Alethea Capital Management, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 15, 2024), Alethea Capital Management, LLC reported 31 stock positions worth $131.8 million. Its top holding was Axsome Therapeutics (AXSM) at 45.3% of the portfolio, followed by SS SPDR BB 1-3M T-Bill ETF (BIL, 25.1%) and Avidity Biosciences (RNAM, 15.6%). Compared with Q1 2024, it opened 20 new positions, sold out of 21, added to 4 and reduced 1. The biggest buy was SS SPDR BB 1-3M T-Bill ETF (BIL, shares +50%) and the biggest sale an exit from Van Morst SML-Cap Gro-Usd (VBK).
- Most Recent 13F
- Q2 2026
- Location
- MERCER ISLAND, WA
- CIK
- 0001549408
- Portfolio Value
- $131.8M (Q2 2024)
- SEC Filing
- 0001549408-24-000004 ↗ filed Aug 15, 2024
Holdings Value
Holdings 31 stocks · $131.8M
| AXSM Axsome Therapeutics Inc. | 45.25% | 740,888 | $59.6M | Add +0.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 25.07% | 360,028 | $33.0M | Add +49.7% |
| RNAM Avidity Biosciences Inc. | 15.61% | 503,504 | $20.6M | Reduce -33.8% |
| KURA Kura Oncology Inc. | 4.15% | 265,906 | $5.5M | Add +2.4% |
| TLT iShares 20+ Year Treasury BD | 1.61% | 23,123 | $2.1M | No change |
| CDTX Cidara Therapeutics Inc. | 0.72% | 79,908 | $954K | No change |
| SYF Synchrony Financial | 0.44% | 12,156 | $574K | New |
| AMGN Amgen Inc. | 0.42% | 1,784 | $557K | Add +12.1% |
| EXR Extra Space Storage Inc. | 0.41% | 3,468 | $539K | New |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.41% | 8,990 | $538K | New |
| LUV Southwest Airlines Co. | 0.38% | 17,493 | $500K | New |
| BLK BlackRock Finance Inc. | 0.37% | 620 | $488K | New |
| ABBV Abbvie Inc. | 0.37% | 2,843 | $488K | New |
| MDLZ Mondelez International Inc. Class A | 0.36% | 7,324 | $479K | New |
| MCD McDonald's Corp. | 0.35% | 1,828 | $466K | New |
| DRI Darden Restaurants Inc. | 0.35% | 3,066 | $464K | New |
| VTRS Viatris Inc. | 0.35% | 42,969 | $457K | New |
| SYY Sysco Corp. | 0.34% | 6,322 | $451K | New |
| PLD Prologis Inc. | 0.34% | 3,999 | $449K | New |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 0.34% | 4,093 | $446K | New |
| AMT American Tower Corp. | 0.33% | 2,218 | $431K | New |
| CHRW C.H. Robinson Worldwide Inc. | 0.31% | 4,639 | $409K | New |
| HD Home Depot Inc. | 0.30% | 1,149 | $396K | New |
| FITB Fifth Third Bancorp | 0.29% | 10,640 | $388K | New |
| HEDJ Wisdomtree Europe Hedged Equ | 0.28% | 8,020 | $363K | No change |
| STX Seagate Technology Holdings | 0.21% | 2,710 | $280K | New |
| CLX Clorox Company | 0.19% | 1,875 | $256K | New |
| CVS CVS Health Corp. | 0.18% | 4,055 | $239K | New |
| ASSERTIO HOLDINGS INC | 0.12% | 128,448 | $159K | No change |
| XEVMX Eaton Vance Cal Muni Bond | 0.08% | 10,658 | $101K | No change |
| LPRO Open Lending Corp. | 0.05% | 12,000 | $67K | No change |
Portfolio Sells Q1 2024 → Q2 2024
| VBK Van Morst SML-Cap Gro-Usd Inc. | Sold out | 0.00% | −1.69 |
| RSPU Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.52 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.49 |
| ALL Allstate Corp. | Sold out | 0.00% | −0.47 |
| PKG Packaging Corp. of America | Sold out | 0.00% | −0.45 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.44 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.43 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.42 |
| PEG Public Service Enterprise GP | Sold out | 0.00% | −0.42 |
| CTRA Coterra Energy Inc. | Sold out | 0.00% | −0.42 |
| KMB Kimberly-Clark Corp. | Sold out | 0.00% | −0.41 |
| MO Altria Group Inc. | Sold out | 0.00% | −0.41 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.40 |
| WELL Welltower Inc. | Sold out | 0.00% | −0.40 |
| EXC Exelon Corp. | Sold out | 0.00% | −0.40 |
| T AT&T Inc. | Sold out | 0.00% | −0.40 |
| BG Bunge Global SA | Sold out | 0.00% | −0.39 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.38 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.38 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.36 |
| AEE Ameren Corporation | Sold out | 0.00% | −0.21 |
| RNAM Avidity Biosciences Inc. | Reduce -33.8% | 15.61% | −0.16 |
Portfolio Buys Q1 2024 → Q2 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +49.7% | 25.07% | +7.13 |
| SYF Synchrony Financial | New | 0.44% | +0.44 |
| EXR Extra Space Storage Inc. | New | 0.41% | +0.41 |
| BNY Bank of New York Mellon Corp. | New | 0.41% | +0.41 |
| LUV Southwest Airlines Co. | New | 0.38% | +0.38 |
| BLK BlackRock Finance Inc. | New | 0.37% | +0.37 |
| ABBV Abbvie Inc. | New | 0.37% | +0.37 |
| MDLZ Mondelez International Inc. Class A | New | 0.36% | +0.36 |
| MCD McDonald's Corp. | New | 0.35% | +0.35 |
| DRI Darden Restaurants Inc. | New | 0.35% | +0.35 |
| VTRS Viatris Inc. | New | 0.35% | +0.35 |
| SYY Sysco Corp. | New | 0.34% | +0.34 |
| PLD Prologis Inc. | New | 0.34% | +0.34 |
| SJM The JM Smucker Co. | New | 0.34% | +0.34 |
| AMT American Tower Corp. | New | 0.33% | +0.33 |
| CHRW C.H. Robinson Worldwide Inc. | New | 0.31% | +0.31 |
| HD Home Depot Inc. | New | 0.30% | +0.30 |
| FITB Fifth Third Bancorp | New | 0.29% | +0.29 |
| STX Seagate Technology Holdings | New | 0.21% | +0.21 |
| CLX Clorox Company | New | 0.19% | +0.19 |
| CVS CVS Health Corp. | New | 0.18% | +0.18 |
| AMGN Amgen Inc. | Add +12.1% | 0.42% | +0.06 |
| KURA Kura Oncology Inc. | Add +2.4% | 4.15% | −0.34 |
| AXSM Axsome Therapeutics Inc. | Add +0.0% | 45.25% | −2.76 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 41 | $241.4M | AXSM, BIL, KURA, IMRX, TLT |
| Q1 2026 | 13 | $186.1M | AXSM, BIL, KURA, TLT, TEM |
| Q4 2025 | 13 | $205.9M | AXSM, RNAM, BIL, KURA, SPY |
| Q3 2025 | 33 | $155.4M | AXSM, BIL, RNAM, KURA, TLT |
| Q2 2025 | 31 | $132.1M | AXSM, BIL, RNAM, RSPU, KURA |
| Q1 2025 | 11 | $134.0M | AXSM, BIL, RNAM, SPY, KURA |
| Q4 2024 | 30 | $116.8M | AXSM, BIL, RNAM, KURA, TLT |
| Q3 2024 | 30 | $138.5M | AXSM, BIL, RNAM, KURA, TLT |
| Q2 2024 | 31 | $131.8M | AXSM, BIL, RNAM, KURA, TLT |
| Q1 2024 | 32 | $123.1M | AXSM, BIL, RNAM, KURA, TLT |