Ausdal Financial Partners, Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 12, 2024), Ausdal Financial Partners, Inc. reported 464 stock positions worth $860.6 million. Its top holding was iShares 0-1 Year Treasury Bo (SHV) at 9.0% of the portfolio, followed by Schwab US DVD Equity ETF (SCHD, 3.1%) and Caterpillar (CAT, 2.9%). Compared with Q4 2023, it opened 36 new positions, sold out of 25, added to 216 and reduced 194. The biggest buy was Wisdomtree Floating Rate Tre (USFR, shares +302%) and the biggest sale iShares MSCI Acwi ETF (ACWI, shares −31%).

Most Recent 13F
Q2 2026
Location
Davenport, IA
CIK
0001667146
Portfolio Value
$860.6M (Q1 2024)
SEC Filing
0001172661-24-001833 ↗ filed Apr 12, 2024

Holdings Value

0$1.0B$2.0B$3.0B Q1 2024: $860.6M $860.6M Q1 2024 Q2 2024: $936.3M Q2 2024 Q3 2024: $960.2M Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.5B Q2 2025 Q3 2025: $2.1B Q3 2025 Q4 2025: $2.2B Q4 2025 Q1 2026: $2.2B Q1 2026 Q2 2026: $2.6B Q2 2026

Holdings 464 stocks · $860.6M

SHV iShares 0-1 Year Treasury Bo 8.96% 697,803 $77.1M Add +2.0%
SCHD Schwab US DVD Equity ETF 3.06% 326,754 $26.3M Add +7.2%
CAT Caterpillar Inc. 2.92% 68,652 $25.2M Reduce -1.8%
ACWI iShares MSCI Acwi ETF 2.64% 206,688 $22.8M Reduce -30.8%
SPYM Ste STR SPDR PT S&P 500 ETF 2.21% 309,591 $19.0M Reduce -13.0%
SPDW Ste STR SPDR PT DW Eu ETF 1.82% 436,727 $15.7M Reduce -0.3%
IWP iShares Russell Mid-Cap Grow 1.81% 136,254 $15.6M Reduce -4.6%
AAPL Apple Inc. 1.71% 85,581 $14.7M Reduce -1.6%
SCHG Schwab US Large-Cap Growth 1.62% 150,718 $14.0M Add +3.5%
BIL SS SPDR BB 1-3M T-Bill ETF 1.49% 139,388 $12.8M Add +4.8%
QQQ Invesco QQQ Trust Series 1 1.36% 26,303 $11.7M Add +6.3%
FTCS First Trust Capital Strength 1.30% 130,699 $11.2M Add +1.8%
MSFT Microsoft Corp. 1.25% 25,594 $10.8M Add +0.8%
USFR Wisdomtree Floating Rate Tre 1.04% 178,084 $9.0M Add +301.9%
IWB iShares Russell 1000 ETF 1.02% 30,356 $8.7M Reduce -5.1%
MUB iShares National Muni Bond E 1.01% 80,429 $8.7M Reduce -0.1%
IWM iShares Russell 2000 ETF 0.99% 40,627 $8.5M Reduce -0.4%
AGG iShares Core U.S. Aggregate 0.99% 87,055 $8.5M Add +4.5%
VEA Vanguard Ftse Developed ETF 0.83% 142,688 $7.2M Add +1.3%
FVD First Trust Value Line DVD 0.83% 168,628 $7.1M Add +4.4%
SCHM Schwab US Mid Cap ETF 0.82% 86,430 $7.0M Reduce -0.9%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.79% 27,090 $6.8M Add +14.0%
CORP PIMCO Inv Grade Corp. BD ETF 0.76% 68,059 $6.5M Add +2.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.75% 18,699 $6.4M Add +6.9%
IVV iShares Core S&P 500 ETF 0.74% 12,122 $6.4M Reduce -5.2%
SHY iShares 1-3 Year Treasury Bo 0.70% 73,227 $6.0M Add +110.7%
ABBV Abbvie Inc. 0.67% 31,814 $5.8M Reduce -1.9%
AFGR First Trust Active Factor La 0.64% 198,813 $5.5M Add +0.1%
AMZN Amazon.com Inc. 0.63% 30,037 $5.4M Reduce -1.6%
SCHA Schwab US Small-Cap ETF 0.62% 109,202 $5.4M Add +0.8%
NVDA Nvidia Corp. 0.62% 5,878 $5.3M Add +25.8%
YEAR AB Ultra Short Income ETF filed as AB ACTIVE ETFS INC 0.62% 104,830 $5.3M Reduce -24.4%
VGT Vanguard Info Tech ETF 0.61% 10,071 $5.3M Add +1.1%
SPYG SS SPDR P S&P 500 Growth ETF 0.60% 70,925 $5.2M Add +20.1%
AVLV Avantis US Large Cap Value 0.59% 78,918 $5.1M Add +1.0%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.56% 25,194 $4.8M Add +0.3%
FTSM First Trust Enh Short Mat FD 0.54% 78,578 $4.7M Add +47.5%
VTI VG Morningstar TS MKT ETF-US 0.52% 17,178 $4.5M Add +1.9%
TSLA Tesla Inc. 0.52% 25,352 $4.5M Reduce -4.5%
VGK Vanguard Ftse Europe ETF 0.52% 66,149 $4.5M Add +2.9%
SPIB SS SPDR P Int C Corp. ETF 0.51% 133,956 $4.4M Add +2.2%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.50% 18,065 $4.3M Add +9.3%
QQEW First TR Nasdaq-100 Sel Eq 0.49% 34,023 $4.2M Add +1.2%
V Visa Inc. Class A 0.48% 14,846 $4.1M Reduce -0.9%
FIXD First Trust Smith Opportunis 0.48% 94,184 $4.1M Add +7.7%
NOBL Proshares S&P 500 Dividend A 0.47% 39,941 $4.1M Add +56.7%
SPYV SS SPDR P S&P 500 Value ETF 0.46% 79,799 $4.0M Add +36.7%
MINT PIMCO Enhanced Short Maturit 0.46% 39,578 $4.0M Reduce -61.6%
DE Deere & Co. 0.45% 9,488 $3.9M Reduce -4.7%
SPMD SS SPDR P S&P 400 Midcap ETF 0.45% 73,025 $3.9M Add +0.7%
IEMG iShares Core MSCI Emerging 0.44% 73,660 $3.8M Reduce -8.6%
BKLN Invesco Senior Loan ETF 0.43% 173,786 $3.7M Reduce -3.0%
VXUS Vanguard Total Intl Stock 0.42% 59,784 $3.6M Add +2.7%
VYM Vanguard High DVD Yield ETF 0.41% 29,511 $3.6M Add +1.8%
SPY SS SPDR S&P 500 ETF Trust-US 0.41% 6,747 $3.5M Add +3.9%
BRK.B Berkshire Hathaway Inc. Class B 0.41% 8,386 $3.5M Reduce -0.3%
SPSM SS SPDR P S&P 600 Small Cap 0.41% 81,525 $3.5M Add +0.7%
SPLV Invesco S&P 500 Low Volatili 0.41% 53,123 $3.5M Reduce -7.7%
BND Vanguard Total Bond Market 0.40% 47,823 $3.5M Reduce -1.9%
DGRW Wisdomtree U.S. Quality Divi 0.40% 45,574 $3.5M Add +4.3%
SCHX Schwab US Large-Cap ETF 0.40% 55,103 $3.4M Add +10.4%
GOOGL Alphabet Inc. Class A 0.39% 22,489 $3.4M Reduce -0.7%
GOOG Alphabet Inc. Class C 0.39% 22,220 $3.4M Reduce -8.8%
XLE SS Energy Select Sector 0.38% 34,852 $3.3M Add +1.6%
VB Vanguard Most SM-Cap ETF-Usd 0.38% 14,323 $3.3M Add +3.4%
VIG Vanguard Dividend Apprec ETF 0.37% 17,375 $3.2M Add +13.3%
QTEC First Trust Nasdq 100 Tech I 0.36% 16,400 $3.1M Add +0.4%
GLD SPDR Gold Shares 0.36% 15,077 $3.1M Reduce -1.8%
AVEM Avantis Emerging Markets Eq 0.36% 53,274 $3.1M Add +12.1%
PHYS Sprott Physical Gold Trust 0.36% 178,019 $3.1M Reduce -40.6%
VOO Vanguard S&P 500 ETF 0.36% 6,401 $3.1M Add +6.4%
AVDE Avantis International Equity 0.35% 47,168 $3.0M Add +3.6%
ONEV SS SPDR R1000 Lo Vol Foc ETF 0.35% 24,208 $3.0M Reduce -0.8%
RSP Invesco S&P 500 Equal Weight 0.34% 17,093 $2.9M Add +32.4%
SMH Vaneck Semiconductor ETF 0.33% 12,640 $2.8M Add +1.0%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.33% 12,003 $2.8M Add +4.6%
PAVE Global X US Infrastructure 0.33% 70,959 $2.8M Add +2.7%
XOM Exxon Mobil Corp. 0.32% 24,053 $2.8M Reduce -0.2%
FMB First Trust Managed Municipa 0.32% 53,771 $2.8M Add +7.4%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.32% 77,347 $2.8M Add +57.2%
SCHP Schwab U.S. Tips ETF 0.31% 51,063 $2.7M Reduce -4.8%
EMXC iShares MSCI Emr MRK Ex Chna 0.31% 45,818 $2.6M Reduce -8.1%
META Meta Platforms Inc. Class A 0.30% 5,337 $2.6M Reduce -1.6%
LLY Eli Lilly & Co. 0.30% 3,277 $2.5M Add +0.9%
PFF iShares Preferred & Income S 0.29% 78,205 $2.5M New
DFAI Dimensional International Co. 0.29% 82,285 $2.5M Add +13.8%
IAU iShares Gold Trust 0.28% 57,387 $2.4M Add +2.5%
SOXX iShares Semiconductor ETF 0.28% 10,625 $2.4M Add +1.0%
FAAR First Trust Alt Abs Ret ETF 0.28% 82,463 $2.4M Add +24.9%
FTRI First Trust Indxx Global Nat 0.28% 178,517 $2.4M Add +40.3%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.27% 72,568 $2.4M Add +5.8%
CALF PCR US SM CP CSH CWS ETF-Usd 0.27% 47,037 $2.3M Add +403.1%
DLN Wisdomtree US Largecap Divid 0.27% 31,590 $2.3M Reduce -1.2%
SCHE Schwab Emrg Mrkts Eqty ETF 0.26% 89,715 $2.3M Add +5.9%
ARKK ARK Innovation ETF 0.26% 44,920 $2.2M Reduce -2.7%
XLB SS Materials Select Sector 0.26% 24,205 $2.2M Reduce -4.7%
PDBC Invesco Optimum Yield Divers 0.26% 158,895 $2.2M Add +72.4%
MCD McDonald's Corp. 0.25% 7,762 $2.2M Reduce -6.8%
SCHB Schwab US Broad Market ETF 0.25% 35,680 $2.2M Add +1.1%
ACWV iShares MSCI Global Min Vol 0.25% 20,520 $2.2M Add +1.1%

Show all 464 holdings

Options reported separately and not counted above: AI puts ($406K), MARA puts ($226K), ACHR calls ($74K).

Other holdings (2): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
LLAPW Terran Orbital Corp. -CW28 *W EXP 03/25/202 39,045$6KReduce -34.7%
BENFW Beneficient Co. Group -28 *W EXP 06/07/202 10,000$71No change

Total filed on the 13F, all lines: $860.6M.

Portfolio Sells Q4 2023 → Q1 2024

ACWI iShares MSCI Acwi ETF Reduce -30.8% 2.64% −1.11
MINT PIMCO Enhanced Short Maturit Reduce -61.6% 0.46% −0.81
VGSH Vanguard Short-Term Treasury Reduce -95.7% 0.03% −0.63
TLT iShares 20+ Year Treasury BD Reduce -90.8% 0.03% −0.38
AAPL Apple Inc. Reduce -1.6% 1.71% −0.37
IEF iShares 7-10 Year Treasury B Reduce -91.5% 0.03% −0.36
TSLA Tesla Inc. Reduce -4.5% 0.52% −0.30
FSCO FS Credit Opportunities Corp. Reduce -63.4% 0.15% −0.27
YEAR AB Ultra Short Income ETF Reduce -24.4% 0.62% −0.25
SPYM Ste STR SPDR PT S&P 500 ETF Reduce -13.0% 2.21% −0.25
PHYS Sprott Physical Gold Trust Reduce -40.6% 0.36% −0.23
TOTL SS Doubleline TR Tact ETF Reduce -44.0% 0.15% −0.14
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -83.2% 0.02% −0.12
XLP SS Consumer Staples Sel Sect Sold out 0.00% −0.10
CME Cme Group Inc. Sold out 0.00% −0.08
PDI PIMCO Dynamic Income Fund Reduce -50.5% 0.08% −0.08
MUB iShares National Muni Bond E Reduce -0.1% 1.01% −0.07
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -39.1% 0.11% −0.07
IEMG iShares Core MSCI Emerging Reduce -8.6% 0.44% −0.06
ETF MANAGERS TR Sold out 0.00% −0.06
MCD McDonald's Corp. Reduce -6.8% 0.25% −0.05
ADBE Adobe Inc. Reduce -9.4% 0.12% −0.05
JPST JPMorgan Ultra-Short Income Sold out 0.00% −0.05
SDG Ish MSCI Glob Sust Deve Goal Reduce -37.6% 0.06% −0.05
BKLN Invesco Senior Loan ETF Reduce -3.0% 0.43% −0.04
VONG Vanguard Russell 1000 Growth Reduce -41.5% 0.06% −0.04
BND Vanguard Total Bond Market Reduce -1.9% 0.40% −0.04
DE Deere & Co. Reduce -4.7% 0.45% −0.04
SPLV Invesco S&P 500 Low Volatili Reduce -7.7% 0.41% −0.04
EFAV iShares MSCI Eafe Min Vol Fa Reduce -12.5% 0.20% −0.04
QUAL iShares MSCI USA Quality Fac Reduce -19.6% 0.21% −0.04
IWP iShares Russell Mid-Cap Grow Reduce -4.6% 1.81% −0.04
ARKK ARK Innovation ETF Reduce -2.7% 0.26% −0.04
TBLL Invesco Short Term Treasury Sold out 0.00% −0.04
XMLV Invesco S&P Midcap Low Volat Sold out 0.00% −0.04
SCHP Schwab U.S. Tips ETF Reduce -4.8% 0.31% −0.04
HNDL Nasdaq 7 Handl Index ETF Sold out 0.00% −0.04
EMXC iShares MSCI Emr MRK Ex Chna Reduce -8.1% 0.31% −0.04
SCHO Schwab Short-Term US Treas Reduce -11.7% 0.16% −0.03
XSLV Invesco S&P Smallcap Low Vol Sold out 0.00% −0.03
KRBN KS Global Carbon Stratgy ETF Sold out 0.00% −0.03
HYMB SS SPDR N Ice HY Muni ETF Reduce -16.4% 0.13% −0.03
GOOG Alphabet Inc. Class C Reduce -8.8% 0.39% −0.03
EXPE Expedia Group Inc. Sold out 0.00% −0.03
FSK FS KKR Capital Corp. Reduce -4.8% 0.17% −0.03
SRLN SS Blackstone Sr Loan ETF Reduce -28.3% 0.06% −0.03
IDLV Invesco S&P International DE Reduce -31.9% 0.05% −0.03
VIOG Vanguard S&P SM Cap 600 GRW Sold out 0.00% −0.03
FDT First Trust Develp MKT Ex-US Sold out 0.00% −0.03
WBA Walgreens Boots Alliance Inc. Sold out 0.00% −0.03

Portfolio Buys Q4 2023 → Q1 2024

USFR Wisdomtree Floating Rate Tre Add +301.9% 1.04% +0.77
SHY iShares 1-3 Year Treasury Bo Add +110.7% 0.70% +0.34
NVDA Nvidia Corp. Add +25.8% 0.62% +0.33
PFF iShares Preferred & Income S New 0.29% +0.29
CALF PCR US SM CP CSH CWS ETF-Usd Add +403.1% 0.27% +0.21
PTLC Pacer Trendpilot US Large Ca New 0.21% +0.21
SCHD Schwab US DVD Equity ETF Add +7.2% 3.06% +0.19
NOBL Proshares S&P 500 Dividend A Add +56.7% 0.47% +0.17
PFXF Vaneck Pref Sec X-Financials Add +693.1% 0.19% +0.17
VRP Invesco Variable Rate Prefer New 0.15% +0.15
FTSM First Trust Enh Short Mat FD Add +47.5% 0.54% +0.15
PFFV Global X Variable Rate Pref New 0.14% +0.14
DBND Doubleline Oppor Cor BND-Usd New 0.14% +0.14
SCHG Schwab US Large-Cap Growth Add +3.5% 1.62% +0.13
SPYV SS SPDR P S&P 500 Value ETF Add +36.7% 0.46% +0.13
SPYG SS SPDR P S&P 500 Growth ETF Add +20.1% 0.60% +0.13
INFL Horizon Kinetics Infl Benef New 0.13% +0.13
FNDF Schwab Fndmn Intl LRG Co. ETF Add +57.2% 0.32% +0.11
PDBC Invesco Optimum Yield Divers Add +72.4% 0.26% +0.10
QQQ Invesco QQQ Trust Series 1 Add +6.3% 1.36% +0.10
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +14.0% 0.79% +0.10
RSP Invesco S&P 500 Equal Weight Add +32.4% 0.34% +0.08
IJJ iShares S&P Mid-Cap 400 Valu Add +131.6% 0.15% +0.08
VUG Vanguard Mrngstar GR ETF-Sui Add +6.9% 0.75% +0.07
FTRI First Trust Indxx Global Nat Add +40.3% 0.28% +0.07
MSFT Microsoft Corp. Add +0.8% 1.25% +0.07
BMAR Innovator U.S. Equity Buffer New 0.06% +0.06
LLY Eli Lilly & Co. Add +0.9% 0.30% +0.06
UMAR Innovator U.S. Equity Ultra New 0.06% +0.06
COST Costco Wholesale Corp. Add +39.7% 0.20% +0.06
SMH Vaneck Semiconductor ETF Add +1.0% 0.33% +0.06
IQDG Wisdomtree Intl QLTY DVD GRW Add +90.3% 0.13% +0.06
VV Vngrd Mrgstr LRG-Cap ETF-Usd Add +9.3% 0.50% +0.06
FAAR First Trust Alt Abs Ret ETF Add +24.9% 0.28% +0.05
XMMO Invesco S&P Midcap Momentum Add +80.0% 0.10% +0.05
SCHX Schwab US Large-Cap ETF Add +10.4% 0.40% +0.05
FLOT iShares Floating Rate Bond E New 0.05% +0.05
JAAA Janus Henderson Aaa Clo ETF Add +67.8% 0.13% +0.05
AFGR First Trust Active Factor La Add +0.1% 0.64% +0.05
XSMO Invesco S&P Smallcap Momentu Add +67.6% 0.11% +0.05
VIG Vanguard Dividend Apprec ETF Add +13.3% 0.37% +0.05
XJQCX Nuveen Credit Strategies Inc. New 0.04% +0.04
GOF Guggenheim Strategic Opport New 0.04% +0.04
BINC iShares Flex I A ETF-Usd Inc. New 0.04% +0.04
XLF SS Financial Select Sector Add +30.8% 0.15% +0.04
CTAS Cintas Corp. New 0.04% +0.04
NXG NXG Nextgen Infrastr Inc. New 0.04% +0.04
FTGC First Trust Global Tactical Add +31.1% 0.17% +0.04
SHYM iShares Short Duration High New 0.04% +0.04
AVUV Avantis US Small Cap Value Add +24.8% 0.20% +0.04

Options Activity Q4 2023 → Q1 2024

AI C3.AI Inc. Class A put New 15,000 $406K
MARA Mara Holdings Inc. put New 10,000 $226K
ACHR Archer Aviation Inc. Class A call New 16,000 $74K
BBAI Bigbear.ai Holdings Inc. call Sold out 19,000 $41Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024

SURGW Surgepays Inc. -CW24 *W EXP 10/22/202 Sold out 34,870 $73Kbefore exit
LLAPW Terran Orbital Corp. -CW28 *W EXP 03/25/202 Reduce -34.7% 39,045 $6K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 1,028$2.6BSHV, CAT, AAPL, SCHG, QQQ
Q1 2026 963$2.2BUSFR, AAPL, CAT, SHV, SCHG
Q4 2025 940$2.2BAAPL, SHV, SCHG, CAT, NVDA
Q3 2025 922$2.1BAAPL, SHV, SCHG, NVDA, QQQ
Q2 2025 690$1.5BSHV, AAPL, SCHG, SCHD, BIL
Q1 2025 644$1.3BSHV, AAPL, USFR, SCHG, SCHD
Q4 2024 566$1.2BIEF, AAPL, SCHG, SCHD, CAT
Q3 2024 512$960.2MSHV, SCTXX, CAT, SCHD, SPYM
Q2 2024 494$936.3MSHV, SCTXX, ACWI, CAT, SCHD
Q1 2024 464$860.6MSHV, SCHD, CAT, ACWI, SPYM