10Elms LLP

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), 10Elms LLP reported 189 stock positions worth $145.0 million. Its top holding was iShares Core MSCI Eafe ETF (IEFA) at 11.9% of the portfolio, followed by iShares Core MSCI Emerging (IEMG, 4.8%) and SS Technology Select Sector (XLK, 4.7%). Compared with Q4 2025, it opened 28 new positions, sold out of 1, added to 90 and reduced 15. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +675%) and the biggest sale KKR (KKR, shares −29%).

Most Recent 13F
Q2 2026
Location
TULSA, OK
CIK
0002056650
Portfolio Value
$145.0M (Q1 2026)
SEC Filing
0002056650-26-000002 ↗ filed May 15, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $79.8M Q4 2024 Q1 2025: $84.6M Q1 2025 Q2 2025: $90.2M Q2 2025 Q3 2025: $96.7M Q3 2025 Q4 2025: $95.5M Q4 2025 Q1 2026: $145.0M $145.0M Q1 2026 Q2 2026: $222.9M Q2 2026

Holdings 189 stocks · $145.0M
IEFA iShares Core MSCI Eafe ETF 11.87% 187,216 $17.2M Add +52.0%
IEMG iShares Core MSCI Emerging 4.84% 100,608 $7.0M Add +34.5%
XLK SS Technology Select Sector 4.74% 50,944 $6.9M Add +17.8%
USMV iShares MSCI USA Min Vol Fac 3.87% 60,530 $5.6M Add +80.8%
XLV SS Health Care Select Sector 3.42% 34,466 $5.0M Add +27.2%
BND Vanguard Total Bond Market 2.93% 57,684 $4.2M Add +49.4%
VTV Vanguard Mrngstr Val ETF-Aui 2.90% 21,405 $4.2M Add +675.3%
SPY SS SPDR S&P 500 ETF Trust-US 2.86% 6,385 $4.2M Add +56.8%
QUAL iShares MSCI USA Quality Fac 2.39% 18,914 $3.5M Add +42.1%
SCHD Schwab US DVD Equity ETF 2.24% 105,932 $3.3M Add +12.0%
XLF SS Financial Select Sector 2.22% 65,476 $3.2M Add +30.2%
XLI SS Industrial Select Sector 2.12% 19,427 $3.1M Add +29.5%
IWM iShares Russell 2000 ETF 1.96% 11,442 $2.8M Add +10.0%
IBDT iShares Ibonds Dec 2028 ETF 1.88% 107,305 $2.7M Add +130.0%
BNDX Vanguard Total Intl Bond ETF 1.86% 55,381 $2.7M Add +27.1%
VYMI Vanguard Int High DVD YLD Inc. 1.86% 27,000 $2.7M Add +12.1%
MTUM iShares MSCI USA Momentum Fa 1.85% 11,150 $2.7M Add +13.9%
IBDR iShares Ibonds Dec 2026 Term 1.79% 107,002 $2.6M Add +131.1%
XLC SS Comm Select Sector SPDR 1.74% 22,580 $2.5M Add +57.5%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 1.64% 98,054 $2.4M Add +168.2%
IBDU iShares Ibonds Dec 2029 Term 1.59% 97,421 $2.3M Add +185.9%
USIG iShares Broad Usd Investment 1.53% 43,286 $2.2M Add +16.0%
FNDA Schwab Fndmntl US SM Co. ETF 1.48% 66,641 $2.2M Add +309.0%
VIG Vanguard Dividend Apprec ETF 1.43% 9,672 $2.1M Add +4736.0%
XLY SS Consumer Disc Select Sect 1.38% 17,451 $2.0M Add +13.5%
VLUE iShares MSCI USA Value Facto 1.37% 13,957 $2.0M Add +12.9%
IBDV iShares Ibonds Dec 2030 Corp. 1.33% 88,425 $1.9M Add +219.9%
XLP SS Consumer Staples Sel Sect 1.23% 21,596 $1.8M Add +45.4%
CAT Caterpillar Inc. 1.15% 2,364 $1.7M Add +238.2%
FLRN SS SPDR BB Ig Float RT ETF 1.09% 51,585 $1.6M Add +363.5%
VTI VG Morningstar TS MKT ETF-US 1.02% 4,615 $1.5M Add +4.0%
IBDW iShares Ibonds Dec 2031 Corp. 0.96% 66,534 $1.4M Add +199.7%
SOXX iShares Semiconductor ETF 0.88% 3,885 $1.3M Add +20.8%
XLE SS Energy Select Sector 0.84% 20,112 $1.2M Add +77.6%
IVV iShares Core S&P 500 ETF 0.80% 1,767 $1.2M Add +6696.1%
EMB iShares JP Morgan Usd Emergi 0.78% 11,856 $1.1M Add +20.0%
IBDX iShares Ibonds Dec 2032 TC 0.76% 43,024 $1.1M Add +184.0%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.73% 23,004 $1.1M Add +51.9%
EPD Enterprise Products Partners 0.70% 26,679 $1.0M Add +34.6%
DVYE iShares Emerging Markets Div 0.67% 27,000 $970K Add +3.4%
XLB SS Materials Select Sector 0.61% 18,822 $886K Add +90.8%
XLRE SS Real Estate Select Sector 0.53% 19,642 $762K Add +87.4%
GOOGL Alphabet Inc. Class A 0.52% 2,620 $753K Add +23.6%
IBHF iShares Ibond 2026 HY & Inc. 0.49% 30,946 $710K Add +180.9%
IBMP iShares Ibonds Dec 2027 Term 0.48% 27,394 $697K Add +20.7%
BX Blackstone Inc. 0.46% 6,470 $668K Add +40.2%
IBMR iShares Ibonds Dec 2029 M BD 0.45% 26,000 $659K Add +27.4%
GOOG Alphabet Inc. Class C 0.44% 2,240 $643K Add +40.0%
IBMO iShares Ibonds Dec 2026 Term 0.43% 24,594 $630K Add +1.0%
VEU Vanguard Ftse All-World Ex-U 0.42% 8,151 $612K Add +7.2%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.41% 5,476 $597K Reduce -13.2%
AMZN Amazon.com Inc. 0.41% 2,845 $593K Add +8.4%
AB Alliancebernstein Holding LP 0.40% 15,460 $579K No change
IBDY iShares Ibonds Dec 2033 Corp. 0.40% 22,390 $579K Add +279.5%
JPM JPMorgan Chase & Co. 0.38% 1,864 $548K Add +1764.0%
IBMQ iShares Ibonds Dec 2028 Muni 0.37% 21,060 $538K Add +3.4%
QCOM Qualcomm Inc. 0.36% 4,082 $526K Add +577.0%
TIP iShares Tips Bond ETF 0.35% 4,663 $515K Add +14.8%
EMLP First Trust North American E 0.35% 11,743 $513K Add +3.5%
ITA iShares U.S. Aerospace & Def 0.31% 2,049 $448K Add +36.6%
PFFD Global X US Preferred ETF 0.29% 23,010 $423K No change
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.28% 5,085 $405K No change
ENFR Alerian Energy Infrastructur 0.27% 10,378 $397K Add +42.2%
MUB iShares National Muni Bond E 0.25% 3,450 $366K No change
BRK.B Berkshire Hathaway Inc. Class B 0.24% 729 $349K Add +10.4%
IBB iShares Biotechnology ETF 0.24% 2,025 $342K No change
DTEC Alps Disruptive Technologies 0.23% 7,763 $336K Add +42.3%
NVDA Nvidia Corp. 0.23% 1,913 $334K Add +7.9%
PEP Pepsico Inc. 0.23% 2,187 $332K Add +36.4%
WFC Wells Fargo & Co. 0.22% 3,971 $316K No change
BWXT BWX Technologies Inc. 0.21% 1,506 $308K No change
MSFT Microsoft Corp. 0.21% 818 $303K Add +27.8%
AMGN Amgen Inc. 0.20% 806 $284K New
KKR KKR & Co. Inc. 0.18% 2,901 $268K Reduce -28.8%
IHAK iShares Cybersecurity & Tech 0.18% 5,976 $261K Add +86.8%
KMI Kinder Morgan Inc. 0.17% 7,478 $251K No change
PSX Phillips 66 0.17% 1,354 $247K No change
AVGO Broadcom Inc. 0.17% 780 $241K Add +20.0%
JNJ Johnson & Johnson 0.17% 985 $241K Add +44.2%
WMB Williams Cos Inc. 0.17% 3,297 $240K Reduce -9.4%
AGG iShares Core U.S. Aggregate 0.16% 2,275 $226K New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.13% 665 $191K Add +3.9%
IBMS ISHARESIBONDDEC2030MUNIBDETF 0.12% 6,820 $176K No change
SU Suncor Energy Inc. 0.12% 2,650 $175K No change
LNT Alliant Energy Corp. 0.12% 2,388 $171K No change
LNG Cheniere Energy Inc. 0.11% 541 $154K No change
COST Costco Wholesale Corp. 0.10% 152 $151K Reduce -20.8%
IDV iShares International Select 0.10% 3,500 $149K No change
UNP Union Pacific Corp. 0.10% 600 $146K New
MCD McDonald's Corp. 0.10% 462 $144K Add +0.7%
VTEB Vanguard Tax-Exempt Bond ETF 0.10% 2,830 $141K No change
CWI State Street SPDR MSCI Acwi 0.09% 3,683 $135K Reduce -3.9%
VCSH Vanguard S/T Corp. Bond ETF 0.09% 1,667 $132K New
GSY Invesco Ultra Short Duration 0.09% 2,622 $131K New
MINT PIMCO Enhanced Short Maturit 0.09% 1,275 $128K New
CMDY iShares Bloomberg Roll Selec 0.09% 2,145 $127K Add +43.0%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.09% 586 $127K Add +4.3%
WMT Walmart Inc. 0.08% 990 $123K No change
OKE Oneok Inc. 0.08% 1,345 $122K Add +34.5%
FJUL FT Vest US Equity Buffer ETF 0.08% 2,193 $121K New

Show all 189 holdings

Other holdings (290): bonds, preferreds, convertibles and warrants · $13.5M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 411$490KAdd +6750.0%
NORTH TEX TWY AUTH 4 39TOLL TRAN DUE 01/01/39 MUNI BONDS · principal 350,000$343KNo change
AUSTIN TEX CMNTY CO 4 35COLL EDUC DUE 08/01/35XTRO MUNI BONDS · principal 250,000$252KNo change
BURLESON TEX WTR & 4 30WRSR UTIL DUE 03/01/30 MUNI BONDS · principal 250,000$250KNo change
NEW YORK ST DORM AU 5 45UNIV EDUC DUE 07/01/45 MUNI BONDS · principal 250,000$244KNo change
SEDGWICK CNTY KANS 4 29FAC BLDG DUE 08/01/29 MUNI BONDS · principal 200,000$200KNo change
BANCROFT FUND LTD (BCV 5.375 PERP A) PREFERRED STOCK 8,791$188KNo change
GABELLI EQUITY TRUST (GAB 5 PERP G) PREFERRED STOCK 9,000$182KReduce -8.2%
GABELLI MULTIMEDIA TRUST (GGT 5.125 PERP G) PREFERRED STOCK 8,000$163KNo change
METROPOLITAN TRANSN 4 36COMB TRAN DUE 11/15/36XTRO MUNI BONDS · principal 150,000$150KNo change
BANK NOVA SCOTI5 25 28F DUE 06/12/28 FOREIGN BONDS (US $) · principal 145,000$148KNo change
ARLINGTON TEX HIGHE 4 44CHAR EDUC DUE 08/15/44OID XTRO MUNI BONDS · principal 150,000$141KNo change
METROPOLITAN TRANSN 4 32COMB TRAN DUE 11/15/32XTRO MUNI BONDS · principal 140,000$141KNo change
ILLINOIS HSG DEV 1 4 30SING HSG DUE 10/01/30XTRO MUNI BONDS · principal 150,000$136KNo change
NORTHERN TRUST CORP (NTRS 4.7 PERP E) COM 6,925$129KReduce -17.8%
TRUIST FINL COR 1 125 27 DUE 08/03/27 CORPORATE BONDS · principal 130,000$125KNo change
PHILIP MORRIS IN 1 75 30 DUE 11/01/30 CORPORATE BONDS · principal 135,000$119KNo change
GILEAD SCIENCES, 1 2 27 DUE 10/01/27 CORPORATE BONDS · principal 124,000$119KNo change
THE TORONTO-DO5 156 28F DUE 01/10/28 FOREIGN BONDS (US $) · principal 115,000$116KNo change
PUBLIC STORAGE 5 125 29 DUE 01/15/29 CORPORATE BONDS · principal 110,000$112KNo change
3M CO 2 375 29 DUE 08/26/29 CORPORATE BONDS · principal 110,000$103KNo change
GABELLI DVD & INC TR (GDV 4.25 PERP K) PREFERRED STOCK 5,614$102KReduce -20.0%
SAN FELIPE DEL RIO 4 32GO UTX DUE 08/15/32 MUNI BONDS · principal 100,000$101KNo change
NEW YORK ST DOR 4 625 27POOL EDR DUE 06/01/27OID XTRO MUNI BONDS · principal 100,000$100KNo change
TARRANT CNTY TEX CU 4 42SYST HLTH DUE 11/15/42XTRO MUNI BONDS · principal 100,000$100KNo change
DALLAS TEX HOTEL OC 4 35SERV TAX DUE 08/15/35 MUNI BONDS · principal 100,000$100KNo change
CLINTON OKLA PUB WK 4 34COMB TAX DUE 12/01/34XTRO BUILD AMERICA MUTUA MUNI BONDS · principal 100,000$100KNo change
HARRIS CNTY TEX HOS 4 31DIST HLTH DUE 02/15/31 MUNI BONDS · principal 100,000$100KNo change
PORT FREEPORT T 4 125 31PA TRAN DUE 06/01/31OID MUNI BONDS · principal 100,000$100KNo change
JOHNSON CNTY KA 3 625 34MUNI BLDG DUE 09/01/34OID XTRO MUNI BONDS · principal 100,000$100KNo change
KAUFMAN CNTY TEX MU 4 35GO UTX DUE 09/01/35OID MUNI BONDS · principal 100,000$100KNo change
RAMAPO N Y LOC DEV 5 41REV LTX DUE 03/15/41 MUNI BONDS · principal 100,000$100KNo change
TENN VALLEY AUTHORITY (TVA V2.134 06/01/28 D) Corporate Bond 4,037$99KNo change
AURORA ILL 3 125 32GO UTX DUE 12/30/32OID MUNI BONDS · principal 100,000$99KNo change
NEW YORK TRANSN DEV 4 35AIR TRAN DUE 07/01/35XTRO MUNI BONDS · principal 100,000$99KNo change
ARLINGTON TEX HIGHE 4 39CHAR EDUC DUE 08/15/39OID XTRO MUNI BONDS · principal 100,000$99KNo change
TRANSCANADA PI4 625 34F DUE 03/01/34 FOREIGN BONDS (US $) · principal 100,000$96KNo change
PHILLIPS 66 4 65 34 DUE 11/15/34 CORPORATE BONDS · principal 100,000$96KNo change
COOK CNTY ILL SCH D 3 35GO LTX DUE 12/01/35 MUNI BONDS · principal 100,000$94KNo change
KANE COOK & DU PA 1 5 29GO UTX DUE 12/15/29 MUNI BONDS · principal 100,000$91KNo change
EVANSTON ILL 2 31GO UTX DUE 12/01/31 MUNI BONDS · principal 100,000$90KNo change
BANK OF MONTREA1 25 26F DUE 09/15/26 FOREIGN BONDS (US $) · principal 90,000$89KNo change
SAN DIEGO GAS & E 1 7 30 DUE 10/01/30 CORPORATE BONDS · principal 100,000$88KNo change
ARAPAHOE CNTY CO 2 25 34GO UTX DUE 12/01/34OID MUNI BONDS · principal 100,000$88KNo change
CHAMPAIGN & VERMILL 3 33GO UTX DUE 12/01/33 MUNI BONDS · principal 90,000$88KNo change
ENTERGY TEXAS, I 1 75 31 DUE 03/15/31 CORPORATE BONDS · principal 100,000$87KNo change
NEXTERA ENERGY CAPI 5 30 DUE 02/28/30 CORPORATE BONDS · principal 85,000$86KNo change
SAN LEANDRO CAL 3 625 27MUNI BLDG DUE 12/01/27OID XTRO MUNI BONDS · principal 85,000$85KNo change
ABRDN INCOME CREDIT (ACP 5.25 PERP A) PREFERRED STOCK 4,200$85KNo change
LOWE'S COMPANIES, 1 7 28 DUE 09/15/28 CORPORATE BONDS · principal 90,000$85KNo change
REALTY INCOME COR 1 8 33 DUE 03/15/33 CORPORATE BONDS · principal 100,000$82KNo change
VIRIDIAN MUN MGMT D 2 34DB UTX DUE 12/01/34OID MUNI BONDS · principal 100,000$82KNo change
PHILIP MORRIS I 5 125 27 DUE 11/17/27 CORPORATE BONDS · principal 80,000$81KNo change
FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) Equities 4,200$81KNo change
HP INC (HPQ 6 09/15/41) CORPORATE BONDS · principal 80,000$79KNo change
MC HENRY CNTY ILL 1 5 26GO UTX DUE 12/30/26 MUNI BONDS · principal 80,000$79KNo change
PUBLIC STORAGE (PSA 5.15 PERP F) PREFERRED STOCK 4,000$78KNo change
ORLAND PARK ILL 3 46DB UTX DUE 12/01/46 MUNI BONDS · principal 100,000$75KNo change
CHANNAHON ILL FIRE 3 32DB UTX DUE 01/01/32 MUNI BONDS · principal 75,000$73KNo change
LAKE CNTY ILL WTR & 2 31WRSR UTIL DUE 12/01/31 MUNI BONDS · principal 80,000$71KNo change
MONTGOMERY CNTY TEX 3 32GO UTX DUE 09/01/32OID MUNI BONDS · principal 75,000$71KNo change
ILLINOIS HSG DEV 0 9 28SING HSG DUE 10/01/28XTRO MUNI BONDS · principal 75,000$70KNo change
VIRIDIAN MUN MGMT D 1 29DB UTX DUE 12/01/29OID MUNI BONDS · principal 75,000$68KNo change
CHARLOTTE N C 2 34GO UTX DUE 06/01/34 MUNI BONDS · principal 75,000$66KNo change
TX UNIV SYS BRD RGTS (TX TXSHGR 3 03/15/2034) MUNI BONDS · principal 65,000$62KNo change
NORTH TEX TWY AUTH 0 28TOLL TRAN DUE 01/01/28OID ASSURED GUARANTY COR MUNI BONDS · principal 65,000$62KNo change
LOWER COLO RIV AUTH 4 40ELEC UTIL DUE 05/15/40OID ASSURED GUARANTY MUN MUNI BONDS · principal 62,000$61KNo change
THE GOLDMAN SACH 4 75 33 DUE 08/15/33 CORPORATE BONDS · principal 57,000$57KNo change
SABINE PASS LIQUEFA 5 27 DUE 03/15/27 CORPORATE BONDS · principal 55,000$55KNo change
NEXTERA ENERGY CA 1 9 28 DUE 06/15/28 CORPORATE BONDS · principal 55,000$52KNo change
BRANCH CNTY MICH BL 4 32REV UTX DUE 05/01/32 MUNI BONDS · principal 50,000$52KNo change
CHAMBERS CNTY TEX I 4 29GO UTX DUE 09/01/29 MUNI BONDS · principal 50,000$51KNo change
ARIZONA INDL DEV AU 4 28CHAR EDUC DUE 11/01/28XTRO MUNI BONDS · principal 50,000$51KNo change
KENTUCKY INC KY PUB 4 29OILG IDR DUE 08/01/29XTRO MUNI BONDS · principal 50,000$51KNo change
KING CNTY WASH HSG 4 27MULT HSG DUE 08/01/27 MUNI BONDS · principal 50,000$51KNo change
ONEOK, INC 5 55 26 DUE 11/01/26 CORPORATE BONDS · principal 50,000$50KNo change
FOND DU LAC WIS WTR 4 26WTR UTIL DUE 09/01/26 MUNI BONDS · principal 50,000$50KNo change
HOUSTON TEX INDPT S 4 38GO LTX DUE 02/15/38 MUNI BONDS · principal 50,000$50KNo change
GRAND PRAIRIE T 3 125 30GO LTX DUE 02/15/30OID MUNI BONDS · principal 50,000$50KNo change
WEST CHESTER PA 3 25 31GO UTX DUE 11/15/31OID MUNI BONDS · principal 50,000$50KNew
HARRIS CNTY TEX HOS 4 34DIST HLTH DUE 02/15/34 MUNI BONDS · principal 50,000$50KNo change
CBOE GLOBAL MARK 3 65 27 DUE 01/12/27 CORPORATE BONDS · principal 50,000$50KNo change
SOUTH BROWARD HO 3 25 31SYST HLTH DUE 05/01/31OID XTRO MUNI BONDS · principal 50,000$50KNo change
KERRVILLE TEX 3 375 32DB LTX DUE 08/15/32 MUNI BONDS · principal 50,000$50KNo change
LUBBOCK COOPER TEX 2 27GO UTX DUE 02/15/27 MUNI BONDS · principal 50,000$49KNo change
BP CAPITAL MARKETS PLC (BPLN 3.723 11/28/28) FOREIGN BONDS (US $) · principal 50,000$49KNo change
LIBERTY TEX 2 27GO LTX DUE 03/01/27 MUNI BONDS · principal 50,000$49KNo change
BAKER HUGHES LLC/CO-OBL (BKR 3.337 12/15/27) CORPORATE BONDS · principal 50,000$49KNo change
TEXAS MUN PWR AGY R 3 30PWR UTIL DUE 09/01/30 MUNI BONDS · principal 50,000$49KNo change
THE TORONTO-DOM1 95 27F DUE 01/12/27 FOREIGN BONDS (US $) · principal 50,000$49KNo change
HARRIS CNTY TEX MUN 3 30GO UTX DUE 09/01/30OID ASSURED GUARANTY COR MUNI BONDS · principal 50,000$49KNew
CITIGROUP INC 3 27 DUE 12/31/27 CORPORATE BONDS · principal 50,000$49KNo change
OKLAHOMA DEV FI 4 851 45COMB IDR DUE 02/01/45TAXBL MUNI BONDS · principal 50,000$49KNo change
ROCKETT TEX SPL U 3 1 30WTR UTIL DUE 07/10/30ASSURED GUARANTY MUN MUNI BONDS · principal 50,000$49KNo change
JOHNSON CNTY KAN 2 25 29WTR UTIL DUE 07/01/29OID MUNI BONDS · principal 50,000$48KNo change
GENERAL ELECTRIC CO (GE 4 06/15/32 NOT2) CORPORATE BONDS · principal 50,000$48KNo change
BRIDGESTONE MUN UTI 3 33DB UTX DUE 05/01/33OID MUNI BONDS · principal 50,000$47KNo change
SIMON PROPERTY GROUP LP (SPG 2.45 09/13/29) CORPORATE BONDS · principal 50,000$47KNo change
MIDWEST CITY OKL 4 25 38RTL IDR DUE 02/01/38XTRO TAXBL MUNI BONDS · principal 50,000$47KNo change
PROVIDENCE ST 2 532 29 DUE 10/01/29 CORPORATE BONDS · principal 50,000$47KNo change
THE GOLDMAN SACHS G 2 29 DUE 08/30/29 CORPORATE BONDS · principal 50,000$46KNo change
NORTH CAROLINA H 1 45 30SING HSG DUE 01/01/30XTRO MUNI BONDS · principal 50,000$46KNo change
TULSA CNTY OKLA IND 4 29FAC BLDG DUE 02/01/29XTRO MUNI BONDS · principal 45,000$46KNo change
JOHNSTON CNTY N C 1 5 30GO UTX DUE 02/01/30 MUNI BONDS · principal 50,000$46KNo change
FORT BEND CNTY T 2 75 35GO UTX DUE 09/01/35OID MUNI BONDS · principal 50,000$45KNo change
L3HARRIS TECHNOLO 5 4 27 DUE 01/15/27 CORPORATE BONDS · principal 45,000$45KNo change
SAN JACINTO TEX R 4 5 27WTR UTIL DUE 10/01/27OID ASSURED GUARANTY MUN MUNI BONDS · principal 45,000$45KNo change
DALLAS TEX WTRW 3 125 32WRSR UTIL DUE 10/01/32OID MUNI BONDS · principal 45,000$44KNo change
FLORIDA HSG FIN COR 2 32SING HSG DUE 07/01/32XTRO MUNI BONDS · principal 50,000$44KNo change
GREENSBORO N C 1 671 31PKG BLDG DUE 11/01/31TAXBL MUNI BONDS · principal 50,000$44KNo change
BRUSHY CREEK MUN 2 25 33GO UTX DUE 06/01/33OID MUNI BONDS · principal 50,000$43KNo change
FLORIDA HSG FIN 1 75 33SING HSG DUE 07/01/33XTRO MUNI BONDS · principal 50,000$43KNo change
LAKES FRESH WTR SUP 2 33GO UTX DUE 09/01/33 MUNI BONDS · principal 50,000$42KNo change
OKLAHOMA DEV FIN AU 4 29IMPT EDUC DUE 06/01/29XTRO MUNI BONDS · principal 40,000$41KNo change
VAN ALSTYNE TEX 2 36DB LTX DUE 02/15/36 MUNI BONDS · principal 50,000$41KNo change
WEC ENERGY GROUP 5 15 27 DUE 10/01/27 CORPORATE BONDS · principal 40,000$40KNo change
JACKSON FINL INC 5 17 27 DUE 06/08/27 CORPORATE BONDS · principal 40,000$40KNo change
SEMPRA 5 4 26 DUE 08/01/26 CORPORATE BONDS · principal 40,000$40KNo change
SAN ANTONIO TEX PUB 4 42CONV BLDG DUE 09/15/42OID XTRO MUNI BONDS · principal 42,000$40KNo change
MORGAN STANLEY B 4 05 26CD FDIC INS DUE 11/20/26US CERTIFICATE DEPOSIT · principal 39,000$39KNew
BANK OF AMERICA NA (BAC 4 05/27/26) CERTIFICATE DEPOSIT · principal 39,000$39KNew
FIRST-CITIZENS BANK/TRST (FCNCA 3.8 03/11/27) CERTIFICATE DEPOSIT · principal 39,000$39KNew
THE GOLDMAN SACH 1 65 27 DUE 06/10/27 CORPORATE BONDS · principal 40,000$39KNo change
PUBLIC STORAGE (PSA 4.625 PERP L) COM 2,200$39KReduce -15.4%
BUTLER CNTY KANS UN 3 34GO UTX DUE 09/01/34 MUNI BONDS · principal 40,000$38KNo change
WELLTOWER INC 2 05 29 DUE 01/15/29 CORPORATE BONDS · principal 40,000$38KNo change
THE BANK OF NEW Y 1 9 29 DUE 01/25/29 CORPORATE BONDS · principal 40,000$38KNo change
THE WALT DISNEY CO 2 29 DUE 09/01/29 CORPORATE BONDS · principal 40,000$37KNo change
LOVE CNTY OKLA EDL 4 28LEAS SCH DUE 12/01/28XTRO MUNI BONDS · principal 35,000$36KNo change
BANK OF MONTRE5 203 28F DUE 02/01/28 FOREIGN BONDS (US $) · principal 35,000$36KNo change
MORGAN STANLEY PR 4 8 26CD FDIC INS DUE 07/10/26US CERTIFICATE DEPOSIT · principal 35,000$35KNo change
LOWER COLO RIV AUTH 4 35ELEC UTIL DUE 05/15/35 MUNI BONDS · principal 35,000$35KNo change
BOSSIER PARISH LA P 4 29GO UTX DUE 03/01/29 MUNI BONDS · principal 35,000$35KNo change
BANK OF AMERICA, 4 15 26CD FDIC INS DUE 05/27/26US CERTIFICATE DEPOSIT · principal 35,000$35KNo change
MISSION TEX REDEV A 4 27TAXI TAX DUE 09/01/27 MUNI BONDS · principal 35,000$35KNo change
MORGAN STANLEY BANK 4 26CD FDIC INS DUE 04/30/26US CERTIFICATE DEPOSIT · principal 35,000$35KNo change
WELLS FARGO BANK NA (WFC 3.85 06/22/26) CERTIFICATE DEPOSIT · principal 35,000$35KNo change
CHAMBERS CNTY TE 3 75 28GO UTX DUE 09/01/28 MUNI BONDS · principal 35,000$35KNo change
WICHITA KANS 2 33DB UTX DUE 06/01/33 MUNI BONDS · principal 40,000$35KNo change
CUMBERLAND CNTY PA 4 35SYST HLTH DUE 11/01/35XTRO MUNI BONDS · principal 35,000$35KNo change
FLUOR CORP (FLR 4.25 09/15/28) CORPORATE BONDS · principal 35,000$34KNo change
LAKE CNTY ILL WTR & 2 30WRSR UTIL DUE 12/01/30 MUNI BONDS · principal 35,000$32KNo change
EXTRA SPACE STORA 5 5 30 DUE 07/01/30 CORPORATE BONDS · principal 30,000$31KNo change
BLACKMAN TWP MICH 4 32GO UTX DUE 05/01/32 MUNI BONDS · principal 30,000$31KNo change
RYDER SYSTEM INC 5 65 28 DUE 03/01/28 CORPORATE BONDS · principal 30,000$31KNo change
PHILIP MORRIS I 5 125 30 DUE 02/15/30 CORPORATE BONDS · principal 30,000$31KNo change
UCF STAD CORP FLA 3 5 32FAC EDUC DUE 03/01/32OID MUNI BONDS · principal 30,000$30KNo change
GOLDMAN SACHS BA 3 75 26CD FDIC INS DUE 09/03/26US CERTIFICATE DEPOSIT · principal 30,000$30KNew
WELLS FARGO BANK NA (WFC 3.75 09/30/26) CERTIFICATE DEPOSIT · principal 30,000$30KNew
MICHIGAN ST 3 59 26GO UTX DUE 12/01/26TAXBL MUNI BONDS · principal 30,000$30KNo change
HARRIS CNTY TEX CUL 4 36SERV EDR DUE 11/15/36XTRO MUNI BONDS · principal 30,000$30KNo change
TULSA OKLA ARPTS 3 5 27AIR TRAN DUE 06/01/27XTRO TAXBL MUNI BONDS · principal 30,000$30KNo change
ATHENE HOLDING LTD (ATH 4.125 01/12/28) CORPORATE BONDS · principal 30,000$30KNo change
JPMORGAN CHASE & VAR 27 DUE 09/22/27 CORPORATE BONDS · principal 30,000$30KNo change
MID-AMERICA APART 1 1 26 DUE 09/15/26 CORPORATE BONDS · principal 30,000$30KNo change
NORMAN OKLA 2 25 30GO UTX DUE 06/01/30OID MUNI BONDS · principal 30,000$28KNo change
JPMORGAN CHASE & CO 2 28 DUE 11/14/28 CORPORATE BONDS · principal 30,000$28KNo change
ONEOK, INC 5 8 30 DUE 11/01/30 CORPORATE BONDS · principal 25,000$26KNo change
NEXTERA ENERGY, 5 05 28 DUE 04/01/28 CORPORATE BONDS · principal 25,000$25KNo change
NEW HANOVER CNT 3 125 33HOSP HLTH DUE 10/01/33OID XTRO MUNI BONDS · principal 25,000$25KNo change
BRYAN CNTY OKLA SCH 4 26EXCISE TAX DUE 12/01/26XTRO MUNI BONDS · principal 25,000$25KNo change
MORGAN STANLEY P 3 95 30CD FDIC INS DUE 02/25/30US CERTIFICATE DEPOSIT · principal 25,000$25KNew
MORGAN STANLEY B 3 85 29CD FDIC INS DUE 02/26/29US CERTIFICATE DEPOSIT · principal 25,000$25KNew
KALAMAZOO MICH HOSP 4 36SYST HLTH DUE 05/15/36XTRO MUNI BONDS · principal 25,000$25KNo change
GOLDMAN SACHS BANK USA (GS 3.85 03/03/28) CERTIFICATE DEPOSIT · principal 25,000$25KNew
COLUMBUS CNTY N C L 4 32WRSR UTIL DUE 06/01/32 MUNI BONDS · principal 25,000$25KNo change
WELLS FARGO BANK, 3 8 26CD FDIC INS DUE 08/28/26US CERTIFICATE DEPOSIT · principal 25,000$25KNew
BANK AMER NA CHA 3 75 27CD FDIC INS DUE 02/25/27US CERTIFICATE DEPOSIT · principal 25,000$25KNew
SHELL INTERNTN2 875 26F DUE 05/10/26 FOREIGN BONDS (US $) · principal 25,000$25KNo change
TULSA OKLA INDL 3 75 26UNIV EDUC DUE 10/01/26OID MUNI BONDS · principal 25,000$25KNo change
TEXAS ST 4 631 33GO UTX DUE 04/01/33XTRO TAXBL MUNI BONDS · principal 25,000$25KNo change
UNIVERSITY OKLA REV 4 40PUB EDUC DUE 07/01/40OID MUNI BONDS · principal 25,000$25KNo change
HOLLAND MICH 3 35 27GO LTX DUE 12/01/27TAXBL MUNI BONDS · principal 25,000$25KNo change
FORD MOTOR CREDIT C 4 27 DUE 08/20/27 CORPORATE BONDS · principal 25,000$25KNo change
HARRIS CNTY TEX MUN 3 28GO UTX DUE 09/01/28 MUNI BONDS · principal 25,000$25KNo change
LANSING MICH TA 3 655 29DB UTX DUE 06/01/29TAXBL MUNI BONDS · principal 25,000$25KNo change
NEXTERA ENERGY 1 875 27 DUE 01/15/27 CORPORATE BONDS · principal 25,000$25KNo change
GEORGIA ST HSG & 2 45 28SING HSG DUE 12/01/28XTRO MUNI BONDS · principal 25,000$25KNo change
LOUISIANA PUB FACS 3 31SYST HLTH DUE 05/15/31OID XTRO MUNI BONDS · principal 25,000$24KNo change
THE GOLDMAN SACH 1 55 27 DUE 07/29/27 CORPORATE BONDS · principal 25,000$24KNo change
UNIVERSITY OKLA REV 3 33PUB EDUC DUE 07/01/33OID MUNI BONDS · principal 25,000$24KNo change
OKLAHOMA ST WTR RES 3 35WRSR UTIL DUE 10/01/35OID XTRO MUNI BONDS · principal 25,000$24KNo change
VEREIT OPERATING 2 2 28 DUE 06/15/28 CORPORATE BONDS · principal 25,000$23KNo change
PRUDENTIAL FINL 4 05 34 DUE 11/15/34 CORPORATE BONDS · principal 25,000$23KNo change
UNION CNTY N C 1 375 30WRSR UTIL DUE 06/01/30 MUNI BONDS · principal 25,000$23KNo change
GABELLI DVD & INC TR (GDV 5.375 PERP H) PREFERRED STOCK 1,000$22KNo change
KANNAPOLIS N C 2 153 33MUNI PKG DUE 04/01/33TAXBL MUNI BONDS · principal 25,000$22KNo change
GABELLI EQUITY TRUST (GAB 5 PERP K) PREFERRED STOCK 1,000$21KNo change
CARTER CNTY OKLA PU 4 29LEAS SCH DUE 12/01/29XTRO MUNI BONDS · principal 20,000$21KNo change
TOYOTA MOTOR CRE 5 45 27 DUE 11/10/27 CORPORATE BONDS · principal 20,000$20KNo change
DUKE ENERGY CORP 5 27 DUE 12/08/27 CORPORATE BONDS · principal 20,000$20KNo change
GRAND RIVER DAM AUT 4 38ELEC UTIL DUE 06/01/38 MUNI BONDS · principal 20,000$20KNo change
LANCASTER TEX 4 35GO LTX DUE 02/15/35 MUNI BONDS · principal 20,000$20KNo change
SCAGO EDL FACS 4 118 26IMPT SCH DUE 12/01/26XTRO TAXBL BUILD AMERICA MUNI BONDS · principal 20,000$20KNo change
RICHMOND CNTY GA HO 3 32SYST HLTH DUE 01/01/32OID XTRO MUNI BONDS · principal 20,000$20KNo change
NEW HAVEN MICH C 2 76 27GO UTX DUE 05/01/27TAXBL MUNI BONDS · principal 20,000$20KNo change
THE GOLDMAN SACH 1 45 26 DUE 09/14/26 CORPORATE BONDS · principal 20,000$20KNo change
THE TORONTO-DOMI1 1 26F DUE 09/20/26 FOREIGN BONDS (US $) · principal 20,000$20KNo change
WILMINGTON N C 4 1 32GO UTX DUE 06/01/32TAXBL MUNI BONDS · principal 20,000$20KNo change
UNIVERSITY HAWAI 3 65 31PUB EDUC DUE 10/01/31XTRO TAXBL MUNI BONDS · principal 20,000$19KNo change

Largest 200 of 290 shown.

Lines left out (1) · $7 — a value with no share or principal amount
SecurityClassSharesValue
SPIP SS SPDR P Tips ETF ST STR TIPS ETF0$7

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $158.5M.

Portfolio Sells Q4 2025 → Q1 2026
KKR KKR & Co. Inc. Reduce -28.8% 0.18% −0.36
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -13.2% 0.41% −0.32
COST Costco Wholesale Corp. Reduce -20.8% 0.10% −0.07
WMB Williams Cos Inc. Reduce -9.4% 0.17% −0.06
SFM Sprouts Farmers Market Inc. Reduce -80.2% 0.01% −0.06
V Visa Inc. Class A Reduce -50.0% 0.02% −0.05
CWI State Street SPDR MSCI Acwi Reduce -3.9% 0.09% −0.05
TMUS T-Mobile US Inc. Reduce -4.1% 0.07% −0.04
KNG FT Vest S&P 500 DVD Arst TRG Reduce -5.9% 0.03% −0.02
VTIP Vanguard Short-Term Tips Reduce -32.0% 0.01% −0.02
ABBV Abbvie Inc. Reduce -50.0% 0.01% −0.02
AMT American Tower Corp. Reduce -50.0% 0.01% −0.01
IWF iShares Russell 1000 Growth Reduce -63.6% 0.00% −0.01
XOM Exxon Mobil Corp. Reduce -22.4% 0.02% −0.01
COF Capital One Financial Corp. Sold out 0.00% −0.01
IWD iShares Russell 1000 Value E Reduce -63.2% 0.00% −0.01

Portfolio Buys Q4 2025 → Q1 2026
VTV Vanguard Mrngstr Val ETF-Aui Add +675.3% 2.90% +2.34
VIG Vanguard Dividend Apprec ETF Add +4736.0% 1.43% +1.39
FNDA Schwab Fndmntl US SM Co. ETF Add +309.0% 1.48% +0.95
IVV iShares Core S&P 500 ETF Add +6696.1% 0.80% +0.78
IBDU iShares Ibonds Dec 2029 Term Add +185.9% 1.59% +0.75
FLRN SS SPDR BB Ig Float RT ETF Add +363.5% 1.09% +0.74
CAT Caterpillar Inc. Add +238.2% 1.15% +0.74
IBDS Ishrs Ibnds Dec 27 Corp. ETF Add +168.2% 1.64% +0.71
IBDV iShares Ibonds Dec 2030 Corp. Add +219.9% 1.33% +0.70
IBDT iShares Ibonds Dec 2028 ETF Add +130.0% 1.88% +0.64
IBDR iShares Ibonds Dec 2026 Term Add +131.1% 1.79% +0.61
USMV iShares MSCI USA Min Vol Fac Add +80.8% 3.87% +0.57
IBDW iShares Ibonds Dec 2031 Corp. Add +199.7% 0.96% +0.47
IBDX iShares Ibonds Dec 2032 TC Add +184.0% 0.76% +0.35
JPM JPMorgan Chase & Co. Add +1764.0% 0.38% +0.34
IEFA iShares Core MSCI Eafe ETF Add +52.0% 11.87% +0.33
XLE SS Energy Select Sector Add +77.6% 0.84% +0.31
QCOM Qualcomm Inc. Add +577.0% 0.36% +0.25
IBDY iShares Ibonds Dec 2033 Corp. Add +279.5% 0.40% +0.24
IBHF iShares Ibond 2026 HY & Inc. Add +180.9% 0.49% +0.22
AMGN Amgen Inc. New 0.20% +0.20
AGG iShares Core U.S. Aggregate New 0.16% +0.16
XLB SS Materials Select Sector Add +90.8% 0.61% +0.14
UNP Union Pacific Corp. New 0.10% +0.10
VCSH Vanguard S/T Corp. Bond ETF New 0.09% +0.09
GSY Invesco Ultra Short Duration New 0.09% +0.09
MINT PIMCO Enhanced Short Maturit New 0.09% +0.09
FJUL FT Vest US Equity Buffer ETF New 0.08% +0.08
XLRE SS Real Estate Select Sector Add +87.4% 0.53% +0.08
BUFR FT Vest Lad Buffervetf-Usd I New 0.07% +0.07
VUG Vanguard Mrngstar GR ETF-Sui New 0.06% +0.06
ITDF iShares Lifepth Targ DT 2050 New 0.06% +0.06
XLU St Sr Utl SL SE SPDR ETF-Usd Add +51.9% 0.73% +0.06
CSCO Cisco Systems Inc. New 0.05% +0.05
BKLN Invesco Senior Loan ETF New 0.05% +0.05
ENFR Alerian Energy Infrastructur Add +42.2% 0.27% +0.03
EPD Enterprise Products Partners Add +34.6% 0.70% +0.03
FLOT iShares Floating Rate Bond E New 0.03% +0.03
IHF iShares U.S. Healthcare Prov New 0.03% +0.03
EFAV iShares MSCI Eafe Min Vol Fa Add +520.2% 0.03% +0.03
XSLV Invesco S&P Smallcap Low Vol New 0.02% +0.02
EIX Edison International Add +133.4% 0.05% +0.02
SPDW Ste STR SPDR PT DW Eu ETF Add +5850.0% 0.02% +0.02
XLP SS Consumer Staples Sel Sect Add +45.4% 1.23% +0.02
IHAK iShares Cybersecurity & Tech Add +86.8% 0.18% +0.02
JNJ Johnson & Johnson Add +44.2% 0.17% +0.02
ITDD iShares Lfepth TRGT 2040 New 0.02% +0.02
MINO PIMCO Municipal Income Oppor New 0.02% +0.02
CWB SS SPDR BB Conv Sec ETF New 0.02% +0.02
VYM Vanguard High DVD Yield ETF New 0.01% +0.01

Notes & Other Activity Q4 2025 → Q1 2026
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +6750.0% 411 $490K
GABELLI EQUITY TRUST (GAB 5 PERP G) PREFERRED STOCK Reduce -8.2% 9,000 $182K
NORTHERN TRUST CORP (NTRS 4.7 PERP E) COM Reduce -17.8% 6,925 $129K
GABELLI DVD & INC TR (GDV 4.25 PERP K) PREFERRED STOCK Reduce -20.0% 5,614 $102K
CAROL STREAM ILL PK 5 37 CALLED @100 EFF: 01/16/2026 MUNI BONDS · principal Sold out 75,000 $75Kbefore exit
THE WILLIAMS COMP 5 4 26 DUE 03/02/26 CORPORATE BONDS · principal Sold out 55,000 $55Kbefore exit
ILLINOIS FIN AUTH R 5 36EXCISE TAX DUE 12/01/36 MUNI BONDS · principal Sold out 50,000 $50Kbefore exit
WEST CHESTER PA 3 25 31GO UTX DUE 11/15/31OID MUNI BONDS · principal New 50,000 $50K
KELLER TEX 2 26GO LTX DUE 02/15/26 MUNI BONDS · principal Sold out 50,000 $50Kbefore exit
HARRIS CNTY TEX MUN 3 30GO UTX DUE 09/01/30OID ASSURED GUARANTY COR MUNI BONDS · principal New 50,000 $49K
CVS HEALTH CORP 5 26 DUE 02/20/26 CORPORATE BONDS · principal Sold out 45,000 $45Kbefore exit
REALTY INCOME CO 0 75 26 DUE 03/15/26 CORPORATE BONDS · principal Sold out 40,000 $40Kbefore exit
MORGAN STANLEY B 4 05 26CD FDIC INS DUE 11/20/26US CERTIFICATE DEPOSIT · principal New 39,000 $39K
WELLS FARGO BANK 4 25 26CD FDIC INS DUE 03/05/26US CERTIFICATE DEPOSIT · principal Sold out 39,000 $39Kbefore exit
BANK OF AMERICA NA (BAC 4 05/27/26) CERTIFICATE DEPOSIT · principal New 39,000 $39K
FIRST-CITIZENS BANK/TRST (FCNCA 3.8 03/11/27) CERTIFICATE DEPOSIT · principal New 39,000 $39K
PUBLIC STORAGE (PSA 4.625 PERP L) COM Reduce -15.4% 2,200 $39K
VODAFONE GROUP4 375 28F DUE 05/30/28 FOREIGN BONDS (US $) · principal Sold out 35,000 $35Kbefore exit
BANK OF AMERICA, 4 05 26CD FDIC INS DUE 02/09/26US CERTIFICATE DEPOSIT · principal Sold out 35,000 $35Kbefore exit
ENTERPRISE PRODU 5 05 26 DUE 01/10/26 CORPORATE BONDS · principal Sold out 30,000 $30Kbefore exit
GOLDMAN SACHS BA 3 75 26CD FDIC INS DUE 09/03/26US CERTIFICATE DEPOSIT · principal New 30,000 $30K
WELLS FARGO BANK NA (WFC 3.75 09/30/26) CERTIFICATE DEPOSIT · principal New 30,000 $30K
MORGAN STANLEY P 3 95 30CD FDIC INS DUE 02/25/30US CERTIFICATE DEPOSIT · principal New 25,000 $25K
MORGAN STANLEY B 3 85 29CD FDIC INS DUE 02/26/29US CERTIFICATE DEPOSIT · principal New 25,000 $25K
GOLDMAN SACHS BANK USA (GS 3.85 03/03/28) CERTIFICATE DEPOSIT · principal New 25,000 $25K
CAROL STREAM ILL PK 5 37 CALLED @100 EFF: 01/01/2026 MUNI BONDS · principal Sold out 25,000 $25Kbefore exit
CITIGROUP INC (C 3.7 01/12/26) CORPORATE BONDS · principal Sold out 25,000 $25Kbefore exit
WELLS FARGO BANK, 3 8 26CD FDIC INS DUE 08/28/26US CERTIFICATE DEPOSIT · principal New 25,000 $25K
THE TORONTO-DOM0 75 26F DUE 01/06/26 FOREIGN BONDS (US $) · principal Sold out 25,000 $25Kbefore exit
BANK AMER NA CHA 3 75 27CD FDIC INS DUE 02/25/27US CERTIFICATE DEPOSIT · principal New 25,000 $25K
BANK OF AMERICA, NT 4 26CD FDIC INS DUE 01/02/26US CERTIFICATE DEPOSIT · principal Sold out 22,000 $22Kbefore exit
ALLY BANK 3 8 26CD FDIC INS DUE 02/20/26US CERTIFICATE DEPOSIT · principal Sold out 20,000 $20Kbefore exit
WELLS FARGO BANK NA (WFC 4.25 03/11/26) CERTIFICATE DEPOSIT · principal Sold out 15,000 $15Kbefore exit
ALEXANDRIA REAL E 4 3 26 DUE 01/15/26 CORPORATE BONDS · principal Sold out 15,000 $15Kbefore exit
BANK OF AMERICA NA (BAC 4.1 01/15/26) CERTIFICATE DEPOSIT · principal Sold out 14,000 $14Kbefore exit
WELLS FARGO BANK 3 75 26CD FDIC INS DUE 08/21/26US CERTIFICATE DEPOSIT · principal New 14,000 $14K
PHILLIPS 66 (PSX 1.3 02/15/26) CORPORATE BONDS · principal Sold out 12,000 $12Kbefore exit
GRAND RAPIDS MICH W 5 36 CALLED @100 EFF: 01/09/2026 MUNI BONDS · principal Sold out 10,000 $10Kbefore exit
UNIVERSITY OKLA 3 75 33PUB EDUC DUE 07/01/33OID MUNI BONDS · principal Sold out 10,000 $10Kbefore exit
FLAGSTAR BANK NA (FLG V6.375 PERP A.) Equities Sold out 400 $9Kbefore exit
ATLANTIC UNION BANKSHARE (AUB 6.875 PERP A) PFD Sold out 300 $7Kbefore exit
CITIBANK, N A 4 2 26CD FDIC INS DUE 03/31/26US CERTIFICATE DEPOSIT · principal Sold out 7,000 $7Kbefore exit
UNIVERSITY OKLA REV 4 39PUB EDUC DUE 07/01/39OID MUNI BONDS · principal Sold out 5,000 $5Kbefore exit
PARAMOUNT GLOBAL (SKYD 4 01/15/26) CORPORATE BONDS · principal Sold out 5,000 $5Kbefore exit
ROYAL BANK OF 0 875 26F DUE 01/20/26 FOREIGN BONDS (US $) · principal Sold out 5,000 $5Kbefore exit
THE GOLDMAN SACHS G 1 26 DUE 02/26/26 CORPORATE BONDS · principal Sold out 5,000 $5Kbefore exit
SPIP SS SPDR P Tips ETF ST STR TIPS ETF New 0 $7
DOV Dover Corp. COM Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 238$222.9MIEFA, XLK, IEMG, USMV, VTV
Q1 2026 189$145.0MIEFA, IEMG, XLK, USMV, XLV
Q4 2025 162$95.5MIEFA, XLK, IEMG, XLV, USMV
Q3 2025 167$96.7MIEFA, XLK, IEMG, XLV, USMV
Q2 2025 166$90.2MIEFA, XLK, IEMG, XLV, USMV
Q1 2025 185$84.6MIEFA, XLK, XLV, IEMG, QUAL
Q4 2024 175$79.8MIEFA, XLK, XLV, QUAL, IEMG