AlphaStar Capital Management, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), AlphaStar Capital Management, LLC reported 196 stock positions worth $1.2 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 10.5% of the portfolio, followed by SS SPDR P S&P 500 Growth ETF (SPYG, 9.9%) and SS SPDR P S&P 500 Value ETF (SPYV, 8.5%). Compared with Q2 2025, it opened 18 new positions, sold out of 177, added to 103 and reduced 63. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +23%) and the biggest sale Lha Market State Tactical (MSTB, shares −98%).

Most Recent 13F
Q2 2026
Location
CORNELIUS, NC
CIK
0001633857
Portfolio Value
$1.2B (Q3 2025)
SEC Filing
0001633857-25-000010 ↗ filed Nov 13, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $973.0M Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.3B Q3 2024 Q4 2024: $956.6M Q4 2024 Q1 2025: $993.7M Q1 2025 Q2 2025: $1.4B Q2 2025 Q3 2025: $1.2B $1.2B Q3 2025 Q4 2025: $1.4B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.6B Q2 2026

Holdings 196 stocks · $1.2B
SPYM Ste STR SPDR PT S&P 500 ETF 10.50% 1,555,133 $121.8M Add +22.9%
SPYG SS SPDR P S&P 500 Growth ETF 9.92% 1,101,125 $115.1M Reduce -3.4%
SPYV SS SPDR P S&P 500 Value ETF 8.46% 1,774,528 $98.2M Reduce -5.6%
SGOV iShares 0-3 Month Treasury B 7.21% 1,484,085 $83.7M Reduce -2.8%
SPDW Ste STR SPDR PT DW Eu ETF 6.69% 1,814,878 $77.7M Add +16.8%
SPAB SS SPDR P Agg Bond ETF 4.30% 1,929,313 $49.9M Add +1.0%
XLK SS Technology Select Sector 3.98% 163,947 $46.2M Add +39.7%
SPMD SS SPDR P S&P 400 Midcap ETF 3.64% 738,027 $42.2M Add +2.4%
XLC SS Comm Select Sector SPDR 3.13% 307,100 $36.4M Add +45.8%
NVDA Nvidia Corp. 2.72% 169,231 $31.6M Add +27.7%
SPEM State Street SP PTF Em ETF 2.64% 655,002 $30.7M Add +8.9%
DFAU Dimensional US Core Equity M 1.81% 458,542 $21.0M New
IEUR iShares Core MSCI Europe ETF 1.63% 277,414 $18.9M Add +21.3%
GOOGL Alphabet Inc. Class A 1.35% 64,478 $15.7M Add +3.1%
XLF SS Financial Select Sector 1.28% 275,602 $14.8M Add +24.7%
SPHY SS SPDR P High Yield ETF 1.19% 578,237 $13.8M Add +15.7%
XLRE SS Real Estate Select Sector 1.16% 320,034 $13.5M Add +10.0%
FENI Fidelity Enhanced Intl ETF 1.16% 381,993 $13.5M Add +13.4%
SPSM SS SPDR P S&P 600 Small Cap 1.01% 252,990 $11.7M Reduce -7.1%
AVGO Broadcom Inc. 0.99% 34,750 $11.5M Add +21.5%
DFSD Dimensional Short Duration 0.88% 210,885 $10.2M New
META Meta Platforms Inc. Class A 0.84% 13,320 $9.8M Add +17.1%
RYLD Global X Russell 2000 Cov Class 0.79% 611,899 $9.2M Add +10.4%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.79% 340,643 $9.2M Add +187.9%
XOM Exxon Mobil Corp. 0.75% 76,745 $8.7M Reduce -0.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.74% 12,933 $8.6M Add +1.6%
JPM JPMorgan Chase & Co. 0.69% 25,257 $8.0M Add +7.7%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.66% 132,784 $7.6M Add +7.0%
TSLA Tesla Inc. 0.65% 16,891 $7.5M Add +2.6%
DFAI Dimensional International Co. 0.55% 177,108 $6.4M New
FLTR Vaneck Ig Floating Rate ETF 0.52% 235,268 $6.0M Add +12.8%
UNH Unitedhealth Group Inc. 0.51% 17,180 $5.9M Add +1794.2%
ABBV Abbvie Inc. 0.48% 24,224 $5.6M Add +5.1%
V Visa Inc. Class A 0.47% 16,005 $5.5M Add +6.4%
DUK Duke Energy Corp. 0.45% 42,168 $5.2M Reduce -2.0%
TLTW iShares 20+ Bond Buywrite 0.44% 216,127 $5.1M Add +13.2%
NFLX Netflix Inc. 0.43% 4,191 $5.0M Add +3.3%
CRM Salesforce Inc. 0.41% 20,261 $4.8M Add +2076.3%
PLTR Palantir Technologies Inc. Class A 0.34% 21,728 $4.0M Add +5.7%
BSCQ Invesco Bulletshares 2026 CB 0.31% 183,519 $3.6M Reduce -33.3%
BNDX Vanguard Total Intl Bond ETF 0.31% 72,315 $3.6M Reduce -0.8%
HCA HCA Healthcare Inc. 0.30% 8,283 $3.5M Add +4.6%
JEPI JPMorgan Equity Premium Inco 0.30% 61,544 $3.5M Reduce -0.9%
BLES Inspire Global Hope ETF 0.29% 78,356 $3.3M Add +1.1%
GLD SPDR Gold Shares 0.28% 9,156 $3.3M Reduce -4.2%
DFCF Dimensional Core Fixed Inc. 0.27% 73,991 $3.2M New
GOOG Alphabet Inc. Class C 0.26% 12,371 $3.0M Add +11.0%
LIN Linde PLC 0.25% 6,211 $3.0M Add +6.3%
MDYG SS SPDR S&P 400 MC GR ETF 0.25% 31,982 $2.9M Add +35.6%
BSCR Invesco Bulletshares 2027 CB 0.25% 147,981 $2.9M Reduce -12.1%
BSCP Invesco Bulletshares 2025 CB 0.25% 137,716 $2.8M Reduce -45.3%
DFGX Dimsnl Intr CF in ETF-Usd Inc. 0.24% 52,291 $2.8M New
HPE Hewlett Packard Enterprise 0.24% 112,572 $2.8M Add +2.5%
BSCS Invesco Bulletshares 2028 CB 0.22% 125,509 $2.6M Add +3.0%
PDI PIMCO Dynamic Income Fund 0.22% 129,165 $2.6M Reduce -46.2%
ICE Intercontinental Exchange Inc. 0.22% 15,032 $2.5M Add +5.2%
COST Costco Wholesale Corp. 0.22% 2,714 $2.5M Add +31.0%
DFAE Dimensional Emerging Core Eq 0.21% 78,069 $2.5M New
SYF Synchrony Financial 0.21% 34,598 $2.5M Add +3.9%
ISMD Inspire Small/Mid Cap ETF 0.21% 62,647 $2.4M Add +2.0%
BSCT Invesco Bulletshares 2029 CB 0.21% 127,809 $2.4M Add +9.2%
CSCO Cisco Systems Inc. 0.21% 34,811 $2.4M Add +4.4%
IBIT iShares Bitcoin Trust ETF 0.20% 35,550 $2.3M Add +55.3%
T AT&T Inc. 0.19% 77,718 $2.2M Add +5.4%
ETN Eaton Corp. PLC 0.19% 5,815 $2.2M Add +4.4%
IAGG iShares Intl Aggregate Bond 0.17% 37,849 $1.9M Reduce -60.1%
CBRE CBRE Group Inc. Class A 0.16% 11,500 $1.8M Add +3.1%
MRK Merck & Co. Inc. 0.15% 21,224 $1.8M Add +8.9%
MNST Monster Beverage Corp. 0.15% 26,256 $1.8M Add +5.4%
EXC Exelon Corp. 0.15% 38,848 $1.7M Add +9.8%
XYLD Global X S&P 500 Cove Call E 0.15% 44,224 $1.7M Add +42.3%
BABA Alibaba Group Holding-SP ADR 0.15% 9,505 $1.7M Reduce -39.8%
BIBL Inspire 100 ETF 0.14% 37,300 $1.7M Reduce -0.6%
PFFD Global X US Preferred ETF 0.14% 82,818 $1.6M New
EXR Extra Space Storage Inc. 0.14% 11,118 $1.6M Add +6.4%
CB Chubb Ltd. 0.14% 5,551 $1.6M Reduce -5.5%
VMBS Vanguard Mortgage-Backed Sec 0.13% 32,770 $1.5M Reduce -8.5%
TDIV FT Nasdaq Tech DVD Index FD 0.13% 15,081 $1.5M Add +3.3%
ADBE Adobe Inc. 0.13% 4,114 $1.5M Add +6.3%
SHOP Shopify Inc. Class A 0.12% 9,561 $1.4M Add +1.4%
RSP Invesco S&P 500 Equal Weight 0.12% 7,346 $1.4M Reduce -13.4%
MDY State Street SPDR S&P Midcap 0.12% 2,282 $1.4M Reduce -0.0%
SLV iShares Silver Trust 0.11% 31,221 $1.3M Add +56.7%
SOFI Sofi Technologies Inc. 0.11% 49,362 $1.3M Reduce -36.0%
VZ Verizon Communications Inc. 0.11% 29,452 $1.3M Add +16.4%
IBD Inspire Corporate Bond ETF 0.11% 53,544 $1.3M Add +2.8%
FLOT iShares Floating Rate Bond E 0.11% 24,744 $1.3M Reduce -9.1%
KMI Kinder Morgan Inc. 0.10% 40,875 $1.2M Add +13.6%
BSMQ Invesco Bulletshares 2026 MB 0.09% 46,175 $1.1M Reduce -0.4%
MA Mastercard Inc. Class A 0.09% 1,900 $1.1M Add +5.1%
VGT Vanguard Info Tech ETF 0.09% 1,424 $1.1M Reduce -11.9%
MOAT Vaneck Morningstar Wide Moat 0.09% 10,656 $1.1M Reduce -8.7%
BSMS Invesco Bulletshares 2028 MB 0.09% 44,966 $1.1M Reduce -4.9%
BSMT Invesco Bulletshares 2029 MB 0.09% 45,520 $1.1M Reduce -4.9%
RGLO Russell Invest GLB Eq-Usd Inc. 0.09% 36,603 $1.0M Add +0.9%
BSMR Invesco Bulletshares 2027 MB 0.09% 43,989 $1.0M Reduce -4.9%
BSMP Invesco Bulletshares 2025 MB 0.09% 42,424 $1.0M Reduce -5.3%
IPAC iShares Core MSCI Pacific Et 0.09% 14,022 $1.0M Reduce -92.0%
DJUN FT Vest US Equity Deep Buffe 0.08% 19,976 $929K Reduce -0.2%
TFC Truist Financial Corp. 0.08% 19,969 $913K Add +0.8%
ORCL Oracle Corp. 0.07% 3,070 $863K Add +23.5%
VST Vistra Corp. 0.07% 4,384 $859K Reduce -3.8%
SLYV SS SPDR S&P 600 SC Val ETF 0.07% 9,605 $851K Add +4.3%
XLE SS Energy Select Sector 0.07% 9,421 $842K Reduce -9.9%
XSCDX LMP Capital and Income Fund 0.07% 53,914 $837K Add +4.5%
SDY SS SPDR S&P Dividend ETF 0.07% 5,854 $820K Add +18.7%
NOBL Proshares S&P 500 Dividend A 0.07% 7,729 $797K Reduce -11.9%
UTF Cohen & Steers Infrastructur 0.07% 31,376 $778K Reduce -5.0%
MO Altria Group Inc. 0.07% 11,476 $758K Add +19.5%
SBAC SBA Communications Corp. 0.06% 3,624 $701K No change
SPHD Invesco S&P 500 High Dividen 0.06% 13,900 $687K Reduce -6.5%
DMAY FT Vest US Equity Deep Buffe 0.06% 15,498 $687K Reduce -0.2%
WEC WEC Energy Group Inc. 0.06% 5,812 $666K Add +30.3%
QBTS D-Wave Quantum Inc. 0.06% 26,471 $654K Reduce -0.3%
ES Eversource Energy 0.06% 9,111 $648K Add +38.9%
MSTB Lha Market State Tactical 0.05% 15,711 $625K Reduce -97.8%
GDX Vaneck Gold Miners ETF 0.05% 8,009 $612K Add +0.8%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.05% 5,885 $604K Add +3.6%
D Dominion Energy Inc. 0.05% 9,618 $588K Add +7.2%
RING iShares MSCI Global Gold Min 0.05% 8,878 $574K No change
GEV GE Vernova Inc. 0.05% 871 $536K Reduce -0.3%
PHYS Sprott Physical Gold Trust 0.04% 17,201 $509K Reduce -5.3%
CAPITOL SER TR 0.04% 19,450 $496K New
VRP Invesco Variable Rate Prefer 0.04% 20,035 $495K No change
BSJQ Invesco Bulletshares 2026 HY 0.04% 21,101 $494K Add +0.4%
DAUG FT Vest U.S. Equity Deep Buf 0.04% 11,298 $493K No change
FSCO FS Credit Opportunities Corp. 0.04% 71,050 $491K Reduce -23.4%
NBXG Neuberger Next Generation Co. 0.04% 31,525 $485K Add +2.6%
BSJP Invesco Bulletshares 2025 HY 0.04% 19,808 $457K Add +1.5%
SPLV Invesco S&P 500 Low Volatili 0.04% 6,003 $441K Reduce -2.5%
GOAU US GLB GLD & Metal MNRS ETF 0.04% 10,900 $438K No change
HPQ HP Inc. 0.04% 15,915 $433K Reduce -33.0%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.04% 9,829 $432K Add +0.0%
QQQM Invesco Nasdaq 100 ETF 0.04% 1,735 $429K Add +19.8%
ARKK ARK Innovation ETF 0.04% 4,943 $427K Add +6.0%
GS Goldman Sachs Group Inc. 0.04% 525 $418K Add +7.1%
VLO Valero Energy Corp. 0.04% 2,414 $411K Reduce -2.3%
LYB Lyondellbasell Indu Class A 0.04% 8,346 $409K Add +7.8%
USMV iShares MSCI USA Min Vol Fac 0.03% 4,208 $400K Reduce -11.4%
BSJR Invesco Bulletshares 2027 HY 0.03% 17,569 $400K Add +2.1%
HDV iShares Core High Dividend E 0.03% 3,254 $398K No change
BSJS Invesco Bulletshares 2028 HY 0.03% 17,184 $379K Add +2.1%
RINT RSL in-Intrntnl DVL Eq Et-$i filed as RUSSELL INVTS EXCHANGE TRADE 0.03% 13,412 $377K Reduce -9.6%
MMM 3M Co. 0.03% 2,422 $376K Add +4.5%
XLI SS Industrial Select Sector 0.03% 2,408 $371K Reduce -25.4%
KIM Kimco Realty Corp. 0.03% 16,684 $365K Add +23.6%
INCE Franklin Income Equity Focus 0.03% 6,097 $361K No change
PSA Public Storage 0.03% 1,248 $360K Add +28.1%
INKM SS Income Allocation ETF 0.03% 10,861 $360K Reduce -0.1%
WM Waste Management Inc. 0.03% 1,621 $358K Add +2.5%
EVRG Evergy Inc. 0.03% 4,697 $357K Add +41.2%
BSJT Invesco Bulletshares 2029 HY 0.03% 16,542 $357K Add +2.8%
MAA Mid-America Apartment Comm 0.03% 2,498 $349K Add +31.0%
PFG Principal Financial Group 0.03% 4,197 $348K Reduce -0.3%
ET Energy Transfer LP 0.03% 19,969 $343K Add +12.5%
IEMG iShares Core MSCI Emerging 0.03% 5,164 $340K New
DFGP Dimensional GLBL Core PL Fix 0.03% 6,104 $339K New
BWXT BWX Technologies Inc. 0.03% 1,839 $339K Add +18.6%
AMCR Amcor PLC 0.03% 41,241 $337K Add +9.4%
EMHC SS SPDR BB Em Usd Bond ETF 0.03% 13,329 $336K Add +36.0%
VHT Vanguard Health Care ETF 0.03% 1,286 $334K Reduce -16.3%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.03% 5,035 $326K Add +9.5%
CCI Crown Castle Inc. 0.03% 3,333 $322K Add +10.2%
ETHA iShares Ethereum Trust ETF 0.03% 10,084 $318K New
SKYY First Trust Cloud Computing 0.03% 2,300 $309K Reduce -15.9%
SRLN SS Blackstone Sr Loan ETF 0.03% 7,421 $309K Reduce -88.8%
ORLY O'reilly Automotive Inc. 0.03% 2,817 $304K Add +17.4%
IEFA iShares Core MSCI Eafe ETF 0.03% 3,458 $302K Add +34.3%
COP Conocophillips 0.03% 3,177 $301K Reduce -1.4%
REMG Ru in Em Marke Equity ETF-US filed as RUSSELL INVTS EXCHANGE TRADE 0.03% 10,344 $296K Add +1.5%
SGDM Sprott Gold Miners ETF 0.03% 4,726 $293K No change
KVUE Kenvue Inc. 0.02% 17,321 $281K Add +6.9%
RIVN Rivian Automotive Inc. Class A 0.02% 18,715 $275K Reduce -0.1%
XLY SS Consumer Disc Select Sect 0.02% 1,120 $269K Reduce -98.3%
NEE Nextera Energy Inc. 0.02% 3,299 $249K Add +10.4%
URA Global X Uranium ETF 0.02% 5,182 $247K Reduce -3.1%
RCL Royal Caribbean Cruises Ltd. 0.02% 748 $242K New
DJUL FT Vest US Equity Deep Buffe 0.02% 5,094 $238K New
XBI SS SPDR S&P Biotech ETF 0.02% 2,310 $231K Reduce -18.7%
WWJD Inspire International ETF 0.02% 6,560 $231K Reduce -5.5%
UFOX Defiance Space and Connectiv 0.02% 3,727 $230K New
RF Regions Financial Corp. 0.02% 8,682 $229K New
BX Blackstone Inc. 0.02% 1,324 $226K New
CRWD CrowdStrike Holdings Inc. Class A 0.02% 454 $223K Reduce -14.2%
PTL Inspire 500 ETF 0.02% 879 $219K No change
DMAR FT Vest US Equity Deep Buffe 0.02% 5,245 $214K No change
DFEB FT Vest U.S. Equity Deep Buf 0.02% 4,447 $207K New
SPHQ Invesco S&P 500 Quality ETF 0.02% 2,815 $206K Reduce -5.4%
ETV Eaton Vance T/M Buy-Writ Opp 0.02% 14,314 $204K No change
APO Apollo Global Management Inc. 0.02% 1,530 $204K Add +0.3%
SPTI SS SPDR P Int Term TSY ETF 0.02% 7,036 $203K Reduce -10.0%
EOG EOG Resources Inc. 0.02% 1,790 $201K Reduce -2.9%
XBMEX BlackRock Health Sciences 0.01% 11,841 $171K Add +3.5%
AGNC AGNC Investment Corp. 0.01% 17,407 $170K New
ZTR Virtus Total Return Fund Inc. 0.01% 17,402 $112K No change
BBDC Barings BDC Inc. 0.01% 12,318 $108K Add +0.9%
Other holdings (1): bonds, preferreds, convertibles and warrants · $3K (not counted above)
SecurityClassShares / PrincipalValueChange
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 32,624$3KReduce -1.3%

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2025 → Q3 2025
MSTB Lha Market State Tactical Reduce -97.8% 0.05% −1.81
AAPL Apple Inc. Sold out 0.00% −1.69
MSFT Microsoft Corp. Sold out 0.00% −1.58
SCHR Schwab Intermediate-Term US Sold out 0.00% −1.51
SCHZ Schwab US Aggregate Bond ETF Sold out 0.00% −0.98
SCHO Schwab Short-Term US Treas Sold out 0.00% −0.97
XLY SS Consumer Disc Select Sect Reduce -98.3% 0.02% −0.97
SCHP Schwab U.S. Tips ETF Sold out 0.00% −0.93
VOO Vanguard S&P 500 ETF Sold out 0.00% −0.78
IPAC iShares Core MSCI Pacific Et Reduce -92.0% 0.09% −0.76
PFF iShares Preferred & Income S Sold out 0.00% −0.72
AMZN Amazon.com Inc. Sold out 0.00% −0.69
VUG Vanguard Mrngstar GR ETF-Sui Sold out 0.00% −0.68
QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −0.68
KLIP Kranesh Kweb Cov Cal STR ETF Sold out 0.00% −0.67
VEA Vanguard Ftse Developed ETF Sold out 0.00% −0.64
LLY Eli Lilly & Co. Sold out 0.00% −0.57
VTV Vanguard Mrngstr Val ETF-Aui Sold out 0.00% −0.50
IBM Intl Business Machines Corp. Sold out 0.00% −0.47
PG The Procter & Gamble Co. Sold out 0.00% −0.43
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.38
USRT iShares Core US REIT ETF Sold out 0.00% −0.36
SCHJ Schwab 1-5 YR Corp. BND ETF Sold out 0.00% −0.34
SCHI Schwab 5-10 Year Corporate B Sold out 0.00% −0.33
MCD McDonald's Corp. Sold out 0.00% −0.30
JNJ Johnson & Johnson Sold out 0.00% −0.29
WFC Wells Fargo & Co. Sold out 0.00% −0.29
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.29
AJG Arthur J Gallagher & Co. Sold out 0.00% −0.28
IWM iShares Russell 2000 ETF Sold out 0.00% −0.27
ADP Automatic Data Processing Sold out 0.00% −0.27
HD Home Depot Inc. Sold out 0.00% −0.26
PWR Quanta Services Inc. Sold out 0.00% −0.26
RTX RTX Corp. Sold out 0.00% −0.25
BCI Abrdn Bloomberg All Commodit Sold out 0.00% −0.24
PFE Pfizer Inc. Sold out 0.00% −0.24
BSV Vanguard Short-Term Bond ETF Sold out 0.00% −0.23
VWO Vanguard Ftse Emerging Marke Sold out 0.00% −0.23
LULU Lululemon Athletica Inc. Sold out 0.00% −0.23
TGT Target Corp. Sold out 0.00% −0.22
TJX TJX Companies Inc. Sold out 0.00% −0.22
NTRS Northern Trust Corp. Sold out 0.00% −0.21
DHR Danaher Corp. Sold out 0.00% −0.21
URI United Rentals Inc. Sold out 0.00% −0.20
CTSH Cognizant Tech Solutions-A Sold out 0.00% −0.18
IVV iShares Core S&P 500 ETF Sold out 0.00% −0.18
IAGG iShares Intl Aggregate Bond Reduce -60.1% 0.17% −0.17
RL Ralph Lauren Corp. Sold out 0.00% −0.17
KO The Coca-Cola Co. Sold out 0.00% −0.17
SRLN SS Blackstone Sr Loan ETF Reduce -88.8% 0.03% −0.17

Portfolio Buys Q2 2025 → Q3 2025
SPYM Ste STR SPDR PT S&P 500 ETF Add +22.9% 10.50% +4.03
SPDW Ste STR SPDR PT DW Eu ETF Add +16.8% 6.69% +2.27
XLK SS Technology Select Sector Add +39.7% 3.98% +1.89
DFAU Dimensional US Core Equity M New 1.81% +1.81
XLC SS Comm Select Sector SPDR Add +45.8% 3.13% +1.52
NVDA Nvidia Corp. Add +27.7% 2.72% +1.25
SPMD SS SPDR P S&P 400 Midcap ETF Add +2.4% 3.64% +0.88
DFSD Dimensional Short Duration New 0.88% +0.88
SPAB SS SPDR P Agg Bond ETF Add +1.0% 4.30% +0.86
SPEM State Street SP PTF Em ETF Add +8.9% 2.64% +0.83
GOOGL Alphabet Inc. Class A Add +3.1% 1.35% +0.58
SPTL SS SPDR PF LNG TRM TSY E-Usd Add +187.9% 0.79% +0.57
IEUR iShares Core MSCI Europe ETF Add +21.3% 1.63% +0.56
DFAI Dimensional International Co. New 0.55% +0.55
UNH Unitedhealth Group Inc. Add +1794.2% 0.51% +0.49
XLF SS Financial Select Sector Add +24.7% 1.28% +0.47
AVGO Broadcom Inc. Add +21.5% 0.99% +0.43
CRM Salesforce Inc. Add +2076.3% 0.41% +0.40
FENI Fidelity Enhanced Intl ETF Add +13.4% 1.16% +0.37
SPHY SS SPDR P High Yield ETF Add +15.7% 1.19% +0.36
XLRE SS Real Estate Select Sector Add +10.0% 1.16% +0.31
TSLA Tesla Inc. Add +2.6% 0.65% +0.28
DFCF Dimensional Core Fixed Inc. New 0.27% +0.27
META Meta Platforms Inc. Class A Add +17.1% 0.84% +0.25
DFGX Dimsnl Intr CF in ETF-Usd Inc. New 0.24% +0.24
RYLD Global X Russell 2000 Cov Class Add +10.4% 0.79% +0.21
DFAE Dimensional Emerging Core Eq New 0.21% +0.21
JPM JPMorgan Chase & Co. Add +7.7% 0.69% +0.21
SPY SS SPDR S&P 500 ETF Trust-US Add +1.6% 0.74% +0.19
JEPQ JPM Nasdaq Equity Premium Add +7.0% 0.66% +0.18
ABBV Abbvie Inc. Add +5.1% 0.48% +0.18
PLTR Palantir Technologies Inc. Class A Add +5.7% 0.34% +0.14
FLTR Vaneck Ig Floating Rate ETF Add +12.8% 0.52% +0.14
PFFD Global X US Preferred ETF New 0.14% +0.14
TLTW iShares 20+ Bond Buywrite Add +13.2% 0.44% +0.12
GOOG Alphabet Inc. Class C Add +11.0% 0.26% +0.12
MDYG SS SPDR S&P 400 MC GR ETF Add +35.6% 0.25% +0.11
IBIT iShares Bitcoin Trust ETF Add +55.3% 0.20% +0.10
V Visa Inc. Class A Add +6.4% 0.47% +0.10
HCA HCA Healthcare Inc. Add +4.6% 0.30% +0.09
HPE Hewlett Packard Enterprise Add +2.5% 0.24% +0.08
COST Costco Wholesale Corp. Add +31.0% 0.22% +0.07
SLV iShares Silver Trust Add +56.7% 0.11% +0.07
BLES Inspire Global Hope ETF Add +1.1% 0.29% +0.07
XYLD Global X S&P 500 Cove Call E Add +42.3% 0.15% +0.06
LIN Linde PLC Add +6.3% 0.25% +0.06
ISMD Inspire Small/Mid Cap ETF Add +2.0% 0.21% +0.06
SYF Synchrony Financial Add +3.9% 0.21% +0.06
BSCT Invesco Bulletshares 2029 CB Add +9.2% 0.21% +0.05
NFLX Netflix Inc. Add +3.3% 0.43% +0.05

Notes & Other Activity Q2 2025 → Q3 2025
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Sold out 812 $985Kbefore exit
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Sold out 440 $517Kbefore exit
LMP CAPITAL AND INCOME FUND RIGHT 07/11/2025 Sold out 51,588 $4Kbefore exit
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 Reduce -1.3% 32,624 $3K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 279$1.6BSPYM, SPYG, SPYV, SPDW, XLK
Q1 2026 235$1.4BSPYM, SPYG, SPYV, SGOV, SPDW
Q4 2025 246$1.4BSPYG, SPYV, SPDW, SPYM, SPAB
Q3 2025 196$1.2BSPYM, SPYG, SPYV, SGOV, SPDW
Q2 2025 355$1.4BSPYG, SPYV, SPYM, SGOV, SPDW
Q1 2025 184$993.7MSGOV, SPYG, SPYM, SPYV, SPDW
Q4 2024 200$956.6MSPYG, SPYM, SPYV, SGOV, SPDW
Q3 2024 365$1.3BSPYM, SPYG, SPYV, SGOV, SPAB
Q2 2024 307$1.1BSPYM, SPYG, SPYV, SGOV, SPAB
Q1 2024 284$973.0MSPYM, SPYG, SPDW, SGOV, SPYV