Advisory Services Network, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Advisory Services Network, LLC reported 4,802 stock positions worth $7.5 billion. Its top holding was Apple (AAPL) at 3.0% of the portfolio, followed by Nvidia (NVDA, 2.9%) and Walmart (WMT, 2.1%). Compared with Q4 2025, it opened 3,022 new positions, sold out of 20, added to 951 and reduced 744. The biggest buy was Quanta Services (PWR, shares +839%) and the biggest sale Nvidia (NVDA, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- ATLANTA, GA
- CIK
- 0001573876
- Portfolio Value
- $7.5B (Q1 2026)
- SEC Filing
- 0001573876-26-000004 ↗ filed May 15, 2026
Holdings Value
Holdings 4,802 stocks · $7.5B
| AAPL Apple Inc. | 2.96% | 877,937 | $222.8M | Add +1.9% |
| NVDA Nvidia Corp. | 2.88% | 1,243,193 | $216.8M | Reduce -1.3% |
| WMT Walmart Inc. | 2.07% | 1,254,747 | $155.9M | Reduce -2.1% |
| IVV iShares Core S&P 500 ETF | 2.03% | 233,462 | $152.5M | Add +1.7% |
| PWR Quanta Services Inc. | 1.68% | 229,657 | $126.1M | Add +838.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.63% | 188,330 | $122.5M | Reduce -8.4% |
| MSFT Microsoft Corp. | 1.50% | 304,801 | $112.8M | Add +9.4% |
| AMZN Amazon.com Inc. | 1.49% | 538,299 | $112.1M | Add +2.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.25% | 162,844 | $94.0M | Add +2.3% |
| GOOGL Alphabet Inc. Class A | 1.01% | 265,464 | $76.3M | Add +1.8% |
| AVGO Broadcom Inc. | 0.94% | 227,280 | $70.3M | Reduce -2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.92% | 216,463 | $69.4M | Add +15.3% |
| JPM JPMorgan Chase & Co. | 0.70% | 178,106 | $52.4M | Add +3.6% |
| SGOV iShares 0-3 Month Treasury B | 0.67% | 502,206 | $50.6M | Add +7.9% |
| LLY Eli Lilly & Co. | 0.62% | 50,669 | $46.6M | Add +0.2% |
| XOM Exxon Mobil Corp. | 0.62% | 273,429 | $46.4M | Add +12.3% |
| META Meta Platforms Inc. Class A | 0.62% | 80,853 | $46.3M | Add +0.9% |
| ACIO Aptus Collared Invest Opp | 0.59% | 1,060,001 | $44.5M | Add +1.9% |
| GOOG Alphabet Inc. Class C | 0.57% | 148,585 | $42.6M | Add +3.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 206,998 | $40.6M | Add +2.5% |
| ZECP Zacks Earnings Consistent Po | 0.54% | 1,199,082 | $40.6M | Reduce -6.4% |
| IJR iShares Core S&P Small-Cap E | 0.51% | 306,945 | $38.2M | Reduce -0.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.50% | 412,336 | $37.8M | Reduce -5.3% |
| TSLA Tesla Inc. | 0.49% | 99,196 | $36.9M | Add +5.9% |
| GLD SPDR Gold Shares | 0.47% | 82,463 | $35.5M | Reduce -13.5% |
| LRCX Lam Research Corp. | 0.47% | 165,125 | $35.3M | Reduce -0.7% |
| VOO Vanguard S&P 500 ETF | 0.46% | 58,373 | $34.9M | Add +7.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.46% | 79,840 | $34.9M | Add +8.3% |
| CVX Chevron Corp. | 0.46% | 167,647 | $34.7M | Add +9.4% |
| ITOT iShares Core S&P Total U.S. | 0.45% | 239,320 | $34.1M | Add +2.7% |
| PLTR Palantir Technologies Inc. Class A | 0.45% | 230,445 | $33.7M | Reduce -5.4% |
| AGG iShares Core U.S. Aggregate | 0.44% | 332,953 | $33.1M | Reduce -5.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 67,920 | $32.5M | Add +5.6% |
| SHV iShares 0-1 Year Treasury Bo | 0.43% | 294,329 | $32.5M | Reduce -3.5% |
| TPL Texas Pacific Land Corp. | 0.43% | 68,374 | $32.4M | Add +0.6% |
| IJH iShares Core S&P Midcap ETF | 0.42% | 463,359 | $31.3M | Add +4.4% |
| GEV GE Vernova Inc. | 0.39% | 33,951 | $29.6M | Add +4.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.39% | 87,563 | $29.6M | Reduce -3.6% |
| CAT Caterpillar Inc. | 0.38% | 40,820 | $28.9M | Add +7.8% |
| RSP Invesco S&P 500 Equal Weight | 0.38% | 148,921 | $28.6M | Add +5.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.37% | 340,654 | $28.1M | Add +0.6% |
| HDV iShares Core High Dividend E | 0.36% | 197,250 | $26.8M | Add +8.2% |
| VEA Vanguard Ftse Developed ETF | 0.35% | 415,705 | $26.6M | Add +4.6% |
| ABBV Abbvie Inc. | 0.34% | 118,301 | $25.7M | Reduce -7.7% |
| XLK SS Technology Select Sector | 0.34% | 191,414 | $25.4M | Reduce -5.0% |
| COST Costco Wholesale Corp. | 0.34% | 25,444 | $25.4M | Add +2.8% |
| ICSH iShares Ultra Short Duration | 0.33% | 493,163 | $25.0M | Add +5.7% |
| MU Micron Technology Inc. | 0.32% | 72,023 | $24.3M | Reduce -2.7% |
| DRSK Aptus Defined Risk ETF | 0.31% | 845,481 | $23.1M | Add +6.0% |
| VUSB Vanguard Ultra Short Bond Et | 0.31% | 463,552 | $23.1M | Add +458.4% |
| CSCO Cisco Systems Inc. | 0.30% | 287,712 | $22.3M | Reduce -1.1% |
| SCHD Schwab US DVD Equity ETF | 0.30% | 724,166 | $22.2M | Add +9.5% |
| IVE iShares S&P 500 Value ETF | 0.29% | 103,742 | $21.9M | Add +14.5% |
| MA Mastercard Inc. Class A | 0.29% | 43,676 | $21.8M | Add +0.0% |
| SOXX iShares Semiconductor ETF | 0.29% | 66,209 | $21.8M | Reduce -11.2% |
| ANET Arista Networks Inc. | 0.29% | 176,806 | $21.7M | Add +0.6% |
| IEMG iShares Core MSCI Emerging | 0.29% | 307,660 | $21.5M | Add +11.5% |
| AMAT Applied Materials Inc. | 0.28% | 62,690 | $21.4M | Add +16.0% |
| V Visa Inc. Class A | 0.28% | 70,673 | $21.4M | Add +4.1% |
| IXUS iShares Core Intl Stock ETF | 0.28% | 243,903 | $21.1M | Add +2.6% |
| JNJ Johnson & Johnson | 0.28% | 86,066 | $21.0M | Add +0.3% |
| HELO JPMorgan Hedged Equity ETF | 0.27% | 316,622 | $20.2M | Add +39.4% |
| DVY iShares Select Dividend ETF | 0.27% | 132,078 | $20.0M | Add +3.5% |
| XLE SS Energy Select Sector | 0.26% | 318,055 | $19.5M | Add +9.8% |
| NFLX Netflix Inc. | 0.26% | 201,023 | $19.3M | Add +4.4% |
| STX Seagate Technology Holdings | 0.26% | 49,263 | $19.3M | Add +2.4% |
| VZ Verizon Communications Inc. | 0.26% | 383,936 | $19.3M | Add +2.3% |
| IAU iShares Gold Trust | 0.25% | 216,665 | $19.1M | Reduce -8.9% |
| HD Home Depot Inc. | 0.25% | 57,211 | $18.8M | Reduce -1.0% |
| AMD Advanced Micro Devices | 0.24% | 89,568 | $18.2M | Reduce -8.4% |
| IVW iShares S&P 500 Growth ETF | 0.24% | 158,894 | $18.0M | Add +4.5% |
| JEPI JPMorgan Equity Premium Inco | 0.24% | 313,710 | $17.8M | Add +9.2% |
| KLAC KLA Corp. | 0.24% | 12,025 | $17.7M | Reduce -0.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 72,475 | $17.6M | Add +4.0% |
| IYW iShares Ustechnology ETF | 0.23% | 96,159 | $17.4M | Reduce -12.9% |
| COP Conocophillips | 0.23% | 131,245 | $17.3M | Reduce -2.8% |
| MRK Merck & Co. Inc. | 0.23% | 143,304 | $17.2M | Add +5.0% |
| MAR Marriott International Class A | 0.23% | 52,565 | $17.2M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.22% | 116,692 | $16.9M | Reduce -8.7% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.22% | 228,509 | $16.7M | Reduce -0.5% |
| SPSB SS SPDR P St C Corp. ETF | 0.22% | 547,685 | $16.5M | Add +11.7% |
| IYZ iShares US Telecommunication | 0.21% | 410,067 | $16.1M | Add +189.2% |
| SCHG Schwab US Large-Cap Growth | 0.21% | 553,365 | $16.1M | Add +6.7% |
| PM Philip Morris International | 0.21% | 95,788 | $15.8M | Add +7.1% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.21% | 40,319 | $15.7M | Reduce -9.2% |
| FTXL First Trust Nasdaq Semicondu | 0.21% | 105,253 | $15.5M | Reduce -29.7% |
| VXUS Vanguard Total Intl Stock | 0.21% | 201,062 | $15.5M | Add +17.2% |
| ORCL Oracle Corp. | 0.21% | 104,944 | $15.4M | Add +15.7% |
| IWM iShares Russell 2000 ETF | 0.20% | 62,182 | $15.4M | Add +14.5% |
| MISL First Trust Indxx Aero & Def | 0.20% | 344,102 | $15.4M | Reduce -21.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.20% | 167,431 | $15.2M | Add +5.5% |
| FBT First Trust Nyse Arca Biotec | 0.20% | 75,428 | $15.1M | New |
| MUB iShares National Muni Bond E | 0.20% | 142,530 | $15.1M | Reduce -14.8% |
| GE General Electric filed as GE AEROSPACE | 0.20% | 53,209 | $15.1M | Add +5.3% |
| LMT Lockheed Martin Corp. | 0.20% | 24,906 | $15.1M | Reduce -10.1% |
| VIG Vanguard Dividend Apprec ETF | 0.20% | 69,973 | $15.0M | Add +1.8% |
| NEE Nextera Energy Inc. | 0.20% | 161,960 | $15.0M | Reduce -8.6% |
| FXN First Trust Energy Alphadex | 0.20% | 660,279 | $14.8M | New |
| MCD McDonald's Corp. | 0.20% | 47,623 | $14.8M | Reduce -2.0% |
| FTXR First Trust Nasdaq Transport | 0.20% | 385,678 | $14.7M | New |
Other holdings (25): bonds, preferreds, convertibles and warrants · $986K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 4,630 | $333K | No change |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 13,541 | $157K | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 3,150 | $127K | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 1,200 | $70K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 46 | $55K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $48K | New |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 3,000 | $44K | Reduce -73.9% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 1,532 | $35K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 27 | $31K | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 950 | $29K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 663 | $28K | New |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 6,050 | $16K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 100 | $7K | New |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 9,100 | $3K | New |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 30 | $2K | New |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 245 | $946 | New |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 86,790 | $608 | Reduce -8.5% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 12 | $367 | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 12 | $316 | New |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 397 | $240 | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 65 | $148 | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 7 | $112 | New |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 397 | $98 | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 397 | $93 | New |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 70 | $6 | New |
Lines left out (5) · $35 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| TBLU Tortoise Global Water ETF | GLOBAL WATER ETF | 0 | $15 |
| FTXN First Trust Nasdaq Oil & Gas | NASDQ OIL GAS | 0 | $8 |
| FTXG First Trust Nasdaq Food & Be | NASDQ FOD BVRG | 0 | $7 |
| NUAG Nuveen Enh YLD US Aggr BND | NUVEEN ENHNC YLD | 0 | $3 |
| NSLR Neostellar Capital Corp. | COM NEW | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $7.5B.
Portfolio Sells Q4 2025 → Q1 2026
| NVDA Nvidia Corp. | Reduce -1.3% | 2.88% | −0.44 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.4% | 1.63% | −0.36 |
| FDN First Trust DJ Internet Ind | Reduce -90.7% | 0.02% | −0.28 |
| FXO First Trust Financial Alphad | Reduce -98.1% | 0.00% | −0.28 |
| FXU First Trust Utilities Alphad | Reduce -98.2% | 0.01% | −0.26 |
| AVGO Broadcom Inc. | Reduce -2.9% | 0.94% | −0.21 |
| IYC iShares US Consumer Discreti | Reduce -96.6% | 0.01% | −0.19 |
| IYF iShares US Financials ETF | Reduce -96.0% | 0.01% | −0.18 |
| PLTR Palantir Technologies Inc. Class A | Reduce -5.4% | 0.45% | −0.16 |
| APP AppLovin Corp. Class A | Reduce -11.7% | 0.12% | −0.13 |
| UNH Unitedhealth Group Inc. | Reduce -27.4% | 0.15% | −0.12 |
| ITA iShares U.S. Aerospace & Def | Reduce -36.9% | 0.17% | −0.11 |
| ZECP Zacks Earnings Consistent Po | Reduce -6.4% | 0.54% | −0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -9.2% | 0.21% | −0.09 |
| IYW iShares Ustechnology ETF | Reduce -12.9% | 0.23% | −0.08 |
| SHOP Shopify Inc. Class A | Reduce -15.4% | 0.11% | −0.08 |
| ABBV Abbvie Inc. | Reduce -7.7% | 0.34% | −0.07 |
| BSV Vanguard Short-Term Bond ETF | Reduce -52.4% | 0.06% | −0.07 |
| XLK SS Technology Select Sector | Reduce -5.0% | 0.34% | −0.07 |
| OEF iShares S&P 100 ETF | Reduce -39.7% | 0.08% | −0.07 |
| FTXL First Trust Nasdaq Semicondu | Reduce -29.7% | 0.21% | −0.07 |
| ADBE Adobe Inc. | Reduce -26.3% | 0.06% | −0.07 |
| CRM Salesforce Inc. | Reduce -11.9% | 0.09% | −0.06 |
| GLD SPDR Gold Shares | Reduce -13.5% | 0.47% | −0.06 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -30.9% | 0.10% | −0.06 |
| MISL First Trust Indxx Aero & Def | Reduce -21.7% | 0.20% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -5.3% | 0.50% | −0.06 |
| WBD Warner Bros Discovery Inc. | Reduce -89.8% | 0.01% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -28.8% | 0.08% | −0.06 |
| DBC Invesco DB Commodity Index T | Reduce -99.9% | 0.00% | −0.06 |
| AGG iShares Core U.S. Aggregate | Reduce -5.0% | 0.44% | −0.06 |
| AMD Advanced Micro Devices | Reduce -8.4% | 0.24% | −0.05 |
| IAI iShares U.S. Broker-Dealers | Reduce -15.7% | 0.14% | −0.05 |
| AXP American Express Co. | Reduce -7.3% | 0.13% | −0.05 |
| MUB iShares National Muni Bond E | Reduce -14.8% | 0.20% | −0.05 |
| IWD iShares Russell 1000 Value E | Reduce -29.3% | 0.11% | −0.05 |
| RDDT Reddit Inc. Class A | Reduce -49.4% | 0.02% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -19.3% | 0.15% | −0.05 |
| NTRS Northern Trust Corp. | Reduce -57.3% | 0.03% | −0.05 |
| ARKK ARK Innovation ETF | Reduce -68.9% | 0.02% | −0.05 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -3.5% | 0.43% | −0.04 |
| HOOD Robinhood Markets Inc. Class A | Reduce -61.6% | 0.01% | −0.04 |
| DBP Invesco DB Precious Metals F | Reduce -96.9% | 0.00% | −0.04 |
| MDB Mongodb Inc. | Reduce -22.0% | 0.03% | −0.04 |
| FLRG Fidelity US Multifactor ETF | Reduce -26.3% | 0.08% | −0.04 |
| VTIP Vanguard Short-Term Tips | Reduce -23.8% | 0.10% | −0.04 |
| NRG NRG Energy Inc. | Reduce -53.6% | 0.03% | −0.04 |
| TTWO Take-Two Interactive Softwre | Reduce -88.1% | 0.00% | −0.04 |
| ROP Roper Technologies Inc. | Reduce -63.1% | 0.01% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -8.7% | 0.22% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| PWR Quanta Services Inc. | Add +838.6% | 1.68% | +1.53 |
| VUSB Vanguard Ultra Short Bond Et | Add +458.4% | 0.31% | +0.25 |
| XOM Exxon Mobil Corp. | Add +12.3% | 0.62% | +0.20 |
| FBT First Trust Nyse Arca Biotec | New | 0.20% | +0.20 |
| FXN First Trust Energy Alphadex | New | 0.20% | +0.20 |
| FTXR First Trust Nasdaq Transport | New | 0.20% | +0.20 |
| IEZ iShares U.S. Oil Equipment & | New | 0.19% | +0.19 |
| TPL Texas Pacific Land Corp. | Add +0.6% | 0.43% | +0.16 |
| IYZ iShares US Telecommunication | Add +189.2% | 0.21% | +0.15 |
| CVX Chevron Corp. | Add +9.4% | 0.46% | +0.13 |
| GDXJ Vaneck Junior Gold Miners | Add +1279.4% | 0.13% | +0.12 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +1012.7% | 0.12% | +0.11 |
| GEV GE Vernova Inc. | Add +4.2% | 0.39% | +0.09 |
| AMAT Applied Materials Inc. | Add +16.0% | 0.28% | +0.09 |
| CAT Caterpillar Inc. | Add +7.8% | 0.38% | +0.08 |
| XLE SS Energy Select Sector | Add +9.8% | 0.26% | +0.08 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.07% | +0.07 |
| EFG iShares MSCI Eafe Growth ETF | Add +451.4% | 0.09% | +0.07 |
| SH Proshares Short S&P500 | New | 0.07% | +0.07 |
| STX Seagate Technology Holdings | Add +2.4% | 0.26% | +0.07 |
| CF CF Industries Holdings Inc. | Add +79.2% | 0.10% | +0.06 |
| ACN Accenture PLC Class A | New | 0.06% | +0.06 |
| MPC Marathon Petroleum Corp. | Add +7.2% | 0.17% | +0.06 |
| SLV iShares Silver Trust | Add +44.4% | 0.19% | +0.06 |
| WDC Western Digital Corp. | Add +25.5% | 0.12% | +0.06 |
| HELO JPMorgan Hedged Equity ETF | Add +39.4% | 0.27% | +0.06 |
| IUSV iShares Core S&P U.S. Value | Add +292.7% | 0.08% | +0.06 |
| EPOL iShares MSCI Poland ETF | Add +640.2% | 0.06% | +0.06 |
| EWI iShares MSCI Italy ETF | Add +606.3% | 0.06% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | Add +224.7% | 0.08% | +0.05 |
| DBE Invesco DB Energy Fund | New | 0.05% | +0.05 |
| FEP First Trust Europe | New | 0.05% | +0.05 |
| EIS iShares MSCI Israel ETF | Add +512.4% | 0.06% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +8.4% | 0.14% | +0.05 |
| FKU First Trust United Kingdom | New | 0.05% | +0.05 |
| DUK Duke Energy Corp. | Add +54.1% | 0.13% | +0.05 |
| VLO Valero Energy Corp. | Add +16.8% | 0.13% | +0.05 |
| GOVT iShares US Treasury Bond ETF | Add +120.6% | 0.10% | +0.05 |
| GLW Corning Inc. | Add +0.1% | 0.16% | +0.05 |
| JPST JPMorgan Ultra-Short Income | Add +42.5% | 0.19% | +0.05 |
| EPU iShares MSCI Peru and Global | Add +441.8% | 0.06% | +0.05 |
| FEUZ First Trust Eurozone Alphade | New | 0.05% | +0.05 |
| GDX Vaneck Gold Miners ETF | Add +35.0% | 0.18% | +0.05 |
| EWY iShares MSCI South Korea ETF | Add +303.3% | 0.06% | +0.05 |
| DBO Invesco DB Oil Fund | New | 0.05% | +0.05 |
| FGM First Trust Germany | New | 0.05% | +0.05 |
| FCA First Trust China | New | 0.05% | +0.05 |
| PSC Principal US Small-Cap ETF | Add +827.8% | 0.05% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | Add +46.1% | 0.11% | +0.05 |
| GSY Invesco Ultra Short Duration | Add +77.0% | 0.11% | +0.04 |
Notes & Other Activity Q4 2025 → Q1 2026
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 13,541 | $157K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 3,150 | $127K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 1,200 | $70K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 46 | $55K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 2,000 | $48K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Reduce -73.9% | 3,000 | $44K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | New | 1,532 | $35K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 27 | $31K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | New | 950 | $29K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 663 | $28K |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | New | 6,050 | $16K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 100 | $7K |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | New | 9,100 | $3K |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | New | 30 | $2K |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | New | 245 | $946 |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Reduce -8.5% | 86,790 | $608 |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | New | 12 | $367 |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | New | 12 | $316 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 397 | $240 |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | New | 65 | $148 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | New | 7 | $112 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 397 | $98 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 397 | $93 |
| TBLU Tortoise Global Water ETF | GLOBAL WATER ETF | New | 0 | $15 |
| FTXN First Trust Nasdaq Oil & Gas | NASDQ OIL GAS | New | 0 | $8 |
| FTXG First Trust Nasdaq Food & Be | NASDQ FOD BVRG | New | 0 | $7 |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | New | 70 | $6 |
| NUAG Nuveen Enh YLD US Aggr BND | NUVEEN ENHNC YLD | New | 0 | $3 |
| NSLR Neostellar Capital Corp. | COM NEW | New | 0 | $2 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,017 | $8.8B | AAPL, NVDA, IVV, PWR, WMT |
| Q1 2026 | 4,802 | $7.5B | AAPL, NVDA, WMT, IVV, PWR |
| Q4 2025 | 1,799 | $7.1B | NVDA, AAPL, IVV, WMT, SPY |
| Q3 2025 | 4,495 | $6.8B | NVDA, AAPL, MSFT, WMT, IVV |
| Q2 2025 | 1,742 | $6.2B | NVDA, AAPL, MSFT, WMT, AMZN |
| Q1 2025 | 1,609 | $5.2B | AAPL, NVDA, IVV, AMZN, MSFT |
| Q4 2024 | 1,564 | $5.4B | AAPL, NVDA, IVV, AMZN, MSFT |
| Q3 2024 | 1,525 | $4.8B | AAPL, NVDA, IVV, MSFT, AMZN |
| Q2 2024 | 1,525 | $4.8B | AAPL, NVDA, IVV, MSFT, AMZN |
| Q1 2024 | 1,452 | $4.5B | AAPL, IVV, MSFT, NVDA, AMZN |