Austin Private Wealth, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), Austin Private Wealth, LLC reported 233 stock positions worth $1.0 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 12.2% of the portfolio, followed by iShares MSCI USA Quality Fac (QUAL, 7.3%) and Vanguard Russell 1000 (VONE, 7.3%). Compared with Q2 2024, it opened 22 new positions, sold out of 15, added to 121 and reduced 81. The biggest buy was iShares MSCI Eafe Value ETF (EFV, shares +174%) and the biggest sale an exit from Isha Curr Hedged MSCI Eafe (HEFA).
- Most Recent 13F
- Q4 2025
- Location
- Austin, TX
- CIK
- 0001800328
- Portfolio Value
- $1.0B (Q3 2024)
- SEC Filing
- 0001172661-24-004415 ↗ filed Oct 30, 2024
Holdings Value
Holdings 233 stocks · $1.0B
| SPYM Ste STR SPDR PT S&P 500 ETF | 12.23% | 1,839,703 | $124.2M | Reduce -1.2% |
| QUAL iShares MSCI USA Quality Fac | 7.33% | 415,220 | $74.4M | Add +6.0% |
| VONE Vanguard Russell 1000 | 7.30% | 285,157 | $74.2M | Reduce -4.0% |
| IVW iShares S&P 500 Growth ETF | 5.37% | 570,025 | $54.6M | Add +1.6% |
| EFG iShares MSCI Eafe Growth ETF | 5.06% | 476,986 | $51.3M | Reduce -0.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 4.66% | 955,655 | $47.3M | Add +10.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 4.48% | 966,484 | $45.5M | Add +39.2% |
| EFV iShares MSCI Eafe Value ETF | 4.15% | 733,115 | $42.2M | Add +173.9% |
| MUB iShares National Muni Bond E | 3.34% | 312,121 | $33.9M | Reduce -4.2% |
| BIV Vanguard Intermediate-Term B | 2.76% | 358,103 | $28.1M | Reduce -1.9% |
| IVE iShares S&P 500 Value ETF | 2.67% | 137,327 | $27.1M | Add +10.8% |
| VEA Vanguard Ftse Developed ETF | 2.65% | 508,999 | $26.9M | Reduce -3.5% |
| SCHZ Schwab US Aggregate Bond ETF | 2.50% | 534,280 | $25.4M | Add +5.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 2.09% | 347,044 | $21.2M | Add +56.6% |
| IWB iShares Russell 1000 ETF | 1.86% | 60,220 | $18.9M | Reduce -1.0% |
| IYW iShares Ustechnology ETF | 1.86% | 124,298 | $18.8M | Reduce -7.0% |
| AAPL Apple Inc. | 1.76% | 76,527 | $17.8M | Add +0.5% |
| MBB iShares MBS ETF | 1.49% | 158,211 | $15.2M | Add +5.9% |
| VWO Vanguard Ftse Emerging Marke | 1.43% | 302,881 | $14.5M | Reduce -1.6% |
| SPSM SS SPDR P S&P 600 Small Cap | 1.33% | 296,928 | $13.5M | Reduce -7.2% |
| TLT iShares 20+ Year Treasury BD | 1.27% | 131,121 | $12.9M | Add +47.3% |
| SCZ iShares MSCI Eafe Small-Cap | 1.16% | 173,436 | $11.7M | Reduce -3.9% |
| NVDA Nvidia Corp. | 1.03% | 86,282 | $10.5M | Add +7.4% |
| IEMG iShares Core MSCI Emerging | 0.97% | 171,083 | $9.8M | Reduce -36.4% |
| MSFT Microsoft Corp. | 0.93% | 21,947 | $9.4M | Add +0.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.87% | 164,362 | $8.8M | Add +61.2% |
| LDUR PIMCO Enhanced Low Duration | 0.60% | 63,733 | $6.1M | Reduce -1.0% |
| VTWO Vanguard Russell 2000 ETF | 0.57% | 64,911 | $5.8M | Reduce -2.1% |
| AMZN Amazon.com Inc. | 0.56% | 30,259 | $5.6M | Add +5.6% |
| SUB iShares Short-Term National | 0.53% | 50,603 | $5.4M | Reduce -4.5% |
| IFRA iShares US Infrastructure | 0.49% | 106,605 | $5.0M | Add +10.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.48% | 8,579 | $4.9M | Add +19.1% |
| XOM Exxon Mobil Corp. | 0.46% | 40,149 | $4.7M | Reduce -1.1% |
| GOOG Alphabet Inc. Class C | 0.34% | 20,439 | $3.4M | Add +0.1% |
| SPEM State Street SP PTF Em ETF | 0.34% | 82,635 | $3.4M | Add +18.9% |
| IVV iShares Core S&P 500 ETF | 0.31% | 5,505 | $3.2M | Add +21.0% |
| XLSR SS US Sector Rotation | 0.28% | 54,922 | $2.8M | Add +5.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.28% | 74,865 | $2.8M | Reduce -29.1% |
| GOOGL Alphabet Inc. Class A | 0.25% | 15,552 | $2.6M | Add +4.9% |
| AVGO Broadcom Inc. | 0.24% | 14,368 | $2.5M | Add +13.8% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.24% | 34,419 | $2.5M | Reduce -5.9% |
| META Meta Platforms Inc. Class A | 0.24% | 4,212 | $2.4M | Reduce -5.6% |
| GIGB Goldman Sachs Inv GRD Corp. | 0.21% | 45,818 | $2.2M | Add +2.4% |
| WDAY Workday Inc. Class A | 0.20% | 8,459 | $2.1M | Add +0.3% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.20% | 42,951 | $2.0M | Add +44.8% |
| EMB iShares JP Morgan Usd Emergi | 0.19% | 20,898 | $2.0M | Add +3.0% |
| LCTU iShares U.S. Carbon Transiti | 0.19% | 30,868 | $1.9M | Reduce -4.7% |
| JPM JPMorgan Chase & Co. | 0.18% | 8,852 | $1.9M | Add +4.8% |
| ORCL Oracle Corp. | 0.18% | 10,521 | $1.8M | Reduce -1.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.17% | 5,969 | $1.7M | Reduce -8.1% |
| GOVT iShares US Treasury Bond ETF | 0.16% | 68,273 | $1.6M | Add +1.1% |
| VIG Vanguard Dividend Apprec ETF | 0.14% | 7,377 | $1.5M | Reduce -0.0% |
| IAU iShares Gold Trust | 0.14% | 28,590 | $1.4M | Add +1.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.14% | 2,905 | $1.4M | Add +1.8% |
| UNH Unitedhealth Group Inc. | 0.14% | 2,415 | $1.4M | Add +96.2% |
| ESGU iShares ESG Aware MSCI USA | 0.14% | 11,154 | $1.4M | Reduce -1.0% |
| WMT Walmart Inc. | 0.14% | 17,294 | $1.4M | Add +5.1% |
| V Visa Inc. Class A | 0.14% | 5,019 | $1.4M | Add +2.7% |
| USXF iShares ESG Advance MSCI USA | 0.13% | 27,617 | $1.4M | Add +6.0% |
| JNJ Johnson & Johnson | 0.13% | 8,351 | $1.4M | Reduce -3.3% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.13% | 12,427 | $1.4M | Reduce -6.0% |
| IBTG iShares Ibonds Dec 2026 Term | 0.13% | 56,572 | $1.3M | Add +3.4% |
| FISR SS Fi Sector Rotation | 0.12% | 46,673 | $1.2M | Add +257.4% |
| XLK SS Technology Select Sector | 0.12% | 5,235 | $1.2M | Add +53.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.11% | 5,225 | $1.2M | Add +68.7% |
| PG The Procter & Gamble Co. | 0.11% | 6,567 | $1.1M | Add +3.0% |
| IBTF iShares Ibonds Dec 2025 Term | 0.11% | 47,939 | $1.1M | Reduce -3.7% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.11% | 34,189 | $1.1M | Reduce -1.5% |
| SUSC iShares ESG Aware Usd Corpor | 0.11% | 46,094 | $1.1M | Add +2.1% |
| IBTE iShares Ibonds Dec 2024 Term | 0.11% | 45,310 | $1.1M | Reduce -8.8% |
| AMD Advanced Micro Devices | 0.10% | 6,352 | $1.0M | Add +20.4% |
| DMXF iShares ESG Advanc MSCI Eafe | 0.10% | 14,461 | $1.0M | Add +20.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.10% | 5,969 | $1.0M | New |
| ELV Elevance Health Inc. | 0.10% | 1,967 | $1.0M | No change |
| IBTH iShares Ibonds Dec 2027 Term | 0.10% | 44,288 | $1.0M | Add +2.4% |
| TSLA Tesla Inc. | 0.10% | 3,735 | $977K | Reduce -62.3% |
| CVX Chevron Corp. | 0.10% | 6,563 | $967K | Reduce -13.1% |
| VOO Vanguard S&P 500 ETF | 0.09% | 1,789 | $944K | Add +50.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.09% | 1,952 | $899K | Reduce -19.0% |
| IBDT iShares Ibonds Dec 2028 ETF | 0.09% | 35,006 | $894K | Add +7.0% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.09% | 30,297 | $881K | Reduce -28.3% |
| PANW Palo Alto Networks Inc. | 0.09% | 2,567 | $877K | Reduce -0.8% |
| FNDA Schwab Fndmntl US SM Co. ETF | 0.09% | 14,566 | $868K | Reduce -7.2% |
| COP Conocophillips | 0.08% | 7,959 | $838K | Add +6.5% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.08% | 14,753 | $807K | Add +7.7% |
| TXN Texas Instruments Inc. | 0.08% | 3,871 | $800K | Add +0.1% |
| HD Home Depot Inc. | 0.08% | 1,958 | $794K | Reduce -3.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.08% | 8,644 | $789K | Reduce -4.3% |
| IBTI iShares Ibonds Dec 2028 Term | 0.08% | 34,823 | $784K | Reduce -5.5% |
| MRK Merck & Co. Inc. | 0.08% | 6,816 | $774K | Add +11.2% |
| ABBV Abbvie Inc. | 0.08% | 3,917 | $773K | Reduce -3.0% |
| AMGN Amgen Inc. | 0.08% | 2,381 | $767K | Add +131.6% |
| GWX State Street SPDR S&P Intern | 0.07% | 22,264 | $760K | Add +6.3% |
| SCHX Schwab US Large-Cap ETF | 0.07% | 11,028 | $748K | Add +9.1% |
| EBND State Street SPDR Bloomberg | 0.07% | 34,900 | $742K | Add +8.8% |
| CRM Salesforce Inc. | 0.07% | 2,676 | $732K | Reduce -0.4% |
| AAL American Airlines Group Inc. | 0.07% | 64,285 | $723K | New |
| PYPL PayPal Holdings Inc. | 0.07% | 9,096 | $710K | Add +0.3% |
| MCD McDonald's Corp. | 0.07% | 2,327 | $709K | Reduce -1.6% |
| PEP Pepsico Inc. | 0.07% | 4,003 | $681K | Add +2.5% |
Options reported separately and not counted above: COP puts ($2.1M), NVDA puts ($1.9M), AMZN puts ($1.3M), AAPL puts ($1.2M), CEG puts ($936K), SMCI puts ($750K), AMD puts ($722K), ZS puts ($718K), NVDA calls ($607K), ISRG puts ($590K), META calls ($572K), LRCX calls ($571K), and 31 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $5.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 66,050 | $1.6M | New |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | 56,609 | $1.4M | New |
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | 54,641 | $1.4M | New |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | 44,299 | $1.1M | New |
Total filed on the 13F, all lines: $1.0B.
Portfolio Sells Q2 2024 → Q3 2024
| HEFA Isha Curr Hedged MSCI Eafe | Sold out | 0.00% | −0.78 |
| SCHP Schwab U.S. Tips ETF | Sold out | 0.00% | −0.66 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -1.2% | 12.23% | −0.60 |
| IEMG iShares Core MSCI Emerging | Reduce -36.4% | 0.97% | −0.58 |
| VONE Vanguard Russell 1000 | Reduce -4.0% | 7.30% | −0.56 |
| MUB iShares National Muni Bond E | Reduce -4.2% | 3.34% | −0.40 |
| IYW iShares Ustechnology ETF | Reduce -7.0% | 1.86% | −0.31 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -0.5% | 5.06% | −0.23 |
| BIV Vanguard Intermediate-Term B | Reduce -1.9% | 2.76% | −0.18 |
| VEA Vanguard Ftse Developed ETF | Reduce -3.5% | 2.65% | −0.16 |
| IBDR iShares Ibonds Dec 2026 Term | Sold out | 0.00% | −0.15 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.15 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.15 |
| IBDQ iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.15 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -29.1% | 0.28% | −0.12 |
| TSLA Tesla Inc. | Reduce -62.3% | 0.10% | −0.11 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -7.2% | 1.33% | −0.10 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | Sold out | 0.00% | −0.10 |
| SMCI Super Micro Computer Inc. | Reduce -46.6% | 0.03% | −0.09 |
| IWB iShares Russell 1000 ETF | Reduce -1.0% | 1.86% | −0.08 |
| SUB iShares Short-Term National | Reduce -4.5% | 0.53% | −0.07 |
| LDUR PIMCO Enhanced Low Duration | Reduce -1.0% | 0.60% | −0.05 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -3.9% | 1.16% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -1.1% | 0.46% | −0.04 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -28.3% | 0.09% | −0.04 |
| CVX Chevron Corp. | Reduce -13.1% | 0.10% | −0.03 |
| JNK SS SPDR BB High Yield Bond | Reduce -41.6% | 0.04% | −0.03 |
| IWO iShares Russell 2000 Growth | Sold out | 0.00% | −0.03 |
| IWN iShares Russell 2000 Value E | Sold out | 0.00% | −0.03 |
| GII State Street SPDR S&P Global | Sold out | 0.00% | −0.03 |
| VWO Vanguard Ftse Emerging Marke | Reduce -1.6% | 1.43% | −0.02 |
| CWB SS SPDR BB Conv Sec ETF | Sold out | 0.00% | −0.02 |
| TWLO Twilio Inc. Class A | Sold out | 0.00% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.02 |
| IXC iShares Global Energy ETF | Sold out | 0.00% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Reduce -26.2% | 0.04% | −0.02 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -8.8% | 0.11% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -8.1% | 0.17% | −0.02 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -5.9% | 0.24% | −0.02 |
| MCK McKesson Corp. | Reduce -8.1% | 0.05% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -19.0% | 0.09% | −0.02 |
| AMAT Applied Materials Inc. | Reduce -5.8% | 0.05% | −0.02 |
| LCTU iShares U.S. Carbon Transiti | Reduce -4.7% | 0.19% | −0.02 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -6.0% | 0.13% | −0.01 |
| VTWO Vanguard Russell 2000 ETF | Reduce -2.1% | 0.57% | −0.01 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -3.7% | 0.11% | −0.01 |
| ADBE Adobe Inc. | Reduce -3.2% | 0.07% | −0.01 |
| RIVN Rivian Automotive Inc. Class A | Reduce -31.4% | 0.01% | −0.01 |
| NXPI NXP Semiconductors NV | Reduce -7.8% | 0.03% | −0.01 |
| EAGG iShares ESG Aware US Aggrega | Reduce -12.3% | 0.05% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| EFV iShares MSCI Eafe Value ETF | Add +173.9% | 4.15% | +2.63 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +39.2% | 4.48% | +1.10 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +56.6% | 2.09% | +0.68 |
| TLT iShares 20+ Year Treasury BD | Add +47.3% | 1.27% | +0.39 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +61.2% | 0.87% | +0.29 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +10.2% | 4.66% | +0.27 |
| IVE iShares S&P 500 Value ETF | Add +10.8% | 2.67% | +0.24 |
| QUAL iShares MSCI USA Quality Fac | Add +6.0% | 7.33% | +0.13 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.10% | +0.10 |
| FISR SS Fi Sector Rotation | Add +257.4% | 0.12% | +0.09 |
| UNH Unitedhealth Group Inc. | Add +96.2% | 0.14% | +0.07 |
| AAL American Airlines Group Inc. | New | 0.07% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +19.1% | 0.48% | +0.06 |
| IFRA iShares US Infrastructure | Add +10.8% | 0.49% | +0.06 |
| IBM Intl Business Machines Corp. | Add +68.7% | 0.11% | +0.06 |
| SPEM State Street SP PTF Em ETF | Add +18.9% | 0.34% | +0.05 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +44.8% | 0.20% | +0.05 |
| IVV iShares Core S&P 500 ETF | Add +21.0% | 0.31% | +0.04 |
| AMGN Amgen Inc. | Add +131.6% | 0.08% | +0.04 |
| DELL Dell Technologies -C | Add +218.4% | 0.07% | +0.04 |
| XLK SS Technology Select Sector | Add +53.9% | 0.12% | +0.03 |
| AAPL Apple Inc. | Add +0.5% | 1.76% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +50.5% | 0.09% | +0.03 |
| LOW Lowe's Cos Inc. | New | 0.03% | +0.03 |
| AVGO Broadcom Inc. | Add +13.8% | 0.24% | +0.03 |
| FTNT Fortinet Inc. | New | 0.02% | +0.02 |
| SPGI S&P Global Inc. | New | 0.02% | +0.02 |
| SPOT Spotify Technology SA | New | 0.02% | +0.02 |
| BDX Becton Dickinson and Co. | New | 0.02% | +0.02 |
| GLD SPDR Gold Shares | Add +47.1% | 0.07% | +0.02 |
| EQIX Equinix Inc. | New | 0.02% | +0.02 |
| AZPN Aspen Technology Inc. | New | 0.02% | +0.02 |
| AEP American Electric Power | New | 0.02% | +0.02 |
| GWW WW Grainger Inc. | New | 0.02% | +0.02 |
| LAMR Lamar Advertising Co. Class A | New | 0.02% | +0.02 |
| SHW The Sherwin-Williams Co. | New | 0.02% | +0.02 |
| PEG Public Service Enterprise GP | New | 0.02% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +55.8% | 0.07% | +0.02 |
| JCI Johnson Controls Internation | New | 0.02% | +0.02 |
| ISRG Intuitive Surgical Inc. | Add +40.9% | 0.06% | +0.02 |
| WMT Walmart Inc. | Add +5.1% | 0.14% | +0.02 |
| C Citigroup Inc. | New | 0.02% | +0.02 |
| MBB iShares MBS ETF | Add +5.9% | 1.49% | +0.02 |
| DMXF iShares ESG Advanc MSCI Eafe | Add +20.1% | 0.10% | +0.02 |
| SCHZ Schwab US Aggregate Bond ETF | Add +5.5% | 2.50% | +0.01 |
| MS Morgan Stanley | New | 0.01% | +0.01 |
| LMT Lockheed Martin Corp. | Add +14.4% | 0.06% | +0.01 |
| PYPL PayPal Holdings Inc. | Add +0.3% | 0.07% | +0.01 |
| F Ford Motor Co. | New | 0.01% | +0.01 |
| SCHD Schwab US DVD Equity ETF | Add +21.6% | 0.06% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| COP Conocophillips | put | Add +900.0% | 20,000 | $2.1M |
| NVDA Nvidia Corp. | put | Reduce -56.8% | 16,000 | $1.9M |
| AMZN Amazon.com Inc. | put | Add +72.5% | 6,900 | $1.3M |
| AAPL Apple Inc. | put | Add +2.0% | 5,100 | $1.2M |
| CEG Constellation Energy | put | New | 3,600 | $936K |
| SMCI Super Micro Computer Inc. | put | Reduce -30.8% | 1,800 | $750K |
| AMD Advanced Micro Devices | put | Add +100.0% | 4,400 | $722K |
| ZS Zscaler Inc. | put | Reduce -30.0% | 4,200 | $718K |
| NVDA Nvidia Corp. | call | Reduce -28.6% | 5,000 | $607K |
| META Meta Platforms Inc. Class A | call | Reduce -16.7% | 1,000 | $572K |
| LRCX Lam Research Corp. | call | Add +40.0% | 700 | $571K |
| SPOT Spotify Technology SA | put | New | 1,200 | $442K |
| ARM Arm Holdings PLC-ADR | call | New | 3,000 | $429K |
| AMD Advanced Micro Devices | call | Reduce -28.6% | 2,500 | $410K |
| AMZN Amazon.com Inc. | call | Reduce -26.7% | 2,200 | $410K |
| XLE SS Energy Select Sector | put | Add +5.0% | 4,200 | $369K |
| WDAY Workday Inc. Class A | put | New | 1,500 | $367K |
| AVGO Broadcom Inc. | call | Reduce -66.7% | 2,000 | $345K |
| TSLA Tesla Inc. | put | Add +50.0% | 1,200 | $314K |
| BAC Bank of America Corp. | call | Reduce -36.4% | 7,000 | $278K |
| JPM JPMorgan Chase & Co. | call | Add +140.0% | 1,200 | $253K |
| GOOGL Alphabet Inc. Class A | call | Reduce -25.0% | 1,500 | $249K |
| GS Goldman Sachs Group Inc. | call | New | 500 | $248K |
| TSM Taiwan Semiconductor-SP ADR | call | New | 1,300 | $226K |
| QCOM Qualcomm Inc. | call | Reduce -13.3% | 1,300 | $221K |
| CVX Chevron Corp. | put | Add +20.0% | 1,200 | $177K |
| SMCI Super Micro Computer Inc. | call | New | 400 | $167K |
| MS Morgan Stanley | call | New | 1,000 | $104K |
| MSFT Microsoft Corp. | call | Reduce -60.0% | 200 | $86K |
| FTNT Fortinet Inc. | call | New | 1,000 | $78K |
| FANG Diamondback Energy Inc. | call | New | 400 | $69K |
| PANW Palo Alto Networks Inc. | call | New | 200 | $68K |
| C Citigroup Inc. | call | New | 1,000 | $63K |
| ADBE Adobe Inc. | call | Reduce -66.7% | 100 | $52K |
| INTC Intel Corp. | put | Reduce -50.0% | 1,000 | $23K |
| CVX Chevron Corp. | call | New | 100 | $15K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 2,000 | $1Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 1,000 | $544before exit |
| DELL Dell Technologies -C | call | Sold out | 2,700 | $372before exit |
| ISRG Intuitive Surgical Inc. | call | Sold out | 500 | $222before exit |
| IBM Intl Business Machines Corp. | call | Sold out | 500 | $86before exit |
| UBER Uber Technologies Inc. | call | Sold out | 1,000 | $73before exit |
| AG First Majestic Silver Corp. | put | Sold out | 9,000 | $54before exit |
| TXN Texas Instruments Inc. | call | Sold out | 200 | $39before exit |
| CAT Caterpillar Inc. | call | Sold out | 100 | $33before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | New | 66,050 | $1.6M |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | New | 56,609 | $1.4M |
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | New | 54,641 | $1.4M |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | New | 44,299 | $1.1M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q4 2025 | 265 | $1.3B | SPYM, DYNF, IVE, IVW, XLG |
| Q3 2025 | 277 | $1.3B | SPYM, DYNF, QUAL, IVW, XLG |
| Q2 2025 | 281 | $1.3B | SPYM, QUAL, EFV, DYNF, IVW |
| Q1 2025 | 276 | $1.1B | SPYM, QUAL, IVW, DYNF, VONE |
| Q4 2024 | 258 | $1.1B | SPYM, QUAL, VONE, IVW, EFG |
| Q3 2024 | 233 | $1.0B | SPYM, QUAL, VONE, IVW, EFG |
| Q2 2024Amended | 226 | $928.8M | SPYM, VONE, QUAL, IVW, EFG |
| Q1 2024 | 221 | $869.3M | SPYM, VONE, QUAL, SPSM, DYNF |