Axim Planning & Wealth

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 5, 2025), Axim Planning & Wealth reported 81 stock positions worth $125.7 million. Its top holding was Ehang Holdings Ltd.-SPS ADR (EH) at 64.6% of the portfolio, followed by John Hancock Prefer Inc. II (HPF, 4.5%) and Cleveland-Cliffs (CLF, 2.3%). Compared with Q2 2025, it opened 36 new positions, sold out of 26, added to 12 and reduced 31. The biggest buy was Nio Inc. - ADR (NIO, shares +97%) and the biggest sale Ehang Holdings Ltd.-SPS ADR (EH, shares −1%).

Most Recent 13F
Q2 2026
Location
SPRINGBORO, OH
CIK
0001950607
Portfolio Value
$125.7M (Q3 2025)
SEC Filing
0001941040-25-000593 ↗ filed Nov 5, 2025

Holdings Value

0$50.0M$100.0M$150.0M Q1 2024: $123.3M Q1 2024 Q2 2024: $83.5M Q2 2024 Q3 2024: $88.8M Q3 2024 Q4 2024: $93.9M Q4 2024 Q1 2025: $112.8M Q1 2025 Q2 2025: $109.4M Q2 2025 Q3 2025: $125.7M $125.7M Q3 2025 Q4 2025: $93.9M Q4 2025 Q1 2026: $82.1M Q1 2026 Q2 2026: $70.8M Q2 2026

Holdings 81 stocks · $125.7M
EH Ehang Holdings Ltd.-SPS ADR 64.64% 4,374,378 $81.2M Reduce -0.5%
HPF John Hancock Prefer Inc. II 4.46% 332,810 $5.6M Add +3.3%
CLF Cleveland-Cliffs Inc. 2.34% 241,339 $2.9M Add +0.3%
ARCM Arrow Reserve Cap Mgmt ETF 1.69% 21,209 $2.1M Add +46.0%
NIO Nio Inc. - ADR 1.00% 164,583 $1.3M Add +97.5%
BTAL Agf US Market Neutral Anti-B 0.98% 77,041 $1.2M Reduce -19.4%
MSFT Microsoft Corp. 0.90% 2,182 $1.1M Reduce -10.0%
XLK SS Technology Select Sector 0.81% 3,593 $1.0M Reduce -1.3%
EXEL Exelixis Inc. 0.72% 21,817 $901K New
BIL SS SPDR BB 1-3M T-Bill ETF 0.71% 9,756 $895K New
PG The Procter & Gamble Co. 0.65% 5,281 $811K Reduce -4.9%
USB US Bancorp 0.60% 15,722 $760K Add +1.9%
NVDA Nvidia Corp. 0.53% 3,587 $669K Add +94.1%
PM Philip Morris International 0.53% 4,075 $661K No change
BSJR Invesco Bulletshares 2027 HY 0.52% 28,729 $653K New
SMIZ Zacks Small/Mid Cap ETF 0.52% 17,487 $653K New
ZECP Zacks Earnings Consistent Po 0.51% 19,052 $641K New
ANET Arista Networks Inc. 0.50% 4,303 $627K New
SHOP Shopify Inc. Class A 0.49% 4,165 $619K New
V Visa Inc. Class A 0.49% 1,791 $611K New
BSJP Invesco Bulletshares 2025 HY 0.49% 26,488 $611K New
BSJS Invesco Bulletshares 2028 HY 0.49% 27,654 $611K New
TSLA Tesla Inc. 0.48% 1,366 $607K Reduce -34.8%
BSJQ Invesco Bulletshares 2026 HY 0.48% 25,944 $607K New
BSJT Invesco Bulletshares 2029 HY 0.48% 28,018 $604K New
SNEX Stonex Group Inc. 0.48% 5,949 $600K New
EXPE Expedia Group Inc. 0.47% 2,741 $586K New
JBL Jabil Inc. 0.46% 2,684 $583K New
GROZ Zacks Focus Growth ETF 0.45% 19,323 $567K New
CRM Salesforce Inc. 0.45% 2,381 $564K New
CL Colgate-Palmolive Co. 0.44% 6,959 $556K New
JPM JPMorgan Chase & Co. 0.43% 1,717 $542K Reduce -5.1%
AGG iShares Core U.S. Aggregate 0.34% 4,257 $427K Add +48.5%
XLC SS Comm Select Sector SPDR 0.34% 3,593 $425K Reduce -2.0%
XLP SS Consumer Staples Sel Sect 0.33% 5,319 $417K Add +107.5%
AMD Advanced Micro Devices 0.32% 2,465 $399K Reduce -22.0%
CAT Caterpillar Inc. 0.32% 832 $397K Add +4.0%
RSP Invesco S&P 500 Equal Weight 0.31% 2,073 $393K Reduce -1.1%
CTA Simplify Managed Futures St 0.31% 13,871 $388K Reduce -49.0%
IEFA iShares Core MSCI Eafe ETF 0.30% 4,340 $379K New
XLF SS Financial Select Sector 0.30% 6,886 $371K Add +10.4%
GTO Invesco Total Return Bond Et 0.28% 7,434 $353K Reduce -14.6%
SLV iShares Silver Trust 0.27% 8,148 $345K New
XLU St Sr Utl SL SE SPDR ETF-Usd 0.27% 3,948 $344K New
SOFI Sofi Technologies Inc. 0.27% 12,929 $342K Reduce -17.4%
TLT iShares 20+ Year Treasury BD 0.25% 3,563 $318K New
IJH iShares Core S&P Midcap ETF 0.24% 4,716 $308K Reduce -3.1%
PPA Invesco Aerospace & Defense 0.24% 1,979 $308K New
VTV Vanguard Mrngstr Val ETF-Aui 0.24% 1,638 $305K Reduce -3.7%
MDLZ Mondelez International Inc. Class A 0.23% 4,724 $295K Add +4.8%
GILD Gilead Sciences Inc. 0.23% 2,637 $293K New
KO The Coca-Cola Co. 0.23% 4,412 $293K New
TLH iShares 10-20 Year Treasury 0.23% 2,833 $292K New
VBK Van Morst SML-Cap Gro-Usd Inc. 0.23% 967 $288K Reduce -2.3%
MOH Molina Healthcare Inc. 0.22% 1,436 $275K New
VEA Vanguard Ftse Developed ETF 0.21% 4,441 $266K Reduce -2.2%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.21% 1,272 $265K Reduce -2.8%
CLS Celestica Inc. 0.21% 1,073 $264K Reduce -57.3%
IVW iShares S&P 500 Growth ETF 0.21% 2,178 $263K Reduce -62.4%
CW Curtiss-Wright Corp. 0.21% 479 $260K New
META Meta Platforms Inc. Class A 0.21% 354 $260K Reduce -14.7%
COR Cencora Inc. 0.20% 815 $255K New
IVE iShares S&P 500 Value ETF 0.20% 1,214 $251K Reduce -26.3%
XLV SS Health Care Select Sector 0.20% 1,793 $250K Add +6.0%
LNTH Lantheus Holdings Inc. 0.20% 4,855 $249K New
HQY Healthequity Inc. 0.20% 2,620 $248K New
PBH Prestige Consumer Healthcare 0.19% 3,910 $244K New
XOM Exxon Mobil Corp. 0.19% 2,112 $238K Reduce -4.0%
XLY SS Consumer Disc Select Sect 0.19% 976 $234K Reduce -5.1%
SFM Sprouts Farmers Market Inc. 0.18% 2,115 $230K New
GOVI Invesco Equal Weight 0-30 YR 0.18% 8,273 $230K Reduce -17.3%
ACIO Aptus Collared Invest Opp 0.18% 5,251 $228K Reduce -22.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.18% 473 $227K Reduce -4.6%
QUAL iShares MSCI USA Quality Fac 0.18% 1,156 $225K Reduce -68.0%
RBRK Rubrik Inc. Class A 0.17% 2,594 $213K New
AMZN Amazon.com Inc. 0.17% 958 $210K Reduce -24.3%
LCNB LCNB Corporation 0.14% 11,500 $172K No change
GRAB Grab Holdings Ltd. Class A 0.09% 19,056 $115K Reduce -52.9%
LUNR Intuitive Machines Inc. 0.09% 10,765 $113K New
ENVX Enovix Corp. 0.09% 10,972 $109K Reduce -55.3%
GERN Geron Corp. 0.01% 10,600 $15K New

Options reported separately and not counted above: EH calls ($919K), NIO calls ($145K).

Portfolio Sells Q2 2025 → Q3 2025
EH Ehang Holdings Ltd.-SPS ADR Reduce -0.5% 64.64% −5.13
COST Costco Wholesale Corp. Sold out 0.00% −0.63
BTAL Agf US Market Neutral Anti-B Reduce -19.4% 0.98% −0.57
DYNF Ishrs US E F R A ETF-Usd Inc. Sold out 0.00% −0.45
QUAL iShares MSCI USA Quality Fac Reduce -68.0% 0.18% −0.42
IVW iShares S&P 500 Growth ETF Reduce -62.4% 0.21% −0.37
OEF iShares S&P 100 ETF Sold out 0.00% −0.36
CTA Simplify Managed Futures St Reduce -49.0% 0.31% −0.36
EFV iShares MSCI Eafe Value ETF Sold out 0.00% −0.27
GS Goldman Sachs Group Inc. Sold out 0.00% −0.26
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.26
CRDO Credo Technology Group Holdi Sold out 0.00% −0.24
SPY SS SPDR S&P 500 ETF Trust-US Sold out 0.00% −0.22
ADME Aptus Drwdwn MGD Eqty ETF Sold out 0.00% −0.22
MTUM iShares MSCI USA Momentum Fa Sold out 0.00% −0.21
MO Altria Group Inc. Sold out 0.00% −0.21
NBIS Nebius Group NV Sold out 0.00% −0.21
MSFT Microsoft Corp. Reduce -10.0% 0.90% −0.20
BKLN Invesco Senior Loan ETF Sold out 0.00% −0.20
CSCO Cisco Systems Inc. Sold out 0.00% −0.20
EFG iShares MSCI Eafe Growth ETF Sold out 0.00% −0.20
SNOW Snowflake Inc. Sold out 0.00% −0.20
ORCL Oracle Corp. Sold out 0.00% −0.19
EAT Brinker International Inc. Sold out 0.00% −0.19
TOST Toast Inc. Class A Sold out 0.00% −0.19
LEU Centrus Energy Corp. Class A Sold out 0.00% −0.18
NUTX Nutex Health Inc. Sold out 0.00% −0.18
SSRM SSR Mining Inc. Sold out 0.00% −0.18
PG The Procter & Gamble Co. Reduce -4.9% 0.65% −0.16
CLBT Cellebrite Di Ltd. Sold out 0.00% −0.16
ARDC Ares Dynamic Credit All Sold out 0.00% −0.15
BIZD Vaneck BDC Income ETF Sold out 0.00% −0.15
CLS Celestica Inc. Reduce -57.3% 0.21% −0.15
ENVX Enovix Corp. Reduce -55.3% 0.09% −0.14
MFIC Midcap Financial Investment Sold out 0.00% −0.14
TSLA Tesla Inc. Reduce -34.8% 0.48% −0.12
IVE iShares S&P 500 Value ETF Reduce -26.3% 0.20% −0.09
GRAB Grab Holdings Ltd. Class A Reduce -52.9% 0.09% −0.09
AMD Advanced Micro Devices Reduce -22.0% 0.32% −0.09
GTO Invesco Total Return Bond Et Reduce -14.6% 0.28% −0.09
AMZN Amazon.com Inc. Reduce -24.3% 0.17% −0.09
ACIO Aptus Collared Invest Opp Reduce -22.4% 0.18% −0.07
META Meta Platforms Inc. Class A Reduce -14.7% 0.21% −0.07
GOVI Invesco Equal Weight 0-30 YR Reduce -17.3% 0.18% −0.07
JPM JPMorgan Chase & Co. Reduce -5.1% 0.43% −0.05
XLK SS Technology Select Sector Reduce -1.3% 0.81% −0.04
RSP Invesco S&P 500 Equal Weight Reduce -1.1% 0.31% −0.04
VTV Vanguard Mrngstr Val ETF-Aui Reduce -3.7% 0.24% −0.03
IJH iShares Core S&P Midcap ETF Reduce -3.1% 0.24% −0.03
XOM Exxon Mobil Corp. Reduce -4.0% 0.19% −0.03

Portfolio Buys Q2 2025 → Q3 2025
NIO Nio Inc. - ADR Add +97.5% 1.00% +0.74
EXEL Exelixis Inc. New 0.72% +0.72
BIL SS SPDR BB 1-3M T-Bill ETF New 0.71% +0.71
CLF Cleveland-Cliffs Inc. Add +0.3% 2.34% +0.67
BSJR Invesco Bulletshares 2027 HY New 0.52% +0.52
SMIZ Zacks Small/Mid Cap ETF New 0.52% +0.52
ZECP Zacks Earnings Consistent Po New 0.51% +0.51
ANET Arista Networks Inc. New 0.50% +0.50
SHOP Shopify Inc. Class A New 0.49% +0.49
V Visa Inc. Class A New 0.49% +0.49
BSJP Invesco Bulletshares 2025 HY New 0.49% +0.49
BSJS Invesco Bulletshares 2028 HY New 0.49% +0.49
BSJQ Invesco Bulletshares 2026 HY New 0.48% +0.48
BSJT Invesco Bulletshares 2029 HY New 0.48% +0.48
SNEX Stonex Group Inc. New 0.48% +0.48
EXPE Expedia Group Inc. New 0.47% +0.47
JBL Jabil Inc. New 0.46% +0.46
GROZ Zacks Focus Growth ETF New 0.45% +0.45
CRM Salesforce Inc. New 0.45% +0.45
CL Colgate-Palmolive Co. New 0.44% +0.44
ARCM Arrow Reserve Cap Mgmt ETF Add +46.0% 1.69% +0.36
IEFA iShares Core MSCI Eafe ETF New 0.30% +0.30
SLV iShares Silver Trust New 0.27% +0.27
XLU St Sr Utl SL SE SPDR ETF-Usd New 0.27% +0.27
NVDA Nvidia Corp. Add +94.1% 0.53% +0.27
TLT iShares 20+ Year Treasury BD New 0.25% +0.25
PPA Invesco Aerospace & Defense New 0.24% +0.24
GILD Gilead Sciences Inc. New 0.23% +0.23
KO The Coca-Cola Co. New 0.23% +0.23
TLH iShares 10-20 Year Treasury New 0.23% +0.23
MOH Molina Healthcare Inc. New 0.22% +0.22
CW Curtiss-Wright Corp. New 0.21% +0.21
COR Cencora Inc. New 0.20% +0.20
LNTH Lantheus Holdings Inc. New 0.20% +0.20
HQY Healthequity Inc. New 0.20% +0.20
PBH Prestige Consumer Healthcare New 0.19% +0.19
SFM Sprouts Farmers Market Inc. New 0.18% +0.18
RBRK Rubrik Inc. Class A New 0.17% +0.17
XLP SS Consumer Staples Sel Sect Add +107.5% 0.33% +0.14
LUNR Intuitive Machines Inc. New 0.09% +0.09
AGG iShares Core U.S. Aggregate Add +48.5% 0.34% +0.08
CAT Caterpillar Inc. Add +4.0% 0.32% +0.03
GERN Geron Corp. New 0.01% +0.01
XLF SS Financial Select Sector Add +10.4% 0.30% −0.00
XLV SS Health Care Select Sector Add +6.0% 0.20% −0.01
USB US Bancorp Add +1.9% 0.60% −0.03
MDLZ Mondelez International Inc. Class A Add +4.8% 0.23% −0.04
HPF John Hancock Prefer Inc. II Add +3.3% 4.46% −0.19

Options Activity Q2 2025 → Q3 2025
EH Ehang Holdings Ltd.-SPS ADR call New 49,500 $919K
NIO Nio Inc. - ADR call New 19,000 $145K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 89$70.8MEH, HPF, BIL, XLK, GROZ
Q1 2026 83$82.1MEH, HPF, BIL, ARCM, BTAL
Q4 2025 72$93.9MEH, HPF, BIL, CLF, XLK
Q3 2025 81$125.7MEH, HPF, CLF, ARCM, NIO
Q2 2025 71$109.4MEH, HPF, CLF, BTAL, ARCM
Q1 2025 45$112.8MEH, HPF, CLF, PG, MSFT
Q4 2024 41$93.9MEH, HPF, CLF, PG, MSFT
Q3 2024 35$88.8MEH, HPF, CCL, PG, MSFT
Q2 2024 27$83.5MEH, HPF, CCL, MSFT, PG
Q1 2024 24$123.3MEH, KWEB, CCL, HPF, PG