AlphaStar Capital Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), AlphaStar Capital Management, LLC reported 365 stock positions worth $1.3 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 8.8% of the portfolio, followed by SS SPDR P S&P 500 Growth ETF (SPYG, 7.6%) and SS SPDR P S&P 500 Value ETF (SPYV, 6.3%). Compared with Q2 2024, it opened 79 new positions, sold out of 21, added to 184 and reduced 89. The biggest buy was SS Financial Select Sector (XLF, shares +9249%) and the biggest sale SS Comm Select Sector SPDR (XLC, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- CORNELIUS, NC
- CIK
- 0001633857
- Portfolio Value
- $1.3B (Q3 2024)
- SEC Filing
- 0001633857-24-000003 ↗ filed Nov 12, 2024
Holdings Value
Holdings 365 stocks · $1.3B
| SPYM Ste STR SPDR PT S&P 500 ETF | 8.84% | 1,648,823 | $111.3M | Add +8.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 7.58% | 1,151,207 | $95.5M | Add +1.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 6.30% | 1,502,022 | $79.4M | Reduce -2.2% |
| SGOV iShares 0-3 Month Treasury B | 5.78% | 1,002,231 | $72.8M | Add +57.1% |
| SPAB SS SPDR P Agg Bond ETF | 4.85% | 2,338,720 | $61.1M | Add +6.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 4.41% | 1,477,675 | $55.5M | Add +51.1% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 2.64% | 608,405 | $33.3M | Add +8.4% |
| XLF SS Financial Select Sector | 2.10% | 584,291 | $26.5M | Add +9248.7% |
| XLK SS Technology Select Sector | 2.03% | 112,974 | $25.5M | Add +6.1% |
| MSTB Lha Market State Tactical | 1.93% | 712,290 | $24.3M | Reduce -6.7% |
| AAPL Apple Inc. | 1.92% | 103,575 | $24.1M | Add +13.7% |
| SPEM State Street SP PTF Em ETF | 1.89% | 575,266 | $23.7M | Add +2.2% |
| XLP SS Consumer Staples Sel Sect | 1.78% | 270,003 | $22.4M | Add +8.3% |
| SCHR Schwab Intermediate-Term US | 1.42% | 354,192 | $17.9M | Add +6.3% |
| MSFT Microsoft Corp. | 1.41% | 41,313 | $17.8M | Add +12.1% |
| FENI Fidelity Enhanced Intl ETF | 1.36% | 563,802 | $17.1M | Reduce -48.4% |
| NVDA Nvidia Corp. | 1.33% | 138,367 | $16.8M | Add +8.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.20% | 31,061 | $15.2M | Add +2.5% |
| VOO Vanguard S&P 500 ETF | 1.10% | 26,271 | $13.9M | Add +26.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.09% | 35,692 | $13.7M | Add +29.4% |
| SCHO Schwab Short-Term US Treas | 1.00% | 257,478 | $12.6M | Add +2.9% |
| SRLN SS Blackstone Sr Loan ETF | 0.88% | 263,980 | $11.0M | Add +44.9% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.79% | 217,739 | $9.9M | Add +14.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.71% | 111,779 | $9.0M | Add +1.5% |
| GOOGL Alphabet Inc. Class A | 0.70% | 53,071 | $8.8M | Add +11.2% |
| XOM Exxon Mobil Corp. | 0.64% | 68,222 | $8.0M | Add +12.8% |
| LLY Eli Lilly & Co. | 0.63% | 9,017 | $8.0M | Add +15.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.58% | 12,757 | $7.3M | Add +76.9% |
| VEA Vanguard Ftse Developed ETF | 0.57% | 135,673 | $7.2M | Add +4.3% |
| AMZN Amazon.com Inc. | 0.55% | 36,899 | $6.9M | Add +23.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 38,863 | $6.8M | Reduce -2.5% |
| META Meta Platforms Inc. Class A | 0.48% | 10,578 | $6.1M | Add +17.8% |
| SOFI Sofi Technologies Inc. | 0.47% | 753,098 | $5.9M | New |
| ABBV Abbvie Inc. | 0.46% | 29,426 | $5.8M | Add +6.7% |
| KRANESHARES TRUST | 0.46% | 470,673 | $5.8M | Add +35.9% |
| VIG Vanguard Dividend Apprec ETF | 0.46% | 29,243 | $5.8M | Add +408.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 24,070 | $5.3M | Add +9.6% |
| RYLD Global X Russell 2000 Cov Class | 0.40% | 308,858 | $5.0M | Add +56.6% |
| SCHP Schwab U.S. Tips ETF | 0.39% | 92,656 | $5.0M | Add +10.9% |
| SMH Vaneck Semiconductor ETF | 0.39% | 19,817 | $4.9M | Add +154.2% |
| BNDX Vanguard Total Intl Bond ETF | 0.36% | 89,816 | $4.5M | Reduce -1.5% |
| BSV Vanguard Short-Term Bond ETF | 0.34% | 53,920 | $4.2M | Reduce -5.9% |
| PG The Procter & Gamble Co. | 0.32% | 23,359 | $4.0M | Add +19.7% |
| JPM JPMorgan Chase & Co. | 0.32% | 19,177 | $4.0M | Add +16.3% |
| PWR Quanta Services Inc. | 0.32% | 13,552 | $4.0M | Add +8.8% |
| MCD McDonald's Corp. | 0.32% | 13,223 | $4.0M | Add +5.9% |
| TLTW iShares 20+ Bond Buywrite | 0.31% | 145,076 | $3.9M | Reduce -6.8% |
| DUK Duke Energy Corp. | 0.30% | 33,317 | $3.8M | Add +19.1% |
| HD Home Depot Inc. | 0.30% | 9,295 | $3.8M | Add +7.1% |
| SCHJ Schwab 1-5 YR Corp. BND ETF | 0.29% | 72,796 | $3.6M | Add +6.6% |
| MRK Merck & Co. Inc. | 0.29% | 31,746 | $3.6M | Add +7.0% |
| TSLA Tesla Inc. | 0.29% | 13,732 | $3.6M | Add +28.8% |
| BSCQ Invesco Bulletshares 2026 CB | 0.28% | 181,808 | $3.6M | Add +24.8% |
| V Visa Inc. Class A | 0.28% | 12,802 | $3.5M | Add +19.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 7,553 | $3.5M | Add +19.6% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.27% | 8,133 | $3.4M | Add +2.5% |
| JNJ Johnson & Johnson | 0.27% | 21,022 | $3.4M | Add +5.7% |
| BLES Inspire Global Hope ETF | 0.26% | 83,740 | $3.3M | Reduce -6.8% |
| SCHI Schwab 5-10 Year Corporate B | 0.26% | 70,002 | $3.2M | Add +6.1% |
| BSCO Invesco Bulletshares 2024 CB | 0.24% | 145,562 | $3.1M | Add +6.3% |
| BSCP Invesco Bulletshares 2025 CB | 0.24% | 145,739 | $3.0M | Add +13.3% |
| PEP Pepsico Inc. | 0.23% | 17,283 | $2.9M | Add +26.1% |
| USRT iShares Core US REIT ETF | 0.23% | 47,225 | $2.9M | Add +7.8% |
| FLTR Vaneck Ig Floating Rate ETF | 0.23% | 111,910 | $2.9M | Add +9.2% |
| ADP Automatic Data Processing | 0.22% | 10,224 | $2.8M | Reduce -1.9% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.22% | 10,012 | $2.8M | Reduce -0.0% |
| IWM iShares Russell 2000 ETF | 0.22% | 12,658 | $2.8M | Add +8.4% |
| IAGG iShares Intl Aggregate Bond | 0.22% | 53,050 | $2.7M | Add +5.3% |
| HCA HCA Healthcare Inc. | 0.22% | 6,732 | $2.7M | Add +13.1% |
| VGSH Vanguard Short-Term Treasury | 0.22% | 46,055 | $2.7M | Add +17.0% |
| URI United Rentals Inc. | 0.21% | 3,304 | $2.7M | Add +12.7% |
| NFLX Netflix Inc. | 0.21% | 3,745 | $2.7M | Add +7.1% |
| WFC Wells Fargo & Co. | 0.21% | 45,757 | $2.6M | Add +19.6% |
| BABA Alibaba Group Holding-SP ADR | 0.20% | 24,268 | $2.6M | Reduce -44.7% |
| VWO Vanguard Ftse Emerging Marke | 0.20% | 53,070 | $2.5M | Add +8.5% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.20% | 87,274 | $2.5M | Reduce -16.4% |
| IVV iShares Core S&P 500 ETF | 0.20% | 4,387 | $2.5M | Reduce -4.7% |
| ISMD Inspire Small/Mid Cap ETF | 0.20% | 66,406 | $2.5M | Reduce -7.9% |
| AVGO Broadcom Inc. | 0.20% | 14,389 | $2.5M | Add +18.9% |
| PYPL PayPal Holdings Inc. | 0.19% | 31,067 | $2.4M | New |
| BSCR Invesco Bulletshares 2027 CB | 0.18% | 117,753 | $2.3M | Add +13.7% |
| NTRS Northern Trust Corp. | 0.18% | 25,711 | $2.3M | Add +5.0% |
| COST Costco Wholesale Corp. | 0.18% | 2,583 | $2.3M | Add +18.3% |
| PLD Prologis Inc. | 0.18% | 18,010 | $2.3M | Add +40.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.18% | 18,824 | $2.2M | Add +32.0% |
| VRP Invesco Variable Rate Prefer | 0.18% | 90,439 | $2.2M | Reduce -14.2% |
| VMBS Vanguard Mortgage-Backed Sec | 0.17% | 46,379 | $2.2M | Reduce -1.4% |
| QCOM Qualcomm Inc. | 0.17% | 12,867 | $2.2M | Add +17.6% |
| DHR Danaher Corp. | 0.17% | 7,854 | $2.2M | Reduce -0.8% |
| RSP Invesco S&P 500 Equal Weight | 0.17% | 11,704 | $2.1M | Reduce -30.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.16% | 37,584 | $2.1M | Add +19.9% |
| BIV Vanguard Intermediate-Term B | 0.16% | 26,157 | $2.0M | Add +0.8% |
| CTSH Cognizant Tech Solutions-A | 0.16% | 26,538 | $2.0M | Add +14.3% |
| BSCS Invesco Bulletshares 2028 CB | 0.16% | 98,488 | $2.0M | Add +12.3% |
| UNP Union Pacific Corp. | 0.16% | 8,215 | $2.0M | Add +16.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 7,139 | $2.0M | Add +7.6% |
| LIN Linde PLC | 0.16% | 4,225 | $2.0M | Add +16.7% |
| KO The Coca-Cola Co. | 0.16% | 27,653 | $2.0M | Add +3.6% |
| BLV Vanguard Long-Term Bond ETF | 0.16% | 26,276 | $2.0M | Reduce -1.3% |
| HSY The Hershey Co. | 0.16% | 10,298 | $2.0M | Add +0.6% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 942 | $1.2M | Add +3.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 450 | $577K | Reduce -11.8% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 11,000 | $11K | New |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q2 2024 → Q3 2024
| XLC SS Comm Select Sector SPDR | Reduce -92.5% | 0.16% | −2.14 |
| FENI Fidelity Enhanced Intl ETF | Reduce -48.4% | 1.36% | −1.51 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -2.2% | 6.30% | −0.62 |
| LQDW iShares Ingr Corp. BD B/W ETF | Sold out | 0.00% | −0.42 |
| MSTB Lha Market State Tactical | Reduce -6.7% | 1.93% | −0.37 |
| FLOT iShares Floating Rate Bond E | Reduce -28.7% | 0.15% | −0.09 |
| BABA Alibaba Group Holding-SP ADR | Reduce -44.7% | 0.20% | −0.09 |
| RSP Invesco S&P 500 Equal Weight | Reduce -30.3% | 0.17% | −0.09 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.09 |
| WRK Westrock Co. | Sold out | 0.00% | −0.07 |
| BSV Vanguard Short-Term Bond ETF | Reduce -5.9% | 0.34% | −0.07 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -16.4% | 0.20% | −0.06 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.06 |
| VRP Invesco Variable Rate Prefer | Reduce -14.2% | 0.18% | −0.06 |
| TLTW iShares 20+ Bond Buywrite | Reduce -6.8% | 0.31% | −0.06 |
| JEPI JPMorgan Equity Premium Inco | Reduce -63.3% | 0.03% | −0.06 |
| LOW Lowe's Cos Inc. | Reduce -43.9% | 0.08% | −0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -2.5% | 0.54% | −0.05 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -1.5% | 0.36% | −0.05 |
| FTSL First Trust Senior Loan ETF | Sold out | 0.00% | −0.05 |
| C Citigroup Inc. | Sold out | 0.00% | −0.04 |
| BLES Inspire Global Hope ETF | Reduce -6.8% | 0.26% | −0.04 |
| IRM Iron Mountain Inc. | Sold out | 0.00% | −0.04 |
| PSX Phillips 66 | Reduce -19.7% | 0.06% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -4.7% | 0.20% | −0.03 |
| ISMD Inspire Small/Mid Cap ETF | Reduce -7.9% | 0.20% | −0.03 |
| AMGN Amgen Inc. | Reduce -22.8% | 0.06% | −0.03 |
| ESS Essex Property Trust Inc. | Sold out | 0.00% | −0.03 |
| PULS Pgim Ultra Short Bond ETF | Sold out | 0.00% | −0.03 |
| SILA Sila Realty Trust Inc. | Sold out | 0.00% | −0.03 |
| PEG Public Service Enterprise GP | Sold out | 0.00% | −0.03 |
| INTC Intel Corp. | Sold out | 0.00% | −0.02 |
| TBIL F/M US Treasury 3 Month Bill | Sold out | 0.00% | −0.02 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.02 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -1.4% | 0.17% | −0.02 |
| MMM 3M Co. | Reduce -54.8% | 0.03% | −0.02 |
| DOW Dow Inc. | Reduce -39.8% | 0.03% | −0.02 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.02 |
| NRG NRG Energy Inc. | Sold out | 0.00% | −0.02 |
| USB US Bancorp | Reduce -32.0% | 0.05% | −0.02 |
| COP Conocophillips | Reduce -14.8% | 0.05% | −0.02 |
| PRU Prudential Financial Inc. | Reduce -3.9% | 0.13% | −0.02 |
| BIBL Inspire 100 ETF | Reduce -6.1% | 0.14% | −0.02 |
| DIS The Walt Disney Co. | Reduce -6.8% | 0.07% | −0.02 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −0.02 |
| STX Seagate Technology Holdings | Sold out | 0.00% | −0.02 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.02 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.02 |
| ETN Eaton Corp. PLC | Reduce -1.4% | 0.15% | −0.02 |
| LRCX Lam Research Corp. | Reduce -2.3% | 0.03% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| XLF SS Financial Select Sector | Add +9248.7% | 2.10% | +2.08 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +51.1% | 4.41% | +1.23 |
| SOFI Sofi Technologies Inc. | New | 0.47% | +0.47 |
| VIG Vanguard Dividend Apprec ETF | Add +408.5% | 0.46% | +0.36 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +76.9% | 0.58% | +0.22 |
| SMH Vaneck Semiconductor ETF | Add +154.2% | 0.39% | +0.20 |
| PYPL PayPal Holdings Inc. | New | 0.19% | +0.19 |
| SRLN SS Blackstone Sr Loan ETF | Add +44.9% | 0.88% | +0.17 |
| SNOW Snowflake Inc. | New | 0.16% | +0.16 |
| SVOL Simplify Volatility Premium | New | 0.14% | +0.14 |
| AAPL Apple Inc. | Add +13.7% | 1.92% | +0.14 |
| VOO Vanguard S&P 500 ETF | Add +26.0% | 1.10% | +0.14 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +29.4% | 1.09% | +0.13 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | New | 0.11% | +0.11 |
| RYLD Global X Russell 2000 Cov Class | Add +56.6% | 0.40% | +0.10 |
| TSLA Tesla Inc. | Add +28.8% | 0.29% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | New | 0.09% | +0.09 |
| CMG Chipotle Mexican Grill Inc. | New | 0.08% | +0.08 |
| AXP American Express Co. | Add +382.9% | 0.10% | +0.08 |
| TAP Molson Coors Beverage Co. Class B | New | 0.08% | +0.08 |
| NOBL Proshares S&P 500 Dividend A | New | 0.08% | +0.08 |
| MOAT Vaneck Morningstar Wide Moat | New | 0.08% | +0.08 |
| SW Smurfit Westrock PLC | New | 0.07% | +0.07 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | New | 0.07% | +0.07 |
| IBM Intl Business Machines Corp. | Add +9.6% | 0.42% | +0.07 |
| SLYV SS SPDR S&P 600 SC Val ETF | New | 0.07% | +0.07 |
| UTF Cohen & Steers Infrastructur | New | 0.07% | +0.07 |
| META Meta Platforms Inc. Class A | Add +17.8% | 0.48% | +0.06 |
| GLD SPDR Gold Shares | Add +156.9% | 0.10% | +0.06 |
| SPHD Invesco S&P 500 High Dividen | New | 0.06% | +0.06 |
| MDY State Street SPDR S&P Midcap | Add +232.2% | 0.09% | +0.06 |
| HYD Vaneck High Yield Muni ETF | New | 0.06% | +0.06 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +14.5% | 0.79% | +0.06 |
| VCLT Vanguard Long-Term Corp. Bond | Add +78.4% | 0.13% | +0.05 |
| MLN Vaneck Long Muni ETF | New | 0.05% | +0.05 |
| SLV iShares Silver Trust | New | 0.05% | +0.05 |
| KRANESHARES TRUST | Add +35.9% | 0.46% | +0.05 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +195.7% | 0.08% | +0.05 |
| SJM The JM Smucker Co. | New | 0.05% | +0.05 |
| PLD Prologis Inc. | Add +40.0% | 0.18% | +0.05 |
| DUK Duke Energy Corp. | Add +19.1% | 0.30% | +0.05 |
| FAB First Trust Multi Cap Value | New | 0.05% | +0.05 |
| ICF iShares Select U.S. REIT ETF | New | 0.04% | +0.04 |
| TDIV FT Nasdaq Tech DVD Index FD | New | 0.04% | +0.04 |
| VYM Vanguard High DVD Yield ETF | New | 0.04% | +0.04 |
| SCHG Schwab US Large-Cap Growth | New | 0.04% | +0.04 |
| GIS General Mills Inc. | New | 0.04% | +0.04 |
| SPLV Invesco S&P 500 Low Volatili | New | 0.04% | +0.04 |
| VHT Vanguard Health Care ETF | New | 0.04% | +0.04 |
| RING iShares MSCI Global Gold Min | New | 0.04% | +0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +3.3% | 942 | $1.2M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -11.8% | 450 | $577K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | New | 11,000 | $11K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 279 | $1.6B | SPYM, SPYG, SPYV, SPDW, XLK |
| Q1 2026 | 235 | $1.4B | SPYM, SPYG, SPYV, SGOV, SPDW |
| Q4 2025 | 246 | $1.4B | SPYG, SPYV, SPDW, SPYM, SPAB |
| Q3 2025 | 196 | $1.2B | SPYM, SPYG, SPYV, SGOV, SPDW |
| Q2 2025 | 355 | $1.4B | SPYG, SPYV, SPYM, SGOV, SPDW |
| Q1 2025 | 184 | $993.7M | SGOV, SPYG, SPYM, SPYV, SPDW |
| Q4 2024 | 200 | $956.6M | SPYG, SPYM, SPYV, SGOV, SPDW |
| Q3 2024 | 365 | $1.3B | SPYM, SPYG, SPYV, SGOV, SPAB |
| Q2 2024 | 307 | $1.1B | SPYM, SPYG, SPYV, SGOV, SPAB |
| Q1 2024 | 284 | $973.0M | SPYM, SPYG, SPDW, SGOV, SPYV |