Guggenheim Active AllocationGUG
13F holders, Q2 2026 (June 30)46holders +2
9new positions
6sold out
1famous investor
$15.98avg. 13F price*
At the end of Q2 2026, 46 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, up 2 from Q1 2026. 9 opened new positions and 6 sold out. The largest holders were Morgan Stanley ($45.8M), Bank of America Corp. ($15.3M) and Guggenheim Capital LLC ($15.2M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $18.6M |
| Exits | 6 | $2.5M |
All 13F filers, Q1 2026 → Q2 2026: 1,744,986 shares bought and 852,980 shares sold, net +892,006 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 46 holders
| Morgan Stanley | 0.00% | Add +1.0% | 2,865,899 | $45.8M |
| Bank of America Corp. | 0.00% | Add +4.9% | 960,147 | $15.3M |
| Guggenheim Capital LLC | 0.10% | No change | 950,000 | $15.2M |
| Cohen & Steers, Inc. | 0.02% | Add +1.8% | 863,149 | $13.8M |
| Atlas Wealth LLC | 2.19% | New | 848,495 | $13.6M |
| Advisors Asset Management, Inc. | 0.20% | Reduce -0.3% | 801,539 | $12.8M |
| Raymond James Financial Inc. | 0.00% | Add +10.2% | 781,046 | $12.5M |
| Baird Financial Group, Inc. | 0.01% | Reduce -7.3% | 676,913 | $10.8M |
| Wells Fargo & Company | 0.00% | Add +124.4% | 665,643 | $10.6M |
| Royal Bank of Canada | 0.00% | Reduce -0.4% | 498,064 | $8.0M |
| Pathstone Holdings, LLC | 0.02% | Reduce -58.3% | 371,088 | $5.9M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +16.5% | 174,918 | $2.8M |
| Sanctuary Advisors, LLC | 0.01% | New | 109,996 | $1.8M |
| Kestra Advisory Services, LLC | 0.01% | New | 100,518 | $1.6M |
| Invesco Ltd. | 0.00% | Reduce -1.0% | 84,145 | $1.3M |
| Closed-End Fund Advisors, Inc. | 1.26% | Reduce -24.5% | 80,586 | $1.3M |
| Stifel Financial Corp. | 0.00% | Add +1.9% | 49,054 | $784K |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -34.5% | 43,824 | $700K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +6.0% | 40,738 | $651K |
| J.W. Cole Advisors, Inc. | 0.01% | Add +126.9% | 39,190 | $626K |
| Osaic Holdings, Inc. | 0.00% | Reduce -3.6% | 38,286 | $612K |
| LPL Financial LLC | 0.00% | Reduce -12.0% | 34,227 | $547K |
| Aviance Capital Partners, LLC | 0.05% | Add +3.9% | 32,915 | $526K |
| Citadel Advisors | 0.00% | Add +6.6% | 32,181 | $514K |
| HighTower Advisors, LLC | 0.00% | New | 31,939 | $510K |
| World Investment Advisors | 0.01% | No change | 32,529 | $495K |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.5% | 30,780 | $492K |
| Beacon Pointe Advisors, LLC | 0.00% | New | 29,342 | $469K |
| Jane Street Group, LLC | 0.00% | New | 21,882 | $350K |
| DAVENPORT & Co LLC | 0.00% | Reduce -1.4% | 19,234 | $307K |
| UBS Group AG | 0.00% | Reduce -2.4% | 18,100 | $289K |
| Cetera Investment Advisers | 0.00% | Reduce -58.8% | 18,013 | $288K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 16,059 | $257K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +0.6% | 15,110 | $241K |
| High Net Worth Advisory Group LLC | 0.04% | Add +1.4% | 12,735 | $204K |
| Wedbush Securities Inc. | 0.01% | Add +14.3% | 12,365 | $198K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -73.6% | 10,778 | $172K |
| Larson Financial Group LLC | 0.00% | No change | 3,000 | $48K |
| Geneos Wealth Management Inc. | 0.00% | No change | 3,000 | $48K |
| Noble Wealth Management PBC | 0.02% | No change | 2,700 | $43K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 2,101 | $34K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $24K |
| Institute for Wealth Management, LLC. | 0.00% | New | 995 | $16K |
| JPMorgan Chase & Co. | 0.00% | No change | 550 | $9K |
| Farther Finance Advisors, LLC | 0.00% | No change | 357 | $6K |
| Highline Wealth Partners LLC | 0.00% | No change | 187 | $3K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.