AlphaStar Capital Management, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 28, 2025), AlphaStar Capital Management, LLC reported 200 stock positions worth $956.6 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 10.9% of the portfolio, followed by Ste STR SPDR PT S&P 500 ETF (SPYM, 9.8%) and SS SPDR P S&P 500 Value ETF (SPYV, 8.8%). Compared with Q3 2024, it opened 30 new positions, sold out of 195, added to 107 and reduced 53. The biggest buy was SS SPDR P S&P 500 Growth ETF (SPYG, shares +3%) and the biggest sale an exit from Apple (AAPL).

Most Recent 13F
Q2 2026
Location
CORNELIUS, NC
CIK
0001633857
Portfolio Value
$956.6M (Q4 2024)
SEC Filing
0001633857-25-000002 ↗ filed Jan 28, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $973.0M Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.3B Q3 2024 Q4 2024: $956.6M $956.6M Q4 2024 Q1 2025: $993.7M Q1 2025 Q2 2025: $1.4B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.4B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.6B Q2 2026

Holdings 200 stocks · $956.6M
SPYG SS SPDR P S&P 500 Growth ETF 10.89% 1,185,371 $104.2M Add +3.0%
SPYM Ste STR SPDR PT S&P 500 ETF 9.83% 1,364,468 $94.1M Reduce -17.3%
SPYV SS SPDR P S&P 500 Value ETF 8.77% 1,640,600 $83.9M Add +9.2%
SGOV iShares 0-3 Month Treasury B 7.12% 678,522 $68.1M Reduce -32.3%
SPDW Ste STR SPDR PT DW Eu ETF 5.95% 1,666,829 $56.9M Add +12.8%
SPAB SS SPDR P Agg Bond ETF 5.41% 2,069,347 $51.7M Reduce -11.5%
SPMD SS SPDR P S&P 400 Midcap ETF 3.92% 686,447 $37.5M Add +12.8%
XLK SS Technology Select Sector 3.33% 137,149 $31.9M Add +21.4%
XLF SS Financial Select Sector 3.04% 602,427 $29.1M Add +3.1%
MSTB Lha Market State Tactical 2.53% 715,430 $24.2M Add +0.4%
XLY SS Consumer Disc Select Sect 2.41% 102,951 $23.1M New
SPEM State Street SP PTF Em ETF 2.40% 597,217 $22.9M Add +3.8%
NVDA Nvidia Corp. 2.01% 143,191 $19.2M Add +3.5%
XLC SS Comm Select Sector SPDR 1.97% 194,671 $18.8M Add +800.6%
SRLN SS Blackstone Sr Loan ETF 1.84% 422,425 $17.6M Add +60.0%
GOOGL Alphabet Inc. Class A 1.14% 57,552 $10.9M Add +8.4%
SPSM SS SPDR P S&P 600 Small Cap 1.14% 242,161 $10.9M Add +11.2%
SPHY SS SPDR P High Yield ETF 0.90% 365,423 $8.6M New
SPY SS SPDR S&P 500 ETF Trust-US 0.87% 14,147 $8.3M Add +10.9%
XOM Exxon Mobil Corp. 0.85% 76,029 $8.2M Add +11.4%
FENI Fidelity Enhanced Intl ETF 0.77% 266,098 $7.3M Reduce -52.8%
AVGO Broadcom Inc. 0.69% 28,650 $6.6M Add +99.1%
META Meta Platforms Inc. Class A 0.69% 11,303 $6.6M Add +6.8%
RYLD Global X Russell 2000 Cov Class 0.62% 363,833 $5.9M Add +17.8%
ABBV Abbvie Inc. 0.61% 33,033 $5.9M Add +12.3%
TSLA Tesla Inc. 0.56% 13,234 $5.3M Reduce -3.6%
SMH Vaneck Semiconductor ETF 0.54% 21,317 $5.2M Add +7.6%
JPM JPMorgan Chase & Co. 0.53% 21,159 $5.1M Add +10.3%
SOFI Sofi Technologies Inc. 0.48% 299,446 $4.6M Reduce -60.2%
V Visa Inc. Class A 0.47% 14,241 $4.5M Add +11.2%
BNDX Vanguard Total Intl Bond ETF 0.45% 88,489 $4.3M Reduce -1.5%
DUK Duke Energy Corp. 0.45% 39,947 $4.3M Add +19.9%
FLTR Vaneck Ig Floating Rate ETF 0.42% 157,527 $4.0M Add +40.8%
BSCQ Invesco Bulletshares 2026 CB 0.41% 202,225 $3.9M Add +11.2%
BSCP Invesco Bulletshares 2025 CB 0.40% 183,098 $3.8M Add +25.6%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.39% 8,790 $3.7M Add +8.1%
NFLX Netflix Inc. 0.38% 4,040 $3.6M Add +7.9%
IAGG iShares Intl Aggregate Bond 0.35% 67,463 $3.4M Add +27.2%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.33% 121,582 $3.2M Add +39.3%
BLES Inspire Global Hope ETF 0.32% 83,124 $3.1M Reduce -0.7%
VRP Invesco Variable Rate Prefer 0.28% 108,857 $2.6M Add +20.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.26% 44,065 $2.5M Add +17.2%
CBRE CBRE Group Inc. Class A 0.26% 18,648 $2.4M Add +104.4%
ISMD Inspire Small/Mid Cap ETF 0.25% 64,547 $2.4M Reduce -2.8%
FLOT iShares Floating Rate Bond E 0.25% 47,218 $2.4M Add +27.6%
BABA Alibaba Group Holding-SP ADR 0.25% 28,176 $2.4M Add +16.1%
BSCR Invesco Bulletshares 2027 CB 0.24% 120,242 $2.3M Add +2.1%
HCA HCA Healthcare Inc. 0.24% 7,742 $2.3M Add +15.0%
HPE Hewlett Packard Enterprise 0.23% 104,215 $2.2M Add +10.9%
SVOL Simplify Volatility Premium 0.23% 105,228 $2.2M Add +29.5%
TLTW iShares 20+ Bond Buywrite 0.22% 91,410 $2.1M Reduce -37.0%
ICE Intercontinental Exchange Inc. 0.22% 13,893 $2.1M Add +16.7%
MRK Merck & Co. Inc. 0.21% 20,446 $2.0M Reduce -35.6%
RSP Invesco S&P 500 Equal Weight 0.21% 11,589 $2.0M Reduce -1.0%
BSCS Invesco Bulletshares 2028 CB 0.21% 100,300 $2.0M Add +1.8%
LIN Linde PLC 0.21% 4,805 $2.0M Add +13.7%
ETN Eaton Corp. PLC 0.21% 6,015 $2.0M Add +2.8%
COST Costco Wholesale Corp. 0.21% 2,166 $2.0M Reduce -16.1%
T AT&T Inc. 0.21% 86,748 $2.0M Add +50.1%
VMBS Vanguard Mortgage-Backed Sec 0.21% 43,467 $2.0M Reduce -6.3%
SYF Synchrony Financial 0.21% 30,189 $2.0M Add +17.5%
CSCO Cisco Systems Inc. 0.20% 32,200 $1.9M Add +2.9%
ORCL Oracle Corp. 0.20% 11,416 $1.9M Add +8.1%
GLD SPDR Gold Shares 0.19% 7,578 $1.8M Add +47.8%
BSCT Invesco Bulletshares 2029 CB 0.19% 99,932 $1.8M New
ADBE Adobe Inc. 0.18% 3,819 $1.7M Add +15.3%
VCLT Vanguard Long-Term Corp. Bond 0.17% 21,992 $1.6M Add +6.6%
BIBL Inspire 100 ETF 0.17% 42,076 $1.6M Reduce -0.3%
GOOG Alphabet Inc. Class C 0.17% 8,351 $1.6M Add +3.9%
CB Chubb Ltd. 0.14% 5,008 $1.4M Add +395.4%
AKAM Akamai Technologies Inc. 0.14% 14,131 $1.4M Add +14.8%
MDYG SS SPDR S&P 400 MC GR ETF 0.14% 15,493 $1.3M Add +31.0%
IBD Inspire Corporate Bond ETF 0.13% 53,515 $1.3M Add +0.7%
VZ Verizon Communications Inc. 0.13% 31,093 $1.2M Add +23.1%
MNST Monster Beverage Corp. 0.13% 23,484 $1.2M Add +11.5%
MDY State Street SPDR S&P Midcap 0.12% 2,082 $1.2M Add +7.9%
BSMP Invesco Bulletshares 2025 MB 0.12% 48,012 $1.2M Add +11.8%
TAP Molson Coors Beverage Co. Class B 0.12% 20,477 $1.2M Add +15.5%
BSMQ Invesco Bulletshares 2026 MB 0.12% 49,565 $1.2M Add +11.9%
BSMT Invesco Bulletshares 2029 MB 0.12% 50,882 $1.2M New
BSMR Invesco Bulletshares 2027 MB 0.12% 49,410 $1.2M Add +11.9%
SW Smurfit Westrock PLC 0.12% 21,645 $1.2M Add +13.3%
BSMS Invesco Bulletshares 2028 MB 0.12% 49,907 $1.2M Add +12.1%
EXC Exelon Corp. 0.12% 30,505 $1.1M Reduce -3.4%
PLTR Palantir Technologies Inc. Class A 0.12% 15,140 $1.1M Reduce -49.5%
JEPI JPMorgan Equity Premium Inco 0.11% 17,702 $1.0M Add +201.3%
MOAT Vaneck Morningstar Wide Moat 0.10% 10,660 $988K Add +5.8%
VST Vistra Corp. 0.10% 7,032 $969K Reduce -10.2%
NOBL Proshares S&P 500 Dividend A 0.09% 9,089 $905K Reduce -2.8%
D Dominion Energy Inc. 0.09% 16,128 $869K Add +24.0%
DJUN FT Vest US Equity Deep Buffe 0.09% 20,035 $867K Reduce -0.1%
MA Mastercard Inc. Class A 0.09% 1,628 $857K Add +2.8%
XSCDX LMP Capital and Income Fund 0.09% 49,561 $852K Add +43.3%
XLE SS Energy Select Sector 0.09% 9,645 $826K Reduce -7.1%
VGT Vanguard Info Tech ETF 0.08% 1,299 $808K Add +19.0%
TFC Truist Financial Corp. 0.08% 18,527 $804K Reduce -7.0%
PZA Invesco National Amt-Free Mu 0.08% 33,705 $796K Add +3.6%
IEUR iShares Core MSCI Europe ETF 0.08% 14,303 $772K Add +11.2%
UTF Cohen & Steers Infrastructur 0.08% 31,840 $765K Add +0.3%
XYLD Global X S&P 500 Cove Call E 0.08% 18,220 $763K New
SPHD Invesco S&P 500 High Dividen 0.08% 15,693 $758K Add +6.8%
SLYV SS SPDR S&P 600 SC Val ETF 0.08% 8,638 $754K Reduce -10.1%
VGLT Vanguard Long-Term Treasury 0.08% 13,462 $745K New
HYD Vaneck High Yield Muni ETF 0.08% 14,273 $741K Add +5.6%
SBAC SBA Communications Corp. 0.08% 3,624 $739K No change
SDY SS SPDR S&P Dividend ETF 0.07% 5,140 $679K Reduce -5.4%
MO Altria Group Inc. 0.07% 12,801 $669K Add +8.0%
IPAC iShares Core MSCI Pacific Et 0.07% 10,869 $664K Add +9.6%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.07% 5,802 $656K New
VONG Vanguard Russell 1000 Growth 0.07% 6,305 $651K Add +6.0%
MLN Vaneck Long Muni ETF 0.07% 36,164 $647K Add +7.6%
PLD Prologis Inc. 0.07% 6,100 $645K Reduce -66.1%
FSCO FS Credit Opportunities Corp. 0.07% 92,301 $629K Add +7.8%
LYB Lyondellbasell Indu Class A 0.06% 8,233 $611K Reduce -11.8%
MINT PIMCO Enhanced Short Maturit 0.06% 5,979 $600K New
KMI Kinder Morgan Inc. 0.06% 20,912 $573K Reduce -61.5%
VNLA Janus Henderson Short Durati 0.06% 11,642 $569K New
PSA Public Storage 0.06% 1,897 $568K Add +51.5%
BSJP Invesco Bulletshares 2025 HY 0.06% 24,193 $558K Reduce -4.3%
TDIV FT Nasdaq Tech DVD Index FD 0.06% 7,086 $556K Add +3.4%
FAB First Trust Multi Cap Value 0.06% 6,287 $552K Add +0.4%
ETR Entergy Corp. 0.06% 7,242 $549K Add +42.2%
DMAY FT Vest US Equity Deep Buffe 0.06% 13,308 $542K No change
INCE Franklin Income Equity Focus 0.06% 9,760 $541K Reduce -1.0%
NIO Nio Inc. - ADR 0.06% 123,270 $537K New
XEL Xcel Energy Inc. 0.05% 7,708 $520K Add +41.0%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.05% 11,853 $513K Add +85.2%
EVRG Evergy Inc. 0.05% 8,255 $508K Add +31.4%
WEC WEC Energy Group Inc. 0.05% 5,395 $507K Add +95.8%
COP Conocophillips 0.05% 5,027 $498K Reduce -7.7%
KVUE Kenvue Inc. 0.05% 22,805 $487K Add +102.6%
IVZ Invesco Ltd. 0.05% 27,658 $483K Add +89.8%
KIM Kimco Realty Corp. 0.05% 20,560 $482K Add +14.1%
MAA Mid-America Apartment Comm 0.05% 3,071 $475K Add +29.3%
AMCR Amcor PLC 0.05% 49,287 $464K Add +16.6%
NBXG Neuberger Next Generation Co. 0.05% 35,925 $458K Add +13.5%
USMV iShares MSCI USA Min Vol Fac 0.05% 5,142 $457K Reduce -7.4%
FTSL First Trust Senior Loan ETF 0.05% 9,840 $455K New
DAUG FT Vest U.S. Equity Deep Buf 0.05% 11,298 $448K No change
UNH Unitedhealth Group Inc. 0.05% 870 $440K Add +24.6%
SPLV Invesco S&P 500 Low Volatili 0.05% 6,186 $433K Reduce -15.8%
BSJQ Invesco Bulletshares 2026 HY 0.04% 18,461 $430K Reduce -3.6%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.04% 5,870 $421K Add +32.5%
RF Regions Financial Corp. 0.04% 17,779 $418K Add +22.2%
VHT Vanguard Health Care ETF 0.04% 1,646 $418K Reduce -11.4%
JAAA Janus Henderson Aaa Clo ETF 0.04% 7,854 $398K Add +46.0%
SLV iShares Silver Trust 0.04% 15,071 $397K Reduce -29.6%
PHYS Sprott Physical Gold Trust 0.04% 19,393 $391K Add +25.0%
IDEV iShares Core MSCI Dev MKTS 0.04% 6,003 $387K Reduce -9.7%
RING iShares MSCI Global Gold Min 0.04% 13,739 $386K Reduce -12.5%
BSJR Invesco Bulletshares 2027 HY 0.04% 17,220 $386K Reduce -4.3%
BSJS Invesco Bulletshares 2028 HY 0.04% 17,464 $379K Reduce -4.6%
BUFF Innovator Laddered Allocatio 0.04% 8,270 $371K No change
VLO Valero Energy Corp. 0.04% 2,881 $353K Reduce -12.0%
BSJT Invesco Bulletshares 2029 HY 0.04% 16,184 $346K New
SKYY First Trust Cloud Computing 0.04% 2,859 $341K Reduce -7.0%
INKM SS Income Allocation ETF 0.04% 10,874 $340K Reduce -52.8%
ET Energy Transfer LP 0.03% 17,062 $334K Add +2.2%
XBMEX BlackRock Health Sciences 0.03% 23,139 $333K New
USEP Innovator U.S. Equity Ultra 0.03% 9,388 $330K New
HDV iShares Core High Dividend E 0.03% 2,881 $323K No change
GDX Vaneck Gold Miners ETF 0.03% 9,481 $322K Reduce -6.2%
MMM 3M Co. 0.03% 2,349 $303K Add +0.6%
WM Waste Management Inc. 0.03% 1,437 $290K Reduce -0.8%
EOG EOG Resources Inc. 0.03% 2,354 $289K Reduce -9.8%
QQQM Invesco Nasdaq 100 ETF 0.03% 1,365 $287K Add +16.4%
CRM Salesforce Inc. 0.03% 824 $276K New
SIXO Allian US Equ 6 Mon BU10-Usd 0.03% 8,486 $275K New
ZDEK Inno Equ Def Pro ETF - 1 DE 0.03% 11,482 $274K New
SPTI SS SPDR P Int Term TSY ETF 0.03% 9,716 $271K Add +4.8%
GEV GE Vernova Inc. 0.03% 823 $271K New
NEE Nextera Energy Inc. 0.03% 3,745 $268K Reduce -1.2%
XBI SS SPDR S&P Biotech ETF 0.03% 2,981 $268K Reduce -6.5%
APO Apollo Global Management Inc. 0.03% 1,580 $261K Reduce -2.4%
WWJD Inspire International ETF 0.03% 8,831 $256K Reduce -10.2%
FDX FedEx Corp. 0.03% 896 $252K Reduce -10.0%
BX Blackstone Inc. 0.03% 1,460 $252K New
RIVN Rivian Automotive Inc. Class A 0.03% 18,823 $250K Add +0.1%
XLP SS Consumer Staples Sel Sect 0.03% 3,119 $245K Reduce -98.8%
CEG Constellation Energy 0.03% 1,095 $245K Add +0.2%
QBTS D-Wave Quantum Inc. 0.02% 26,811 $225K New
DECW Alianzim US Eq BFR20 Dec-Usd 0.02% 7,330 $223K New
SPTS SS SPDR P St Term TSY ETF 0.02% 7,517 $218K New
XLV SS Health Care Select Sector 0.02% 1,554 $214K Reduce -4.7%
BWXT BWX Technologies Inc. 0.02% 1,912 $213K Reduce -11.2%
HYMB SS SPDR N Ice HY Muni ETF 0.02% 8,251 $211K Add +0.0%
ACN Accenture PLC Class A 0.02% 595 $209K New
GS Goldman Sachs Group Inc. 0.02% 365 $209K New
CRWD CrowdStrike Holdings Inc. Class A 0.02% 609 $208K New
ARKK ARK Innovation ETF 0.02% 3,640 $207K New
GOAU US GLB GLD & Metal MNRS ETF 0.02% 10,900 $206K No change
ETV Eaton Vance T/M Buy-Writ Opp 0.02% 14,314 $206K No change
MCK McKesson Corp. 0.02% 357 $203K New
MPC Marathon Petroleum Corp. 0.02% 1,438 $201K New
PDBC Invesco Optimum Yield Divers 0.02% 11,124 $145K No change
BBDC Barings BDC Inc. 0.01% 14,937 $143K Add +1.4%
AGNC AGNC Investment Corp. 0.01% 14,395 $133K New
ZTR Virtus Total Return Fund Inc. 0.01% 17,402 $102K No change
OIA Invesco Municipal Income Opp 0.01% 14,000 $83K New
HUMA Humacyte Inc. 0.01% 10,767 $54K No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $11K (not counted above)
SecurityClassShares / PrincipalValueChange
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal 11,000$11KNo change

Total filed on the 13F, all lines: $956.6M.

Portfolio Sells Q3 2024 → Q4 2024
AAPL Apple Inc. Sold out 0.00% −1.92
XLP SS Consumer Staples Sel Sect Reduce -98.8% 0.03% −1.75
SCHR Schwab Intermediate-Term US Sold out 0.00% −1.42
MSFT Microsoft Corp. Sold out 0.00% −1.41
QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −1.20
VOO Vanguard S&P 500 ETF Sold out 0.00% −1.10
VUG Vanguard Mrngstar GR ETF-Sui Sold out 0.00% −1.09
SCHO Schwab Short-Term US Treas Sold out 0.00% −1.00
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Sold out 0.00% −0.71
LLY Eli Lilly & Co. Sold out 0.00% −0.63
FENI Fidelity Enhanced Intl ETF Reduce -52.8% 0.77% −0.59
VEA Vanguard Ftse Developed ETF Sold out 0.00% −0.57
AMZN Amazon.com Inc. Sold out 0.00% −0.55
VTV Vanguard Mrngstr Val ETF-Aui Sold out 0.00% −0.54
KRANESHARES TRUST Sold out 0.00% −0.46
VIG Vanguard Dividend Apprec ETF Sold out 0.00% −0.46
IBM Intl Business Machines Corp. Sold out 0.00% −0.42
SCHP Schwab U.S. Tips ETF Sold out 0.00% −0.39
BSV Vanguard Short-Term Bond ETF Sold out 0.00% −0.34
PG The Procter & Gamble Co. Sold out 0.00% −0.32
PWR Quanta Services Inc. Sold out 0.00% −0.32
MCD McDonald's Corp. Sold out 0.00% −0.32
HD Home Depot Inc. Sold out 0.00% −0.30
SCHJ Schwab 1-5 YR Corp. BND ETF Sold out 0.00% −0.29
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.28
JNJ Johnson & Johnson Sold out 0.00% −0.27
SCHI Schwab 5-10 Year Corporate B Sold out 0.00% −0.26
BSCO Invesco Bulletshares 2024 CB Sold out 0.00% −0.24
PEP Pepsico Inc. Sold out 0.00% −0.23
USRT iShares Core US REIT ETF Sold out 0.00% −0.23
ADP Automatic Data Processing Sold out 0.00% −0.22
AJG Arthur J Gallagher & Co. Sold out 0.00% −0.22
IWM iShares Russell 2000 ETF Sold out 0.00% −0.22
VGSH Vanguard Short-Term Treasury Sold out 0.00% −0.22
URI United Rentals Inc. Sold out 0.00% −0.21
WFC Wells Fargo & Co. Sold out 0.00% −0.21
VWO Vanguard Ftse Emerging Marke Sold out 0.00% −0.20
IVV iShares Core S&P 500 ETF Sold out 0.00% −0.20
PYPL PayPal Holdings Inc. Sold out 0.00% −0.19
NTRS Northern Trust Corp. Sold out 0.00% −0.18
TJX TJX Companies Inc. Sold out 0.00% −0.18
QCOM Qualcomm Inc. Sold out 0.00% −0.17
DHR Danaher Corp. Sold out 0.00% −0.17
BIV Vanguard Intermediate-Term B Sold out 0.00% −0.16
CTSH Cognizant Tech Solutions-A Sold out 0.00% −0.16
UNP Union Pacific Corp. Sold out 0.00% −0.16
VTI VG Morningstar TS MKT ETF-US Sold out 0.00% −0.16
KO The Coca-Cola Co. Sold out 0.00% −0.16
HSY The Hershey Co. Sold out 0.00% −0.16
BLV Vanguard Long-Term Bond ETF Sold out 0.00% −0.16

Portfolio Buys Q3 2024 → Q4 2024
SPYG SS SPDR P S&P 500 Growth ETF Add +3.0% 10.89% +3.31
SPYV SS SPDR P S&P 500 Value ETF Add +9.2% 8.77% +2.47
XLY SS Consumer Disc Select Sect New 2.41% +2.41
XLC SS Comm Select Sector SPDR Add +800.6% 1.97% +1.81
SPDW Ste STR SPDR PT DW Eu ETF Add +12.8% 5.95% +1.54
XLK SS Technology Select Sector Add +21.4% 3.33% +1.31
SPMD SS SPDR P S&P 400 Midcap ETF Add +12.8% 3.92% +1.28
SRLN SS Blackstone Sr Loan ETF Add +60.0% 1.84% +0.97
XLF SS Financial Select Sector Add +3.1% 3.04% +0.94
SPHY SS SPDR P High Yield ETF New 0.90% +0.90
NVDA Nvidia Corp. Add +3.5% 2.01% +0.68
MSTB Lha Market State Tactical Add +0.4% 2.53% +0.60
SPEM State Street SP PTF Em ETF Add +3.8% 2.40% +0.51
AVGO Broadcom Inc. Add +99.1% 0.69% +0.50
GOOGL Alphabet Inc. Class A Add +8.4% 1.14% +0.44
SPSM SS SPDR P S&P 600 Small Cap Add +11.2% 1.14% +0.35
SPY SS SPDR S&P 500 ETF Trust-US Add +10.9% 0.87% +0.29
RYLD Global X Russell 2000 Cov Class Add +17.8% 0.62% +0.23
XOM Exxon Mobil Corp. Add +11.4% 0.85% +0.22
META Meta Platforms Inc. Class A Add +6.8% 0.69% +0.21
JPM JPMorgan Chase & Co. Add +10.3% 0.53% +0.21
FLTR Vaneck Ig Floating Rate ETF Add +40.8% 0.42% +0.19
BSCT Invesco Bulletshares 2029 CB New 0.19% +0.19
V Visa Inc. Class A Add +11.2% 0.47% +0.19
CBRE CBRE Group Inc. Class A Add +104.4% 0.26% +0.17
NFLX Netflix Inc. Add +7.9% 0.38% +0.17
BSCP Invesco Bulletshares 2025 CB Add +25.6% 0.40% +0.16
SMH Vaneck Semiconductor ETF Add +7.6% 0.54% +0.15
ABBV Abbvie Inc. Add +12.3% 0.61% +0.15
DUK Duke Energy Corp. Add +19.9% 0.45% +0.14
IAGG iShares Intl Aggregate Bond Add +27.2% 0.35% +0.13
SPTL SS SPDR PF LNG TRM TSY E-Usd Add +39.3% 0.33% +0.13
BSCQ Invesco Bulletshares 2026 CB Add +11.2% 0.41% +0.13
BSMT Invesco Bulletshares 2029 MB New 0.12% +0.12
CB Chubb Ltd. Add +395.4% 0.14% +0.12
DIA SS SPDR Dow Jones Indus Avg Add +8.1% 0.39% +0.12
T AT&T Inc. Add +50.1% 0.21% +0.11
SYF Synchrony Financial Add +17.5% 0.21% +0.10
FLOT iShares Floating Rate Bond E Add +27.6% 0.25% +0.10
VRP Invesco Variable Rate Prefer Add +20.4% 0.28% +0.10
JEPQ JPM Nasdaq Equity Premium Add +17.2% 0.26% +0.10
GLD SPDR Gold Shares Add +47.8% 0.19% +0.09
SVOL Simplify Volatility Premium Add +29.5% 0.23% +0.09
HPE Hewlett Packard Enterprise Add +10.9% 0.23% +0.08
XYLD Global X S&P 500 Cove Call E New 0.08% +0.08
JEPI JPMorgan Equity Premium Inco Add +201.3% 0.11% +0.08
VGLT Vanguard Long-Term Treasury New 0.08% +0.08
TROW T Rowe Price Group Inc. New 0.07% +0.07
CSCO Cisco Systems Inc. Add +2.9% 0.20% +0.07
ICE Intercontinental Exchange Inc. Add +16.7% 0.22% +0.06

Notes & Other Activity Q3 2024 → Q4 2024
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Sold out 942 $1.2Mbefore exit
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Sold out 450 $577Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 279$1.6BSPYM, SPYG, SPYV, SPDW, XLK
Q1 2026 235$1.4BSPYM, SPYG, SPYV, SGOV, SPDW
Q4 2025 246$1.4BSPYG, SPYV, SPDW, SPYM, SPAB
Q3 2025 196$1.2BSPYM, SPYG, SPYV, SGOV, SPDW
Q2 2025 355$1.4BSPYG, SPYV, SPYM, SGOV, SPDW
Q1 2025 184$993.7MSGOV, SPYG, SPYM, SPYV, SPDW
Q4 2024 200$956.6MSPYG, SPYM, SPYV, SGOV, SPDW
Q3 2024 365$1.3BSPYM, SPYG, SPYV, SGOV, SPAB
Q2 2024 307$1.1BSPYM, SPYG, SPYV, SGOV, SPAB
Q1 2024 284$973.0MSPYM, SPYG, SPDW, SGOV, SPYV