Austin Private Wealth, LLC

Name: Austin Private Wealth, LLC 13F holdings, Q3 2024
Creator: Austin Private Wealth, LLC
Published: 2024-10-30

Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), Austin Private Wealth, LLC reported 233 stock positions worth $1.0 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 12.2% of the portfolio, followed by iShares MSCI USA Quality Fac (QUAL, 7.3%) and Vanguard Russell 1000 (VONE, 7.3%). Compared with Q2 2024, it opened 22 new positions, sold out of 15, added to 121 and reduced 81. The biggest buy was iShares MSCI Eafe Value ETF (EFV, shares +174%) and the biggest sale an exit from Isha Curr Hedged MSCI Eafe (HEFA).

Most Recent 13F: Q4 2025
Location: Austin, TX
CIK: 0001800328
Portfolio Value: $1.0B (Q3 2024)
SEC Filing: 0001172661-24-004415 ↗ filed Oct 30, 2024

Holdings Value

Holdings 233 stocks · $1.0B


SPYM Ste STR SPDR PT S&P 500 ETF	12.23%	1,839,703	$124.2M	Reduce -1.2%
QUAL iShares MSCI USA Quality Fac	7.33%	415,220	$74.4M	Add +6.0%
VONE Vanguard Russell 1000	7.30%	285,157	$74.2M	Reduce -4.0%
IVW iShares S&P 500 Growth ETF	5.37%	570,025	$54.6M	Add +1.6%
EFG iShares MSCI Eafe Growth ETF	5.06%	476,986	$51.3M	Reduce -0.5%
DYNF Ishrs US E F R A ETF-Usd Inc.	4.66%	955,655	$47.3M	Add +10.2%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	4.48%	966,484	$45.5M	Add +39.2%
EFV iShares MSCI Eafe Value ETF	4.15%	733,115	$42.2M	Add +173.9%
MUB iShares National Muni Bond E	3.34%	312,121	$33.9M	Reduce -4.2%
BIV Vanguard Intermediate-Term B	2.76%	358,103	$28.1M	Reduce -1.9%
IVE iShares S&P 500 Value ETF	2.67%	137,327	$27.1M	Add +10.8%
VEA Vanguard Ftse Developed ETF	2.65%	508,999	$26.9M	Reduce -3.5%
SCHZ Schwab US Aggregate Bond ETF	2.50%	534,280	$25.4M	Add +5.5%
EMXC iShares MSCI Emr MRK Ex Chna	2.09%	347,044	$21.2M	Add +56.6%
IWB iShares Russell 1000 ETF	1.86%	60,220	$18.9M	Reduce -1.0%
IYW iShares Ustechnology ETF	1.86%	124,298	$18.8M	Reduce -7.0%
AAPL Apple Inc.	1.76%	76,527	$17.8M	Add +0.5%
MBB iShares MBS ETF	1.49%	158,211	$15.2M	Add +5.9%
VWO Vanguard Ftse Emerging Marke	1.43%	302,881	$14.5M	Reduce -1.6%
SPSM SS SPDR P S&P 600 Small Cap	1.33%	296,928	$13.5M	Reduce -7.2%
TLT iShares 20+ Year Treasury BD	1.27%	131,121	$12.9M	Add +47.3%
SCZ iShares MSCI Eafe Small-Cap	1.16%	173,436	$11.7M	Reduce -3.9%
NVDA Nvidia Corp.	1.03%	86,282	$10.5M	Add +7.4%
IEMG iShares Core MSCI Emerging	0.97%	171,083	$9.8M	Reduce -36.4%
MSFT Microsoft Corp.	0.93%	21,947	$9.4M	Add +0.6%
BINC iShares Flex I A ETF-Usd Inc.	0.87%	164,362	$8.8M	Add +61.2%
LDUR PIMCO Enhanced Low Duration	0.60%	63,733	$6.1M	Reduce -1.0%
VTWO Vanguard Russell 2000 ETF	0.57%	64,911	$5.8M	Reduce -2.1%
AMZN Amazon.com Inc.	0.56%	30,259	$5.6M	Add +5.6%
SUB iShares Short-Term National	0.53%	50,603	$5.4M	Reduce -4.5%
IFRA iShares US Infrastructure	0.49%	106,605	$5.0M	Add +10.8%
SPY SS SPDR S&P 500 ETF Trust-US	0.48%	8,579	$4.9M	Add +19.1%
XOM Exxon Mobil Corp.	0.46%	40,149	$4.7M	Reduce -1.1%
GOOG Alphabet Inc. Class C	0.34%	20,439	$3.4M	Add +0.1%
SPEM State Street SP PTF Em ETF	0.34%	82,635	$3.4M	Add +18.9%
IVV iShares Core S&P 500 ETF	0.31%	5,505	$3.2M	Add +21.0%
XLSR SS US Sector Rotation	0.28%	54,922	$2.8M	Add +5.8%
SPDW Ste STR SPDR PT DW Eu ETF	0.28%	74,865	$2.8M	Reduce -29.1%
GOOGL Alphabet Inc. Class A	0.25%	15,552	$2.6M	Add +4.9%
AVGO Broadcom Inc.	0.24%	14,368	$2.5M	Add +13.8%
FNDX Schwab Fndmntl US LRG Co. ETF	0.24%	34,419	$2.5M	Reduce -5.9%
META Meta Platforms Inc. Class A	0.24%	4,212	$2.4M	Reduce -5.6%
GIGB Goldman Sachs Inv GRD Corp.	0.21%	45,818	$2.2M	Add +2.4%
WDAY Workday Inc. Class A	0.20%	8,459	$2.1M	Add +0.3%
TFI SS SPDR N Ice Muni Bond ETF	0.20%	42,951	$2.0M	Add +44.8%
EMB iShares JP Morgan Usd Emergi	0.19%	20,898	$2.0M	Add +3.0%
LCTU iShares U.S. Carbon Transiti	0.19%	30,868	$1.9M	Reduce -4.7%
JPM JPMorgan Chase & Co.	0.18%	8,852	$1.9M	Add +4.8%
ORCL Oracle Corp.	0.18%	10,521	$1.8M	Reduce -1.2%
VTI VG Morningstar TS MKT ETF-US	0.17%	5,969	$1.7M	Reduce -8.1%
GOVT iShares US Treasury Bond ETF	0.16%	68,273	$1.6M	Add +1.1%
VIG Vanguard Dividend Apprec ETF	0.14%	7,377	$1.5M	Reduce -0.0%
IAU iShares Gold Trust	0.14%	28,590	$1.4M	Add +1.8%
QQQ Invesco QQQ Trust Series 1	0.14%	2,905	$1.4M	Add +1.8%
UNH Unitedhealth Group Inc.	0.14%	2,415	$1.4M	Add +96.2%
ESGU iShares ESG Aware MSCI USA	0.14%	11,154	$1.4M	Reduce -1.0%
WMT Walmart Inc.	0.14%	17,294	$1.4M	Add +5.1%
V Visa Inc. Class A	0.14%	5,019	$1.4M	Add +2.7%
USXF iShares ESG Advance MSCI USA	0.13%	27,617	$1.4M	Add +6.0%
JNJ Johnson & Johnson	0.13%	8,351	$1.4M	Reduce -3.3%
DSI iShares ESG MSCI KLD 400 ETF	0.13%	12,427	$1.4M	Reduce -6.0%
IBTG iShares Ibonds Dec 2026 Term	0.13%	56,572	$1.3M	Add +3.4%
FISR SS Fi Sector Rotation	0.12%	46,673	$1.2M	Add +257.4%
XLK SS Technology Select Sector	0.12%	5,235	$1.2M	Add +53.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.11%	5,225	$1.2M	Add +68.7%
PG The Procter & Gamble Co.	0.11%	6,567	$1.1M	Add +3.0%
IBTF iShares Ibonds Dec 2025 Term	0.11%	47,939	$1.1M	Reduce -3.7%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.11%	34,189	$1.1M	Reduce -1.5%
SUSC iShares ESG Aware Usd Corpor	0.11%	46,094	$1.1M	Add +2.1%
IBTE iShares Ibonds Dec 2024 Term	0.11%	45,310	$1.1M	Reduce -8.8%
AMD Advanced Micro Devices	0.10%	6,352	$1.0M	Add +20.4%
DMXF iShares ESG Advanc MSCI Eafe	0.10%	14,461	$1.0M	Add +20.1%
TSM Taiwan Semiconductor-SP ADR	0.10%	5,969	$1.0M	New
ELV Elevance Health Inc.	0.10%	1,967	$1.0M	No change
IBTH iShares Ibonds Dec 2027 Term	0.10%	44,288	$1.0M	Add +2.4%
TSLA Tesla Inc.	0.10%	3,735	$977K	Reduce -62.3%
CVX Chevron Corp.	0.10%	6,563	$967K	Reduce -13.1%
VOO Vanguard S&P 500 ETF	0.09%	1,789	$944K	Add +50.5%
BRK.B Berkshire Hathaway Inc. Class B	0.09%	1,952	$899K	Reduce -19.0%
IBDT iShares Ibonds Dec 2028 ETF	0.09%	35,006	$894K	Add +7.0%
SPTL SS SPDR PF LNG TRM TSY E-Usd	0.09%	30,297	$881K	Reduce -28.3%
PANW Palo Alto Networks Inc.	0.09%	2,567	$877K	Reduce -0.8%
FNDA Schwab Fndmntl US SM Co. ETF	0.09%	14,566	$868K	Reduce -7.2%
COP Conocophillips	0.08%	7,959	$838K	Add +6.5%
SPMD SS SPDR P S&P 400 Midcap ETF	0.08%	14,753	$807K	Add +7.7%
TXN Texas Instruments Inc.	0.08%	3,871	$800K	Add +0.1%
HD Home Depot Inc.	0.08%	1,958	$794K	Reduce -3.2%
USMV iShares MSCI USA Min Vol Fac	0.08%	8,644	$789K	Reduce -4.3%
IBTI iShares Ibonds Dec 2028 Term	0.08%	34,823	$784K	Reduce -5.5%
MRK Merck & Co. Inc.	0.08%	6,816	$774K	Add +11.2%
ABBV Abbvie Inc.	0.08%	3,917	$773K	Reduce -3.0%
AMGN Amgen Inc.	0.08%	2,381	$767K	Add +131.6%
GWX State Street SPDR S&P Intern	0.07%	22,264	$760K	Add +6.3%
SCHX Schwab US Large-Cap ETF	0.07%	11,028	$748K	Add +9.1%
EBND State Street SPDR Bloomberg	0.07%	34,900	$742K	Add +8.8%
CRM Salesforce Inc.	0.07%	2,676	$732K	Reduce -0.4%
AAL American Airlines Group Inc.	0.07%	64,285	$723K	New
PYPL PayPal Holdings Inc.	0.07%	9,096	$710K	Add +0.3%
MCD McDonald's Corp.	0.07%	2,327	$709K	Reduce -1.6%
PEP Pepsico Inc.	0.07%	4,003	$681K	Add +2.5%
BIL SS SPDR BB 1-3M T-Bill ETF	0.07%	7,391	$679K	Add +55.8%
GLD SPDR Gold Shares	0.07%	2,774	$674K	Add +47.1%
DELL Dell Technologies -C	0.07%	5,684	$674K	Add +218.4%
IJH iShares Core S&P Midcap ETF	0.07%	10,795	$673K	Add +5.1%
ADBE Adobe Inc.	0.07%	1,275	$660K	Reduce -3.2%
SCHD Schwab US DVD Equity ETF	0.06%	7,635	$645K	Add +21.6%
SPSB SS SPDR P St C Corp. ETF	0.06%	21,282	$644K	Add +0.6%
LLY Eli Lilly & Co.	0.06%	717	$635K	Add +3.0%
ISRG Intuitive Surgical Inc.	0.06%	1,264	$621K	Add +40.9%
AFL Aflac Inc.	0.06%	5,483	$613K	Add +0.0%
EMHC SS SPDR BB Em Usd Bond ETF	0.06%	24,397	$613K	Add +1.6%
SRLN SS Blackstone Sr Loan ETF	0.06%	14,381	$601K	Add +2.8%
LMT Lockheed Martin Corp.	0.06%	1,026	$600K	Add +14.4%
INTU Intuit Inc.	0.06%	958	$595K	Add +1.4%
VXUS Vanguard Total Intl Stock	0.06%	8,949	$579K	Add +0.1%
ESGE iShares Inc. iShares ESG Awar	0.06%	15,844	$577K	Add +2.4%
ACN Accenture PLC Class A	0.05%	1,536	$543K	Add +4.4%
SPGP Invesco S&P 500 Garp ETF	0.05%	5,136	$538K	No change
EAGG iShares ESG Aware US Aggrega	0.05%	10,898	$530K	Reduce -12.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.05%	1,854	$522K	Add +1.5%
CAT Caterpillar Inc.	0.05%	1,305	$510K	Add +1.9%
NFLX Netflix Inc.	0.05%	714	$506K	Add +3.6%
MCK McKesson Corp.	0.05%	1,004	$496K	Reduce -8.1%
EUSB Ishr ESG Advn Universal BD-$	0.05%	10,924	$484K	Reduce -2.7%
RTX RTX Corp.	0.05%	3,979	$482K	Reduce -1.9%
PH Parker Hannifin Corp.	0.05%	763	$482K	Reduce -8.0%
ICVT iShares Convertible Bond ETF	0.05%	5,757	$482K	Add +1.1%
VEU Vanguard Ftse All-World Ex-U	0.05%	7,600	$479K	Add +8.5%
AMAT Applied Materials Inc.	0.05%	2,347	$474K	Reduce -5.8%
ZS Zscaler Inc.	0.05%	2,755	$471K	Add +0.6%
QCOM Qualcomm Inc.	0.05%	2,700	$459K	Add +32.4%
DHR Danaher Corp.	0.05%	1,648	$458K	Add +0.9%
IBHD iShares Ibonds 2024 H/Y Inc.	0.04%	19,558	$456K	Add +0.1%
SGOV iShares 0-3 Month Treasury B	0.04%	4,472	$450K	Reduce -26.2%
GD General Dynamics Corp.	0.04%	1,486	$449K	Add +2.1%
WPC WP Carey Inc.	0.04%	7,042	$439K	Reduce -13.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.04%	11,056	$439K	Add +3.3%
TMO Thermo Fisher Scientific Inc.	0.04%	702	$434K	Reduce -2.1%
BLK BlackRock Finance Inc.	0.04%	457	$434K	Reduce -6.7%
PFE Pfizer Inc.	0.04%	14,859	$430K	Reduce -3.8%
SPHY SS SPDR P High Yield ETF	0.04%	17,800	$428K	Reduce -7.7%
MET Metlife Inc.	0.04%	5,074	$419K	Reduce -1.0%
IBHG iShares Ibonds 2027 HY Inc.	0.04%	18,254	$413K	Add +6.4%
MA Mastercard Inc. Class A	0.04%	818	$404K	Add +1.1%
TIPX SS SPDR BB 1-10YR Tips ETF	0.04%	21,262	$403K	Add +21.4%
CSX CSX Corp.	0.04%	11,647	$402K	Add +3.8%
JNK SS SPDR BB High Yield Bond	0.04%	4,088	$400K	Reduce -41.6%
IBHF iShares Ibond 2026 HY & Inc.	0.04%	16,932	$396K	Add +6.7%
SO The Southern Co.	0.04%	4,367	$394K	Reduce -1.5%
T AT&T Inc.	0.04%	17,784	$391K	Add +1.4%
CSCO Cisco Systems Inc.	0.04%	7,326	$390K	Add +0.4%
PRU Prudential Financial Inc.	0.04%	3,187	$386K	Add +4.5%
PSX Phillips 66	0.04%	2,892	$380K	Add +0.1%
MCHP Microchip Technology Inc.	0.04%	4,734	$380K	Add +0.0%
VZ Verizon Communications Inc.	0.04%	8,450	$379K	Add +3.0%
PM Philip Morris International	0.04%	2,968	$360K	Reduce -8.4%
VUG Vanguard Mrngstar GR ETF-Sui	0.04%	930	$357K	No change
IBHE iShares Ibonds 2025 H/Y Inc.	0.04%	15,247	$355K	Add +1.2%
ASML ASML Holding NV-NY Reg SHS	0.03%	423	$352K	Add +4.2%
MMM 3M Co.	0.03%	2,578	$352K	Reduce -19.9%
LCTD iShares World Ex U.S. Carbon	0.03%	7,187	$350K	Add +3.5%
EPD Enterprise Products Partners	0.03%	12,000	$349K	No change
VXF Vanguard Extended Market ETF	0.03%	1,917	$349K	Add +0.2%
IBHH iShares Ibonds 2028 TM HY Inc.	0.03%	14,365	$342K	Add +0.3%
COST Costco Wholesale Corp.	0.03%	385	$341K	Add +0.8%
AOM iShares Core 40/60 Moderate	0.03%	7,521	$339K	Add +0.1%
NOW ServiceNow Inc.	0.03%	377	$337K	Add +0.3%
KO The Coca-Cola Co.	0.03%	4,618	$332K	Reduce -1.1%
IUSV iShares Core S&P U.S. Value	0.03%	3,343	$319K	Add +1.6%
NXPI NXP Semiconductors NV	0.03%	1,329	$319K	Reduce -7.8%
UNP Union Pacific Corp.	0.03%	1,293	$319K	Add +5.5%
TFLO iShares Treasury Floating Ra	0.03%	6,235	$315K	Reduce -7.7%
EFX Equifax Inc.	0.03%	1,071	$315K	Add +0.1%
OEF iShares S&P 100 ETF	0.03%	1,131	$313K	Reduce -0.3%
ETN Eaton Corp. PLC	0.03%	929	$308K	Add +3.7%
VTV Vanguard Mrngstr Val ETF-Aui	0.03%	1,751	$306K	Add +38.8%
ITW Illinois Tool Works	0.03%	1,163	$305K	No change
VB Vanguard Most SM-Cap ETF-Usd	0.03%	1,272	$302K	Reduce -1.4%
ABT Abbott Laboratories	0.03%	2,614	$298K	Add +9.4%
SPTS SS SPDR P St Term TSY ETF	0.03%	10,024	$295K	Reduce -3.6%
SMCI Super Micro Computer Inc.	0.03%	700	$291K	Reduce -46.6%
TGT Target Corp.	0.03%	1,862	$290K	Reduce -6.8%
IBIC iShares Ibonds Oct 2026 TT	0.03%	11,143	$286K	No change
IBIB iShares Ibonds Oct 2025 TT	0.03%	11,213	$285K	No change
MDT Medtronic PLC	0.03%	3,117	$281K	Add +0.5%
PLD Prologis Inc.	0.03%	2,202	$278K	Reduce -4.9%
XLE SS Energy Select Sector	0.03%	3,147	$276K	Add +3.0%
IBND SS SPDR BB Intl Corp. BD ETF	0.03%	9,017	$276K	Reduce -18.2%
MRSH Marsh & McLennan Cos	0.03%	1,235	$276K	Add +3.2%
DOW Dow Inc.	0.03%	4,979	$272K	Add +8.4%
LOW Lowe's Cos Inc.	0.03%	989	$268K	New
UBER Uber Technologies Inc.	0.03%	3,554	$267K	Add +12.3%
IBIA iShares Ibonds Oct 2024 TT	0.03%	10,330	$262K	No change
RWR SS SPDR Dow Jones REIT ETF	0.03%	2,453	$262K	Reduce -21.4%
SCHF Schwab Intl Equity ETF	0.03%	6,319	$260K	Add +11.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.03%	2,174	$256K	Reduce -0.1%
ADP Automatic Data Processing	0.03%	923	$255K	Add +4.4%
FTNT Fortinet Inc.	0.02%	3,252	$252K	New
XEL Xcel Energy Inc.	0.02%	3,796	$248K	Add +0.1%
ZTS Zoetis Inc.	0.02%	1,263	$247K	Reduce -4.7%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP	0.02%	3,417	$246K	Reduce -3.8%
OBDC Blue Owl Capital Corp.	0.02%	16,603	$242K	Add +1.2%
FANG Diamondback Energy Inc.	0.02%	1,389	$239K	Add +18.5%
KMI Kinder Morgan Inc.	0.02%	10,800	$239K	Reduce -3.2%
CYBR Cyberark Software Ltd./Israel	0.02%	815	$238K	Add +6.8%
MSI Motorola Solutions Inc.	0.02%	521	$234K	Reduce -19.2%
FITB Fifth Third Bancorp	0.02%	5,456	$234K	Reduce -8.5%
SPGI S&P Global Inc.	0.02%	451	$233K	New
SPOT Spotify Technology SA	0.02%	630	$232K	New
BDX Becton Dickinson and Co.	0.02%	961	$232K	New
USB US Bancorp	0.02%	4,978	$228K	Reduce -4.0%
CMCSA Comcast Corp. Class A	0.02%	5,404	$226K	Reduce -24.8%
SPTI SS SPDR P Int Term TSY ETF	0.02%	7,731	$225K	Reduce -18.6%
EQIX Equinix Inc.	0.02%	250	$222K	New
AZPN Aspen Technology Inc.	0.02%	917	$219K	New
AEP American Electric Power	0.02%	2,076	$213K	New
GWW WW Grainger Inc. filed as GRAINGER W W INC	0.02%	205	$213K	New
LAMR Lamar Advertising Co. Class A	0.02%	1,560	$208K	New
SHW The Sherwin-Williams Co.	0.02%	538	$205K	New
CFLT Confluent Inc. Class A	0.02%	10,000	$204K	No change
PEG Public Service Enterprise GP	0.02%	2,276	$203K	New
JCI Johnson Controls Internation	0.02%	2,595	$201K	New
INTC Intel Corp.	0.02%	8,386	$197K	Add +7.8%
C Citigroup Inc.	0.02%	2,653	$166K	New
LRCX Lam Research Corp.	0.02%	193	$158K	Add +0.5%
RIVN Rivian Automotive Inc. Class A	0.01%	13,424	$151K	Reduce -31.4%
MS Morgan Stanley	0.01%	1,419	$148K	New
F Ford Motor Co. filed as FORD MTR CO	0.01%	11,628	$123K	New
SILV Silvercrest Metals Inc.	0.01%	10,115	$94K	New
GS Goldman Sachs Group Inc.	0.01%	169	$84K	New
CEG Constellation Energy	0.01%	233	$61K	New
SCTXX Schwab Amt Tax FR MNY-Ultra	0.00%	27,354	$27K	Reduce -3.7%
ARM Arm Holdings PLC-ADR	0.00%	60	$9K	New

Options reported separately and not counted above: COP puts ($2.1M), NVDA puts ($1.9M), AMZN puts ($1.3M), AAPL puts ($1.2M), CEG puts ($936K), SMCI puts ($750K), AMD puts ($722K), ZS puts ($718K), NVDA calls ($607K), ISRG puts ($590K), META calls ($572K), LRCX calls ($571K), and 31 more.

Other holdings (4): bonds, preferreds, convertibles and warrants · $5.5M (not counted above)

Security	Class	Shares / Principal	Value	Change
IBDR iShares Ibonds Dec 2026 Term	IBONDS DEC2026 · principal	66,050	$1.6M	New
IBDQ iShares Ibonds Dec 2025 Term	IBONDS DEC25 ETF · principal	56,609	$1.4M	New
IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	54,641	$1.4M	New
IBDS Ishrs Ibnds Dec 27 Corp. ETF	IBONDS 27 ETF · principal	44,299	$1.1M	New

Total filed on the 13F, all lines: $1.0B.

Portfolio Sells Q2 2024 → Q3 2024


HEFA Isha Curr Hedged MSCI Eafe	Sold out	0.00%	−0.78
SCHP Schwab U.S. Tips ETF	Sold out	0.00%	−0.66
SPYM Ste STR SPDR PT S&P 500 ETF	Reduce -1.2%	12.23%	−0.60
IEMG iShares Core MSCI Emerging	Reduce -36.4%	0.97%	−0.58
VONE Vanguard Russell 1000	Reduce -4.0%	7.30%	−0.56
MUB iShares National Muni Bond E	Reduce -4.2%	3.34%	−0.40
IYW iShares Ustechnology ETF	Reduce -7.0%	1.86%	−0.31
EFG iShares MSCI Eafe Growth ETF	Reduce -0.5%	5.06%	−0.23
BIV Vanguard Intermediate-Term B	Reduce -1.9%	2.76%	−0.18
VEA Vanguard Ftse Developed ETF	Reduce -3.5%	2.65%	−0.16
IBDR iShares Ibonds Dec 2026 Term	Sold out	0.00%	−0.15
TIP iShares Tips Bond ETF	Sold out	0.00%	−0.15
IBDP iShares Ibonds Dec 2024 Term	Sold out	0.00%	−0.15
IBDQ iShares Ibonds Dec 2025 Term	Sold out	0.00%	−0.15
SPDW Ste STR SPDR PT DW Eu ETF	Reduce -29.1%	0.28%	−0.12
TSLA Tesla Inc.	Reduce -62.3%	0.10%	−0.11
SPSM SS SPDR P S&P 600 Small Cap	Reduce -7.2%	1.33%	−0.10
IBDS Ishrs Ibnds Dec 27 Corp. ETF	Sold out	0.00%	−0.10
SMCI Super Micro Computer Inc.	Reduce -46.6%	0.03%	−0.09
IWB iShares Russell 1000 ETF	Reduce -1.0%	1.86%	−0.08
SUB iShares Short-Term National	Reduce -4.5%	0.53%	−0.07
LDUR PIMCO Enhanced Low Duration	Reduce -1.0%	0.60%	−0.05
SCZ iShares MSCI Eafe Small-Cap	Reduce -3.9%	1.16%	−0.04
XOM Exxon Mobil Corp.	Reduce -1.1%	0.46%	−0.04
SPTL SS SPDR PF LNG TRM TSY E-Usd	Reduce -28.3%	0.09%	−0.04
CVX Chevron Corp.	Reduce -13.1%	0.10%	−0.03
JNK SS SPDR BB High Yield Bond	Reduce -41.6%	0.04%	−0.03
IWO iShares Russell 2000 Growth	Sold out	0.00%	−0.03
IWN iShares Russell 2000 Value E	Sold out	0.00%	−0.03
GII State Street SPDR S&P Global	Sold out	0.00%	−0.03
VWO Vanguard Ftse Emerging Marke	Reduce -1.6%	1.43%	−0.02
CWB SS SPDR BB Conv Sec ETF	Sold out	0.00%	−0.02
TWLO Twilio Inc. Class A	Sold out	0.00%	−0.02
NVO Novo-Nordisk A/S-Spons ADR	Sold out	0.00%	−0.02
IXC iShares Global Energy ETF	Sold out	0.00%	−0.02
SGOV iShares 0-3 Month Treasury B	Reduce -26.2%	0.04%	−0.02
IBTE iShares Ibonds Dec 2024 Term	Reduce -8.8%	0.11%	−0.02
VTI VG Morningstar TS MKT ETF-US	Reduce -8.1%	0.17%	−0.02
FNDX Schwab Fndmntl US LRG Co. ETF	Reduce -5.9%	0.24%	−0.02
MCK McKesson Corp.	Reduce -8.1%	0.05%	−0.02
BRK.B Berkshire Hathaway Inc. Class B	Reduce -19.0%	0.09%	−0.02
AMAT Applied Materials Inc.	Reduce -5.8%	0.05%	−0.02
LCTU iShares U.S. Carbon Transiti	Reduce -4.7%	0.19%	−0.02
DSI iShares ESG MSCI KLD 400 ETF	Reduce -6.0%	0.13%	−0.01
VTWO Vanguard Russell 2000 ETF	Reduce -2.1%	0.57%	−0.01
IBTF iShares Ibonds Dec 2025 Term	Reduce -3.7%	0.11%	−0.01
ADBE Adobe Inc.	Reduce -3.2%	0.07%	−0.01
RIVN Rivian Automotive Inc. Class A	Reduce -31.4%	0.01%	−0.01
NXPI NXP Semiconductors NV	Reduce -7.8%	0.03%	−0.01
EAGG iShares ESG Aware US Aggrega	Reduce -12.3%	0.05%	−0.01

Portfolio Buys Q2 2024 → Q3 2024


EFV iShares MSCI Eafe Value ETF	Add +173.9%	4.15%	+2.63
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Add +39.2%	4.48%	+1.10
EMXC iShares MSCI Emr MRK Ex Chna	Add +56.6%	2.09%	+0.68
TLT iShares 20+ Year Treasury BD	Add +47.3%	1.27%	+0.39
BINC iShares Flex I A ETF-Usd Inc.	Add +61.2%	0.87%	+0.29
DYNF Ishrs US E F R A ETF-Usd Inc.	Add +10.2%	4.66%	+0.27
IVE iShares S&P 500 Value ETF	Add +10.8%	2.67%	+0.24
QUAL iShares MSCI USA Quality Fac	Add +6.0%	7.33%	+0.13
TSM Taiwan Semiconductor-SP ADR	New	0.10%	+0.10
FISR SS Fi Sector Rotation	Add +257.4%	0.12%	+0.09
UNH Unitedhealth Group Inc.	Add +96.2%	0.14%	+0.07
AAL American Airlines Group Inc.	New	0.07%	+0.07
SPY SS SPDR S&P 500 ETF Trust-US	Add +19.1%	0.48%	+0.06
IFRA iShares US Infrastructure	Add +10.8%	0.49%	+0.06
IBM Intl Business Machines Corp.	Add +68.7%	0.11%	+0.06
SPEM State Street SP PTF Em ETF	Add +18.9%	0.34%	+0.05
TFI SS SPDR N Ice Muni Bond ETF	Add +44.8%	0.20%	+0.05
IVV iShares Core S&P 500 ETF	Add +21.0%	0.31%	+0.04
AMGN Amgen Inc.	Add +131.6%	0.08%	+0.04
DELL Dell Technologies -C	Add +218.4%	0.07%	+0.04
XLK SS Technology Select Sector	Add +53.9%	0.12%	+0.03
AAPL Apple Inc.	Add +0.5%	1.76%	+0.03
VOO Vanguard S&P 500 ETF	Add +50.5%	0.09%	+0.03
LOW Lowe's Cos Inc.	New	0.03%	+0.03
AVGO Broadcom Inc.	Add +13.8%	0.24%	+0.03
FTNT Fortinet Inc.	New	0.02%	+0.02
SPGI S&P Global Inc.	New	0.02%	+0.02
SPOT Spotify Technology SA	New	0.02%	+0.02
BDX Becton Dickinson and Co.	New	0.02%	+0.02
GLD SPDR Gold Shares	Add +47.1%	0.07%	+0.02
EQIX Equinix Inc.	New	0.02%	+0.02
AZPN Aspen Technology Inc.	New	0.02%	+0.02
AEP American Electric Power	New	0.02%	+0.02
GWW WW Grainger Inc.	New	0.02%	+0.02
LAMR Lamar Advertising Co. Class A	New	0.02%	+0.02
SHW The Sherwin-Williams Co.	New	0.02%	+0.02
PEG Public Service Enterprise GP	New	0.02%	+0.02
BIL SS SPDR BB 1-3M T-Bill ETF	Add +55.8%	0.07%	+0.02
JCI Johnson Controls Internation	New	0.02%	+0.02
ISRG Intuitive Surgical Inc.	Add +40.9%	0.06%	+0.02
WMT Walmart Inc.	Add +5.1%	0.14%	+0.02
C Citigroup Inc.	New	0.02%	+0.02
MBB iShares MBS ETF	Add +5.9%	1.49%	+0.02
DMXF iShares ESG Advanc MSCI Eafe	Add +20.1%	0.10%	+0.02
SCHZ Schwab US Aggregate Bond ETF	Add +5.5%	2.50%	+0.01
MS Morgan Stanley	New	0.01%	+0.01
LMT Lockheed Martin Corp.	Add +14.4%	0.06%	+0.01
PYPL PayPal Holdings Inc.	Add +0.3%	0.07%	+0.01
F Ford Motor Co.	New	0.01%	+0.01
SCHD Schwab US DVD Equity ETF	Add +21.6%	0.06%	+0.01

Options Activity Q2 2024 → Q3 2024


COP Conocophillips	put	Add +900.0%	20,000	$2.1M
NVDA Nvidia Corp.	put	Reduce -56.8%	16,000	$1.9M
AMZN Amazon.com Inc.	put	Add +72.5%	6,900	$1.3M
AAPL Apple Inc.	put	Add +2.0%	5,100	$1.2M
CEG Constellation Energy	put	New	3,600	$936K
SMCI Super Micro Computer Inc.	put	Reduce -30.8%	1,800	$750K
AMD Advanced Micro Devices	put	Add +100.0%	4,400	$722K
ZS Zscaler Inc.	put	Reduce -30.0%	4,200	$718K
NVDA Nvidia Corp.	call	Reduce -28.6%	5,000	$607K
META Meta Platforms Inc. Class A	call	Reduce -16.7%	1,000	$572K
LRCX Lam Research Corp.	call	Add +40.0%	700	$571K
SPOT Spotify Technology SA	put	New	1,200	$442K
ARM Arm Holdings PLC-ADR	call	New	3,000	$429K
AMD Advanced Micro Devices	call	Reduce -28.6%	2,500	$410K
AMZN Amazon.com Inc.	call	Reduce -26.7%	2,200	$410K
XLE SS Energy Select Sector	put	Add +5.0%	4,200	$369K
WDAY Workday Inc. Class A	put	New	1,500	$367K
AVGO Broadcom Inc.	call	Reduce -66.7%	2,000	$345K
TSLA Tesla Inc.	put	Add +50.0%	1,200	$314K
BAC Bank of America Corp.	call	Reduce -36.4%	7,000	$278K
JPM JPMorgan Chase & Co.	call	Add +140.0%	1,200	$253K
GOOGL Alphabet Inc. Class A	call	Reduce -25.0%	1,500	$249K
GS Goldman Sachs Group Inc.	call	New	500	$248K
TSM Taiwan Semiconductor-SP ADR	call	New	1,300	$226K
QCOM Qualcomm Inc.	call	Reduce -13.3%	1,300	$221K
CVX Chevron Corp.	put	Add +20.0%	1,200	$177K
SMCI Super Micro Computer Inc.	call	New	400	$167K
MS Morgan Stanley	call	New	1,000	$104K
MSFT Microsoft Corp.	call	Reduce -60.0%	200	$86K
FTNT Fortinet Inc.	call	New	1,000	$78K
FANG Diamondback Energy Inc.	call	New	400	$69K
PANW Palo Alto Networks Inc.	call	New	200	$68K
C Citigroup Inc.	call	New	1,000	$63K
ADBE Adobe Inc.	call	Reduce -66.7%	100	$52K
INTC Intel Corp.	put	Reduce -50.0%	1,000	$23K
CVX Chevron Corp.	call	New	100	$15K
SPY SS SPDR S&P 500 ETF Trust-US	put	Sold out	2,000	$1Kbefore exit
SPY SS SPDR S&P 500 ETF Trust-US	call	Sold out	1,000	$544before exit
DELL Dell Technologies -C	call	Sold out	2,700	$372before exit
ISRG Intuitive Surgical Inc.	call	Sold out	500	$222before exit
IBM Intl Business Machines Corp.	call	Sold out	500	$86before exit
UBER Uber Technologies Inc.	call	Sold out	1,000	$73before exit
AG First Majestic Silver Corp.	put	Sold out	9,000	$54before exit
TXN Texas Instruments Inc.	call	Sold out	200	$39before exit
CAT Caterpillar Inc.	call	Sold out	100	$33before exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024


IBDR iShares Ibonds Dec 2026 Term	IBONDS DEC2026 · principal	New	66,050	$1.6M
IBDQ iShares Ibonds Dec 2025 Term	IBONDS DEC25 ETF · principal	New	56,609	$1.4M
IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	New	54,641	$1.4M
IBDS Ishrs Ibnds Dec 27 Corp. ETF	IBONDS 27 ETF · principal	New	44,299	$1.1M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q4 2025	265	$1.3B	SPYM, DYNF, IVE, IVW, XLG
Q3 2025	277	$1.3B	SPYM, DYNF, QUAL, IVW, XLG
Q2 2025	281	$1.3B	SPYM, QUAL, EFV, DYNF, IVW
Q1 2025	276	$1.1B	SPYM, QUAL, IVW, DYNF, VONE
Q4 2024	258	$1.1B	SPYM, QUAL, VONE, IVW, EFG
Q3 2024	233	$1.0B	SPYM, QUAL, VONE, IVW, EFG
Q2 2024Amended	226	$928.8M	SPYM, VONE, QUAL, IVW, EFG
Q1 2024	221	$869.3M	SPYM, VONE, QUAL, SPSM, DYNF