principal | 42,000 | $40K | No change |
| MORGAN STANLEY B 4 05 26CD FDIC INS DUE 11/20/26US | CERTIFICATE DEPOSIT · principal | 39,000 | $39K | New |
| BANK OF AMERICA NA (BAC 4 05/27/26) | CERTIFICATE DEPOSIT · principal | 39,000 | $39K | New |
| FIRST-CITIZENS BANK/TRST (FCNCA 3.8 03/11/27) | CERTIFICATE DEPOSIT · principal | 39,000 | $39K | New |
| THE GOLDMAN SACH 1 65 27 DUE 06/10/27 | CORPORATE BONDS · principal | 40,000 | $39K | No change |
| PUBLIC STORAGE (PSA 4.625 PERP L) | COM | 2,200 | $39K | Reduce -15.4% |
| BUTLER CNTY KANS UN 3 34GO UTX DUE 09/01/34 | MUNI BONDS · principal | 40,000 | $38K | No change |
| WELLTOWER INC 2 05 29 DUE 01/15/29 | CORPORATE BONDS · principal | 40,000 | $38K | No change |
| THE BANK OF NEW Y 1 9 29 DUE 01/25/29 | CORPORATE BONDS · principal | 40,000 | $38K | No change |
| THE WALT DISNEY CO 2 29 DUE 09/01/29 | CORPORATE BONDS · principal | 40,000 | $37K | No change |
| LOVE CNTY OKLA EDL 4 28LEAS SCH DUE 12/01/28XTRO | MUNI BONDS · principal | 35,000 | $36K | No change |
| BANK OF MONTRE5 203 28F DUE 02/01/28 | FOREIGN BONDS (US $) · principal | 35,000 | $36K | No change |
| MORGAN STANLEY PR 4 8 26CD FDIC INS DUE 07/10/26US | CERTIFICATE DEPOSIT · principal | 35,000 | $35K | No change |
| LOWER COLO RIV AUTH 4 35ELEC UTIL DUE 05/15/35 | MUNI BONDS · principal | 35,000 | $35K | No change |
| BOSSIER PARISH LA P 4 29GO UTX DUE 03/01/29 | MUNI BONDS · principal | 35,000 | $35K | No change |
| BANK OF AMERICA, 4 15 26CD FDIC INS DUE 05/27/26US | CERTIFICATE DEPOSIT · principal | 35,000 | $35K | No change |
| MISSION TEX REDEV A 4 27TAXI TAX DUE 09/01/27 | MUNI BONDS · principal | 35,000 | $35K | No change |
| MORGAN STANLEY BANK 4 26CD FDIC INS DUE 04/30/26US | CERTIFICATE DEPOSIT · principal | 35,000 | $35K | No change |
| WELLS FARGO BANK NA (WFC 3.85 06/22/26) | CERTIFICATE DEPOSIT · principal | 35,000 | $35K | No change |
| CHAMBERS CNTY TE 3 75 28GO UTX DUE 09/01/28 | MUNI BONDS · principal | 35,000 | $35K | No change |
| WICHITA KANS 2 33DB UTX DUE 06/01/33 | MUNI BONDS · principal | 40,000 | $35K | No change |
| CUMBERLAND CNTY PA 4 35SYST HLTH DUE 11/01/35XTRO | MUNI BONDS · principal | 35,000 | $35K | No change |
| FLUOR CORP (FLR 4.25 09/15/28) | CORPORATE BONDS · principal | 35,000 | $34K | No change |
| LAKE CNTY ILL WTR & 2 30WRSR UTIL DUE 12/01/30 | MUNI BONDS · principal | 35,000 | $32K | No change |
| EXTRA SPACE STORA 5 5 30 DUE 07/01/30 | CORPORATE BONDS · principal | 30,000 | $31K | No change |
| BLACKMAN TWP MICH 4 32GO UTX DUE 05/01/32 | MUNI BONDS · principal | 30,000 | $31K | No change |
| RYDER SYSTEM INC 5 65 28 DUE 03/01/28 | CORPORATE BONDS · principal | 30,000 | $31K | No change |
| PHILIP MORRIS I 5 125 30 DUE 02/15/30 | CORPORATE BONDS · principal | 30,000 | $31K | No change |
| UCF STAD CORP FLA 3 5 32FAC EDUC DUE 03/01/32OID | MUNI BONDS · principal | 30,000 | $30K | No change |
| GOLDMAN SACHS BA 3 75 26CD FDIC INS DUE 09/03/26US | CERTIFICATE DEPOSIT · principal | 30,000 | $30K | New |
| WELLS FARGO BANK NA (WFC 3.75 09/30/26) | CERTIFICATE DEPOSIT · principal | 30,000 | $30K | New |
| MICHIGAN ST 3 59 26GO UTX DUE 12/01/26TAXBL | MUNI BONDS · principal | 30,000 | $30K | No change |
| HARRIS CNTY TEX CUL 4 36SERV EDR DUE 11/15/36XTRO | MUNI BONDS · principal | 30,000 | $30K | No change |
| TULSA OKLA ARPTS 3 5 27AIR TRAN DUE 06/01/27XTRO TAXBL | MUNI BONDS · principal | 30,000 | $30K | No change |
| ATHENE HOLDING LTD (ATH 4.125 01/12/28) | CORPORATE BONDS · principal | 30,000 | $30K | No change |
| JPMORGAN CHASE & VAR 27 DUE 09/22/27 | CORPORATE BONDS · principal | 30,000 | $30K | No change |
| MID-AMERICA APART 1 1 26 DUE 09/15/26 | CORPORATE BONDS · principal | 30,000 | $30K | No change |
| NORMAN OKLA 2 25 30GO UTX DUE 06/01/30OID | MUNI BONDS · principal | 30,000 | $28K | No change |
| JPMORGAN CHASE & CO 2 28 DUE 11/14/28 | CORPORATE BONDS · principal | 30,000 | $28K | No change |
| ONEOK, INC 5 8 30 DUE 11/01/30 | CORPORATE BONDS · principal | 25,000 | $26K | No change |
| NEXTERA ENERGY, 5 05 28 DUE 04/01/28 | CORPORATE BONDS · principal | 25,000 | $25K | No change |
| NEW HANOVER CNT 3 125 33HOSP HLTH DUE 10/01/33OID XTRO | MUNI BONDS · principal | 25,000 | $25K | No change |
| BRYAN CNTY OKLA SCH 4 26EXCISE TAX DUE 12/01/26XTRO | MUNI BONDS · principal | 25,000 | $25K | No change |
| MORGAN STANLEY P 3 95 30CD FDIC INS DUE 02/25/30US | CERTIFICATE DEPOSIT · principal | 25,000 | $25K | New |
| MORGAN STANLEY B 3 85 29CD FDIC INS DUE 02/26/29US | CERTIFICATE DEPOSIT · principal | 25,000 | $25K | New |
| KALAMAZOO MICH HOSP 4 36SYST HLTH DUE 05/15/36XTRO | MUNI BONDS · principal | 25,000 | $25K | No change |
| GOLDMAN SACHS BANK USA (GS 3.85 03/03/28) | CERTIFICATE DEPOSIT · principal | 25,000 | $25K | New |
| COLUMBUS CNTY N C L 4 32WRSR UTIL DUE 06/01/32 | MUNI BONDS · principal | 25,000 | $25K | No change |
| WELLS FARGO BANK, 3 8 26CD FDIC INS DUE 08/28/26US | CERTIFICATE DEPOSIT · principal | 25,000 | $25K | New |
| BANK AMER NA CHA 3 75 27CD FDIC INS DUE 02/25/27US | CERTIFICATE DEPOSIT · principal | 25,000 | $25K | New |
| SHELL INTERNTN2 875 26F DUE 05/10/26 | FOREIGN BONDS (US $) · principal | 25,000 | $25K | No change |
| TULSA OKLA INDL 3 75 26UNIV EDUC DUE 10/01/26OID | MUNI BONDS · principal | 25,000 | $25K | No change |
| TEXAS ST 4 631 33GO UTX DUE 04/01/33XTRO TAXBL | MUNI BONDS · principal | 25,000 | $25K | No change |
| UNIVERSITY OKLA REV 4 40PUB EDUC DUE 07/01/40OID | MUNI BONDS · principal | 25,000 | $25K | No change |
| HOLLAND MICH 3 35 27GO LTX DUE 12/01/27TAXBL | MUNI BONDS · principal | 25,000 | $25K | No change |
| FORD MOTOR CREDIT C 4 27 DUE 08/20/27 | CORPORATE BONDS · principal | 25,000 | $25K | No change |
| HARRIS CNTY TEX MUN 3 28GO UTX DUE 09/01/28 | MUNI BONDS · principal | 25,000 | $25K | No change |
| LANSING MICH TA 3 655 29DB UTX DUE 06/01/29TAXBL | MUNI BONDS · principal | 25,000 | $25K | No change |
| NEXTERA ENERGY 1 875 27 DUE 01/15/27 | CORPORATE BONDS · principal | 25,000 | $25K | No change |
| GEORGIA ST HSG & 2 45 28SING HSG DUE 12/01/28XTRO | MUNI BONDS · principal | 25,000 | $25K | No change |
| LOUISIANA PUB FACS 3 31SYST HLTH DUE 05/15/31OID XTRO | MUNI BONDS · principal | 25,000 | $24K | No change |
| THE GOLDMAN SACH 1 55 27 DUE 07/29/27 | CORPORATE BONDS · principal | 25,000 | $24K | No change |
| UNIVERSITY OKLA REV 3 33PUB EDUC DUE 07/01/33OID | MUNI BONDS · principal | 25,000 | $24K | No change |
| OKLAHOMA ST WTR RES 3 35WRSR UTIL DUE 10/01/35OID XTRO | MUNI BONDS · principal | 25,000 | $24K | No change |
| VEREIT OPERATING 2 2 28 DUE 06/15/28 | CORPORATE BONDS · principal | 25,000 | $23K | No change |
| PRUDENTIAL FINL 4 05 34 DUE 11/15/34 | CORPORATE BONDS · principal | 25,000 | $23K | No change |
| UNION CNTY N C 1 375 30WRSR UTIL DUE 06/01/30 | MUNI BONDS · principal | 25,000 | $23K | No change |
| GABELLI DVD & INC TR (GDV 5.375 PERP H) | PREFERRED STOCK | 1,000 | $22K | No change |
| KANNAPOLIS N C 2 153 33MUNI PKG DUE 04/01/33TAXBL | MUNI BONDS · principal | 25,000 | $22K | No change |
| GABELLI EQUITY TRUST (GAB 5 PERP K) | PREFERRED STOCK | 1,000 | $21K | No change |
| CARTER CNTY OKLA PU 4 29LEAS SCH DUE 12/01/29XTRO | MUNI BONDS · principal | 20,000 | $21K | No change |
| TOYOTA MOTOR CRE 5 45 27 DUE 11/10/27 | CORPORATE BONDS · principal | 20,000 | $20K | No change |
| DUKE ENERGY CORP 5 27 DUE 12/08/27 | CORPORATE BONDS · principal | 20,000 | $20K | No change |
| GRAND RIVER DAM AUT 4 38ELEC UTIL DUE 06/01/38 | MUNI BONDS · principal | 20,000 | $20K | No change |
| LANCASTER TEX 4 35GO LTX DUE 02/15/35 | MUNI BONDS · principal | 20,000 | $20K | No change |
| SCAGO EDL FACS 4 118 26IMPT SCH DUE 12/01/26XTRO TAXBL BUILD AMERICA | MUNI BONDS · principal | 20,000 | $20K | No change |
| RICHMOND CNTY GA HO 3 32SYST HLTH DUE 01/01/32OID XTRO | MUNI BONDS · principal | 20,000 | $20K | No change |
| NEW HAVEN MICH C 2 76 27GO UTX DUE 05/01/27TAXBL | MUNI BONDS · principal | 20,000 | $20K | No change |
| THE GOLDMAN SACH 1 45 26 DUE 09/14/26 | CORPORATE BONDS · principal | 20,000 | $20K | No change |
| THE TORONTO-DOMI1 1 26F DUE 09/20/26 | FOREIGN BONDS (US $) · principal | 20,000 | $20K | No change |
| WILMINGTON N C 4 1 32GO UTX DUE 06/01/32TAXBL | MUNI BONDS · principal | 20,000 | $20K | No change |
| UNIVERSITY HAWAI 3 65 31PUB EDUC DUE 10/01/31XTRO TAXBL | MUNI BONDS · principal | 20,000 | $19K | No change |
Largest 200 of 290 shown.
Lines left out (1) · $7 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SPIP SS SPDR P Tips ETF | ST STR TIPS ETF | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $158.5M.
Portfolio Sells Q4 2025 → Q1 2026
| KKR KKR & Co. Inc. | Reduce -28.8% | 0.18% | −0.36 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -13.2% | 0.41% | −0.32 |
| COST Costco Wholesale Corp. | Reduce -20.8% | 0.10% | −0.07 |
| WMB Williams Cos Inc. | Reduce -9.4% | 0.17% | −0.06 |
| SFM Sprouts Farmers Market Inc. | Reduce -80.2% | 0.01% | −0.06 |
| V Visa Inc. Class A | Reduce -50.0% | 0.02% | −0.05 |
| CWI State Street SPDR MSCI Acwi | Reduce -3.9% | 0.09% | −0.05 |
| TMUS T-Mobile US Inc. | Reduce -4.1% | 0.07% | −0.04 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -5.9% | 0.03% | −0.02 |
| VTIP Vanguard Short-Term Tips | Reduce -32.0% | 0.01% | −0.02 |
| ABBV Abbvie Inc. | Reduce -50.0% | 0.01% | −0.02 |
| AMT American Tower Corp. | Reduce -50.0% | 0.01% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -63.6% | 0.00% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -22.4% | 0.02% | −0.01 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.01 |
| IWD iShares Russell 1000 Value E | Reduce -63.2% | 0.00% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| VTV Vanguard Mrngstr Val ETF-Aui | Add +675.3% | 2.90% | +2.34 |
| VIG Vanguard Dividend Apprec ETF | Add +4736.0% | 1.43% | +1.39 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +309.0% | 1.48% | +0.95 |
| IVV iShares Core S&P 500 ETF | Add +6696.1% | 0.80% | +0.78 |
| IBDU iShares Ibonds Dec 2029 Term | Add +185.9% | 1.59% | +0.75 |
| FLRN SS SPDR BB Ig Float RT ETF | Add +363.5% | 1.09% | +0.74 |
| CAT Caterpillar Inc. | Add +238.2% | 1.15% | +0.74 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Add +168.2% | 1.64% | +0.71 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +219.9% | 1.33% | +0.70 |
| IBDT iShares Ibonds Dec 2028 ETF | Add +130.0% | 1.88% | +0.64 |
| IBDR iShares Ibonds Dec 2026 Term | Add +131.1% | 1.79% | +0.61 |
| USMV iShares MSCI USA Min Vol Fac | Add +80.8% | 3.87% | +0.57 |
| IBDW iShares Ibonds Dec 2031 Corp. | Add +199.7% | 0.96% | +0.47 |
| IBDX iShares Ibonds Dec 2032 TC | Add +184.0% | 0.76% | +0.35 |
| JPM JPMorgan Chase & Co. | Add +1764.0% | 0.38% | +0.34 |
| IEFA iShares Core MSCI Eafe ETF | Add +52.0% | 11.87% | +0.33 |
| XLE SS Energy Select Sector | Add +77.6% | 0.84% | +0.31 |
| QCOM Qualcomm Inc. | Add +577.0% | 0.36% | +0.25 |
| IBDY iShares Ibonds Dec 2033 Corp. | Add +279.5% | 0.40% | +0.24 |
| IBHF iShares Ibond 2026 HY & Inc. | Add +180.9% | 0.49% | +0.22 |
| AMGN Amgen Inc. | New | 0.20% | +0.20 |
| AGG iShares Core U.S. Aggregate | New | 0.16% | +0.16 |
| XLB SS Materials Select Sector | Add +90.8% | 0.61% | +0.14 |
| UNP Union Pacific Corp. | New | 0.10% | +0.10 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.09% | +0.09 |
| GSY Invesco Ultra Short Duration | New | 0.09% | +0.09 |
| MINT PIMCO Enhanced Short Maturit | New | 0.09% | +0.09 |
| FJUL FT Vest US Equity Buffer ETF | New | 0.08% | +0.08 |
| XLRE SS Real Estate Select Sector | Add +87.4% | 0.53% | +0.08 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.07% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.06% | +0.06 |
| ITDF iShares Lifepth Targ DT 2050 | New | 0.06% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +51.9% | 0.73% | +0.06 |
| CSCO Cisco Systems Inc. | New | 0.05% | +0.05 |
| BKLN Invesco Senior Loan ETF | New | 0.05% | +0.05 |
| ENFR Alerian Energy Infrastructur | Add +42.2% | 0.27% | +0.03 |
| EPD Enterprise Products Partners | Add +34.6% | 0.70% | +0.03 |
| FLOT iShares Floating Rate Bond E | New | 0.03% | +0.03 |
| IHF iShares U.S. Healthcare Prov | New | 0.03% | +0.03 |
| EFAV iShares MSCI Eafe Min Vol Fa | Add +520.2% | 0.03% | +0.03 |
| XSLV Invesco S&P Smallcap Low Vol | New | 0.02% | +0.02 |
| EIX Edison International | Add +133.4% | 0.05% | +0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +5850.0% | 0.02% | +0.02 |
| XLP SS Consumer Staples Sel Sect | Add +45.4% | 1.23% | +0.02 |
| IHAK iShares Cybersecurity & Tech | Add +86.8% | 0.18% | +0.02 |
| JNJ Johnson & Johnson | Add +44.2% | 0.17% | +0.02 |
| ITDD iShares Lfepth TRGT 2040 | New | 0.02% | +0.02 |
| MINO PIMCO Municipal Income Oppor | New | 0.02% | +0.02 |
| CWB SS SPDR BB Conv Sec ETF | New | 0.02% | +0.02 |
| VYM Vanguard High DVD Yield ETF | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2025 → Q1 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +6750.0% | 411 | $490K |
| GABELLI EQUITY TRUST (GAB 5 PERP G) | PREFERRED STOCK | Reduce -8.2% | 9,000 | $182K |
| NORTHERN TRUST CORP (NTRS 4.7 PERP E) | COM | Reduce -17.8% | 6,925 | $129K |
| GABELLI DVD & INC TR (GDV 4.25 PERP K) | PREFERRED STOCK | Reduce -20.0% | 5,614 | $102K |
| CAROL STREAM ILL PK 5 37 CALLED @100 EFF: 01/16/2026 | MUNI BONDS · principal | Sold out | 75,000 | $75Kbefore exit |
| THE WILLIAMS COMP 5 4 26 DUE 03/02/26 | CORPORATE BONDS · principal | Sold out | 55,000 | $55Kbefore exit |
| ILLINOIS FIN AUTH R 5 36EXCISE TAX DUE 12/01/36 | MUNI BONDS · principal | Sold out | 50,000 | $50Kbefore exit |
| WEST CHESTER PA 3 25 31GO UTX DUE 11/15/31OID | MUNI BONDS · principal | New | 50,000 | $50K |
| KELLER TEX 2 26GO LTX DUE 02/15/26 | MUNI BONDS · principal | Sold out | 50,000 | $50Kbefore exit |
| HARRIS CNTY TEX MUN 3 30GO UTX DUE 09/01/30OID ASSURED GUARANTY COR | MUNI BONDS · principal | New | 50,000 | $49K |
| CVS HEALTH CORP 5 26 DUE 02/20/26 | CORPORATE BONDS · principal | Sold out | 45,000 | $45Kbefore exit |
| REALTY INCOME CO 0 75 26 DUE 03/15/26 | CORPORATE BONDS · principal | Sold out | 40,000 | $40Kbefore exit |
| MORGAN STANLEY B 4 05 26CD FDIC INS DUE 11/20/26US | CERTIFICATE DEPOSIT · principal | New | 39,000 | $39K |
| WELLS FARGO BANK 4 25 26CD FDIC INS DUE 03/05/26US | CERTIFICATE DEPOSIT · principal | Sold out | 39,000 | $39Kbefore exit |
| BANK OF AMERICA NA (BAC 4 05/27/26) | CERTIFICATE DEPOSIT · principal | New | 39,000 | $39K |
| FIRST-CITIZENS BANK/TRST (FCNCA 3.8 03/11/27) | CERTIFICATE DEPOSIT · principal | New | 39,000 | $39K |
| PUBLIC STORAGE (PSA 4.625 PERP L) | COM | Reduce -15.4% | 2,200 | $39K |
| VODAFONE GROUP4 375 28F DUE 05/30/28 | FOREIGN BONDS (US $) · principal | Sold out | 35,000 | $35Kbefore exit |
| BANK OF AMERICA, 4 05 26CD FDIC INS DUE 02/09/26US | CERTIFICATE DEPOSIT · principal | Sold out | 35,000 | $35Kbefore exit |
| ENTERPRISE PRODU 5 05 26 DUE 01/10/26 | CORPORATE BONDS · principal | Sold out | 30,000 | $30Kbefore exit |
| GOLDMAN SACHS BA 3 75 26CD FDIC INS DUE 09/03/26US | CERTIFICATE DEPOSIT · principal | New | 30,000 | $30K |
| WELLS FARGO BANK NA (WFC 3.75 09/30/26) | CERTIFICATE DEPOSIT · principal | New | 30,000 | $30K |
| MORGAN STANLEY P 3 95 30CD FDIC INS DUE 02/25/30US | CERTIFICATE DEPOSIT · principal | New | 25,000 | $25K |
| MORGAN STANLEY B 3 85 29CD FDIC INS DUE 02/26/29US | CERTIFICATE DEPOSIT · principal | New | 25,000 | $25K |
| GOLDMAN SACHS BANK USA (GS 3.85 03/03/28) | CERTIFICATE DEPOSIT · principal | New | 25,000 | $25K |
| CAROL STREAM ILL PK 5 37 CALLED @100 EFF: 01/01/2026 | MUNI BONDS · principal | Sold out | 25,000 | $25Kbefore exit |
| CITIGROUP INC (C 3.7 01/12/26) | CORPORATE BONDS · principal | Sold out | 25,000 | $25Kbefore exit |
| WELLS FARGO BANK, 3 8 26CD FDIC INS DUE 08/28/26US | CERTIFICATE DEPOSIT · principal | New | 25,000 | $25K |
| THE TORONTO-DOM0 75 26F DUE 01/06/26 | FOREIGN BONDS (US $) · principal | Sold out | 25,000 | $25Kbefore exit |
| BANK AMER NA CHA 3 75 27CD FDIC INS DUE 02/25/27US | CERTIFICATE DEPOSIT · principal | New | 25,000 | $25K |
| BANK OF AMERICA, NT 4 26CD FDIC INS DUE 01/02/26US | CERTIFICATE DEPOSIT · principal | Sold out | 22,000 | $22Kbefore exit |
| ALLY BANK 3 8 26CD FDIC INS DUE 02/20/26US | CERTIFICATE DEPOSIT · principal | Sold out | 20,000 | $20Kbefore exit |
| WELLS FARGO BANK NA (WFC 4.25 03/11/26) | CERTIFICATE DEPOSIT · principal | Sold out | 15,000 | $15Kbefore exit |
| ALEXANDRIA REAL E 4 3 26 DUE 01/15/26 | CORPORATE BONDS · principal | Sold out | 15,000 | $15Kbefore exit |
| BANK OF AMERICA NA (BAC 4.1 01/15/26) | CERTIFICATE DEPOSIT · principal | Sold out | 14,000 | $14Kbefore exit |
| WELLS FARGO BANK 3 75 26CD FDIC INS DUE 08/21/26US | CERTIFICATE DEPOSIT · principal | New | 14,000 | $14K |
| PHILLIPS 66 (PSX 1.3 02/15/26) | CORPORATE BONDS · principal | Sold out | 12,000 | $12Kbefore exit |
| GRAND RAPIDS MICH W 5 36 CALLED @100 EFF: 01/09/2026 | MUNI BONDS · principal | Sold out | 10,000 | $10Kbefore exit |
| UNIVERSITY OKLA 3 75 33PUB EDUC DUE 07/01/33OID | MUNI BONDS · principal | Sold out | 10,000 | $10Kbefore exit |
| FLAGSTAR BANK NA (FLG V6.375 PERP A.) | Equities | Sold out | 400 | $9Kbefore exit |
| ATLANTIC UNION BANKSHARE (AUB 6.875 PERP A) | PFD | Sold out | 300 | $7Kbefore exit |
| CITIBANK, N A 4 2 26CD FDIC INS DUE 03/31/26US | CERTIFICATE DEPOSIT · principal | Sold out | 7,000 | $7Kbefore exit |
| UNIVERSITY OKLA REV 4 39PUB EDUC DUE 07/01/39OID | MUNI BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| PARAMOUNT GLOBAL (SKYD 4 01/15/26) | CORPORATE BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| ROYAL BANK OF 0 875 26F DUE 01/20/26 | FOREIGN BONDS (US $) · principal | Sold out | 5,000 | $5Kbefore exit |
| THE GOLDMAN SACHS G 1 26 DUE 02/26/26 | CORPORATE BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| SPIP SS SPDR P Tips ETF | ST STR TIPS ETF | New | 0 | $7 |
| DOV Dover Corp. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 238 | $222.9M | IEFA, XLK, IEMG, USMV, VTV |
| Q1 2026 | 189 | $145.0M | IEFA, IEMG, XLK, USMV, XLV |
| Q4 2025 | 162 | $95.5M | IEFA, XLK, IEMG, XLV, USMV |
| Q3 2025 | 167 | $96.7M | IEFA, XLK, IEMG, XLV, USMV |
| Q2 2025 | 166 | $90.2M | IEFA, XLK, IEMG, XLV, USMV |
| Q1 2025 | 185 | $84.6M | IEFA, XLK, XLV, IEMG, QUAL |
| Q4 2024 | 175 | $79.8M | IEFA, XLK, XLV, QUAL, IEMG |