Ashton Thomas Private Wealth, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Ashton Thomas Private Wealth, LLC reported 1,497 stock positions worth $4.2 billion. Its top holding was SS SPDR BB 1-3M T-Bill ETF (BIL) at 4.2% of the portfolio, followed by Apple (AAPL, 3.5%) and SS Technology Select Sector (XLK, 2.3%). Compared with Q4 2025, it opened 562 new positions, sold out of 52, added to 558 and reduced 326. The biggest buy was a new position in Alpha Architect 1-3 MNTH Box (BOXX) and the biggest sale Chime Financial Class A (CHYM, shares −44%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0002019663
- Portfolio Value
- $4.2B (Q1 2026)
- SEC Filing
- 0001398344-26-008859 ↗ filed May 11, 2026
Holdings Value
Holdings 1,497 stocks · $4.2B
| BIL SS SPDR BB 1-3M T-Bill ETF | 4.16% | 1,917,892 | $175.8M | Reduce -4.0% |
| AAPL Apple Inc. | 3.49% | 581,204 | $147.5M | Add +10.7% |
| XLK SS Technology Select Sector | 2.29% | 728,979 | $96.9M | Add +1.0% |
| NVDA Nvidia Corp. | 1.57% | 379,664 | $66.2M | Add +8.6% |
| IVV iShares Core S&P 500 ETF | 1.53% | 99,008 | $64.7M | Reduce -23.5% |
| MSFT Microsoft Corp. | 1.49% | 170,309 | $63.0M | Add +0.0% |
| CHYM Chime Financial Inc. Class A | 1.26% | 2,852,920 | $53.4M | Reduce -44.4% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 1.23% | 1,111,165 | $51.9M | Reduce -3.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.00% | 78,979 | $42.2M | Add +30.0% |
| AMZN Amazon.com Inc. | 1.00% | 202,649 | $42.2M | Add +5.5% |
| CHRW C.H. Robinson Worldwide Inc. | 1.00% | 253,860 | $42.2M | Add +0.5% |
| DHSB DY HGN SMRT BFFR ETF filed as STRATEGY SHS | 0.97% | 1,590,199 | $40.8M | Add +6.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.93% | 136,303 | $39.1M | Add +4.1% |
| GOOGL Alphabet Inc. Class A | 0.90% | 132,813 | $38.2M | Add +3.5% |
| AVGO Broadcom Inc. | 0.90% | 122,973 | $38.1M | Reduce -1.1% |
| SCHX Schwab US Large-Cap ETF | 0.86% | 1,417,367 | $36.3M | Add +0.7% |
| GOOG Alphabet Inc. Class C | 0.86% | 126,650 | $36.3M | Add +1.3% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.86% | 365,336 | $36.3M | Reduce -6.3% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.86% | 311,721 | $36.3M | New |
| GLD SPDR Gold Shares | 0.84% | 82,170 | $35.4M | Reduce -19.6% |
| AMGN Amgen Inc. | 0.83% | 100,206 | $35.3M | Add +4.6% |
| IJH iShares Core S&P Midcap ETF | 0.75% | 472,175 | $31.9M | Add +2.9% |
| IJR iShares Core S&P Small-Cap E | 0.72% | 246,161 | $30.6M | Reduce -11.9% |
| VEA Vanguard Ftse Developed ETF | 0.72% | 475,483 | $30.5M | Add +26.9% |
| JPM JPMorgan Chase & Co. | 0.72% | 102,974 | $30.3M | Reduce -1.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.70% | 388,066 | $29.7M | Add +170.0% |
| IWF iShares Russell 1000 Growth | 0.70% | 69,394 | $29.6M | Reduce -3.1% |
| XLI SS Industrial Select Sector | 0.66% | 172,598 | $27.9M | Add +412.7% |
| ESGU iShares ESG Aware MSCI USA | 0.62% | 186,049 | $26.3M | Reduce -0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.61% | 54,129 | $25.9M | Reduce -1.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.61% | 312,333 | $25.8M | Add +20.5% |
| IAU iShares Gold Trust | 0.58% | 277,084 | $24.4M | Reduce -6.5% |
| META Meta Platforms Inc. Class A | 0.58% | 42,650 | $24.4M | Reduce -8.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.57% | 123,156 | $24.2M | Add +43.2% |
| IVE iShares S&P 500 Value ETF | 0.56% | 112,776 | $23.8M | Add +17.2% |
| IEMG iShares Core MSCI Emerging | 0.56% | 339,108 | $23.7M | Add +1.4% |
| XOM Exxon Mobil Corp. | 0.54% | 135,616 | $23.0M | Reduce -12.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.54% | 39,218 | $22.6M | Reduce -3.5% |
| LLY Eli Lilly & Co. | 0.53% | 24,538 | $22.6M | Add +16.1% |
| GDX Vaneck Gold Miners ETF | 0.53% | 244,754 | $22.5M | Add +150.8% |
| IVW iShares S&P 500 Growth ETF | 0.53% | 198,523 | $22.5M | Add +1.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.53% | 246,647 | $22.3M | Add +0.6% |
| XLV SS Health Care Select Sector | 0.50% | 144,223 | $21.1M | Reduce -20.6% |
| BIV Vanguard Intermediate-Term B | 0.50% | 273,821 | $21.1M | Add +29.0% |
| QUAL iShares MSCI USA Quality Fac | 0.50% | 109,396 | $21.0M | Reduce -10.0% |
| COST Costco Wholesale Corp. | 0.48% | 20,494 | $20.4M | Add +4.5% |
| EFV iShares MSCI Eafe Value ETF | 0.48% | 271,794 | $20.2M | Reduce -1.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.47% | 44,999 | $19.7M | Add +21.9% |
| IWD iShares Russell 1000 Value E | 0.46% | 90,636 | $19.4M | Reduce -1.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.45% | 239,253 | $18.8M | Add +18.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.43% | 314,927 | $18.3M | Add +6.5% |
| PULS Pgim Ultra Short Bond ETF | 0.43% | 366,292 | $18.1M | Add +7.3% |
| SSXU Day Hagan Smart Sector Inter filed as STRATEGY SHS | 0.42% | 517,363 | $17.8M | Reduce -4.6% |
| CSCO Cisco Systems Inc. | 0.42% | 228,674 | $17.7M | Reduce -1.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 55,099 | $17.7M | Reduce -18.2% |
| LRCX Lam Research Corp. | 0.42% | 82,687 | $17.7M | Add +2.8% |
| FBND Fidelity Total Bond ETF | 0.42% | 387,094 | $17.7M | Add +15.9% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.41% | 159,380 | $17.4M | Add +8.9% |
| CVX Chevron Corp. | 0.41% | 83,646 | $17.3M | Reduce -7.1% |
| V Visa Inc. Class A | 0.41% | 56,770 | $17.2M | Reduce -1.5% |
| BSJR Invesco Bulletshares 2027 HY | 0.41% | 766,470 | $17.1M | Add +74.0% |
| FPE FT-Preferred Secur & Inc. ETF | 0.39% | 924,872 | $16.4M | Add +23.3% |
| RTX RTX Corp. | 0.37% | 81,923 | $15.8M | Add +2.8% |
| IWR iShares Russell Mid-Cap ETF | 0.36% | 158,126 | $15.4M | Reduce -0.8% |
| ABBV Abbvie Inc. | 0.35% | 68,818 | $15.0M | Add +62.5% |
| MRK Merck & Co. Inc. | 0.35% | 124,075 | $14.9M | Add +5.0% |
| WFC Wells Fargo & Co. | 0.34% | 183,114 | $14.6M | Reduce -8.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.33% | 174,457 | $13.9M | Add +10.2% |
| JNJ Johnson & Johnson | 0.33% | 56,584 | $13.8M | Reduce -0.7% |
| VNQ Vanguard Real Estate ETF | 0.32% | 151,010 | $13.4M | Reduce -1.3% |
| SSFI Day Hagan SS Fix in ETF-Usdi filed as STRATEGY SHS | 0.32% | 626,981 | $13.4M | Add +4.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 49,679 | $13.0M | Add +2.7% |
| ITOT iShares Core S&P Total U.S. | 0.29% | 86,958 | $12.4M | Reduce -1.8% |
| IVLU iShares MSCI International V | 0.29% | 310,270 | $12.3M | Add +0.7% |
| XLE SS Energy Select Sector | 0.29% | 198,687 | $12.2M | Reduce -23.4% |
| WMT Walmart Inc. | 0.28% | 94,515 | $11.7M | Reduce -1.5% |
| C Citigroup Inc. | 0.28% | 103,244 | $11.7M | Add +0.2% |
| BSJS Invesco Bulletshares 2028 HY | 0.27% | 529,399 | $11.5M | New |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.27% | 235,371 | $11.5M | Reduce -0.4% |
| CGCP Cap Group Core Plus Income | 0.26% | 492,684 | $11.0M | Add +13.2% |
| NEE Nextera Energy Inc. | 0.25% | 114,078 | $10.6M | Reduce -3.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.25% | 210,798 | $10.5M | Add +7.5% |
| HD Home Depot Inc. | 0.25% | 31,489 | $10.4M | Reduce -7.0% |
| UNP Union Pacific Corp. | 0.24% | 42,451 | $10.3M | Add +6.5% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.24% | 102,025 | $10.3M | Add +9.3% |
| SCHF Schwab Intl Equity ETF | 0.24% | 413,682 | $10.2M | Add +47.5% |
| PLTR Palantir Technologies Inc. Class A | 0.24% | 68,662 | $10.0M | Reduce -25.4% |
| VOO Vanguard S&P 500 ETF | 0.24% | 16,630 | $9.9M | Reduce -9.5% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.23% | 53,709 | $9.9M | Add +7.8% |
| CIBR First Trust Nasdaq Cybersecu | 0.23% | 157,780 | $9.9M | Add +0.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.23% | 88,493 | $9.9M | Reduce -3.3% |
| XLC SS Comm Select Sector SPDR | 0.23% | 88,851 | $9.8M | Reduce -58.3% |
| CAT Caterpillar Inc. | 0.23% | 13,720 | $9.7M | Reduce -33.5% |
| NFLX Netflix Inc. | 0.23% | 100,772 | $9.7M | Add +23.3% |
| BMY Bristol-Myers Squibb Co. | 0.22% | 153,986 | $9.3M | Add +17.6% |
| VWO Vanguard Ftse Emerging Marke | 0.22% | 170,674 | $9.2M | Add +1.5% |
| VRP Invesco Variable Rate Prefer | 0.22% | 383,416 | $9.2M | Reduce -8.0% |
| EOG EOG Resources Inc. | 0.22% | 63,398 | $9.2M | Reduce -36.4% |
| ETN Eaton Corp. PLC | 0.22% | 25,624 | $9.2M | Reduce -7.7% |
| BLK BlackRock Inc. | 0.22% | 9,480 | $9.1M | Reduce -18.1% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $180K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 118 | $136K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 37 | $44K | New |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 16,320 | $114 | Add +6.7% |
Lines left out (2) · $20 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| BBAX JPMorgan Betabuilders Develo | BETA DEVE EX ETF | 0 | $18 |
| NUBD Nuveen ESG US Aggregate Bond | NUVEEN ESG US | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.2B.
Portfolio Sells Q4 2025 → Q1 2026
| CHYM Chime Financial Inc. Class A | Reduce -44.4% | 1.26% | −1.89 |
| IVV iShares Core S&P 500 ETF | Reduce -23.5% | 1.53% | −0.63 |
| XLY SS Consumer Disc Select Sect | Reduce -69.6% | 0.19% | −0.51 |
| XLC SS Comm Select Sector SPDR | Reduce -58.3% | 0.23% | −0.38 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -4.0% | 4.16% | −0.30 |
| UPS United Parcel Service Class B | Reduce -74.0% | 0.08% | −0.25 |
| BSJQ Invesco Bulletshares 2026 HY | Reduce -52.2% | 0.19% | −0.22 |
| XLV SS Health Care Select Sector | Reduce -20.6% | 0.50% | −0.19 |
| META Meta Platforms Inc. Class A | Reduce -8.1% | 0.58% | −0.17 |
| PLTR Palantir Technologies Inc. Class A | Reduce -25.4% | 0.24% | −0.16 |
| GLD SPDR Gold Shares | Reduce -19.6% | 0.84% | −0.15 |
| AVGO Broadcom Inc. | Reduce -1.1% | 0.90% | −0.15 |
| SSUS Day Hagan Smart Sector ETF | Reduce -3.0% | 1.23% | −0.14 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -18.2% | 0.42% | −0.13 |
| ACN Accenture PLC Class A | Reduce -25.0% | 0.15% | −0.13 |
| IWF iShares Russell 1000 Growth | Reduce -3.1% | 0.70% | −0.13 |
| WFC Wells Fargo & Co. | Reduce -8.0% | 0.34% | −0.11 |
| JPM JPMorgan Chase & Co. | Reduce -1.5% | 0.72% | −0.11 |
| IJR iShares Core S&P Small-Cap E | Reduce -11.9% | 0.72% | −0.10 |
| BKNG Booking Holdings Inc. | Reduce -53.6% | 0.05% | −0.09 |
| QUAL iShares MSCI USA Quality Fac | Reduce -10.0% | 0.50% | −0.09 |
| CTRA Coterra Energy Inc. | Reduce -53.9% | 0.14% | −0.09 |
| BND Vanguard Total Bond Market | Reduce -54.6% | 0.07% | −0.09 |
| V Visa Inc. Class A | Reduce -1.5% | 0.41% | −0.09 |
| BLK BlackRock Inc. | Reduce -18.1% | 0.22% | −0.09 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -6.3% | 0.86% | −0.08 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -99.8% | 0.00% | −0.08 |
| BLV Vanguard Long-Term Bond ETF | Reduce -99.1% | 0.00% | −0.08 |
| CRM Salesforce Inc. | Reduce -16.4% | 0.10% | −0.08 |
| BNY Bank of New York Mellon Corp. | Reduce -38.7% | 0.11% | −0.07 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.5% | 0.54% | −0.07 |
| CF CF Industries Holdings Inc. | Reduce -86.1% | 0.02% | −0.07 |
| QCOM Qualcomm Inc. | Reduce -12.4% | 0.12% | −0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -86.8% | 0.01% | −0.07 |
| MA Mastercard Inc. Class A | Reduce -24.5% | 0.11% | −0.06 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -28.7% | 0.11% | −0.06 |
| MGY Magnolia Oil & Gas Corp. Class A | Sold out | 0.00% | −0.06 |
| IMO Imperial Oil Ltd. | Reduce -77.1% | 0.03% | −0.06 |
| ESGU iShares ESG Aware MSCI USA | Reduce -0.7% | 0.62% | −0.06 |
| CAT Caterpillar Inc. | Reduce -33.5% | 0.23% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.1% | 0.61% | −0.06 |
| CNQ Canadian Natural Resources | Sold out | 0.00% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -5.8% | 0.15% | −0.05 |
| FEBM FT Vest US Eq Max Buf Feb | Reduce -97.1% | 0.00% | −0.05 |
| VOO Vanguard S&P 500 ETF | Reduce -9.5% | 0.24% | −0.05 |
| XLF SS Financial Select Sector | Reduce -13.5% | 0.14% | −0.05 |
| BAC Bank of America Corp. | Reduce -0.4% | 0.27% | −0.05 |
| VIGI Vanguard Int Div App Indx FD | Reduce -20.6% | 0.13% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -9.1% | 0.11% | −0.04 |
| JAJL Innovator Edp ETF - 6M Ja | Reduce -75.5% | 0.01% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.86% | +0.86 |
| XLI SS Industrial Select Sector | Add +412.7% | 0.66% | +0.53 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +170.0% | 0.70% | +0.42 |
| GDX Vaneck Gold Miners ETF | Add +150.8% | 0.53% | +0.33 |
| BSJS Invesco Bulletshares 2028 HY | New | 0.27% | +0.27 |
| SBR Sabine Royalty Trust | New | 0.19% | +0.19 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +43.2% | 0.57% | +0.17 |
| BSJR Invesco Bulletshares 2027 HY | Add +74.0% | 0.41% | +0.16 |
| VTIP Vanguard Short-Term Tips | Add +1151.9% | 0.16% | +0.15 |
| VEA Vanguard Ftse Developed ETF | Add +26.9% | 0.72% | +0.15 |
| NXPI NXP Semiconductors NV | New | 0.13% | +0.13 |
| PLD Prologis Inc. | New | 0.12% | +0.12 |
| TTE Totalenergies SE | New | 0.12% | +0.12 |
| ABBV Abbvie Inc. | Add +62.5% | 0.35% | +0.12 |
| MAA Mid-America Apartment Comm | New | 0.10% | +0.10 |
| WPC WP Carey Inc. | New | 0.10% | +0.10 |
| XLB SS Materials Select Sector | Add +123.2% | 0.17% | +0.10 |
| SCHD Schwab US DVD Equity ETF | Add +693.4% | 0.11% | +0.10 |
| GDXJ Vaneck Junior Gold Miners | Add +286.5% | 0.13% | +0.10 |
| BIV Vanguard Intermediate-Term B | Add +29.0% | 0.50% | +0.10 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +18.3% | 0.45% | +0.09 |
| SHY iShares 1-3 Year Treasury Bo | Add +20.5% | 0.61% | +0.09 |
| AEM Agnico Eagle Mines Ltd. | Add +199.6% | 0.12% | +0.08 |
| O Realty Income Corp. | New | 0.08% | +0.08 |
| BUYW Main Buywrite ETF | Add +247.8% | 0.12% | +0.08 |
| LRCX Lam Research Corp. | Add +2.8% | 0.42% | +0.08 |
| SCHP Schwab U.S. Tips ETF | New | 0.08% | +0.08 |
| SCHF Schwab Intl Equity ETF | Add +47.5% | 0.24% | +0.08 |
| TOL Toll Brothers Inc. | New | 0.08% | +0.08 |
| B Barrick Mining Corp. | Add +426.4% | 0.09% | +0.07 |
| ACWX iShares MSCI Acwi Ex US ETF | Add +1174.3% | 0.08% | +0.07 |
| GOVT iShares US Treasury Bond ETF | Add +203.5% | 0.11% | +0.07 |
| COST Costco Wholesale Corp. | Add +4.5% | 0.48% | +0.07 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.07% | +0.07 |
| AMGN Amgen Inc. | Add +4.6% | 0.83% | +0.07 |
| CMCSA Comcast Corp. Class A | Add +72.5% | 0.18% | +0.07 |
| AU Anglogold Ashanti PLC | Add +60.7% | 0.15% | +0.07 |
| PDBC Invesco Optimum Yield Divers | Add +129.0% | 0.10% | +0.07 |
| IVE iShares S&P 500 Value ETF | Add +17.2% | 0.56% | +0.07 |
| NNN NNN REIT Inc. | New | 0.07% | +0.07 |
| BSV Vanguard Short-Term Bond ETF | Add +65.7% | 0.16% | +0.06 |
| REXR Rexford Industrial Realty Inc. | New | 0.06% | +0.06 |
| AMT American Tower Corp. | New | 0.06% | +0.06 |
| GFI Gold Fields Ltd.-Spons ADR | Add +535.4% | 0.07% | +0.06 |
| AVEM Avantis Emerging Markets Eq | Add +35.4% | 0.21% | +0.06 |
| CRT Cross Timbers Royalty Trust | New | 0.06% | +0.06 |
| FPE FT-Preferred Secur & Inc. ETF | Add +23.3% | 0.39% | +0.05 |
| XJAN FT Vest Enh Mod Buff - Jan | Add +342.8% | 0.07% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +2.7% | 0.15% | +0.05 |
| CTAS Cintas Corp. | Add +462.4% | 0.07% | +0.05 |
Options Activity Q4 2025 → Q1 2026
| Call SPY @ $515.0 Exp Dec 18, 2026 | call | Sold out | 8,900 | $1.7Mbefore exit |
| Call SPY @ $520.0 Exp Dec 18, 2026 | call | Sold out | 8,000 | $1.5Mbefore exit |
| Call SPY @ $560.0 Exp Dec 18, 2026 | call | Sold out | 5,800 | $879Kbefore exit |
| Call SPY @ $570.0 Exp Dec 18, 2026 | call | Sold out | 5,200 | $744Kbefore exit |
| Call SPY @ $525.0 Exp Dec 18, 2026 | call | Sold out | 2,500 | $455Kbefore exit |
| Call SPY @ $565.0 Exp Dec 18, 2026 | call | Sold out | 2,400 | $354Kbefore exit |
| Call SPY @ $585.0 Exp Dec 18, 2026 | call | Sold out | 2,500 | $327Kbefore exit |
| Call SPY @ $555.0 Exp Dec 18, 2026 | call | Sold out | 1,400 | $218Kbefore exit |
| Call SPY @ $605.0 Exp Dec 18, 2026 | call | Sold out | 1,900 | $217Kbefore exit |
| Call SPY @ $540.0 Exp Dec 18, 2026 | call | Sold out | 1,200 | $203Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 118 | $136K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 37 | $44K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +6.7% | 16,320 | $114 |
| BBAX JPMorgan Betabuilders Develo | BETA DEVE EX ETF | New | 0 | $18 |
| NUBD Nuveen ESG US Aggregate Bond | NUVEEN ESG US | New | 0 | $2 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,584 | $4.8B | BIL, AAPL, XLK, IVV, SSUS |
| Q1 2026 | 1,497 | $4.2B | BIL, AAPL, XLK, NVDA, IVV |
| Q4 2025 | 987 | $4.1B | BIL, AAPL, CHYM, XLK, IVV |
| Q3 2025 | 965 | $3.9B | BIL, AAPL, XLK, MSFT, IVV |
| Q2 2025 | 822 | $2.8B | BIL, AAPL, XLK, MSFT, NVDA |
| Q1 2025 | 786 | $2.6B | BIL, AAPL, IVV, MSFT, BILS |
| Q4 2024 | 753 | $2.6B | BIL, AAPL, IVV, MSFT, XLK |
| Q3 2024 | 613 | $1.9B | AAPL, MSFT, XLK, NVDA, IJR |
| Q2 2024 | 1,922 | $1.8B | AAPL, MSFT, XLK, NVDA, AMGN |
| Q1 2024 | 594 | $1.7B | MSFT, AAPL, XLK, IJR, VO |