Apella Capital, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 8, 2026), Apella Capital, LLC reported 691 stock positions worth $7.1 billion. Its top holding was Dimensional US Core Equity 2 (DFAC) at 10.1% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 3.9%) and Dimensional Short Duration (DFSD, 3.7%). Compared with Q1 2026, it opened 39 new positions, sold out of 23, added to 341 and reduced 258. The biggest buy was Dimensional US Core Equity 2 (DFAC, shares +2%) and the biggest sale Vanguard Short-Term Bond ETF (BSV, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- WEST HARTFORD, CT
- CIK
- 0001801507
- Portfolio Value
- $7.1B (Q2 2026)
- SEC Filing
- 0001801507-26-000006 ↗ filed Jul 8, 2026
Holdings Value
Holdings 691 stocks · $7.1B
| DFAC Dimensional US Core Equity 2 | 10.08% | 16,110,656 | $713.4M | Add +2.5% |
| VTI VG Morningstar TS MKT ETF-US | 3.88% | 743,141 | $274.7M | Add +1.8% |
| DFSD Dimensional Short Duration | 3.65% | 5,420,887 | $258.5M | Add +3.3% |
| DFCF Dimensional Core Fixed Inc. | 2.77% | 4,667,514 | $196.1M | Add +5.9% |
| DFUS Dimensional US Eq MKT ETF | 2.54% | 2,199,716 | $179.9M | Add +0.9% |
| DFIC Dimensional International Co. | 2.53% | 4,772,870 | $179.3M | Add +4.8% |
| DUHP Dimensional US High Profi Et | 2.42% | 4,123,403 | $171.1M | Add +6.0% |
| DFAT Dimensional US Target Value | 2.04% | 2,077,701 | $144.1M | Reduce -2.6% |
| BND Vanguard Total Bond Market | 1.88% | 1,820,993 | $132.7M | Add +1.4% |
| BSV Vanguard Short-Term Bond ETF | 1.73% | 1,579,884 | $122.6M | Reduce -4.6% |
| VONE Vanguard Russell 1000 | 1.72% | 359,515 | $121.8M | Add +8.8% |
| VEA Vanguard Ftse Developed ETF | 1.72% | 1,717,714 | $121.6M | Reduce -1.3% |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | 1.70% | 2,259,550 | $120.3M | Add +6.0% |
| VWO Vanguard Ftse Emerging Marke | 1.67% | 2,010,728 | $118.4M | Add +2.6% |
| DFAU Dimensional US Core Equity M | 1.56% | 2,130,305 | $110.2M | Reduce -1.1% |
| DFIV Dimensional International Va | 1.52% | 1,943,050 | $107.4M | Add +2.5% |
| AAPL Apple Inc. | 1.48% | 337,158 | $104.7M | Add +3.6% |
| AVEM Avantis Emerging Markets Eq | 1.31% | 997,148 | $92.3M | Add +3.9% |
| DFNM Dimensional National Muni BD | 1.09% | 1,590,906 | $76.8M | Add +20.5% |
| AVDE Avantis International Equity | 1.05% | 828,607 | $74.4M | Add +9.4% |
| DIHP Dimensional International Hi | 1.01% | 2,097,924 | $71.6M | Add +4.9% |
| DFEM Dimensional Emrg MRKT Core | 0.92% | 1,666,664 | $65.3M | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.90% | 85,001 | $63.6M | Reduce -3.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.90% | 1,382,574 | $63.3M | Add +23.2% |
| VOO Vanguard S&P 500 ETF | 0.88% | 90,749 | $62.4M | Add +11.0% |
| DFLV Dim US Large Cap Value ETF | 0.87% | 1,536,111 | $61.3M | Add +4.9% |
| DFUV Dimensional US Marketwide Va | 0.83% | 1,070,075 | $58.8M | Reduce -0.5% |
| DFAX Dimensional World Ex US Core | 0.83% | 1,602,530 | $58.6M | Reduce -0.6% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.82% | 211,482 | $57.9M | Reduce -2.7% |
| SPAB SS SPDR P Agg Bond ETF | 0.80% | 2,223,605 | $56.3M | Add +23.1% |
| ESGV Vanguard ESG US Stock ETF | 0.78% | 415,255 | $54.9M | Add +0.4% |
| AVDV Avantis Intl S/C Value ETF | 0.77% | 525,853 | $54.6M | Add +7.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.74% | 237,757 | $52.2M | Add +4.0% |
| ISTB iShares Core 1-5 Year Usd Bo | 0.74% | 1,085,686 | $52.2M | Add +14.5% |
| VONG Vanguard Russell 1000 Growth | 0.71% | 402,893 | $50.3M | Add +13.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.70% | 513,616 | $49.8M | Add +5.4% |
| MSFT Microsoft Corp. | 0.67% | 121,343 | $47.2M | Reduce -0.0% |
| DFAI Dimensional International Co. | 0.66% | 1,121,313 | $46.6M | Add +0.7% |
| BNDX Vanguard Total Intl Bond ETF | 0.64% | 945,365 | $45.4M | Reduce -3.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.62% | 148,012 | $44.2M | Add +4.1% |
| SUB iShares Short-Term National | 0.62% | 415,416 | $44.2M | Reduce -0.7% |
| IAGG iShares Intl Aggregate Bond | 0.61% | 861,066 | $43.0M | Add +20.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.60% | 525,840 | $42.4M | Reduce -4.4% |
| SPHY SS SPDR P High Yield ETF | 0.60% | 1,803,063 | $42.1M | Add +15.8% |
| VYM Vanguard High DVD Yield ETF | 0.59% | 259,947 | $41.8M | Reduce -5.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.54% | 447,495 | $38.4M | Reduce -0.2% |
| MTUM iShares MSCI USA Momentum Fa | 0.54% | 121,579 | $38.0M | Reduce -3.2% |
| VOOG Vanguard S&P 500 Growth ETF | 0.52% | 445,787 | $36.4M | Reduce -6.1% |
| IJH iShares Core S&P Midcap ETF | 0.51% | 478,863 | $36.1M | Add +3.8% |
| JCPB JPMorgan Core Plus Bond ETF | 0.46% | 692,502 | $32.2M | Add +7.1% |
| GOOG Alphabet Inc. Class C | 0.45% | 87,778 | $31.9M | Add +0.4% |
| AVLV Avantis US Large Cap Value | 0.45% | 350,410 | $31.9M | Add +7.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.45% | 633,990 | $31.8M | Reduce -4.8% |
| EMB iShares JP Morgan Usd Emergi | 0.44% | 325,017 | $31.2M | Add +13.7% |
| VBIL Vanguard 0-3M T-Bill ETF | 0.44% | 411,969 | $31.1M | Reduce -9.4% |
| SPIB SS SPDR P Int C Corp. ETF | 0.42% | 883,930 | $29.4M | Add +19.1% |
| DFAS Dimensional US Small Cap ETF | 0.41% | 357,928 | $29.0M | Add +1.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.40% | 40,317 | $28.6M | Add +0.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.39% | 354,434 | $27.9M | Reduce -5.6% |
| IWF iShares Russell 1000 Growth | 0.39% | 227,749 | $27.6M | Reduce -1.5% |
| VCIT Vanguard Int-Term Corporate | 0.38% | 323,739 | $26.5M | Reduce -6.2% |
| VSS Vanguard Ftse All Wo X-US SC | 0.37% | 170,488 | $26.2M | Add +1.6% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.36% | 504,194 | $25.4M | Add +5.5% |
| VSGX Vanguard ESG Intl Stock ETF | 0.35% | 305,254 | $24.7M | Add +0.4% |
| DFAE Dimensional Emerging Core Eq | 0.33% | 608,037 | $23.5M | Reduce -0.3% |
| VGSH Vanguard Short-Term Treasury | 0.31% | 373,967 | $21.7M | Add +37.7% |
| JPIB JPMorgan Intl BND ETF | 0.30% | 441,355 | $21.3M | Add +7.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.30% | 42,085 | $21.2M | Reduce -0.1% |
| JEPI JPMorgan Equity Premium Inco | 0.29% | 366,544 | $20.8M | Reduce -4.2% |
| MUB iShares National Muni Bond E | 0.29% | 193,569 | $20.8M | Reduce -0.7% |
| AVUS Avantis U.S. Equity ETF | 0.29% | 162,216 | $20.6M | Reduce -6.1% |
| NVDA Nvidia Corp. | 0.29% | 104,486 | $20.6M | Reduce -25.7% |
| XOM Exxon Mobil Corp. | 0.28% | 141,617 | $20.1M | Add +0.4% |
| JSCP JPMorgan Short Duration Core | 0.28% | 414,958 | $19.5M | Reduce -3.6% |
| GOOGL Alphabet Inc. Class A | 0.27% | 52,669 | $19.3M | Add +1.4% |
| DFSU Dimensional US Sus CORE1 ETF | 0.27% | 409,314 | $19.3M | Add +3.5% |
| AMZN Amazon.com Inc. | 0.27% | 77,095 | $19.0M | Add +0.7% |
| DFSV Dimensional US Small Cap Val | 0.26% | 483,548 | $18.7M | Add +12.8% |
| VTIP Vanguard Short-Term Tips | 0.25% | 362,873 | $18.0M | Reduce -4.5% |
| AVUV Avantis US Small Cap Value | 0.25% | 145,141 | $17.9M | Reduce -2.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.25% | 192,560 | $17.6M | Reduce -5.8% |
| IWD iShares Russell 1000 Value E | 0.24% | 69,260 | $17.2M | Reduce -4.3% |
| IBTG iShares Ibonds Dec 2026 Term | 0.24% | 738,612 | $16.9M | Reduce -4.9% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 74,877 | $16.3M | Reduce -3.1% |
| VXUS Vanguard Total Intl Stock | 0.22% | 187,570 | $15.9M | Reduce -6.0% |
| IYY iShares Dow Jones U.S. ETF | 0.22% | 84,331 | $15.4M | Reduce -0.5% |
| BIV Vanguard Intermediate-Term B | 0.22% | 200,425 | $15.3M | Reduce -0.9% |
| USXF iShares ESG Advance MSCI USA | 0.22% | 227,544 | $15.2M | Reduce -0.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.21% | 62,058 | $15.0M | Reduce -3.1% |
| BBAG JPMorgan Betabuilders US Agg | 0.21% | 322,153 | $14.7M | Reduce -6.6% |
| DFSI Dimensional Int Sus COR1 ETF | 0.20% | 303,754 | $13.8M | Add +4.8% |
| VIG Vanguard Dividend Apprec ETF | 0.19% | 57,311 | $13.7M | Reduce -1.7% |
| DFAW Dimensional World Eqty ETF | 0.19% | 159,183 | $13.2M | Add +11.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.18% | 117,786 | $12.7M | Reduce -4.3% |
| JPM JPMorgan Chase & Co. | 0.18% | 37,413 | $12.7M | Reduce -0.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.18% | 63,153 | $12.7M | Reduce -7.3% |
| FBND Fidelity Total Bond ETF | 0.17% | 273,252 | $12.4M | Add +11.0% |
| USTB Victoryshares Short-Term Bon | 0.17% | 242,085 | $12.3M | Add +10.0% |
| PBFR Pgim La S&P 500 BUF20 ETF-US | 0.17% | 397,660 | $12.2M | Add +14.9% |
| IJR iShares Core S&P Small-Cap E | 0.17% | 83,762 | $12.2M | Reduce -3.3% |
Options reported separately and not counted above: AAPL puts ($1.2M), META calls ($246K), MSFT calls ($233K), SLV calls ($212K), THC puts ($167K), AVGO calls ($148K), GOOGL calls ($147K), ADBE calls ($133K), NVDA calls ($118K), TSM calls ($87K), TSLA calls ($81K), PPLT calls ($74K), and 9 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $3.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,190 | $1.5M | Reduce -1.2% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,219 | $1.4M | Reduce -1.0% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 20,000 | $13K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 12,000 | $12K | No change |
Total filed on the 13F, all lines: $7.1B.
Portfolio Sells Q1 2026 → Q2 2026
| BSV Vanguard Short-Term Bond ETF | Reduce -4.6% | 1.73% | −0.20 |
| NVDA Nvidia Corp. | Reduce -25.7% | 0.29% | −0.13 |
| MSFT Microsoft Corp. | Reduce -0.0% | 0.67% | −0.10 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.3% | 1.72% | −0.08 |
| VBIL Vanguard 0-3M T-Bill ETF | Reduce -9.4% | 0.44% | −0.07 |
| DFAT Dimensional US Target Value | Reduce -2.6% | 2.04% | −0.06 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -3.0% | 0.64% | −0.06 |
| DFAX Dimensional World Ex US Core | Reduce -0.6% | 0.83% | −0.06 |
| VCIT Vanguard Int-Term Corporate | Reduce -6.2% | 0.38% | −0.05 |
| UAL United Airlines Holdings Inc. | Reduce -94.9% | 0.00% | −0.05 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.6% | 0.39% | −0.05 |
| VYM Vanguard High DVD Yield ETF | Reduce -5.6% | 0.59% | −0.04 |
| PSLV Sprott Physical Silver Trust | Reduce -0.6% | 0.10% | −0.04 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -4.8% | 0.45% | −0.04 |
| CALI Ishrs SH-TRM Ca Muni Act ETF | Reduce -86.0% | 0.01% | −0.04 |
| SUB iShares Short-Term National | Reduce -0.7% | 0.62% | −0.04 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -18.0% | 0.13% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -23.1% | 0.12% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -4.2% | 0.29% | −0.03 |
| BBAG JPMorgan Betabuilders US Agg | Reduce -6.6% | 0.21% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -5.8% | 0.25% | −0.03 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -6.1% | 0.52% | −0.03 |
| VTIP Vanguard Short-Term Tips | Reduce -4.5% | 0.25% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -4.4% | 0.60% | −0.03 |
| JSCP JPMorgan Short Duration Core | Reduce -3.6% | 0.28% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.0% | 0.90% | −0.03 |
| IBTG iShares Ibonds Dec 2026 Term | Reduce -4.9% | 0.24% | −0.03 |
| VT Vanguard Tot World STK ETF | Reduce -18.3% | 0.10% | −0.02 |
| IEMG iShares Core MSCI Emerging | Reduce -10.5% | 0.16% | −0.02 |
| VXUS Vanguard Total Intl Stock | Reduce -6.0% | 0.22% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -4.3% | 0.18% | −0.02 |
| WMT Walmart Inc. | Reduce -0.9% | 0.10% | −0.02 |
| VGIT Vanguard Intermediate-Term T | Reduce -18.7% | 0.06% | −0.02 |
| NVDY Yieldmax Nvda Option Inc. ETF | Sold out | 0.00% | −0.02 |
| DUSB Dimension Ultrashort Fi ETF | Reduce -23.5% | 0.05% | −0.02 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -2.7% | 0.82% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -1.5% | 0.39% | −0.02 |
| BIV Vanguard Intermediate-Term B | Reduce -0.9% | 0.22% | −0.02 |
| MUB iShares National Muni Bond E | Reduce -0.7% | 0.29% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -6.1% | 0.29% | −0.02 |
| BCI Abrdn Bloomberg All Commodit | Reduce -30.7% | 0.03% | −0.02 |
| GLDM SPDR Gold Minishares Trust | Reduce -5.0% | 0.05% | −0.02 |
| IMTM iShares MSCI Intl Momentum F | Reduce -3.1% | 0.16% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -7.3% | 0.18% | −0.02 |
| CMF iShares California Muni Bond | Reduce -3.7% | 0.17% | −0.01 |
| ORCL Oracle Corp. | Reduce -9.1% | 0.03% | −0.01 |
| EWX State Street SPDR S&P Emergi | Reduce -3.1% | 0.14% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -5.4% | 0.06% | −0.01 |
| DFAU Dimensional US Core Equity M | Reduce -1.1% | 1.56% | −0.01 |
| SEIE Sei Select Intl Equity | Reduce -16.9% | 0.05% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| DFAC Dimensional US Core Equity 2 | Add +2.5% | 10.08% | +0.25 |
| AAPL Apple Inc. | Add +3.6% | 1.48% | +0.17 |
| DUHP Dimensional US High Profi Et | Add +6.0% | 2.42% | +0.14 |
| VONE Vanguard Russell 1000 | Add +8.8% | 1.72% | +0.14 |
| DFNM Dimensional National Muni BD | Add +20.5% | 1.09% | +0.14 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +23.2% | 0.90% | +0.12 |
| DGCB Dimensional Global Credit | Add +1570.9% | 0.13% | +0.12 |
| DFGP Dimensional GLBL Core PL Fix | Add +573.3% | 0.13% | +0.11 |
| SPAB SS SPDR P Agg Bond ETF | Add +23.1% | 0.80% | +0.10 |
| VOO Vanguard S&P 500 ETF | Add +11.0% | 0.88% | +0.09 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.8% | 3.88% | +0.08 |
| IAGG iShares Intl Aggregate Bond | Add +20.0% | 0.61% | +0.07 |
| VGSH Vanguard Short-Term Treasury | Add +37.7% | 0.31% | +0.07 |
| VONG Vanguard Russell 1000 Growth | Add +13.3% | 0.71% | +0.06 |
| AVLC Avantis US LG Cap Eq ETF | New | 0.06% | +0.06 |
| DFLV Dim US Large Cap Value ETF | Add +4.9% | 0.87% | +0.05 |
| ISTB iShares Core 1-5 Year Usd Bo | Add +14.5% | 0.74% | +0.05 |
| SPHY SS SPDR P High Yield ETF | Add +15.8% | 0.60% | +0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.0% | 0.74% | +0.04 |
| SPIB SS SPDR P Int C Corp. ETF | Add +19.1% | 0.42% | +0.04 |
| AVLV Avantis US Large Cap Value | Add +7.7% | 0.45% | +0.04 |
| DFUS Dimensional US Eq MKT ETF | Add +0.9% | 2.54% | +0.04 |
| EMB iShares JP Morgan Usd Emergi | Add +13.7% | 0.44% | +0.03 |
| DFSV Dimensional US Small Cap Val | Add +12.8% | 0.26% | +0.03 |
| AVDE Avantis International Equity | Add +9.4% | 1.05% | +0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +4.1% | 0.62% | +0.02 |
| AVEM Avantis Emerging Markets Eq | Add +3.9% | 1.31% | +0.02 |
| TBIL F/M US Treasury 3 Month Bill | Add +27.9% | 0.12% | +0.02 |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | Add +6.0% | 1.70% | +0.02 |
| MU Micron Technology Inc. | Add +9.4% | 0.04% | +0.02 |
| PBFR Pgim La S&P 500 BUF20 ETF-US | Add +14.9% | 0.17% | +0.02 |
| BE Bloom Energy Corp. Class A | Add +77.6% | 0.03% | +0.02 |
| LLY Eli Lilly & Co. | Add +3.4% | 0.07% | +0.02 |
| WST West Pharmaceutical Services | Add +0.1% | 0.08% | +0.02 |
| DFAW Dimensional World Eqty ETF | Add +11.1% | 0.19% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.1% | 0.40% | +0.02 |
| INTC Intel Corp. | Add +8.6% | 0.04% | +0.02 |
| ROKU Roku Inc. | New | 0.01% | +0.01 |
| PM Philip Morris International | Add +0.1% | 0.11% | +0.01 |
| CSCO Cisco Systems Inc. | Add +9.7% | 0.05% | +0.01 |
| GD General Dynamics Corp. | Add +3.1% | 0.15% | +0.01 |
| CRS Carpenter Technology | New | 0.01% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Add +3.8% | 0.51% | +0.01 |
| ABBV Abbvie Inc. | Add +1.3% | 0.07% | +0.01 |
| ESGV Vanguard ESG US Stock ETF | Add +0.4% | 0.78% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +0.4% | 0.45% | +0.01 |
| CAT Caterpillar Inc. | Add +1.0% | 0.09% | +0.01 |
| AMAT Applied Materials Inc. | Add +14.8% | 0.03% | +0.01 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 0.27% | +0.01 |
| DFSB Dim GLB Sustain Fix Inc. ETF | Add +14.0% | 0.13% | +0.01 |
Options Activity Q1 2026 → Q2 2026
| META Meta Platforms Inc. Class A | call | New | 400 | $246K |
| MSFT Microsoft Corp. | call | New | 600 | $233K |
| SLV iShares Silver Trust | call | Add +105.3% | 3,900 | $212K |
| THC Tenet Healthcare Corp. | put | New | 800 | $167K |
| AVGO Broadcom Inc. | call | New | 400 | $148K |
| GOOGL Alphabet Inc. Class A | call | New | 400 | $147K |
| ADBE Adobe Inc. | call | New | 600 | $133K |
| NVDA Nvidia Corp. | call | New | 600 | $118K |
| XLF SS Financial Select Sector | put | Sold out | 2,200 | $115Kbefore exit |
| TSM Taiwan Semiconductor-SP ADR | call | New | 200 | $87K |
| XLE SS Energy Select Sector | call | Sold out | 1,500 | $83Kbefore exit |
| TSLA Tesla Inc. | call | New | 200 | $81K |
| PPLT Abrdn Physical Platinum SHRS | call | New | 5,000 | $74K |
| PALL Abrdn Physical Palladium SHS | call | Sold out | 2,000 | $57Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | New | 400 | $54K |
| NVDA Nvidia Corp. | put | New | 200 | $39K |
| CRM Salesforce Inc. | call | New | 200 | $34K |
| ANET Arista Networks Inc. | call | New | 200 | $33K |
| APH Amphenol Corp. Class A | call | New | 200 | $32K |
| EOSE Eos Energy Enterprises Inc. | call | Sold out | 3,000 | $21Kbefore exit |
| HPE Hewlett Packard Enterprise | call | New | 400 | $17K |
| NKE Nike Inc. Class B | call | New | 200 | $9K |
| ENVX Enovix Corp. | call | Reduce -54.5% | 1,500 | $7K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.2% | 1,190 | $1.5M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.0% | 1,219 | $1.4M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 691 | $7.1B | DFAC, VTI, DFSD, DFCF, DFUS |
| Q1 2026 | 673 | $6.7B | DFAC, VTI, DFSD, DFCF, DFIC |
| Q4 2025 | 529 | $5.1B | DFAC, VTI, DFSD, DFIC, BSV |
| Q3 2025 | 471 | $4.5B | DFAC, DFSD, VTI, DFIC, BND |
| Q2 2025 | 423 | $3.7B | DFAC, DFSD, VTI, BSV, DFIC |
| Q1 2025 | 386 | $2.9B | DFAC, BSV, DFSD, BND, VTI |
| Q4 2024 | 341 | $2.6B | DFAC, BSV, BND, BNDX, VTI |
| Q3 2024 | 320 | $2.4B | DFAC, BSV, BNDX, BND, DFAT |
| Q2 2024 | 307 | $2.2B | DFAC, BSV, BNDX, BND, VTI |
| Q1 2024 | 294 | $2.0B | DFAC, BSV, BNDX, BND, VTI |