B. Riley Wealth Advisors, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 16, 2024), B. Riley Wealth Advisors, Inc. reported 1,443 stock positions worth $3.7 billion. Its top holding was Apple (AAPL) at 3.6% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 3.1%) and Vanguard Mrngstar GR ETF-Sui (VUG, 2.6%). Compared with Q4 2023, it opened 151 new positions, sold out of 93, added to 864 and reduced 384. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +30%) and the biggest sale Broadcom (AVGO, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- MEMPHIS, TN
- CIK
- 0001464811
- Portfolio Value
- $3.7B (Q1 2024)
- SEC Filing
- 0001213900-24-044405 ↗ filed May 16, 2024
Holdings Value
Holdings 1,443 stocks · $3.7B
| AAPL Apple Inc. | 3.60% | 777,973 | $133.2M | Add +3.1% |
| IVV iShares Core S&P 500 ETF | 3.09% | 264,663 | $114.2M | Add +7.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.57% | 348,674 | $94.9M | Add +28.7% |
| MSFT Microsoft Corp. | 2.49% | 291,447 | $92.0M | Add +7.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.03% | 544,385 | $75.1M | Add +29.9% |
| AMZN Amazon.com Inc. | 1.78% | 518,529 | $65.9M | Add +4.5% |
| NVDA Nvidia Corp. | 1.70% | 144,417 | $62.8M | Add +1.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.17% | 120,812 | $43.3M | Add +3.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.96% | 82,669 | $35.5M | Add +4.1% |
| XOM Exxon Mobil Corp. | 0.84% | 264,712 | $31.1M | Add +3.1% |
| HD Home Depot Inc. | 0.80% | 98,141 | $29.7M | Add +5.8% |
| VOO Vanguard S&P 500 ETF | 0.80% | 75,127 | $29.6M | Add +4.7% |
| META Meta Platforms Inc. Class A | 0.78% | 95,882 | $28.8M | Add +7.0% |
| UNH Unitedhealth Group Inc. | 0.76% | 55,695 | $28.1M | Add +14.8% |
| GOOGL Alphabet Inc. Class A | 0.75% | 211,743 | $27.7M | Add +7.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.75% | 633,060 | $27.7M | Add +34.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 77,909 | $27.3M | Add +7.1% |
| GOOG Alphabet Inc. Class C | 0.73% | 204,686 | $27.0M | Add +2.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.72% | 354,408 | $26.6M | Add +54.4% |
| VEA Vanguard Ftse Developed ETF | 0.71% | 602,345 | $26.3M | Add +44.5% |
| EFG iShares MSCI Eafe Growth ETF | 0.69% | 296,051 | $25.5M | Add +65.8% |
| HYZD Wisdomtree Interest Rate Hed | 0.67% | 1,170,554 | $24.7M | Add +62.1% |
| JEPI JPMorgan Equity Premium Inco | 0.66% | 454,629 | $24.3M | Add +11.6% |
| TSLA Tesla Inc. | 0.65% | 95,303 | $23.8M | Reduce -16.4% |
| PG The Procter & Gamble Co. | 0.64% | 163,389 | $23.8M | Reduce -11.2% |
| JPM JPMorgan Chase & Co. | 0.64% | 162,967 | $23.6M | Add +9.8% |
| EPD Enterprise Products Partners | 0.63% | 848,449 | $23.2M | Add +2.6% |
| LLY Eli Lilly & Co. | 0.63% | 43,078 | $23.1M | Add +7.4% |
| JNJ Johnson & Johnson | 0.63% | 148,486 | $23.1M | Add +4.8% |
| V Visa Inc. Class A | 0.61% | 98,492 | $22.7M | Add +8.1% |
| AVGO Broadcom Inc. | 0.61% | 27,147 | $22.5M | Reduce -0.1% |
| ABBV Abbvie Inc. | 0.59% | 145,412 | $21.7M | Add +11.7% |
| CVX Chevron Corp. | 0.56% | 121,825 | $20.5M | Reduce -3.8% |
| CSM Proshares Large Cap Core Plu | 0.53% | 398,841 | $19.5M | Add +45.9% |
| GLD SPDR Gold Shares | 0.51% | 109,204 | $18.7M | Add +17.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.49% | 199,228 | $18.3M | Add +81.4% |
| EFV iShares MSCI Eafe Value ETF | 0.49% | 370,143 | $18.1M | Add +45.0% |
| CWB SS SPDR BB Conv Sec ETF | 0.49% | 265,352 | $18.0M | Add +47.1% |
| QUAL iShares MSCI USA Quality Fac | 0.48% | 133,717 | $17.7M | Add +31.2% |
| MRK Merck & Co. Inc. | 0.46% | 162,575 | $16.9M | Add +10.9% |
| WMT Walmart Inc. | 0.45% | 103,607 | $16.6M | Reduce -65.6% |
| COST Costco Wholesale Corp. | 0.44% | 28,855 | $16.3M | Add +9.9% |
| TBIL F/M US Treasury 3 Month Bill | 0.44% | 322,276 | $16.1M | Add +81.0% |
| PROSHARES SHORT S&P500 | 0.43% | 1,098,010 | $15.9M | Add +44.8% |
| TMO Thermo Fisher Scientific Inc. | 0.41% | 29,956 | $15.2M | Add +9.4% |
| MNA Nylim Merger Arbtrage ETF-Ui | 0.41% | 473,974 | $15.0M | Add +69.5% |
| IWP iShares Russell Mid-Cap Grow | 0.39% | 159,248 | $14.6M | Add +46.0% |
| MA Mastercard Inc. Class A | 0.39% | 36,666 | $14.5M | Add +4.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.39% | 76,648 | $14.5M | Add +34.0% |
| IEMG iShares Core MSCI Emerging | 0.39% | 304,075 | $14.5M | Add +29.6% |
| MCD McDonald's Corp. | 0.39% | 54,199 | $14.3M | Add +1.6% |
| LRCX Lam Research Corp. | 0.39% | 22,686 | $14.3M | Reduce -6.1% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.38% | 66,196 | $14.2M | Add +33.7% |
| BOND PIMCO Active Bond Exchange-T | 0.37% | 156,696 | $13.8M | Add +56.0% |
| BNDX Vanguard Total Intl Bond ETF | 0.37% | 287,719 | $13.8M | Add +33.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 94,887 | $13.3M | Add +13.8% |
| XLE SS Energy Select Sector | 0.36% | 146,776 | $13.3M | Add +0.8% |
| PANW Palo Alto Networks Inc. | 0.35% | 55,869 | $13.1M | Reduce -0.8% |
| PDBC Invesco Optimum Yield Divers | 0.35% | 876,046 | $13.1M | Add +34.1% |
| HON Honeywell International Inc. | 0.35% | 69,565 | $12.9M | Add +9.4% |
| VIG Vanguard Dividend Apprec ETF | 0.33% | 77,306 | $12.1M | Reduce -11.8% |
| BSV Vanguard Short-Term Bond ETF | 0.32% | 159,022 | $12.0M | Add +31.4% |
| ET Energy Transfer LP | 0.32% | 848,936 | $11.9M | Add +5.9% |
| NEE Nextera Energy Inc. | 0.32% | 206,009 | $11.8M | Add +11.5% |
| VWO Vanguard Ftse Emerging Marke | 0.32% | 298,253 | $11.7M | Add +67.3% |
| OIH Vaneck Oil Services ETF | 0.32% | 33,879 | $11.7M | Reduce -2.3% |
| AMGN Amgen Inc. | 0.31% | 43,207 | $11.6M | Add +7.5% |
| PEP Pepsico Inc. | 0.31% | 68,108 | $11.5M | Reduce -7.3% |
| XLV SS Health Care Select Sector | 0.30% | 85,891 | $11.1M | Reduce -10.1% |
| CSCO Cisco Systems Inc. | 0.30% | 205,566 | $11.1M | Add +13.9% |
| PFE Pfizer Inc. | 0.29% | 327,696 | $10.9M | Add +17.6% |
| CAT Caterpillar Inc. | 0.29% | 39,548 | $10.8M | Add +2.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.29% | 50,829 | $10.8M | Add +19.0% |
| BMY Bristol-Myers Squibb Co. | 0.29% | 185,863 | $10.8M | Add +13.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 139,929 | $10.2M | Add +150.0% |
| VZ Verizon Communications Inc. | 0.27% | 310,775 | $10.1M | Add +3.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.27% | 200,306 | $9.9M | Reduce -9.8% |
| VGT Vanguard Info Tech ETF | 0.27% | 23,614 | $9.8M | Reduce -12.6% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 138,965 | $9.5M | Add +16.1% |
| UBER Uber Technologies Inc. | 0.24% | 195,006 | $9.0M | Reduce -11.0% |
| VNQ Vanguard Real Estate ETF | 0.24% | 115,943 | $8.9M | Add +74.9% |
| XLK SS Technology Select Sector | 0.24% | 53,948 | $8.8M | Reduce -15.1% |
| UNP Union Pacific Corp. | 0.24% | 43,135 | $8.8M | Add +25.5% |
| KO The Coca-Cola Co. | 0.24% | 154,537 | $8.7M | Add +8.4% |
| DE Deere & Co. | 0.23% | 22,891 | $8.7M | Add +7.1% |
| ADBE Adobe Inc. | 0.23% | 16,963 | $8.6M | Add +5.7% |
| RTX RTX Corp. | 0.23% | 118,110 | $8.5M | Add +65.0% |
| FTSM First Trust Enh Short Mat FD | 0.23% | 141,787 | $8.5M | Add +16.2% |
| SCHB Schwab US Broad Market ETF | 0.23% | 168,165 | $8.4M | Reduce -1.8% |
| JPST JPMorgan Ultra-Short Income | 0.22% | 165,688 | $8.3M | Add +7.3% |
| AEM Agnico Eagle Mines Ltd. | 0.22% | 182,926 | $8.3M | Reduce -0.7% |
| MBB iShares MBS ETF | 0.22% | 93,033 | $8.3M | Add +33.9% |
| ESGU iShares ESG Aware MSCI USA | 0.22% | 87,574 | $8.3M | Add +27.5% |
| EFA iShares MSCI Eafe ETF | 0.22% | 119,795 | $8.3M | Add +49.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 39,544 | $8.2M | Add +2.7% |
| BX Blackstone Inc. | 0.22% | 76,744 | $8.2M | Reduce -0.7% |
| IWR iShares Russell Mid-Cap ETF | 0.22% | 118,009 | $8.2M | Add +47.5% |
| IJH iShares Core S&P Midcap ETF | 0.22% | 32,227 | $8.1M | Reduce -68.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.22% | 134,658 | $8.0M | Add +138.1% |
| AGG iShares Core U.S. Aggregate | 0.21% | 84,001 | $7.9M | Reduce -2.4% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $477K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 18,720 | $460K | Reduce -5.8% |
| RVPHW Reviva Pharmaceuticals -CW23 | *W EXP 12/25/202 | 11,101 | $17K | New |
Total filed on the 13F, all lines: $3.7B.
Portfolio Sells Q4 2023 → Q1 2024
| AVGO Broadcom Inc. | Reduce -0.1% | 0.61% | −0.21 |
| TLT iShares 20+ Year Treasury BD | Reduce -48.7% | 0.16% | −0.19 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -83.6% | 0.03% | −0.19 |
| UTEN F/M US Treasury 10 Year Note | Sold out | 0.00% | −0.18 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -93.8% | 0.01% | −0.13 |
| LRCX Lam Research Corp. | Reduce -6.1% | 0.39% | −0.13 |
| UBER Uber Technologies Inc. | Reduce -11.0% | 0.24% | −0.12 |
| IWY iShares Russell Top 200 Grow | Reduce -68.8% | 0.04% | −0.12 |
| TSLA Tesla Inc. | Reduce -16.4% | 0.65% | −0.12 |
| APUE Activepassive US Equity ETF | Reduce -77.3% | 0.03% | −0.11 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Reduce -87.5% | 0.01% | −0.10 |
| FNX First Trust Mid Cap Core Alp | Reduce -37.8% | 0.12% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -0.8% | 0.35% | −0.09 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -29.0% | 0.11% | −0.09 |
| BND Vanguard Total Bond Market | Reduce -61.7% | 0.05% | −0.09 |
| XLK SS Technology Select Sector | Reduce -15.1% | 0.24% | −0.09 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -89.9% | 0.01% | −0.09 |
| IAU iShares Gold Trust | Reduce -40.6% | 0.10% | −0.09 |
| JHSC John Hancock Multi Small Cap | Reduce -44.5% | 0.08% | −0.09 |
| NOW ServiceNow Inc. | Reduce -16.1% | 0.17% | −0.09 |
| VGT Vanguard Info Tech ETF | Reduce -12.6% | 0.27% | −0.09 |
| UTWO F/M US Treasury 2 Year Note | Sold out | 0.00% | −0.09 |
| FNDA Schwab Fndmntl US SM Co. ETF | Sold out | 0.00% | −0.08 |
| IJR iShares Core S&P Small-Cap E | Reduce -28.5% | 0.14% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -11.2% | 0.64% | −0.08 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Reduce -37.3% | 0.11% | −0.08 |
| VIG Vanguard Dividend Apprec ETF | Reduce -11.8% | 0.33% | −0.08 |
| RSP Invesco S&P 500 Equal Weight | Reduce -24.1% | 0.15% | −0.07 |
| DT Dynatrace Inc. | Reduce -84.3% | 0.01% | −0.07 |
| SNOW Snowflake Inc. | Reduce -27.6% | 0.09% | −0.07 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -91.6% | 0.01% | −0.07 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -21.2% | 0.17% | −0.07 |
| BG Bunge Global SA | Sold out | 0.00% | −0.06 |
| EMLP First Trust North American E | Reduce -35.4% | 0.10% | −0.06 |
| NFLX Netflix Inc. | Reduce -7.0% | 0.16% | −0.06 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -33.5% | 0.10% | −0.06 |
| SGOV iShares 0-3 Month Treasury B | Reduce -62.9% | 0.03% | −0.06 |
| GOLD Gold.com Inc. | Reduce -62.1% | 0.03% | −0.06 |
| STEW SRH Total Return Fund Inc. | Reduce -17.6% | 0.19% | −0.06 |
| APCB Activepassive Core Bond ETF | Reduce -85.0% | 0.01% | −0.05 |
| APIE Activepassive Intl Eqty ETF | Reduce -77.8% | 0.01% | −0.05 |
| XLV SS Health Care Select Sector | Reduce -10.1% | 0.30% | −0.05 |
| BX Blackstone Inc. | Reduce -0.7% | 0.22% | −0.05 |
| HNRG Hallador Energy Co. | Reduce -94.8% | 0.00% | −0.05 |
| FXR First Trust Indst/Producers | Reduce -31.2% | 0.08% | −0.05 |
| AEM Agnico Eagle Mines Ltd. | Reduce -0.7% | 0.22% | −0.05 |
| ICSH iShares Ultra Short Duration | Reduce -52.9% | 0.04% | −0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Sold out | 0.00% | −0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -9.8% | 0.27% | −0.04 |
| PLTR Palantir Technologies Inc. Class A | Reduce -19.6% | 0.13% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| VTV Vanguard Mrngstr Val ETF-Aui | Add +29.9% | 2.03% | +0.34 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +28.7% | 2.57% | +0.30 |
| HYZD Wisdomtree Interest Rate Hed | Add +62.1% | 0.67% | +0.25 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +54.4% | 0.72% | +0.24 |
| EFG iShares MSCI Eafe Growth ETF | Add +65.8% | 0.69% | +0.23 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +81.4% | 0.49% | +0.22 |
| TBIL F/M US Treasury 3 Month Bill | Add +81.0% | 0.44% | +0.20 |
| PKW Invesco Buyback Achievers Et | New | 0.17% | +0.17 |
| VEA Vanguard Ftse Developed ETF | Add +44.5% | 0.71% | +0.17 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +34.8% | 0.75% | +0.17 |
| MNA Nylim Merger Arbtrage ETF-Ui | Add +69.5% | 0.41% | +0.17 |
| PROSHARES SHORT S&P500 | Add +44.8% | 0.43% | +0.16 |
| USMV iShares MSCI USA Min Vol Fac | Add +150.0% | 0.28% | +0.16 |
| XOM Exxon Mobil Corp. | Add +3.1% | 0.84% | +0.15 |
| PXD Pioneer Natural Resources Co. | Add +270.4% | 0.19% | +0.14 |
| CWB SS SPDR BB Conv Sec ETF | Add +47.1% | 0.49% | +0.14 |
| EFV iShares MSCI Eafe Value ETF | Add +45.0% | 0.49% | +0.13 |
| CSM Proshares Large Cap Core Plu | Add +45.9% | 0.53% | +0.12 |
| BOND PIMCO Active Bond Exchange-T | Add +56.0% | 0.37% | +0.12 |
| PDBC Invesco Optimum Yield Divers | Add +34.1% | 0.35% | +0.12 |
| VWO Vanguard Ftse Emerging Marke | Add +67.3% | 0.32% | +0.12 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +138.1% | 0.22% | +0.12 |
| FLOT iShares Floating Rate Bond E | Add +174.3% | 0.17% | +0.11 |
| ROK Rockwell Automation Inc. | Add +543.5% | 0.11% | +0.09 |
| IWP iShares Russell Mid-Cap Grow | Add +46.0% | 0.39% | +0.09 |
| BNDX Vanguard Total Intl Bond ETF | Add +33.7% | 0.37% | +0.09 |
| VNQ Vanguard Real Estate ETF | Add +74.9% | 0.24% | +0.08 |
| BTAL Agf US Market Neutral Anti-B | New | 0.08% | +0.08 |
| PFE Pfizer Inc. | Add +17.6% | 0.29% | +0.08 |
| ATVI Activision Blizzard Inc. | New | 0.08% | +0.08 |
| BG Bunge Ltd. | New | 0.08% | +0.08 |
| QUAL iShares MSCI USA Quality Fac | Add +31.2% | 0.48% | +0.07 |
| QQQM Invesco Nasdaq 100 ETF | Add +98.6% | 0.17% | +0.07 |
| BSV Vanguard Short-Term Bond ETF | Add +31.4% | 0.32% | +0.07 |
| IEMG iShares Core MSCI Emerging | Add +29.6% | 0.39% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +14.8% | 0.76% | +0.07 |
| SCHP Schwab U.S. Tips ETF | Add +611.6% | 0.08% | +0.07 |
| FTCS First Trust Capital Strength | Add +79.4% | 0.18% | +0.07 |
| NTR Nutrien Ltd. | New | 0.07% | +0.07 |
| RTX RTX Corp. | Add +65.0% | 0.23% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +13.8% | 0.29% | +0.07 |
| EL Estee Lauder Companies Class A | Add +419.6% | 0.08% | +0.07 |
| FPE FT-Preferred Secur & Inc. ETF | Add +673.4% | 0.07% | +0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +34.0% | 0.39% | +0.06 |
| FTNT Fortinet Inc. | Add +423.3% | 0.08% | +0.06 |
| EFA iShares MSCI Eafe ETF | Add +49.9% | 0.22% | +0.06 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +33.7% | 0.38% | +0.06 |
| XLP SS Consumer Staples Sel Sect | Add +47.4% | 0.21% | +0.06 |
| MOS The Mosaic Co. | Add +681.7% | 0.07% | +0.06 |
| QID Proshares TR | New | 0.06% | +0.06 |
Notes & Other Activity Q4 2023 → Q1 2024
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Reduce -5.8% | 18,720 | $460K |
| RVPHW Reviva Pharmaceuticals -CW23 | *W EXP 12/25/202 | New | 11,101 | $17K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 831 | $1.8B | NVDA, AAPL, IVV, AMZN, META |
| Q1 2026 | 802 | $1.5B | NVDA, AAPL, IVV, META, AMZN |
| Q4 2025 | 934 | $2.1B | NVDA, AAPL, MSFT, AMZN, META |
| Q3 2025 | 965 | $2.1B | NVDA, AAPL, MSFT, AMZN, META |
| Q2 2025 | 955 | $2.1B | NVDA, AAPL, MSFT, AMZN, META |
| Q1 2025 | 1,208 | $3.3B | AAPL, NVDA, IVV, MSFT, AMZN |
| Q4 2024 | 1,136 | $3.1B | AAPL, NVDA, MSFT, AMZN, IVV |
| Q3 2024 | 1,263 | $3.6B | AAPL, NVDA, IVV, MSFT, VUG |
| Q2 2024 | 1,379 | $3.9B | AAPL, NVDA, MSFT, IVV, AMZN |
| Q1 2024 | 1,443 | $3.7B | AAPL, IVV, VUG, MSFT, VTV |