Arete Wealth Advisors, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 16, 2024), Arete Wealth Advisors, LLC reported 376 stock positions worth $1.1 billion. Its top holding was Abbvie (ABBV) at 6.5% of the portfolio, followed by Walt Disney (DIS, 3.7%) and Invesco S&P 500 Equal Weight (RSP, 3.6%). Compared with Q4 2023, it opened 36 new positions, sold out of 399, added to 185 and reduced 142. The biggest buy was Abbvie (ABBV, shares +2%) and the biggest sale an exit from Apple (AAPL).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0001600151
Portfolio Value
$1.1B (Q1 2024)
SEC Filing
0001600151-24-000002 ↗ filed May 16, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.1B $1.1B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B Q3 2024 Q4 2024: $1.4B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.4B Q2 2025 Q3 2025: $1.6B Q3 2025 Q4 2025: $1.4B Q4 2025 Q1 2026: $1.3B Q1 2026 Q2 2026: $1.5B Q2 2026

Holdings 376 stocks · $1.1B
ABBV Abbvie Inc. 6.46% 385,299 $69.9M Add +1.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 3.68% 333,005 $39.8M Add +0.8%
RSP Invesco S&P 500 Equal Weight 3.61% 230,524 $39.0M Add +3.0%
QQQ Invesco QQQ Trust Series 1 3.15% 77,229 $34.1M Add +12.7%
VOO Vanguard S&P 500 ETF 3.04% 68,433 $32.9M Add +8.6%
ABT Abbott Laboratories 2.70% 256,874 $29.2M Reduce -4.3%
FSK FS KKR Capital Corp. 2.54% 1,440,716 $27.5M Add +19.7%
BRK.B Berkshire Hathaway Inc. Class B 1.56% 40,103 $16.9M Reduce -0.5%
SPY SS SPDR S&P 500 ETF Trust-US 1.43% 29,905 $15.4M Reduce -16.8%
IVV iShares Core S&P 500 ETF 1.41% 29,006 $15.2M Reduce -12.0%
VUG Vanguard Mrngstar GR ETF-Sui 1.32% 41,528 $14.3M Reduce -0.5%
EFV iShares MSCI Eafe Value ETF 1.21% 239,799 $13.0M Reduce -1.7%
IEF iShares 7-10 Year Treasury B 1.15% 131,858 $12.5M Add +4.5%
PULS Pgim Ultra Short Bond ETF 1.13% 245,368 $12.2M Reduce -13.3%
SHV iShares 0-1 Year Treasury Bo 1.03% 100,828 $11.1M Reduce -24.5%
MCD McDonald's Corp. 1.00% 38,374 $10.8M Add +1.4%
VEA Vanguard Ftse Developed ETF 1.00% 215,636 $10.8M Add +9.5%
ZECP Zacks Earnings Consistent Po 0.91% 351,574 $9.9M Add +170.3%
SPYM Ste STR SPDR PT S&P 500 ETF 0.87% 153,748 $9.5M Add +72.0%
SPTM SS SPDR P S&P 1500 Comp ETF 0.86% 144,985 $9.3M Add +3.2%
BIL SS SPDR BB 1-3M T-Bill ETF 0.80% 94,100 $8.6M Reduce -54.2%
AGG iShares Core U.S. Aggregate 0.78% 86,142 $8.4M Reduce -25.4%
GLD SPDR Gold Shares 0.77% 40,418 $8.3M Reduce -59.7%
XOM Exxon Mobil Corp. 0.75% 70,077 $8.1M Reduce -7.2%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.75% 20,268 $8.1M Reduce -1.5%
HD Home Depot Inc. 0.74% 20,781 $8.0M Add +2.9%
VIG Vanguard Dividend Apprec ETF 0.69% 41,105 $7.5M Add +6.4%
ARI Apollo Commercial Real Estat 0.69% 670,100 $7.5M Add +6.6%
FTHY First Trust Hi YLD Opp 2027 0.69% 513,155 $7.5M Reduce -1.4%
SPAB SS SPDR P Agg Bond ETF 0.68% 289,593 $7.3M Add +12.6%
NFJ Virtus DVD Intrst & PRM STR 0.67% 571,040 $7.3M Add +2.3%
TLT iShares 20+ Year Treasury BD 0.67% 79,161 $7.2M Add +6.4%
VWO Vanguard Ftse Emerging Marke 0.66% 169,897 $7.1M Add +13.8%
IJR iShares Core S&P Small-Cap E 0.65% 64,068 $7.1M Add +4.3%
IWF iShares Russell 1000 Growth 0.63% 20,135 $6.8M Add +0.3%
XEVVX Eaton Vance Ltd. Durat Inc. 0.62% 691,361 $6.7M Reduce -4.2%
JPM JPMorgan Chase & Co. 0.61% 33,088 $6.6M Reduce -5.1%
META Meta Platforms Inc. Class A 0.61% 13,678 $6.6M Reduce -2.2%
SPDW Ste STR SPDR PT DW Eu ETF 0.59% 179,616 $6.4M Add +9.7%
ACN Accenture PLC Class A 0.56% 17,596 $6.1M Reduce -1.2%
GPMT Granite Point Mortgage Trust 0.55% 1,246,409 $5.9M Add +14.1%
TCBK Trico Bancshares 0.54% 157,426 $5.8M Reduce -5.8%
FNDX Schwab Fndmntl US LRG Co. ETF 0.53% 84,607 $5.7M Add +6.3%
FBND Fidelity Total Bond ETF 0.53% 125,728 $5.7M New
SPYV SS SPDR P S&P 500 Value ETF 0.53% 113,591 $5.7M Add +11.1%
WMT Walmart Inc. 0.51% 91,903 $5.5M Add +1.4%
VTI VG Morningstar TS MKT ETF-US 0.51% 21,271 $5.5M Reduce -1.6%
GOOG Alphabet Inc. Class C 0.51% 36,046 $5.5M Add +2.0%
ACRE Ares Commercial Real Estate 0.50% 732,678 $5.5M Add +8.5%
JEPI JPMorgan Equity Premium Inco 0.49% 91,682 $5.3M Reduce -4.3%
PVAL Putnam Focused LRG Cap Value 0.49% 147,279 $5.3M New
IJH iShares Core S&P Midcap ETF 0.47% 84,347 $5.1M Reduce -5.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.46% 67,858 $5.0M Add +43.5%
IEFA iShares Core MSCI Eafe ETF 0.44% 64,837 $4.8M Add +18.3%
PHM Pultegroup Inc. 0.44% 42,467 $4.7M Add +4.3%
TYG Tortoise Energy Infrastruct 0.43% 150,761 $4.7M Add +8.7%
SPSB SS SPDR P St C Corp. ETF 0.42% 152,485 $4.5M Add +30.7%
GLDM SPDR Gold Minishares Trust 0.42% 102,793 $4.5M Add +21.1%
MRK Merck & Co. Inc. 0.41% 33,631 $4.4M Reduce -22.7%
FLTR Vaneck Ig Floating Rate ETF 0.39% 164,534 $4.2M Add +2.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.38% 25,530 $4.2M Add +2.9%
BND Vanguard Total Bond Market 0.38% 57,033 $4.1M Reduce -4.5%
PG The Procter & Gamble Co. 0.37% 24,877 $4.0M Reduce -1.0%
MQY BlackRock Muniyield Quality 0.37% 326,300 $4.0M No change
SMIZ Zacks Small/Mid Cap ETF 0.36% 124,258 $3.9M Add +170.2%
PLTR Palantir Technologies Inc. Class A 0.36% 170,586 $3.9M Add +29.6%
AVK Advent Convert & Income 0.36% 327,314 $3.9M Add +7.7%
XBGYX BlackRock Enh Intl DVD TR 0.36% 705,312 $3.9M Add +6.6%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.34% 330,899 $3.7M Reduce -0.6%
QUAL iShares MSCI USA Quality Fac 0.34% 22,222 $3.7M Add +150.8%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.33% 78,993 $3.6M Add +25.8%
IXN iShares Global Tech ETF 0.31% 45,004 $3.4M Add +0.3%
SPSM SS SPDR P S&P 600 Small Cap 0.31% 77,701 $3.3M Add +5.6%
JNJ Johnson & Johnson 0.30% 20,591 $3.3M Reduce -14.1%
EIM Eaton Vance Municipal Bond 0.29% 306,000 $3.2M No change
IXG iShares Global Financials Et 0.29% 36,055 $3.1M Add +0.1%
MINT PIMCO Enhanced Short Maturit 0.28% 30,053 $3.0M Add +21.0%
TIP iShares Tips Bond ETF 0.28% 27,961 $3.0M Reduce -1.2%
LAD Lithia Motors Inc. 0.28% 11,712 $3.0M Add +49.7%
XHLF Bondbloxx BBG 6 MTH US Treas 0.28% 59,215 $3.0M Add +48.7%
PEP Pepsico Inc. 0.27% 16,754 $2.9M Add +5.5%
MFIC Midcap Financial Investment 0.27% 194,622 $2.9M Reduce -39.0%
LMBS First Trust Low Duration Opp 0.27% 59,983 $2.9M Add +19.1%
SPHD Invesco S&P 500 High Dividen 0.27% 65,062 $2.9M Add +0.6%
IWD iShares Russell 1000 Value E 0.27% 16,023 $2.9M Reduce -1.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.27% 15,027 $2.9M Reduce -1.5%
SGOV iShares 0-3 Month Treasury B 0.26% 28,448 $2.9M Add +188.1%
EFA iShares MSCI Eafe ETF 0.26% 35,755 $2.9M Reduce -2.2%
QQQX Nuveen Nasdaq 100 DYN Overwr 0.26% 117,298 $2.8M Add +0.4%
VZ Verizon Communications Inc. 0.26% 67,103 $2.8M Add +0.4%
BCSF Bain Capital Specialty Finan 0.26% 176,946 $2.8M Reduce -26.3%
IEMG iShares Core MSCI Emerging 0.25% 52,910 $2.7M Reduce -1.0%
BXMT Blackstone Mortgage Tru Class A 0.25% 136,217 $2.7M Add +4.5%
IXJ iShares Global Healthcare Et 0.25% 28,886 $2.7M Add +0.7%
KO The Coca-Cola Co. 0.25% 43,830 $2.7M Reduce -22.5%
REET iShares Global REIT ETF 0.25% 112,122 $2.7M Add +1.9%
DGRO iShares Core Dividend Growth 0.24% 44,877 $2.6M Add +0.3%
VCSH Vanguard S/T Corp. Bond ETF 0.24% 33,624 $2.6M Reduce -7.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.24% 68,216 $2.6M Reduce -2.3%
BX Blackstone Inc. 0.24% 19,620 $2.6M Reduce -2.4%
GBTC Grayscale Bitcoin Trust ETF 0.23% 39,758 $2.5M New
RWJ Invesco S&P Smallcap 600 0.23% 61,743 $2.5M Add +4.0%
VNQ Vanguard Real Estate ETF 0.23% 28,545 $2.5M Add +0.7%
KMI Kinder Morgan Inc. 0.23% 133,943 $2.5M Reduce -9.9%
MOAT Vaneck Morningstar Wide Moat 0.23% 27,166 $2.4M Reduce -6.4%
AXP American Express Co. 0.22% 10,723 $2.4M Add +10.0%
MU Micron Technology Inc. 0.22% 21,152 $2.4M Add +14.3%
UPS United Parcel Service Class B 0.22% 16,132 $2.4M Add +3.4%
VTWO Vanguard Russell 2000 ETF 0.22% 28,100 $2.4M Add +69.0%
RITM Rithm Capital Corp. 0.22% 213,596 $2.4M Reduce -15.6%
FTSM First Trust Enh Short Mat FD 0.22% 39,420 $2.4M Add +25.5%
UDEC Innovator U.S. Equity Ultra 0.22% 69,735 $2.3M Reduce -5.6%
AVUV Avantis US Small Cap Value 0.21% 23,918 $2.2M Add +0.2%
GTO Invesco Total Return Bond Et 0.20% 47,026 $2.2M Add +19.3%
MDT Medtronic PLC 0.20% 25,162 $2.2M Reduce -0.5%
VGK Vanguard Ftse Europe ETF 0.20% 32,321 $2.2M Reduce -1.2%
NNDM Nano Dimension Ltd. - ADR 0.20% 780,283 $2.2M Add +3.9%
VXF Vanguard Extended Market ETF 0.20% 12,342 $2.2M Add +0.9%
VYM Vanguard High DVD Yield ETF 0.20% 17,851 $2.2M Add +8.3%
SLV iShares Silver Trust 0.20% 94,263 $2.1M Add +2.9%
OMFL Invesco Russell 1000 DYN M/F 0.20% 38,770 $2.1M Add +89.8%
XLE SS Energy Select Sector 0.20% 22,637 $2.1M Add +84.1%
EFG iShares MSCI Eafe Growth ETF 0.20% 20,348 $2.1M Reduce -5.5%
FLDR Fidelity Low Durat Fact ETF 0.19% 41,887 $2.1M Add +1.0%
HEQT Simplify Hedged Equity ETF 0.19% 77,894 $2.1M New
CSCO Cisco Systems Inc. 0.19% 41,159 $2.1M Reduce -7.0%
SPIB SS SPDR P Int C Corp. ETF 0.19% 62,243 $2.0M Reduce -12.9%
XBI SS SPDR S&P Biotech ETF 0.19% 21,416 $2.0M Reduce -0.1%
VRIG Invesco Variable Rate Invest 0.19% 80,733 $2.0M Reduce -2.1%
XMHQ Invesco S&P Midcap Qual ETF 0.19% 18,342 $2.0M Add +195.0%
QCOM Qualcomm Inc. 0.19% 11,862 $2.0M Reduce -6.3%
COP Conocophillips 0.18% 15,668 $2.0M Reduce -2.3%
USB US Bancorp 0.18% 43,965 $2.0M Reduce -7.7%
GDXJ Vaneck Junior Gold Miners 0.18% 50,374 $2.0M Reduce -2.3%
MORT Vaneck Mortgage REIT Income 0.18% 164,044 $1.9M Add +0.6%
QLTY GMO U.S. Quality ETF 0.18% 64,450 $1.9M New
ORCL Oracle Corp. 0.18% 15,195 $1.9M Reduce -3.5%
VT Vanguard Tot World STK ETF 0.17% 17,052 $1.9M Add +8.1%
SVOL Simplify Volatility Premium 0.17% 82,223 $1.9M Add +12.6%
F Ford Motor Co. filed as FORD MTR CO DEL 0.17% 139,916 $1.9M Reduce -4.0%
TBLL Invesco Short Term Treasury 0.17% 17,177 $1.8M Reduce -0.8%
IMCG iShares Morningstar Mid-Cap 0.17% 25,332 $1.8M Add +2.5%
FLOT iShares Floating Rate Bond E 0.17% 35,003 $1.8M Add +27.7%
ITCI Intra-Cellular Therapies Inc. 0.16% 25,615 $1.8M Reduce -0.2%
PM Philip Morris International 0.16% 19,338 $1.8M Add +0.1%
AMN Amn Healthcare Services Inc. 0.16% 29,144 $1.8M Add +280.6%
BLW BlackRock Ltd. Durat Inc. TR 0.16% 125,821 $1.8M Reduce -7.3%
OKE Oneok Inc. 0.16% 21,915 $1.8M Add +2.0%
DOW Dow Inc. 0.16% 30,111 $1.7M Reduce -1.6%
IVW iShares S&P 500 Growth ETF 0.16% 20,510 $1.7M Add +24.3%
GOVI Invesco Equal Weight 0-30 YR 0.15% 59,039 $1.7M Add +16.6%
AMLP Alerian MLP ETF 0.15% 34,750 $1.6M Add +2.6%
DUK Duke Energy Corp. 0.15% 17,004 $1.6M Add +85.9%
FSCO FS Credit Opportunities Corp. 0.15% 276,876 $1.6M Reduce -0.2%
GWX State Street SPDR S&P Intern 0.15% 49,882 $1.6M Add +10.8%
GNL Global Net Lease Inc. 0.15% 208,055 $1.6M Add +20.7%
JPST JPMorgan Ultra-Short Income 0.15% 31,687 $1.6M Reduce -10.0%
JCPB JPMorgan Core Plus Bond ETF 0.15% 34,040 $1.6M Add +11.3%
SHYG iShares 0-5 YR HY Corp. Bond 0.15% 37,285 $1.6M Add +29.3%
NAD Nuveen Quality Municipal Inc. 0.14% 134,069 $1.5M Add +0.5%
SPEM State Street SP PTF Em ETF 0.14% 41,892 $1.5M Add +22.8%
MLPA Global X MLP ETF 0.14% 31,294 $1.5M Add +2.9%
IVT Inventrust Properties Corp. 0.14% 58,680 $1.5M Reduce -0.3%
APO Apollo Global Management Inc. 0.14% 13,388 $1.5M Add +6.8%
FTCS First Trust Capital Strength 0.14% 17,114 $1.5M Add +3.1%
USEP Innovator U.S. Equity Ultra 0.13% 44,198 $1.5M Add +0.9%
PRU Prudential Financial Inc. 0.13% 12,260 $1.4M Reduce -2.9%
NVO Novo-Nordisk A/S-Spons ADR 0.13% 11,196 $1.4M Add +33.0%
ESGU iShares ESG Aware MSCI USA 0.13% 12,483 $1.4M Reduce -31.5%
T AT&T Inc. 0.13% 79,529 $1.4M Add +3.4%
UFPI Ufp Industries Inc. 0.13% 12,128 $1.4M Add +12.8%
SBUX Starbucks Corp. 0.13% 15,003 $1.4M Reduce -21.3%
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.13% 48,966 $1.4M Add +0.8%
MMM 3M Co. 0.13% 12,808 $1.4M Add +45.8%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.12% 37,439 $1.3M Add +3.8%
SO The Southern Co. 0.12% 18,510 $1.3M Add +0.3%
CMCSA Comcast Corp. Class A 0.12% 30,999 $1.3M Add +0.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.12% 24,053 $1.3M Add +4.6%
CXM Sprinklr Inc. Class A 0.12% 105,019 $1.3M Add +57.2%
QYLD Global X Nasd 100 Cov Call 0.12% 71,620 $1.3M Add +8.9%
GFEB FT Vest US Equity Moderate B 0.12% 36,775 $1.3M No change
GSY Invesco Ultra Short Duration 0.12% 25,321 $1.3M Add +67.9%
TEX Terex Corp. 0.12% 22,388 $1.3M Add +192.2%
BINC iShares Flex I A ETF-Usd Inc. 0.11% 23,596 $1.2M New
BBJP JPMorgan Betabuilders Japan 0.11% 21,131 $1.2M New
DSTL Distillate US Fundamental St 0.11% 22,753 $1.2M New
MBB iShares MBS ETF 0.11% 13,205 $1.2M Reduce -2.7%
NEE Nextera Energy Inc. 0.11% 18,975 $1.2M Reduce -2.6%
JAAA Janus Henderson Aaa Clo ETF 0.11% 23,146 $1.2M Add +0.6%
WPC WP Carey Inc. 0.11% 20,623 $1.2M Reduce -0.8%
DVN Devon Energy Corp. 0.11% 22,781 $1.1M Reduce -1.0%
GIS General Mills Inc. 0.10% 16,203 $1.1M Reduce -1.0%
BP BP PLC-Spons ADR 0.10% 29,956 $1.1M Add +18.5%
SPHY SS SPDR P High Yield ETF 0.10% 48,072 $1.1M New
ILCB iShares Morningstar U.S. Equ 0.10% 15,508 $1.1M Add +1.5%
PECO Phillips Edison & Company Inc. 0.10% 31,287 $1.1M Add +3.8%
INDA iShares MSCI India ETF 0.10% 21,067 $1.1M Add +1.2%
MET Metlife Inc. 0.10% 14,624 $1.1M Reduce -6.3%
WFC Wells Fargo & Co. 0.10% 18,593 $1.1M Reduce -9.0%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.10% 23,758 $1.1M New
SCHE Schwab Emrg Mrkts Eqty ETF 0.10% 41,560 $1.0M Add +57.2%
UJAN Innovator U.S. Equity Ultra 0.10% 29,038 $1.0M Reduce -0.4%
VCIT Vanguard Int-Term Corporate 0.10% 12,951 $1.0M Add +6.9%
HEFA Isha Curr Hedged MSCI Eafe 0.10% 29,816 $1.0M Reduce -7.7%
AUSF Global X Adaptive US Factor 0.10% 25,251 $1.0M New
VTIP Vanguard Short-Term Tips 0.10% 21,509 $1.0M Reduce -4.4%
IOVA Iovance Biotherapeutics Inc. 0.09% 68,500 $1.0M Reduce -68.3%
XSVM Invesco S&P Smallcap Value W 0.09% 17,801 $1.0M Add +1.1%
XYZ Block Inc. 0.09% 11,975 $1.0M Reduce -12.4%
C Citigroup Inc. 0.09% 15,946 $1.0M Reduce -13.9%
SCHZ Schwab US Aggregate Bond ETF 0.09% 21,810 $1.0M Reduce -0.4%
FBRT Franklin BSP Realty Trust Inc. 0.09% 74,810 $999K Reduce -1.3%
ULST SS Ultra Short TM Bond ETF 0.09% 24,572 $995K Reduce -17.5%
BNDX Vanguard Total Intl Bond ETF 0.09% 19,984 $983K Add +5.4%
VGSH Vanguard Short-Term Treasury 0.09% 16,885 $980K Add +17.7%
PFFA Virtus Infracap US Pref STCK 0.09% 46,956 $979K Reduce -33.0%
GEHC GE Healthcare Technology 0.09% 10,463 $951K Reduce -0.8%
PYPL PayPal Holdings Inc. 0.08% 13,606 $911K Reduce -1.5%
SHOP Shopify Inc. Class A 0.08% 11,778 $910K Reduce -22.1%
NBH Neuberger Municipal Fund Inc. 0.08% 86,718 $908K No change
UMAR Innovator U.S. Equity Ultra 0.08% 27,788 $908K Add +103.7%
EPD Enterprise Products Partners 0.08% 30,772 $898K Add +40.0%
SHEL Shell PLC-ADR 0.08% 13,398 $898K Reduce -11.0%
ARKK ARK Innovation ETF 0.08% 17,815 $890K Add +2.4%
KYN Kayne Anderson Energy Infra 0.08% 88,076 $882K Reduce -1.0%
SCHX Schwab US Large-Cap ETF 0.08% 13,937 $865K Reduce -3.5%
CTRA Coterra Energy Inc. 0.08% 31,012 $864K Add +0.1%
VET Vermilion Energy Inc. 0.08% 67,986 $846K New
SPTI SS SPDR P Int Term TSY ETF 0.08% 30,004 $846K Reduce -2.2%
EMO Clearbridge Energy Midstream 0.08% 20,475 $831K Add +172.1%
UOCT Innovator U.S. Equity Ultra 0.08% 24,746 $831K Reduce -6.3%
UAUG Innovator U.S. Equity Ultra 0.08% 25,175 $822K Reduce -0.9%
SCHD Schwab US DVD Equity ETF 0.08% 10,180 $821K Reduce -20.0%
CEFS Saba Opport Hedg Cef ETF-Usd 0.08% 39,544 $817K Add +6.0%
CG The Carlyle Group Inc. 0.08% 17,413 $816K Add +0.1%
GOVT iShares US Treasury Bond ETF 0.08% 35,721 $813K Add +0.3%
GDX Vaneck Gold Miners ETF 0.07% 25,627 $810K Add +32.5%
GILD Gilead Sciences Inc. 0.07% 11,039 $809K Reduce -22.6%
FTSL First Trust Senior Loan ETF 0.07% 17,495 $808K Reduce -1.7%
BSV Vanguard Short-Term Bond ETF 0.07% 10,498 $805K Reduce -1.1%
UJUL Innovator U.S. Equity Ultra 0.07% 25,038 $798K Reduce -1.9%
DBO Invesco DB Oil Fund 0.07% 50,612 $787K Add +4.0%
FDL First Trust Morn DVD Lead Inc. 0.07% 20,422 $786K Add +97.1%
ARCC Ares Capital Corp. 0.07% 37,335 $777K Add +15.2%
CAPE Doubleline Shiller Cape US 0.07% 27,743 $777K Reduce -7.1%
PFF iShares Preferred & Income S 0.07% 23,624 $761K Add +33.9%
UNOV Innovator U.S. Equity Ultra 0.07% 23,268 $761K Add +1.8%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.07% 11,536 $757K Reduce -0.4%
AMJ JPMorgan Alerian MLP Index 0.07% 26,511 $755K Reduce -9.3%
AZN Astrazeneca PLC-Spons ADR 0.07% 10,990 $745K Reduce -1.0%
CRSP Crispr Therapeutics AG 0.07% 10,897 $743K Reduce -1.0%
ET Energy Transfer LP 0.07% 47,125 $741K Add +7.6%
VMBS Vanguard Mortgage-Backed Sec 0.07% 16,173 $738K Reduce -20.5%
WBD Warner Bros Discovery Inc. 0.07% 97,686 $732K Reduce -45.6%
REZ Ishars Res and Multi Reales 0.07% 10,104 $728K Reduce -28.2%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.07% 17,469 $711K Add +1.1%
TPLC Timothy PLN US LRG/Mid Cap 0.07% 16,854 $710K Add +1.7%
KREF KKR Real Estate Finance Trus 0.07% 69,868 $703K Add +15.2%
CSX CSX Corp. 0.06% 18,910 $701K Reduce -2.7%
BST BlackRock Science & Tech TR 0.06% 18,909 $698K Add +1.3%
USIG iShares Broad Usd Investment 0.06% 13,728 $697K Add +30.7%
CCCC C4 Therapeutics Inc. 0.06% 85,200 $696K Add +18.2%
DBMF Imgp Dbi MFT STR ETF-Usd Inc. 0.06% 23,958 $687K Add +202.9%
SRLN SS Blackstone Sr Loan ETF 0.06% 16,298 $686K Reduce -0.6%
VXUS Vanguard Total Intl Stock 0.06% 11,356 $685K Add +0.2%
BITB Bitwise Bitcoin ETF 0.06% 17,607 $682K New
KJAN Innovator U.S. Small Cap Pow 0.06% 19,243 $681K Add +130.0%
BMY Bristol-Myers Squibb Co. 0.06% 12,554 $679K Reduce -3.7%
TPLE Timothy Plan US Large/Mid Ca 0.06% 26,862 $675K No change
CCD Calamos DYN Convert & Inc. 0.06% 30,885 $673K Add +2.4%
PDI PIMCO Dynamic Income Fund 0.06% 34,811 $672K Add +4.2%
SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS 0.06% 17,253 $663K Reduce -2.8%
MAIN Main Street Capital Corp. 0.06% 14,002 $662K Reduce -0.2%
HFRO Highland Opport & Income 0.06% 91,552 $644K Add +4.5%
TPHD Timothy Plan High DVD STCK 0.06% 16,621 $601K Add +5.8%
CSQ Calamos Strat TTL RTRN FND 0.06% 36,538 $598K Add +4.9%
DJIA Global X Dow 30 Cov Call ETF 0.05% 25,779 $588K Reduce -1.3%
SPYI Neos S&P 500 High Income ETF 0.05% 11,617 $585K Add +64.8%
XYLD Global X S&P 500 Cove Call E 0.05% 14,271 $582K Add +4.2%
AAAU Goldman Sachs Physical Gold 0.05% 26,353 $580K New
XLG Invesco S&P 500 Top 50 ETF 0.05% 13,715 $578K Add +3.2%
RSPH Invesco S&P 500 Equal Weight 0.05% 17,946 $571K Add +1.6%
FITB Fifth Third Bancorp 0.05% 14,802 $551K Reduce -9.4%
EJAN Innovator Emerging Markets P 0.05% 18,696 $541K Reduce -84.5%
IBIT iShares Bitcoin Trust ETF 0.05% 13,376 $540K New
XLF SS Financial Select Sector 0.05% 12,484 $526K Add +15.7%
WMB Williams Cos Inc. 0.05% 13,382 $521K Reduce -25.0%
DIVO Amplify CWP Enhan Divid ETF 0.05% 13,178 $512K New
OBDC Blue Owl Capital Corp. 0.05% 32,729 $503K Add +2.3%
DSL Doubleline Income Solutions 0.05% 38,940 $495K Add +9.1%
BSCO Invesco Bulletshares 2024 CB 0.05% 23,531 $493K New
BSCP Invesco Bulletshares 2025 CB 0.05% 23,989 $490K New
BSCQ Invesco Bulletshares 2026 CB 0.05% 25,510 $490K New
BIZD Vaneck BDC Income ETF 0.05% 28,890 $488K Reduce -20.3%
POCT Innovator U.S. Equity Power 0.04% 12,936 $485K No change
DKNG Draftkings Inc. Class A 0.04% 10,842 $483K Reduce -30.8%
HYBL SS Blackstone High Inc. ETF 0.04% 16,862 $479K Add +0.0%
BSCS Invesco Bulletshares 2028 CB 0.04% 23,777 $477K New
BSCR Invesco Bulletshares 2027 CB 0.04% 24,709 $477K New
BKLN Invesco Senior Loan ETF 0.04% 22,243 $470K Reduce -2.5%
IFRA iShares US Infrastructure 0.04% 10,681 $463K Reduce -2.7%
UFEB Innovator U.S. Equity Ultra 0.04% 14,951 $460K Reduce -1.6%
IAU iShares Gold Trust 0.04% 10,927 $459K Add +6.5%
MBSF Regan Floating Rate MBS ETF 0.04% 18,158 $459K New
ZVRA Zevra Therapeutics Inc. 0.04% 79,104 $459K Reduce -1.6%
TDVG T Rowe Price Dividend Growth 0.04% 11,782 $448K Reduce -39.8%
UJUN Innovator U.S. Equity Ultra 0.04% 14,370 $446K Add +3.4%
UMAY Innovator U.S. Equity Ultra 0.04% 14,625 $443K Reduce -1.6%
UAPR Innovator U.S. Equity Ultra 0.04% 15,694 $442K Add +1.6%
BMAY Innovator U.S. Equity Buffer 0.04% 12,173 $433K Reduce -0.2%
NZF Nuveen Municipal Credit Inc. 0.04% 34,856 $427K Reduce -5.2%
DOC Healthpeak Properties Inc. 0.04% 22,307 $418K Add +56.5%
HYGW iShares HY Corp. BD Buywr ETF 0.04% 12,302 $413K New
XMUIX BlackRock Municipal Income 0.04% 34,041 $411K Reduce -6.2%
ALTY Global X Alternative Income 0.04% 35,408 $408K Add +4.5%
IDV iShares International Select 0.04% 14,501 $407K Add +22.1%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.04% 68,950 $404K Add +23.7%
AFB Allianceberstein NTL Muni 0.04% 36,399 $400K Reduce -4.3%
ICLN iShares Global Clean Energy 0.04% 28,573 $399K Reduce -0.8%
FRDM Freedom 100 Emeging MRKT ETF 0.04% 11,809 $398K Add +0.4%
OCSL Oaktree Specialty Lending Co. 0.04% 20,070 $395K Add +3.1%
SPTS SS SPDR P St Term TSY ETF 0.03% 13,001 $376K Reduce -45.4%
SGOL Abrdn Physical Gold Shares 0.03% 17,702 $376K Reduce -12.4%
XHR Xenia Hotels & Resorts Inc. 0.03% 24,759 $372K No change
ACHR Archer Aviation Inc. Class A 0.03% 78,068 $361K Add +1.5%
PAPR Innovator U.S. Equity Power 0.03% 10,520 $353K No change
BTI British American Tob-SP ADR 0.03% 11,576 $353K Add +54.2%
SJNK SS SPDR BB St Hi Yield ETF 0.03% 13,749 $347K Reduce -23.9%
BUFR FT Vest Lad Buffervetf-Usd I 0.03% 12,340 $345K New
XETYX Eaton Vance Tax-MGD Div Eqty 0.03% 25,523 $341K Reduce -1.6%
TPIF Timothy Plan Intl ETF 0.03% 12,405 $338K No change
KVUE Kenvue Inc. 0.03% 15,671 $336K Add +2.7%
IQDY NT Intl Qual Div DYN ETF 0.03% 11,643 $335K Reduce -8.9%
HBAN Huntington Bancshares Inc. 0.03% 24,043 $335K Reduce -7.4%
QRMI Global X Nasdaq 100 Risk Man 0.03% 19,104 $333K New
PCY Invesco Emerging Markets Sov 0.03% 16,073 $329K Reduce -3.5%
BWX SS SPDR BB Intl Treasury BD 0.03% 14,739 $328K Add +19.4%
EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU 0.03% 10,349 $324K Reduce -6.5%
TPHE Timothy Plan High Dividend S 0.03% 13,104 $323K No change
BBDC Barings BDC Inc. 0.03% 33,489 $311K Add +0.6%
KRG Kite Realty Group Trust 0.03% 14,274 $309K No change
GUG Guggenheim Active Allocation 0.03% 21,016 $309K Add +0.9%
HIGH Simplify Enhanced Income ETF 0.03% 12,306 $300K Reduce -72.5%
XJPIX Nuveen Preferred Securities 0.03% 15,485 $298K No change
BALT Inn Defined Wealth Shield 0.03% 10,150 $297K New
ACAD Acadia Pharmaceuticals Inc. 0.03% 16,000 $296K New
EXCHANGE TRADED CONCEPTS TRU 0.03% 22,400 $295K Add +1.4%
PDBC Invesco Optimum Yield Divers 0.03% 20,890 $290K Reduce -93.3%
FALN iShares Fallen Angels ETF 0.03% 10,305 $277K Add +0.0%
ERF Enerplus Corp. 0.03% 14,063 $276K Reduce -6.1%
FTQI First Trust Nasdaq Buywrite 0.03% 13,445 $276K Add +26.4%
CLSK Cleanspark Inc. 0.03% 12,909 $274K New
BSJP Invesco Bulletshares 2025 HY 0.03% 11,875 $273K New
STWD Starwood Property Trust Inc. 0.02% 13,000 $264K No change
BEPC Brookfield Renewable Cor-A 0.02% 10,744 $264K New
BSJS Invesco Bulletshares 2028 HY 0.02% 12,149 $263K New
BSJQ Invesco Bulletshares 2026 HY 0.02% 11,342 $263K New
BSJO Invesco Bulletshares 2024 HY 0.02% 11,544 $262K New
BSJR Invesco Bulletshares 2027 HY 0.02% 11,749 $261K New
B Barrick Gold Corp. 0.02% 15,474 $257K Reduce -1.4%
DBE Invesco DB Energy Fund 0.02% 12,259 $254K Add +4.0%
PL Planet Labs PBC 0.02% 98,890 $252K Add +0.8%
PSTL Postal Realty Trust Inc. Class A 0.02% 17,337 $248K Reduce -59.4%
XRMI Global X S&P 500 Risk Manage 0.02% 12,641 $244K New
SGC Superior Group of Cos Inc. 0.02% 14,024 $232K Reduce -0.1%
WHG Westwood Holdings Group Inc. 0.02% 18,734 $231K Add +10.7%
NLY Annaly Capital Management Inc. 0.02% 11,665 $230K Reduce -0.6%
OPP Rivernrth/Doublelne STR Opp 0.02% 26,417 $228K Add +1.8%
TAL Tal Education Group- ADR 0.02% 20,021 $227K Add +68.4%
ECAT BlackRock ESG Cap All TRM TR 0.02% 12,992 $226K Add +2.7%
ETG Eaton Vance T/A GL DVD Incm 0.02% 12,258 $224K Reduce -11.6%
MASS 908 Devices Inc. 0.02% 29,531 $223K Add +5.6%
PACB Pacific Biosciences of Calif 0.02% 56,868 $213K Add +232.3%
SCS Steelcase Inc. Class A 0.02% 15,622 $204K Add +1.1%
ACCO Acco Brands Corp. 0.02% 36,355 $204K Add +5.8%
CCL Carnival Corp. 0.02% 12,350 $201K New

Portfolio Sells Q4 2023 → Q1 2024
AAPL Apple Inc. Sold out 0.00% −2.45
MSFT Microsoft Corp. Sold out 0.00% −1.30
AMZN Amazon.com Inc. Sold out 0.00% −1.19
NVDA Nvidia Corp. Sold out 0.00% −0.88
PROSHARES SHORT S&P500 Sold out 0.00% −0.85
GLD SPDR Gold Shares Reduce -59.7% 0.77% −0.69
GOOGL Alphabet Inc. Class A Sold out 0.00% −0.65
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -54.2% 0.80% −0.63
IWM iShares Russell 2000 ETF Sold out 0.00% −0.47
TSLA Tesla Inc. Sold out 0.00% −0.43
V Visa Inc. Class A Sold out 0.00% −0.41
SHY iShares 1-3 Year Treasury Bo Sold out 0.00% −0.37
CVX Chevron Corp. Sold out 0.00% −0.37
IDXX Idexx Laboratories Inc. Sold out 0.00% −0.36
AVGO Broadcom Inc. Sold out 0.00% −0.34
PDBC Invesco Optimum Yield Divers Reduce -93.3% 0.03% −0.29
COST Costco Wholesale Corp. Sold out 0.00% −0.25
LLY Eli Lilly & Co. Sold out 0.00% −0.24
EJAN Innovator Emerging Markets P Reduce -84.5% 0.05% −0.21
BA The Boeing Co. Sold out 0.00% −0.21
CASY Casey's General Stores Inc. Sold out 0.00% −0.20
CAT Caterpillar Inc. Sold out 0.00% −0.20
IT Gartner Inc. Sold out 0.00% −0.18
UNH Unitedhealth Group Inc. Sold out 0.00% −0.18
VO Vngrd Mrngstr MD-Cap ETF-Usd Sold out 0.00% −0.18
MA Mastercard Inc. Class A Sold out 0.00% −0.18
PFE Pfizer Inc. Sold out 0.00% −0.17
MCO Moody's Corp. Sold out 0.00% −0.15
LMT Lockheed Martin Corp. Sold out 0.00% −0.15
CRM Salesforce Inc. Sold out 0.00% −0.15
CVS CVS Health Corp. Sold out 0.00% −0.15
BLK BlackRock Finance Inc. Sold out 0.00% −0.13
CLF Cleveland-Cliffs Inc. Sold out 0.00% −0.13
GS Goldman Sachs Group Inc. Sold out 0.00% −0.13
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd Sold out 0.00% −0.13
VOE Vngrd Mrngstr MD-Cap Val ETF Sold out 0.00% −0.12
X United States Steel Corp. Sold out 0.00% −0.12
DE Deere & Co. Sold out 0.00% −0.11
GD General Dynamics Corp. Sold out 0.00% −0.11
MCHI iShares MSCI China ETF Sold out 0.00% −0.11
ADBE Adobe Inc. Sold out 0.00% −0.10
UNP Union Pacific Corp. Sold out 0.00% −0.10
INTC Intel Corp. Sold out 0.00% −0.10
DFJ Wisdomtree JPN S/C DVD Fund Sold out 0.00% −0.10
CRWD CrowdStrike Holdings Inc. Class A Sold out 0.00% −0.09
AMD Advanced Micro Devices Sold out 0.00% −0.09
AGG iShares Core U.S. Aggregate Reduce -25.4% 0.78% −0.09
LQD Ishr Ibx Usd Invgd CB ETF-Ui Sold out 0.00% −0.09
SHV iShares 0-1 Year Treasury Bo Reduce -24.5% 1.03% −0.09
NEAR iShares SH Dba ETF Usd Inc. Sold out 0.00% −0.09

Portfolio Buys Q4 2023 → Q1 2024
ABBV Abbvie Inc. Add +1.7% 6.46% +1.99
DIS The Walt Disney Co. Add +0.8% 3.68% +1.40
QQQ Invesco QQQ Trust Series 1 Add +12.7% 3.15% +1.01
VOO Vanguard S&P 500 ETF Add +8.6% 3.04% +0.94
RSP Invesco S&P 500 Equal Weight Add +3.0% 3.61% +0.92
FSK FS KKR Capital Corp. Add +19.7% 2.54% +0.71
ZECP Zacks Earnings Consistent Po Add +170.3% 0.91% +0.65
FBND Fidelity Total Bond ETF New 0.53% +0.53
SPYM Ste STR SPDR PT S&P 500 ETF Add +72.0% 0.87% +0.49
PVAL Putnam Focused LRG Cap Value New 0.49% +0.49
VEA Vanguard Ftse Developed ETF Add +9.5% 1.00% +0.28
SMIZ Zacks Small/Mid Cap ETF Add +170.2% 0.36% +0.26
QUAL iShares MSCI USA Quality Fac Add +150.8% 0.34% +0.24
SPTM SS SPDR P S&P 1500 Comp ETF Add +3.2% 0.86% +0.23
GBTC Grayscale Bitcoin Trust ETF New 0.23% +0.23
IEF iShares 7-10 Year Treasury B Add +4.5% 1.15% +0.23
SPYG SS SPDR P S&P 500 Growth ETF Add +43.5% 0.46% +0.22
HD Home Depot Inc. Add +2.9% 0.74% +0.20
VIG Vanguard Dividend Apprec ETF Add +6.4% 0.69% +0.19
HEQT Simplify Hedged Equity ETF New 0.19% +0.19
PLTR Palantir Technologies Inc. Class A Add +29.6% 0.36% +0.19
SGOV iShares 0-3 Month Treasury B Add +188.1% 0.26% +0.19
VWO Vanguard Ftse Emerging Marke Add +13.8% 0.66% +0.19
QLTY GMO U.S. Quality ETF New 0.18% +0.18
SPAB SS SPDR P Agg Bond ETF Add +12.6% 0.68% +0.17
SPDW Ste STR SPDR PT DW Eu ETF Add +9.7% 0.59% +0.17
IWF iShares Russell 1000 Growth Add +0.3% 0.63% +0.16
SPYV SS SPDR P S&P 500 Value ETF Add +11.1% 0.53% +0.16
SPSB SS SPDR P St C Corp. ETF Add +30.7% 0.42% +0.15
GLDM SPDR Gold Minishares Trust Add +21.1% 0.42% +0.15
FNDX Schwab Fndmntl US LRG Co. ETF Add +6.3% 0.53% +0.15
IEFA iShares Core MSCI Eafe ETF Add +18.3% 0.44% +0.15
WMT Walmart Inc. Add +1.4% 0.51% +0.15
IJR iShares Core S&P Small-Cap E Add +4.3% 0.65% +0.15
XMHQ Invesco S&P Midcap Qual ETF Add +195.0% 0.19% +0.14
MCD McDonald's Corp. Add +1.4% 1.00% +0.14
NFJ Virtus DVD Intrst & PRM STR Add +2.3% 0.67% +0.14
GOOG Alphabet Inc. Class C Add +2.0% 0.51% +0.13
ARI Apollo Commercial Real Estat Add +6.6% 0.69% +0.13
TYG Tortoise Energy Infrastruct Add +8.7% 0.43% +0.13
XHLF Bondbloxx BBG 6 MTH US Treas Add +48.7% 0.28% +0.12
AMN Amn Healthcare Services Inc. Add +280.6% 0.16% +0.12
XLE SS Energy Select Sector Add +84.1% 0.20% +0.12
VTWO Vanguard Russell 2000 ETF Add +69.0% 0.22% +0.12
OMFL Invesco Russell 1000 DYN M/F Add +89.8% 0.20% +0.12
PHM Pultegroup Inc. Add +4.3% 0.44% +0.12
BINC iShares Flex I A ETF-Usd Inc. New 0.11% +0.11
BBJP JPMorgan Betabuilders Japan New 0.11% +0.11
DSTL Distillate US Fundamental St New 0.11% +0.11
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +25.8% 0.33% +0.11

Notes & Other Activity Q4 2023 → Q1 2024
KCGI.WS Kensington Capital Acq -CW23 *W EXP 99/99/999 Sold out 10,000 $1Kbefore exit
RBOT.WS Vicarious Surgical Inc.-CW27 *W EXP 09/17/202 Sold out 20,000 $600before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026Amended 334$1.5BAAPL, RSP, BINC, DIS, NVDA
Q1 2026Amended 321$1.3BBINC, DIS, RSP, AAPL, FBND
Q4 2025Amended 360$1.4BDIS, AAPL, NVDA, RSP, BINC
Q3 2025 761$1.6BNVDA, AAPL, DIS, RSP, SPYM
Q2 2025 717$1.4BDIS, NVDA, RSP, AAPL, SPAB
Q1 2025 713$1.3BAAPL, DIS, NVDA, FBND, RSP
Q4 2024 743$1.4BAAPL, VOO, DIS, QQQ, NVDA
Q3 2024Amended 704$1.2BVOO, DIS, AAPL, QQQ, RSP
Q2 2024 724$1.2BAAPL, QQQ, VOO, FSK, DIS
Q1 2024 376$1.1BABBV, DIS, RSP, QQQ, VOO