AQR Arbitrage LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), AQR Arbitrage LLC reported 281 stock positions worth $1.9 billion. Its top holding was Southwestern Energy (SWN) at 4.0% of the portfolio, followed by Equitrans Midstream (ETRN, 3.7%) and Axonics (3.5%). Compared with Q4 2023, it opened 38 new positions, sold out of 77, added to 75 and reduced 106. The biggest buy was a new position in Southwestern Energy (SWN) and the biggest sale an exit from Karuna Therapeutics (KRTX).
- Most Recent 13F
- Q2 2026
- Location
- Greenwich, CT
- CIK
- 0001167456
- Portfolio Value
- $1.9B (Q1 2024)
- SEC Filing
- 0001085146-24-002595 ↗ filed May 15, 2024
Holdings Value
Holdings 281 stocks · $1.9B
| SWN Southwestern Energy Co. | 3.97% | 9,848,587 | $74.7M | New |
| ETRN Equitrans Midstream Corp. | 3.74% | 5,665,877 | $70.3M | New |
| AXONICS INC | 3.51% | 955,801 | $65.9M | New |
| PXD Pioneer Natural Resources Co. | 3.07% | 220,604 | $57.7M | Add +69.0% |
| MGRC McGrath Rentcorp | 2.93% | 446,613 | $55.1M | New |
| ACI Albertsons Cos Inc. Class A | 2.71% | 2,383,119 | $50.9M | Add +30.9% |
| TCN Tricon Residential Inc. | 2.45% | 4,134,282 | $46.1M | New |
| DOOR Masonite International Corp. | 2.33% | 333,518 | $43.8M | New |
| AMED Amedisys Inc. | 2.18% | 443,649 | $40.9M | Add +26.0% |
| HES Hess Corp. | 2.14% | 264,477 | $40.2M | Add +22.3% |
| ANSS Ansys Inc. | 2.09% | 113,423 | $39.3M | New |
| JNPR Juniper Networks Inc. | 2.02% | 1,025,368 | $38.0M | New |
| DFS Discover Financial Services | 1.98% | 284,536 | $37.1M | New |
| ERF Enerplus Corp. | 1.92% | 1,832,631 | $36.0M | New |
| WRK Westrock Co. | 1.90% | 731,511 | $35.7M | Add +54.4% |
| CTLT Catalent Inc. | 1.61% | 534,546 | $30.2M | New |
| VZIO Vizio Holding Corp. Class A | 1.49% | 2,559,618 | $28.0M | New |
| AEL American National Group Inc. | 1.44% | 481,303 | $27.1M | Add +16.0% |
| CERE Cerevel Therapeutics Holding | 1.30% | 576,116 | $24.4M | Reduce -38.3% |
| CPE Callon Petroleum Co. | 1.28% | 674,730 | $24.1M | New |
| M D C HLDGS INC | 1.28% | 382,937 | $24.1M | New |
| HOLI Hollysys Automation Technolo | 1.27% | 936,015 | $23.9M | Add +683.4% |
| ARES ACQUISITION CORP II | 1.24% | 2,199,999 | $23.3M | No change |
| CPRI Capri Holdings Ltd. | 1.21% | 503,709 | $22.8M | Reduce -7.0% |
| KAMN Kaman Corp. | 1.16% | 474,334 | $21.8M | New |
| X United States Steel Corp. | 1.10% | 507,404 | $20.7M | Reduce -37.6% |
| UBER Uber Technologies Inc. | 0.86% | 209,528 | $16.1M | New |
| HA Hawaiian Holdings Inc. | 0.81% | 1,145,164 | $15.3M | Reduce -20.8% |
| ANSC Agriculture & Natural Soluti | 0.81% | 1,500,000 | $15.2M | No change |
| LEGT.U Legato Merger Corp. III | 0.81% | 1,500,000 | $15.2M | New |
| XEXGX Eaton Vance Tax-Managed Glob | 0.72% | 1,656,805 | $13.5M | Add +37.6% |
| EVBG Everbridge Inc. | 0.71% | 381,542 | $13.3M | New |
| COLOMBIER ACQUISITION CORP | 0.70% | 1,286,997 | $13.2M | No change |
| JPC Nuveen Prefered & Income Opp | 0.70% | 1,818,591 | $13.1M | Reduce -18.1% |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 0.69% | 1,244,758 | $13.0M | Add +148.9% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.67% | 651,508 | $12.6M | Add +11.5% |
| STER Sterling Check Corp. | 0.67% | 784,113 | $12.6M | New |
| UAA Under Armour Inc. Class A | 0.66% | 1,673,227 | $12.3M | Add +62.2% |
| BDJ BlackRock Enhanced Eqty DVD | 0.62% | 1,419,298 | $11.7M | Add +38.9% |
| XGDVX Gabelli Dividend & Income TR | 0.60% | 489,776 | $11.3M | Add +24.3% |
| NETD Nabors Energy Transition C-A | 0.55% | 999,997 | $10.4M | No change |
| ESHA Esh Acquisition Corp. Class A | 0.54% | 975,000 | $10.1M | Add +21.9% |
| RA Brookfield Real Assets Incom | 0.53% | 775,329 | $10.0M | Add +17.3% |
| SBXC Silverbox Corp. III-A | 0.51% | 922,402 | $9.7M | Add +28.4% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.50% | 847,950 | $9.4M | Reduce -1.2% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.50% | 1,141,507 | $9.4M | Add +29.7% |
| XAODX Abrdn Total Dynamic Dividend | 0.49% | 1,121,815 | $9.3M | Add +25.8% |
| SKGR SK Growth Opportunities Co. Class A | 0.49% | 829,756 | $9.2M | Reduce -32.1% |
| SP SP Plus Corp. | 0.47% | 168,868 | $8.8M | Add +3.0% |
| NAD Nuveen Quality Municipal Inc. | 0.47% | 768,163 | $8.8M | Reduce -0.7% |
| ETG Eaton Vance T/A GL DVD Incm | 0.45% | 465,859 | $8.5M | Add +38.8% |
| HQH Abrdn Healthcare Investors | 0.45% | 501,542 | $8.5M | Add +0.2% |
| NWLI National Western Life Grou-A | 0.44% | 16,820 | $8.3M | No change |
| RVT Royce Small-Cap Trust Inc. | 0.42% | 521,586 | $7.9M | Add +1.3% |
| NVG Nuveen Amt-FR Muni CRDT | 0.42% | 643,979 | $7.8M | Reduce -4.5% |
| BCX BlackRock Resources & Commod | 0.41% | 839,233 | $7.6M | Add +25.6% |
| IBACU Ib Acquisition Corp. | 0.40% | 750,000 | $7.5M | New |
| NZF Nuveen Municipal Credit Inc. | 0.40% | 609,425 | $7.5M | Reduce -14.3% |
| NFJ Virtus DVD Intrst & PRM STR | 0.39% | 577,894 | $7.4M | Reduce -2.6% |
| HAYMAKER ACQUISITION CORP 4 | 0.39% | 699,998 | $7.3M | Add +133.3% |
| HAYN Haynes International Inc. | 0.38% | 119,731 | $7.2M | New |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.38% | 484,410 | $7.2M | Add +19.7% |
| KVACF Keen Vision Acquisition Corp. | 0.38% | 675,000 | $7.1M | Add +440.0% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.37% | 664,158 | $6.9M | Add +29.1% |
| THQ Abrdn Healthcare Opport | 0.36% | 334,342 | $6.7M | Reduce -11.6% |
| GPN Global Payments Inc. | 0.36% | 50,300 | $6.7M | New |
| NAC Nuveen Ca QLTY Muni Inc. | 0.34% | 583,949 | $6.4M | Reduce -9.6% |
| TBMC Trailblazer Merger Corp. I | 0.33% | 588,763 | $6.3M | No change |
| OLK Olink Holding AB - ADR | 0.33% | 262,404 | $6.2M | No change |
| LBAI Lakeland Bancorp Inc. | 0.33% | 509,266 | $6.2M | No change |
| SPKLF Spark I Acquisition Corp. | 0.33% | 599,999 | $6.2M | No change |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.32% | 403,765 | $5.9M | Add +28.6% |
| PLAOF Patria Latin American Opport | 0.31% | 513,635 | $5.8M | No change |
| WELL Welltower Inc. | 0.30% | 61,100 | $5.7M | New |
| NNAG 99 Acquisition Group in Class A | 0.30% | 550,000 | $5.7M | Add +22.2% |
| CVII Churchill Capital Corp. Vii-A | 0.28% | 500,000 | $5.3M | New |
| ALCYF Alchemy Investments Acquisit | 0.28% | 503,497 | $5.3M | Add +24.8% |
| HQL Abrdn Life Sciences Investor | 0.28% | 387,310 | $5.3M | Add +0.8% |
| QETA Quetta Acquisition Corp. | 0.27% | 496,611 | $5.1M | Add +47.1% |
| FORL Four Leaf Acquisition Cor-A | 0.27% | 464,956 | $5.0M | No change |
| BTT BlackRock 2030 Muni TRGT TRM | 0.26% | 233,029 | $4.9M | No change |
| STEW SRH Total Return Fund Inc. | 0.26% | 322,226 | $4.9M | Add +37.8% |
| VMO Invesco Municipal Opport | 0.25% | 484,611 | $4.7M | Reduce -5.6% |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 0.25% | 199,799 | $4.7M | Add +21.5% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.24% | 460,000 | $4.6M | No change |
| MHD BlackRock Muniholdings Fund | 0.24% | 378,300 | $4.6M | Reduce -7.6% |
| BKHAU Black Hawk Acquisition Corp. | 0.24% | 442,053 | $4.5M | New |
| MMU Western Asset Managed Munici | 0.24% | 426,565 | $4.5M | Reduce -8.1% |
| CET Central Securities Corp. | 0.23% | 105,037 | $4.4M | Add +49.9% |
| VGM Invesco Trust for Investmen | 0.23% | 444,116 | $4.4M | Reduce -0.6% |
| BMEZ BlackRock HLTH Sci TRM TR II | 0.23% | 267,019 | $4.4M | Reduce -42.2% |
| DSAQ Direct Selling Acquisition-A | 0.23% | 394,272 | $4.4M | Add +61.4% |
| XEVVX Eaton Vance Ltd. Durat Inc. | 0.23% | 442,889 | $4.3M | Reduce -35.2% |
| CHW Calamos Global Dynamic Incom | 0.23% | 656,149 | $4.3M | Add +34.7% |
| ENV Envestnet Inc. | 0.23% | 73,439 | $4.3M | New |
| XBGYX BlackRock Enh Intl DVD TR | 0.22% | 759,519 | $4.2M | Add +7.8% |
| VKQ Invesco Municipal Trust | 0.22% | 431,854 | $4.2M | Reduce -0.1% |
| XMUIX BlackRock Municipal Income | 0.22% | 339,493 | $4.1M | Reduce -27.5% |
| BTZ BlackRock Credit Allocation | 0.22% | 378,163 | $4.0M | Reduce -41.0% |
| IIM Invesco Value Municipal Inco | 0.21% | 328,193 | $3.9M | No change |
Other holdings (321): bonds, preferreds, convertibles and warrants · $977.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 25,650,000 | $73.0M | New |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 28,925,000 | $54.0M | Add +31.3% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 42,540,000 | $33.6M | Reduce -0.3% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 29,635,000 | $33.0M | No change |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 42,318,000 | $32.4M | Add +30.1% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 23,245,000 | $30.6M | Reduce -24.8% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 22,220,000 | $29.4M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 27,675,000 | $27.4M | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 27,650,000 | $27.3M | Reduce -10.9% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 27,850,000 | $26.4M | Reduce -6.7% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 19,875,000 | $25.7M | Add +87.1% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 23,045,000 | $25.6M | Reduce -9.5% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 33,095,000 | $22.7M | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 23,428,000 | $21.8M | Reduce -29.8% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 19,475,000 | $21.4M | Add +76.6% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 22,150,000 | $19.0M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 14,900,000 | $18.9M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 23,924,000 | $18.6M | Reduce -0.1% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 18,585,000 | $18.4M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 13,187,000 | $16.1M | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 18,813,000 | $15.9M | Reduce -10.4% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 18,800,000 | $15.9M | No change |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 20,601,000 | $15.7M | Add +15.1% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 15,000,000 | $14.9M | New |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 17,925,000 | $14.1M | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 14,695,000 | $13.9M | Reduce -39.0% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 13,550,000 | $13.2M | Add +64.7% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 13,688,000 | $13.1M | Reduce -19.9% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 10,400,000 | $12.8M | New |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 14,425,000 | $12.7M | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 14,273,000 | $12.7M | No change |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 10,625,000 | $12.4M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 12,678,000 | $11.7M | Reduce -13.7% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 15,298,000 | $11.6M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 14,060,000 | $11.5M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 9,570,000 | $11.1M | New |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 13,225,000 | $11.1M | Reduce -22.0% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 12,595,000 | $11.0M | Reduce -19.2% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 12,627,000 | $10.8M | Reduce -25.0% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 9,350,000 | $10.4M | Add +65.5% |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | 11,433,000 | $10.4M | Add +92.7% |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 11,815,000 | $9.9M | Reduce -0.4% |
| EVERBRIDGE INC (EVBG 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $9.8M | New |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 13,855,000 | $8.9M | Add +35.1% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 9,515,000 | $8.8M | Reduce -56.8% |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 9,187,000 | $8.6M | Add +20.3% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 8,550,000 | $8.0M | Reduce -58.3% |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 9,400,000 | $7.6M | Reduce -50.7% |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 7,025,000 | $6.9M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 7,875,000 | $6.9M | Reduce -66.9% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 6,670,000 | $6.4M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 6,170,000 | $6.3M | Reduce -46.6% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 4,905,000 | $5.4M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 8,873,000 | $5.0M | Reduce -53.5% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 4,980,000 | $4.9M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 7,700,000 | $4.9M | New |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 4,875,000 | $4.8M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 10,000,000 | $4.7M | Add +14.4% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 7,650,000 | $4.5M | New |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 4,450,000 | $2.7M | Reduce -18.4% |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 2,925,732 | $1.4M | Add +12.8% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 1,060,000 | $771K | Reduce -50.1% |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 653,000 | $649K | No change |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 575,000 | $589K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 1,527,830 | $428K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 473,002 | $241K | No change |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 150,000 | $205K | New |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 1,099,999 | $204K | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 428,997 | $197K | No change |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 697,905 | $174K | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 140,000 | $144K | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 135,000 | $130K | Add +80.0% |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 717,337 | $126K | No change |
| BRZHW Breeze Holdings Acquis -CW27 | *W EXP 05/25/202 | 100,000 | $126K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 140,000 | $125K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 750,000 | $120K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 110,000 | $117K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 471,633 | $117K | Reduce -7.4% |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 460,000 | $94K | New |
| BWAQR Blue World Acquisition - RTS | RIGHT 08/29/2029 | 308,142 | $89K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 441,777 | $66K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 541,763 | $65K | No change |
| PGSS.WS Pegasus Digital Mobili -CW22 | *W EXP 99/99/999 | 169,111 | $64K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 60,000 | $62K | Reduce -98.8% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 75,000 | $61K | Reduce -97.6% |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 558,924 | $59K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 288,767 | $57K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 100,000 | $56K | New |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 459,084 | $55K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 499,999 | $55K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 300,001 | $54K | No change |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 243,658 | $54K | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 50,000 | $53K | Reduce -99.5% |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 128,594 | $50K | Reduce -8.7% |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 212,704 | $50K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 600,000 | $49K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 367,217 | $48K | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 45,000 | $48K | Reduce -50.0% |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 654,647 | $46K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 228,043 | $44K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 50,000 | $43K | New |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 358,668 | $43K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 40,000 | $43K | New |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 389,095 | $42K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 266,635 | $40K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 538,763 | $40K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 329,268 | $40K | No change |
| LVRWF Lavoro Ltd.-27 | *W EXP 02/27/202 | 76,273 | $39K | Reduce -9.9% |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 780,731 | $39K | No change |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 167,927 | $39K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 201,748 | $38K | No change |
| MCAFR Mountain Crest Acq Corp. -RTS | RIGHT 06/29/2026 | 200,090 | $38K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 249,998 | $38K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 175,000 | $36K | No change |
| CLOER Clover Leaf Capital Corp.-RTS | RIGHT 05/31/2028 | 290,100 | $36K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 188,966 | $36K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 79,308 | $35K | Reduce -16.2% |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 379,435 | $35K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 140,000 | $35K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 845,264 | $34K | No change |
| MCACR Monterey Capital Acquisit-RT | RIGHT 05/10/2027 | 294,492 | $34K | No change |
| BWAQW Blue World Acquisition -29 | *W EXP 01/10/202 | 157,472 | $33K | No change |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 216,907 | $33K | No change |
| FLFVR Feutune Light Acquisitio-RTS | RIGHT 06/01/2029 | 359,290 | $32K | No change |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | 578,509 | $32K | No change |
| GMFIW Aetherium Acquisition A -28 | *W EXP 99/99/999 | 514,961 | $31K | No change |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | 543,699 | $30K | No change |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 77,159 | $30K | Reduce -8.3% |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 150,000 | $30K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 332,544 | $30K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 299,098 | $29K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 139,231 | $29K | Reduce -1.7% |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 256,173 | $28K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 397,864 | $28K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 435,555 | $28K | No change |
| ASCAR A Spac I Acquisition Co.-RTS | RIGHT 12/09/2026 | 145,688 | $28K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 408,681 | $28K | No change |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 244,040 | $27K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 344,586 | $27K | No change |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 148,114 | $26K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 229,541 | $25K | No change |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 124,999 | $25K | No change |
| SBXC.WS Silverbox Corp. III-28 | *W EXP 02/28/202 | 166,129 | $25K | No change |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 324,880 | $23K | No change |
| THCPW Thunder Bridge Capital-CW | *W EXP 04/30/202 | 139,380 | $22K | No change |
| IVCWF Investcorp Europe Acquis -27 | *W EXP 12/15/202 | 633,294 | $22K | No change |
| TENKR Tenx Keane Acquisition-RTS | RIGHT 06/30/2028 | 121,392 | $22K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 258,537 | $22K | Reduce -17.3% |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 139,672 | $21K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 600,926 | $21K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 192,445 | $21K | No change |
| AACRF Aib Acquisition Corp.- RTS | RIGHT 10/31/2028 | 145,810 | $21K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 193,214 | $21K | No change |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 133,333 | $21K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 647,633 | $19K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 464,956 | $19K | No change |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 100,000 | $19K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 95,000 | $19K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 188,293 | $19K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 530,225 | $19K | No change |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 100,000 | $18K | No change |
| GAQWF Generation Asia I Acq -CW23 | *W EXP 99/99/999 | 217,532 | $18K | No change |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 340,377 | $18K | Reduce -0.4% |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 288,058 | $17K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 246,133 | $17K | No change |
| CDAWF Compass Digital Acq -CW28 | *W EXP 99/99/999 | 182,735 | $17K | No change |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 167,451 | $17K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 150,000 | $17K | No change |
| PLMWF Plum Acquisition Corp. III-CW | *W EXP 03/31/202 | 121,099 | $16K | No change |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 330,960 | $16K | No change |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 1,380,948 | $15K | No change |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 252,780 | $15K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 100,000 | $15K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 363,673 | $15K | No change |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 37,394 | $15K | No change |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | 205,392 | $14K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 460,000 | $14K | New |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 176,458 | $14K | No change |
| CETUR Cetus Capital Acquisition Co. | RIGHT 03/31/2024 | 114,912 | $14K | No change |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 72,560 | $14K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 541,763 | $13K | No change |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 139,709 | $13K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 217,356 | $13K | Reduce -3.7% |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 85,583 | $13K | Reduce -10.9% |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | 76,066 | $13K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 125,000 | $13K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 365,274 | $13K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 423,227 | $13K | No change |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 422,280 | $13K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 165,647 | $13K | No change |
| FLFVW Feutune Light Acquisit -29 | *W EXP 06/01/202 | 359,290 | $12K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 99,041 | $12K | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 275,549 | $12K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 208,527 | $12K | No change |
| AACIW Armada Acquisition I -CW23 | *W EXP 99/99/999 | 135,025 | $11K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 204,376 | $11K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 64,098 | $11K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 70,419 | $11K | New |
| ZALATORIS ACQUISITION CORP | *W EXP 99/99/999 | 171,770 | $11K | No change |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 153,624 | $11K | No change |
Largest 200 of 321 shown.
Total filed on the 13F, all lines: $2.9B.
Portfolio Sells Q4 2023 → Q1 2024
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −3.00 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −2.73 |
| TXNM TXNM Energy Inc. | Sold out | 0.00% | −2.21 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −2.06 |
| AYX Alteryx Inc. Class A | Sold out | 0.00% | −1.86 |
| SRC Spirit Realty Capital Inc. | Sold out | 0.00% | −1.79 |
| SCRM Screaming Eagle Acq Class A | Reduce -89.3% | 0.15% | −1.56 |
| SPLK Splunk Inc. | Sold out | 0.00% | −1.52 |
| X United States Steel Corp. | Reduce -37.6% | 1.10% | −1.45 |
| CERE Cerevel Therapeutics Holding | Reduce -38.3% | 1.30% | −1.25 |
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −1.24 |
| TGH Textainer Group Holdings Ltd. | Sold out | 0.00% | −1.19 |
| SOVO Sovos Brands Inc. | Sold out | 0.00% | −1.17 |
| CHS Chico's Fas Inc. | Sold out | 0.00% | −0.96 |
| GOOGL Alphabet Inc. Class A | Reduce -84.8% | 0.11% | −0.72 |
| RPT REALTY | Sold out | 0.00% | −0.69 |
| RYZB Rayzebio Inc. | Sold out | 0.00% | −0.55 |
| CPRI Capri Holdings Ltd. | Reduce -7.0% | 1.21% | −0.54 |
| HA Hawaiian Holdings Inc. | Reduce -20.8% | 0.81% | −0.51 |
| DISH Dish Network Corp. Class A | Sold out | 0.00% | −0.51 |
| IRBTQ Irobot Corp. | Sold out | 0.00% | −0.50 |
| CFFS CF Acquisition Corp. Vii Class A | Sold out | 0.00% | −0.43 |
| ROVR Rover Group Inc. | Sold out | 0.00% | −0.37 |
| SKGR SK Growth Opportunities Co. Class A | Reduce -32.1% | 0.49% | −0.36 |
| SVIIF Spring Valley Acquisition-A | Sold out | 0.00% | −0.35 |
| FWRD Forward Air Corp. | Sold out | 0.00% | −0.34 |
| BVH Bluegreen Vacations Holding | Sold out | 0.00% | −0.31 |
| JFR Nuveen Floating Rate Income | Reduce -62.6% | 0.14% | −0.30 |
| FTII Futuretech II Acquisiti Class A | Sold out | 0.00% | −0.29 |
| CMCAF Piermont Valley Acquisition | Sold out | 0.00% | −0.28 |
| DUET Duet Acquisition Corp. Class A | Sold out | 0.00% | −0.28 |
| JPC Nuveen Prefered & Income Opp | Reduce -18.1% | 0.70% | −0.27 |
| LSXMK Liberty Media Corp.-Liber-New | Reduce -50.4% | 0.18% | −0.25 |
| DOC Healthpeak Properties Inc. | Sold out | 0.00% | −0.24 |
| ATLANTIC COASTAL AQSTN CORP | Sold out | 0.00% | −0.24 |
| CETU Cetus Capital Acquisition Co. | Reduce -67.7% | 0.08% | −0.23 |
| AIEV Thunder Power Holdings Inc. | Sold out | 0.00% | −0.23 |
| BURTECH ACQUISITION CORP | Reduce -47.7% | 0.18% | −0.22 |
| HCMA HCM Acquisition Corp. Class A | Sold out | 0.00% | −0.22 |
| BTZ BlackRock Credit Allocation | Reduce -41.0% | 0.22% | −0.21 |
| BMEZ BlackRock HLTH Sci TRM TR II | Reduce -42.2% | 0.23% | −0.20 |
| ICVX Icosavax Inc. | Sold out | 0.00% | −0.19 |
| XEVVX Eaton Vance Ltd. Durat Inc. | Reduce -35.2% | 0.23% | −0.19 |
| PONO CAP THREE INC | Sold out | 0.00% | −0.19 |
| MUC BlackRock Munihold Ca QLTY | Reduce -43.1% | 0.17% | −0.19 |
| MSGS Madison Square Garden Sports | Sold out | 0.00% | −0.19 |
| ESMT Engagesmart Inc. | Sold out | 0.00% | −0.19 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −0.18 |
| ONYX Onyx Acquisition Co. I Class A | Sold out | 0.00% | −0.17 |
| HCVI Hennessy Capital Invest Class A | Sold out | 0.00% | −0.17 |
Portfolio Buys Q4 2023 → Q1 2024
| SWN Southwestern Energy Co. | New | 3.97% | +3.97 |
| ETRN Equitrans Midstream Corp. | New | 3.74% | +3.74 |
| AXONICS INC | New | 3.51% | +3.51 |
| MGRC McGrath Rentcorp | New | 2.93% | +2.93 |
| TCN Tricon Residential Inc. | New | 2.45% | +2.45 |
| DOOR Masonite International Corp. | New | 2.33% | +2.33 |
| ANSS Ansys Inc. | New | 2.09% | +2.09 |
| JNPR Juniper Networks Inc. | New | 2.02% | +2.02 |
| DFS Discover Financial Services | New | 1.98% | +1.98 |
| ERF Enerplus Corp. | New | 1.92% | +1.92 |
| CTLT Catalent Inc. | New | 1.61% | +1.61 |
| VZIO Vizio Holding Corp. Class A | New | 1.49% | +1.49 |
| CPE Callon Petroleum Co. | New | 1.28% | +1.28 |
| M D C HLDGS INC | New | 1.28% | +1.28 |
| PXD Pioneer Natural Resources Co. | Add +69.0% | 3.07% | +1.18 |
| KAMN Kaman Corp. | New | 1.16% | +1.16 |
| HOLI Hollysys Automation Technolo | Add +683.4% | 1.27% | +1.07 |
| UBER Uber Technologies Inc. | New | 0.86% | +0.86 |
| LEGT.U Legato Merger Corp. III | New | 0.81% | +0.81 |
| EVBG Everbridge Inc. | New | 0.71% | +0.71 |
| STER Sterling Check Corp. | New | 0.67% | +0.67 |
| WRK Westrock Co. | Add +54.4% | 1.90% | +0.64 |
| IBACU Ib Acquisition Corp. | New | 0.40% | +0.40 |
| HAYN Haynes International Inc. | New | 0.38% | +0.38 |
| USAR USA Rare Earth Inc. | Add +148.9% | 0.69% | +0.36 |
| GPN Global Payments Inc. | New | 0.36% | +0.36 |
| WELL Welltower Inc. | New | 0.30% | +0.30 |
| KVACF Keen Vision Acquisition Corp. | Add +440.0% | 0.38% | +0.29 |
| CVII Churchill Capital Corp. Vii-A | New | 0.28% | +0.28 |
| BKHAU Black Hawk Acquisition Corp. | New | 0.24% | +0.24 |
| ENV Envestnet Inc. | New | 0.23% | +0.23 |
| HAYMAKER ACQUISITION CORP 4 | Add +133.3% | 0.39% | +0.19 |
| INHIBRX INC | New | 0.18% | +0.18 |
| GCTS GCT Semiconductor Holding Inc. | New | 0.18% | +0.18 |
| HES Hess Corp. | Add +22.3% | 2.14% | +0.13 |
| XEXGX Eaton Vance Tax-Managed Glob | Add +37.6% | 0.72% | +0.12 |
| BDJ BlackRock Enhanced Eqty DVD | Add +38.9% | 0.62% | +0.12 |
| JVSAU Jvspac Acquisition Corp. | New | 0.11% | +0.11 |
| FUSN Fusion Pharmaceuticals Inc. | New | 0.10% | +0.10 |
| ETG Eaton Vance T/A GL DVD Incm | Add +38.8% | 0.45% | +0.08 |
| UAA Under Armour Inc. Class A | Add +62.2% | 0.66% | +0.07 |
| BOWN Bowen Acquisition Corp. | Add +100.0% | 0.17% | +0.07 |
| CET Central Securities Corp. | Add +49.9% | 0.23% | +0.06 |
| DSAQ Direct Selling Acquisition-A | Add +61.4% | 0.23% | +0.06 |
| CENTA Central Garden and Pet Co. Class A | Add +140.5% | 0.15% | +0.06 |
| ETW Eaton Vance T/M GLBL Buy-WR | Add +29.7% | 0.50% | +0.06 |
| THCP Thunder Bridge Capital Par-A | New | 0.05% | +0.05 |
| XGDVX Gabelli Dividend & Income TR | Add +24.3% | 0.60% | +0.05 |
| QETA Quetta Acquisition Corp. | Add +47.1% | 0.27% | +0.05 |
| STEW SRH Total Return Fund Inc. | Add +37.8% | 0.26% | +0.05 |
Notes & Other Activity Q4 2023 → Q1 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | New | 25,650,000 | $73.0M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Add +31.3% | 28,925,000 | $54.0M |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 45,390,000 | $44.2Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -0.3% | 42,540,000 | $33.6M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +30.1% | 42,318,000 | $32.4M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -24.8% | 23,245,000 | $30.6M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 27,675,000 | $27.4M |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Reduce -10.9% | 27,650,000 | $27.3M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -6.7% | 27,850,000 | $26.4M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +87.1% | 19,875,000 | $25.7M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Reduce -9.5% | 23,045,000 | $25.6M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Sold out | 30,885,000 | $25.1Mbefore exit |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -29.8% | 23,428,000 | $21.8M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +76.6% | 19,475,000 | $21.4M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 11,091,000 | $19.5Mbefore exit |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 14,900,000 | $18.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Reduce -0.1% | 23,924,000 | $18.6M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 18,585,000 | $18.4M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -10.4% | 18,813,000 | $15.9M |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | Add +15.1% | 20,601,000 | $15.7M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 15,000,000 | $14.9M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Reduce -39.0% | 14,695,000 | $13.9M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Sold out | 13,600,000 | $13.4Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +64.7% | 13,550,000 | $13.2M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Reduce -19.9% | 13,688,000 | $13.1M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 10,400,000 | $12.8M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 7,325,000 | $12.6Mbefore exit |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | New | 10,625,000 | $12.4M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -13.7% | 12,678,000 | $11.7M |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | New | 15,298,000 | $11.6M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | New | 14,060,000 | $11.5M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | New | 9,570,000 | $11.1M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Reduce -22.0% | 13,225,000 | $11.1M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Reduce -19.2% | 12,595,000 | $11.0M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -25.0% | 12,627,000 | $10.8M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +65.5% | 9,350,000 | $10.4M |
| GOPRO INC (GPRO 1.25 11/15/25) | NOTE 1.250%11/1 · principal | Add +92.7% | 11,433,000 | $10.4M |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | Reduce -0.4% | 11,815,000 | $9.9M |
| EVERBRIDGE INC (EVBG 0 03/15/26) | NOTE 3/1 · principal | New | 10,000,000 | $9.8M |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | Add +35.1% | 13,855,000 | $8.9M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -56.8% | 9,515,000 | $8.8M |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | Add +20.3% | 9,187,000 | $8.6M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -58.3% | 8,550,000 | $8.0M |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | Reduce -50.7% | 9,400,000 | $7.6M |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | Sold out | 11,275,000 | $7.6Mbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Reduce -66.9% | 7,875,000 | $6.9M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 6,670,000 | $6.4M |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | Reduce -46.6% | 6,170,000 | $6.3M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Sold out | 5,600,000 | $5.7Mbefore exit |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 4,905,000 | $5.4M |
Showing the first 50 of 182.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 335 | $5.8B | EA, AES, WBS, NSC, PEN |
| Q1 2026 | 311 | $5.1B | EA, PEN, QRVO, GTLS, NSC |
| Q4 2025 | 269 | $3.7B | QRVO, TECK, NSC, CYBR, AL |
| Q3 2025 | 234 | $2.8B | IPG, ALE, SAND, GTLS, K |
| Q2 2025 | 209 | $2.7B | HES, ALE, CHX, IPG, K |
| Q1 2025 | 209 | $2.3B | HES, CHX, DFS, ALE, ESGR |
| Q4 2024 | 238 | $2.4B | EDR, CHX, HES, HCP, ALE |
| Q3 2024 | 262 | $2.4B | EDR, SWN, CHX, AXONICS INC, HES |
| Q2 2024 | 280 | $2.2B | ETRN, SWN, AXONICS INC, EDR, CHX |
| Q1 2024 | 281 | $1.9B | SWN, ETRN, AXONICS INC, PXD, MGRC |