AWM Investment Company, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), AWM Investment Company, Inc. reported 96 stock positions worth $825.3 million. Its top holding was Adma Biologics (ADMA) at 10.8% of the portfolio, followed by Impinj (PI, 5.4%) and American Superconductor (AMSC, 4.9%). Compared with Q2 2024, it opened 16 new positions, sold out of 18, added to 34 and reduced 23. The biggest buy was a new position in Grandstand (GRSD) and the biggest sale an exit from None.
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001535264
- Portfolio Value
- $825.3M (Q3 2024)
- SEC Filing
- 0001535264-24-000066 ↗ filed Nov 14, 2024
Holdings Value
Holdings 96 stocks · $825.3M
| ADMA Adma Biologics Inc. | 10.79% | 4,452,677 | $89.0M | Reduce -12.7% |
| PI Impinj Inc. | 5.43% | 207,000 | $44.8M | Reduce -29.0% |
| AMSC American Superconductor Corp. | 4.92% | 1,719,067 | $40.6M | Reduce -20.2% |
| ASPN Aspen Aerogels Inc. | 3.94% | 1,174,571 | $32.5M | Reduce -1.1% |
| DXLG Destination XL Group Inc. | 3.35% | 9,399,297 | $27.6M | No change |
| AIOT Powerfleet Inc. | 2.75% | 4,674,617 | $22.7M | Add +36.4% |
| AVAV Aerovironment Inc. | 2.56% | 105,434 | $21.1M | Add +2.7% |
| GNSS Genasys Inc. | 2.48% | 5,749,544 | $20.5M | No change |
| AEHR Aehr Test Systems | 2.00% | 1,286,855 | $16.5M | Add +2.6% |
| VICR Vicor Corp. | 1.94% | 379,543 | $16.0M | Add +4.0% |
| LMAT Lemaitre Vascular Inc. | 1.86% | 165,000 | $15.3M | Reduce -17.5% |
| ARBE Arbe Robotics Ltd. | 1.79% | 7,713,175 | $14.7M | No change |
| LOVE The Lovesac Co. | 1.78% | 511,696 | $14.7M | Reduce -1.0% |
| OOMA Ooma Inc. | 1.77% | 1,284,580 | $14.6M | Reduce -0.5% |
| GRSD Grandstand Ltd. filed as GAMBLING COM GROUP LIMITED | 1.68% | 1,382,259 | $13.9M | New |
| ARGX Argenx SE - ADR | 1.64% | 25,000 | $13.6M | No change |
| NGS Natural Gas Services Group | 1.62% | 698,652 | $13.4M | Reduce -1.8% |
| BKSY Blacksky Technology Inc. | 1.62% | 2,812,208 | $13.3M | Add +707.6% |
| GILT Gilat Satellite Networks Ltd. | 1.60% | 2,510,364 | $13.2M | Add +17.1% |
| INFU Infusystem Holdings Inc. | 1.54% | 1,900,000 | $12.7M | No change |
| REAL BROKERAGE INC/THE filed as THE REAL BROKERAGE INC | 1.54% | 2,290,428 | $12.7M | No change |
| MRAM Everspin Technologies Inc. | 1.52% | 2,126,241 | $12.5M | Add +6.0% |
| CEVA Ceva Inc. | 1.49% | 508,494 | $12.3M | Add +0.3% |
| KIDS Orthopediatrics Corp. | 1.48% | 450,015 | $12.2M | Reduce -0.5% |
| RCAT Red Cat Holdings Inc. | 1.39% | 4,514,100 | $11.5M | Add +0.9% |
| RGEN Repligen Corp. | 1.26% | 70,000 | $10.4M | Reduce -6.7% |
| ASPI Asp Isotopes Inc. | 1.23% | 3,659,586 | $10.2M | New |
| CTRN Citi Trends Inc. | 1.23% | 551,354 | $10.1M | Add +53.5% |
| RDCM Radcom Ltd. | 1.21% | 963,867 | $10.0M | Add +8.0% |
| LASR Nlight Inc. | 1.20% | 928,953 | $9.9M | Add +25.3% |
| VITL Vital Farms Inc. | 1.17% | 275,417 | $9.7M | Add +75.1% |
| KOPN Kopin Corp. | 1.16% | 13,156,901 | $9.6M | Add +146.4% |
| UTI Universal Technical Institut | 1.08% | 549,200 | $8.9M | Reduce -5.3% |
| TBCH Turtle Beach Corp. | 1.07% | 576,829 | $8.8M | Add +5.4% |
| MDXH Mdxhealth | 1.07% | 4,250,000 | $8.8M | New |
| GAIA Gaia Inc. | 1.02% | 1,721,412 | $8.4M | Reduce -1.0% |
| SNCR Synchronoss Technologies Inc. | 1.01% | 558,588 | $8.3M | New |
| OPRX Optimizerx Corp. | 1.00% | 1,071,832 | $8.3M | Add +6.9% |
| SRTA Strata Critical Medical Inc. filed as BLADE AIR MOBILITY INC | 0.98% | 2,765,058 | $8.1M | Add +6.7% |
| TALK Talkspace Inc. | 0.97% | 3,818,500 | $8.0M | Add +15.4% |
| CDMO Avid Bioservices Inc. | 0.85% | 619,697 | $7.1M | Reduce -10.7% |
| OFIX Orthofix Medical Inc. | 0.85% | 449,456 | $7.0M | No change |
| CRVO Cervomed Inc. | 0.79% | 449,006 | $6.6M | Add +43.0% |
| RSVR Reservoir Media Inc. | 0.78% | 797,558 | $6.5M | Add +11.3% |
| ANRO Alto Neuroscience Inc. | 0.78% | 559,731 | $6.4M | Add +70.0% |
| ABX Abacus Global Management Inc. | 0.77% | 624,851 | $6.3M | Add +212.4% |
| UCTT Ultra Clean Holdings Inc. | 0.73% | 151,617 | $6.1M | Add +6.6% |
| BNTC Benitec Biopharma Inc. | 0.70% | 625,000 | $5.7M | New |
| MASS 908 Devices Inc. | 0.66% | 1,574,330 | $5.5M | Add +55.6% |
| IPWR Ideal Power Inc. | 0.60% | 601,531 | $4.9M | Add +270.5% |
| MIND MEDICINE MINDMED INC | 0.59% | 853,000 | $4.9M | Add +2.4% |
| PFIE Profire Energy Inc. | 0.57% | 2,815,742 | $4.7M | No change |
| VMD Viemed Healthcare Inc. | 0.54% | 612,889 | $4.5M | Reduce -52.5% |
| BEEM Beam Global | 0.54% | 911,173 | $4.5M | Reduce -4.1% |
| CNTY Century Casinos Inc. | 0.51% | 1,644,037 | $4.2M | No change |
| GRWG Growgeneration Corp. | 0.50% | 1,929,001 | $4.1M | Add +16.1% |
| SERA Sera Prognostics Inc. Class A | 0.49% | 521,314 | $4.1M | No change |
| ECOR Electrocore Inc. | 0.45% | 510,094 | $3.7M | Reduce -5.8% |
| SCPH Scpharmaceuticals Inc. | 0.42% | 764,857 | $3.5M | New |
| IMDX Insight Molecular Diagnostic filed as ONCOCYTE CORP | 0.38% | 1,097,175 | $3.1M | New |
| REAL The Realreal Inc. filed as THE REALREAL INC | 0.37% | 979,099 | $3.1M | Add +34.3% |
| AVNW Aviat Networks Inc. | 0.36% | 136,388 | $3.0M | Add +4.3% |
| CRNX Crinetics Pharmaceuticals Inc. | 0.34% | 55,000 | $2.8M | No change |
| ORN Orion Group Holdings Inc. | 0.31% | 450,000 | $2.6M | New |
| LPTH Lightpath Technologies Inc. Class A | 0.30% | 1,825,000 | $2.5M | No change |
| EU Encore Energy Corp. | 0.29% | 595,000 | $2.4M | New |
| NNDM Nano Dimension Ltd. - ADR | 0.26% | 882,623 | $2.2M | Add +33.1% |
| URBAN-GRO INC | 0.24% | 1,444,037 | $2.0M | No change |
| RKLB Rocket Lab USA Inc. | 0.24% | 202,000 | $2.0M | No change |
| SYNX Silynxcom Ltd. | 0.24% | 652,622 | $2.0M | Add +19.3% |
| OPK Opko Health Inc. | 0.23% | 1,300,000 | $1.9M | No change |
| LIVEPERSON INC | 0.23% | 1,500,000 | $1.9M | Reduce -21.1% |
| URGN Urogen Pharma Ltd. | 0.22% | 139,886 | $1.8M | Add +1298.9% |
| APEI American Public Education | 0.21% | 119,000 | $1.8M | Reduce -20.7% |
| USIO Usio Inc. | 0.21% | 1,262,864 | $1.7M | Reduce -0.6% |
| MODULAR MED INC | 0.20% | 750,000 | $1.7M | No change |
| SKYE Skye Bioscience Inc. | 0.19% | 400,000 | $1.6M | New |
| ARLO Arlo Technologies Inc. | 0.18% | 124,570 | $1.5M | New |
| BITCOIN DEPOT INC | 0.18% | 937,002 | $1.5M | No change |
| TEAD Teads Holding Co. filed as OUTBRAIN INC | 0.18% | 301,155 | $1.5M | No change |
| NMTC NeuroOne Medical Technologies | 0.14% | 1,200,000 | $1.2M | Add +26.3% |
| DHX Dhi Group Inc. | 0.13% | 581,000 | $1.1M | No change |
| RCEL Avita Medical Inc. | 0.13% | 98,173 | $1.1M | Add +34.2% |
| ACTU Actuate Therapeutics Inc. | 0.13% | 139,511 | $1.0M | New |
| LTRX Lantronix Inc. | 0.12% | 232,186 | $957K | Reduce -44.4% |
| IMVT Immunovant Inc. | 0.09% | 25,000 | $713K | Reduce -50.0% |
| PAL Proficient Auto Logistics Inc. | 0.09% | 49,495 | $702K | Reduce -90.5% |
| BLZE Backblaze Inc. Class A | 0.08% | 100,678 | $643K | New |
| LIQT Liqtech International Inc. | 0.08% | 250,000 | $639K | New |
| XELB Xcel Brands Inc. | 0.07% | 769,230 | $575K | No change |
| MOVANO INC | 0.07% | 1,546,447 | $555K | No change |
| DRS Leonardo DRS Inc. | 0.07% | 19,347 | $546K | Reduce -92.0% |
| SPRO Spero Therapeutics Inc. | 0.05% | 333,400 | $447K | No change |
| PGNY Progyny Inc. | 0.05% | 25,000 | $419K | New |
| BITF Bitfarms Ltd./Canada | 0.05% | 192,989 | $407K | No change |
| LTBR Lightbridge Corp. | 0.03% | 100,000 | $280K | New |
Other holdings (2): bonds, preferreds, convertibles and warrants · $165K (not counted above)
Total filed on the 13F, all lines: $825.4M.
Portfolio Sells Q2 2024 → Q3 2024
| NONE | Sold out | 0.00% | −3.60 |
| AMSC American Superconductor Corp. | Reduce -20.2% | 4.92% | −1.89 |
| Gambling.com Group Ltd. | Sold out | 0.00% | −1.50 |
| PAL Proficient Auto Logistics Inc. | Reduce -90.5% | 0.09% | −1.05 |
| J JILL GROUP INC/THE | Sold out | 0.00% | −0.90 |
| DRS Leonardo DRS Inc. | Reduce -92.0% | 0.07% | −0.76 |
| PI Impinj Inc. | Reduce -29.0% | 5.43% | −0.74 |
| SNCR Synchronoss Technologies Inc. | Sold out | 0.00% | −0.67 |
| VMD Viemed Healthcare Inc. | Reduce -52.5% | 0.54% | −0.60 |
| BNTC Benitec Biopharma Inc. | Sold out | 0.00% | −0.59 |
| NUVB Nuvation Bio Inc. | Sold out | 0.00% | −0.53 |
| SERV Serve Robotics Inc. | Sold out | 0.00% | −0.48 |
| ONCOCYTE CORP | Sold out | 0.00% | −0.44 |
| LMAT Lemaitre Vascular Inc. | Reduce -17.5% | 1.86% | −0.37 |
| NGS Natural Gas Services Group | Reduce -1.8% | 1.62% | −0.32 |
| KIDS Orthopediatrics Corp. | Reduce -0.5% | 1.48% | −0.28 |
| LILMF Lilium NV | Sold out | 0.00% | −0.21 |
| GPCR Structure Therapeutics Inc. | Sold out | 0.00% | −0.16 |
| UTI Universal Technical Institut | Reduce -5.3% | 1.08% | −0.15 |
| CGTX Cognition Therapeutics Inc. | Sold out | 0.00% | −0.15 |
| APEI American Public Education | Reduce -20.7% | 0.21% | −0.14 |
| QIPT Quipt Home Medical Corp. | Sold out | 0.00% | −0.13 |
| IMVT Immunovant Inc. | Reduce -50.0% | 0.09% | −0.09 |
| LTRX Lantronix Inc. | Reduce -44.4% | 0.12% | −0.08 |
| LIQTECH INTL INC | Sold out | 0.00% | −0.08 |
| TWIN VEE POWERCATS CO | Sold out | 0.00% | −0.06 |
| USIO Usio Inc. | Reduce -0.6% | 0.21% | −0.05 |
| BEEM Beam Global | Reduce -4.1% | 0.54% | −0.05 |
| SVRA Savara Inc. | Sold out | 0.00% | −0.05 |
| LTBR Lightbridge Corp. | Sold out | 0.00% | −0.05 |
| Markforged Holding Corp. | Sold out | 0.00% | −0.03 |
| QNME Quanome Technologies Inc. | Sold out | 0.00% | −0.03 |
| ECOR Electrocore Inc. | Reduce -5.8% | 0.45% | −0.02 |
| GAIA Gaia Inc. | Reduce -1.0% | 1.02% | −0.02 |
| RGEN Repligen Corp. | Reduce -6.7% | 1.26% | −0.01 |
| OOMA Ooma Inc. | Reduce -0.5% | 1.77% | +0.04 |
| LIVEPERSON INC | Reduce -21.1% | 0.23% | +0.08 |
| ASPN Aspen Aerogels Inc. | Reduce -1.1% | 3.94% | +0.11 |
| CDMO Avid Bioservices Inc. | Reduce -10.7% | 0.85% | +0.19 |
| LOVE The Lovesac Co. | Reduce -1.0% | 1.78% | +0.20 |
| ADMA Adma Biologics Inc. | Reduce -12.7% | 10.79% | +3.09 |
Portfolio Buys Q2 2024 → Q3 2024
| GRSD Grandstand Ltd. | New | 1.68% | +1.68 |
| ASPI Asp Isotopes Inc. | New | 1.23% | +1.23 |
| BKSY Blacksky Technology Inc. | Add +707.6% | 1.62% | +1.21 |
| MDXH Mdxhealth | New | 1.07% | +1.07 |
| SNCR Synchronoss Technologies Inc. | New | 1.01% | +1.01 |
| BNTC Benitec Biopharma Inc. | New | 0.70% | +0.70 |
| RCAT Red Cat Holdings Inc. | Add +0.9% | 1.39% | +0.69 |
| AIOT Powerfleet Inc. | Add +36.4% | 2.75% | +0.64 |
| KOPN Kopin Corp. | Add +146.4% | 1.16% | +0.56 |
| ABX Abacus Global Management Inc. | Add +212.4% | 0.77% | +0.53 |
| IPWR Ideal Power Inc. | Add +270.5% | 0.60% | +0.44 |
| SCPH Scpharmaceuticals Inc. | New | 0.42% | +0.42 |
| IMDX Insight Molecular Diagnostic | New | 0.38% | +0.38 |
| ORN Orion Group Holdings Inc. | New | 0.31% | +0.31 |
| GILT Gilat Satellite Networks Ltd. | Add +17.1% | 1.60% | +0.31 |
| VICR Vicor Corp. | Add +4.0% | 1.94% | +0.30 |
| ANRO Alto Neuroscience Inc. | Add +70.0% | 0.78% | +0.30 |
| EU Encore Energy Corp. | New | 0.29% | +0.29 |
| CTRN Citi Trends Inc. | Add +53.5% | 1.23% | +0.20 |
| URGN Urogen Pharma Ltd. | Add +1298.9% | 0.22% | +0.19 |
| SKYE Skye Bioscience Inc. | New | 0.19% | +0.19 |
| ARLO Arlo Technologies Inc. | New | 0.18% | +0.18 |
| VITL Vital Farms Inc. | Add +75.1% | 1.17% | +0.18 |
| CEVA Ceva Inc. | Add +0.3% | 1.49% | +0.17 |
| ACTU Actuate Therapeutics Inc. | New | 0.13% | +0.13 |
| AEHR Aehr Test Systems | Add +2.6% | 2.00% | +0.11 |
| LASR Nlight Inc. | Add +25.3% | 1.20% | +0.11 |
| RDCM Radcom Ltd. | Add +8.0% | 1.21% | +0.08 |
| BLZE Backblaze Inc. Class A | New | 0.08% | +0.08 |
| LIQT Liqtech International Inc. | New | 0.08% | +0.08 |
| CRVO Cervomed Inc. | Add +43.0% | 0.79% | +0.07 |
| NNDM Nano Dimension Ltd. - ADR | Add +33.1% | 0.26% | +0.06 |
| REAL The Realreal Inc. | Add +34.3% | 0.37% | +0.06 |
| PGNY Progyny Inc. | New | 0.05% | +0.05 |
| RCEL Avita Medical Inc. | Add +34.2% | 0.13% | +0.05 |
| NMTC NeuroOne Medical Technologies | Add +26.3% | 0.14% | +0.04 |
| AVAV Aerovironment Inc. | Add +2.7% | 2.56% | +0.04 |
| LTBR Lightbridge Corp. | New | 0.03% | +0.03 |
| SYNX Silynxcom Ltd. | Add +19.3% | 0.24% | +0.03 |
| RSVR Reservoir Media Inc. | Add +11.3% | 0.78% | +0.02 |
| GRWG Growgeneration Corp. | Add +16.1% | 0.50% | +0.02 |
| TBCH Turtle Beach Corp. | Add +5.4% | 1.07% | +0.01 |
| MASS 908 Devices Inc. | Add +55.6% | 0.66% | −0.04 |
| TALK Talkspace Inc. | Add +15.4% | 0.97% | −0.06 |
| MRAM Everspin Technologies Inc. | Add +6.0% | 1.52% | −0.10 |
| AVNW Aviat Networks Inc. | Add +4.3% | 0.36% | −0.15 |
| UCTT Ultra Clean Holdings Inc. | Add +6.6% | 0.73% | −0.21 |
| MIND MEDICINE MINDMED INC | Add +2.4% | 0.59% | −0.22 |
| SRTA Strata Critical Medical Inc. | Add +6.7% | 0.98% | −0.23 |
| OPRX Optimizerx Corp. | Add +6.9% | 1.00% | −0.35 |
Notes & Other Activity Q2 2024 → Q3 2024
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | New | 60,561 | $103K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 106 | $1.2B | LASR, VICR, MASS, LPTH, AMSC |
| Q1 2026 | 98 | $903.4M | AEHR, LASR, VICR, BKSY, GILT |
| Q4 2025 | 102 | $1.0B | LASR, ADMA, VICR, BKSY, AEHR |
| Q3 2025 | 101 | $1.1B | AEHR, MASS, AMSC, BKSY, AVAV |
| Q2 2025 | 92 | $891.5M | AMSC, BKSY, ADMA, MASS, AVAV |
| Q1 2025 | 93 | $725.8M | ADMA, AMSC, AIOT, MASS, ASPI |
| Q4 2024 | 85 | $820.5M | ADMA, AMSC, AIOT, BKSY, PI |
| Q3 2024 | 96 | $825.3M | ADMA, PI, AMSC, ASPN, DXLG |
| Q2 2024 | 98 | $740.2M | ADMA, AMSC, PI, DXLG, ASPN |
| Q1 2024 | 114 | $763.5M | PI, ADMA, AMSC, ASPN, DXLG |