Bartlett & Co. Wealth Management LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 9, 2024), Bartlett & Co. Wealth Management LLC reported 1,123 stock positions worth $6.5 billion. Its top holding was Microsoft (MSFT) at 6.4% of the portfolio, followed by Apple (AAPL, 4.9%) and Alphabet Class C (GOOG, 3.3%). Compared with Q4 2023, it opened 49 new positions, sold out of 138, added to 185 and reduced 342. The biggest buy was Nvidia (NVDA, shares +224%) and the biggest sale Apple (AAPL, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- CINCINNATI, OH
- CIK
- 0002010186
- Portfolio Value
- $6.5B (Q1 2024)
- SEC Filing
- 0002010186-24-000025 ↗ filed May 9, 2024
Holdings Value
Holdings 1,123 stocks · $6.5B
| MSFT Microsoft Corp. | 6.40% | 988,464 | $415.9M | Add +0.6% |
| AAPL Apple Inc. | 4.85% | 1,839,592 | $315.5M | Reduce -3.9% |
| GOOG Alphabet Inc. Class C | 3.35% | 1,429,529 | $217.7M | Reduce -0.6% |
| PG The Procter & Gamble Co. | 2.72% | 1,089,530 | $176.8M | Add +13.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.68% | 414,334 | $174.2M | Reduce -0.6% |
| JPM JPMorgan Chase & Co. | 2.46% | 797,570 | $159.8M | Reduce -2.9% |
| MA Mastercard Inc. Class A | 2.41% | 325,329 | $156.7M | Reduce -3.7% |
| LOW Lowe's Cos Inc. | 2.26% | 577,856 | $147.2M | Reduce -0.0% |
| AMZN Amazon.com Inc. | 2.11% | 760,510 | $137.3M | Add +2.3% |
| ABT Abbott Laboratories | 1.92% | 1,100,418 | $125.1M | Add +0.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 1.84% | 1,181,005 | $119.8M | Reduce -0.7% |
| COST Costco Wholesale Corp. | 1.84% | 163,373 | $119.7M | Reduce -1.4% |
| VOO Vanguard S&P 500 ETF | 1.82% | 246,332 | $118.4M | Add +1.9% |
| PEP Pepsico Inc. | 1.78% | 657,485 | $115.9M | Add +0.1% |
| AMGN Amgen Inc. | 1.67% | 381,796 | $108.6M | Reduce -0.4% |
| LIN Linde PLC | 1.59% | 222,158 | $103.2M | Reduce -0.0% |
| TMO Thermo Fisher Scientific Inc. | 1.58% | 176,938 | $102.9M | Add +1.8% |
| ACN Accenture PLC Class A | 1.45% | 272,804 | $94.6M | Reduce -1.7% |
| DE Deere & Co. | 1.34% | 211,324 | $87.1M | Add +2.2% |
| UNH Unitedhealth Group Inc. | 1.34% | 175,633 | $86.9M | Add +6.4% |
| IEFA iShares Core MSCI Eafe ETF | 1.30% | 1,134,894 | $84.2M | Add +2.8% |
| CVX Chevron Corp. | 1.27% | 523,045 | $82.5M | Add +15.2% |
| BAH Booz Allen Hamilton Holdings | 1.24% | 542,984 | $80.6M | Reduce -1.6% |
| INTU Intuit Inc. | 1.21% | 120,681 | $78.4M | Reduce -1.5% |
| FDX FedEx Corp. | 1.18% | 264,285 | $76.9M | Add +0.4% |
| ADI Analog Devices Inc. | 1.18% | 386,602 | $76.5M | Reduce -0.9% |
| JNJ Johnson & Johnson | 1.17% | 479,802 | $75.9M | Add +1.3% |
| CRM Salesforce Inc. | 1.06% | 229,527 | $69.2M | Reduce -4.4% |
| GOOGL Alphabet Inc. Class A | 1.05% | 454,001 | $68.5M | Reduce -1.7% |
| QCOM Qualcomm Inc. | 1.03% | 394,242 | $66.7M | Add +8.3% |
| NEE Nextera Energy Inc. | 0.96% | 973,575 | $62.2M | Add +9.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.95% | 802,492 | $62.0M | Add +3.5% |
| AMT American Tower Corp. | 0.95% | 311,159 | $61.5M | Add +4.2% |
| DUK Duke Energy Corp. | 0.93% | 627,818 | $60.7M | Add +2.1% |
| WM Waste Management Inc. | 0.93% | 284,006 | $60.5M | Reduce -0.6% |
| CB Chubb Ltd. | 0.92% | 230,568 | $59.9M | Reduce -1.1% |
| ITW Illinois Tool Works | 0.92% | 221,506 | $59.7M | Reduce -0.1% |
| CDW CDW Corp. | 0.89% | 224,955 | $57.5M | Reduce -4.9% |
| META Meta Platforms Inc. Class A | 0.84% | 112,155 | $54.5M | Reduce -0.4% |
| SPGI S&P Global Inc. | 0.80% | 122,269 | $52.0M | Reduce -2.6% |
| ZTS Zoetis Inc. | 0.79% | 302,880 | $51.3M | Add +5.4% |
| VCIT Vanguard Int-Term Corporate | 0.78% | 626,433 | $50.4M | Add +4.5% |
| LH Laboratory CRP of Amer Hldgs | 0.75% | 221,741 | $48.4M | Reduce -0.4% |
| NVDA Nvidia Corp. | 0.71% | 51,119 | $46.2M | Add +224.3% |
| MCD McDonald's Corp. | 0.69% | 157,936 | $44.5M | Reduce -3.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.66% | 349,735 | $42.8M | Reduce -39.2% |
| CFR Cullen/Frost Bankers Inc. | 0.66% | 378,260 | $42.6M | Add +1.8% |
| GD General Dynamics Corp. | 0.64% | 147,557 | $41.7M | Reduce -0.7% |
| MKC McCormick & Co.-Non VTG SHRS | 0.62% | 521,490 | $40.1M | Add +14.0% |
| NKE Nike Inc. Class B | 0.61% | 416,451 | $39.4M | Add +0.5% |
| IJR iShares Core S&P Small-Cap E | 0.59% | 349,522 | $38.6M | Add +5.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.58% | 145,041 | $37.7M | Reduce -5.1% |
| UNP Union Pacific Corp. | 0.57% | 150,862 | $37.1M | Reduce -0.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.55% | 36,879 | $35.8M | New |
| MDY State Street SPDR S&P Midcap | 0.53% | 61,850 | $34.5M | Reduce -0.3% |
| MRK Merck & Co. Inc. | 0.44% | 214,339 | $28.4M | Reduce -0.3% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.43% | 539,314 | $27.7M | Add +15.7% |
| AGG iShares Core U.S. Aggregate | 0.39% | 256,467 | $25.1M | Reduce -10.2% |
| WMT Walmart Inc. | 0.38% | 411,080 | $24.8M | Reduce -1.3% |
| ADP Automatic Data Processing | 0.38% | 98,732 | $24.8M | Reduce -0.8% |
| CP Canadian Pacific Kansas City | 0.38% | 277,429 | $24.5M | Reduce -2.3% |
| AXP American Express Co. | 0.36% | 102,846 | $23.4M | Add +1.0% |
| SCHB Schwab US Broad Market ETF | 0.35% | 372,782 | $22.8M | Add +0.2% |
| ABBV Abbvie Inc. | 0.35% | 123,512 | $22.5M | Reduce -1.2% |
| NSC Norfolk Southern Corp. | 0.35% | 88,093 | $22.5M | Add +0.0% |
| LLY Eli Lilly & Co. | 0.31% | 26,185 | $20.4M | Add +0.1% |
| BSV Vanguard Short-Term Bond ETF | 0.31% | 264,283 | $20.3M | Add +0.6% |
| IEMG iShares Core MSCI Emerging | 0.31% | 385,123 | $19.9M | Add +6.4% |
| RTX RTX Corp. | 0.30% | 202,848 | $19.8M | Add +0.0% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 319,401 | $19.4M | Add +21.5% |
| DHR Danaher Corp. | 0.30% | 76,777 | $19.2M | Reduce -1.7% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.29% | 283,398 | $19.1M | Add +3.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.29% | 414,375 | $18.9M | Reduce -34.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.27% | 212,216 | $17.4M | Add +46.2% |
| USB US Bancorp | 0.27% | 383,573 | $17.3M | Reduce -15.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.26% | 32,568 | $17.1M | Reduce -2.9% |
| VEU Vanguard Ftse All-World Ex-U | 0.24% | 263,250 | $15.4M | Reduce -1.1% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 182,913 | $15.4M | Add +7.8% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.24% | 359,431 | $15.3M | Add +156.6% |
| JQUA JPMorgan US Quality Factor | 0.23% | 280,637 | $14.8M | Add +39.4% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.23% | 76,885 | $14.8M | Reduce -0.3% |
| CINF Cincinnati Financial Corp. | 0.22% | 115,878 | $14.5M | Add +0.1% |
| IWP iShares Russell Mid-Cap Grow | 0.22% | 126,189 | $14.4M | Reduce -4.0% |
| XOM Exxon Mobil Corp. | 0.22% | 122,788 | $14.3M | Reduce -7.9% |
| HD Home Depot Inc. | 0.22% | 36,555 | $14.0M | Add +0.5% |
| NVS Novartis AG-Sponsored ADR | 0.21% | 139,078 | $13.9M | Reduce -7.9% |
| UPS United Parcel Service Class B | 0.20% | 89,504 | $13.3M | Reduce -2.4% |
| EFA iShares MSCI Eafe ETF | 0.20% | 159,026 | $12.7M | Reduce -4.4% |
| ETN Eaton Corp. PLC | 0.19% | 39,986 | $12.5M | Reduce -1.0% |
| GOVT iShares US Treasury Bond ETF | 0.19% | 539,299 | $12.3M | Add +49.0% |
| IWS iShares Russell Mid-Cap Valu | 0.19% | 96,632 | $12.1M | Reduce -4.0% |
| BMY Bristol-Myers Squibb Co. | 0.19% | 222,943 | $12.1M | Reduce -20.5% |
| MDLZ Mondelez International Inc. Class A | 0.19% | 171,519 | $12.1M | Reduce -1.2% |
| KO The Coca-Cola Co. | 0.18% | 190,895 | $11.8M | Reduce -3.4% |
| EMR Emerson Electric Co. | 0.17% | 98,304 | $11.1M | Reduce -4.9% |
| IWB iShares Russell 1000 ETF | 0.17% | 37,441 | $10.8M | Reduce -0.7% |
| XLK SS Technology Select Sector | 0.16% | 51,338 | $10.7M | Reduce -5.7% |
| BDX Becton Dickinson and Co. | 0.16% | 43,089 | $10.7M | Reduce -1.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.16% | 46,228 | $10.6M | Reduce -0.3% |
| IVV iShares Core S&P 500 ETF | 0.16% | 19,801 | $10.4M | Reduce -2.2% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $3K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2 | $2K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6 | $259 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 4 | $53 | No change |
Total filed on the 13F, all lines: $6.5B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -3.9% | 4.85% | −1.18 |
| BRK.A 1/100 Berkshire HTWY A Class A | Sold out | 0.00% | −0.56 |
| NSRGY Nestle SA-Spons ADR | Sold out | 0.00% | −0.55 |
| DIS The Walt Disney Co. | Reduce -39.2% | 0.66% | −0.19 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -34.0% | 0.29% | −0.18 |
| ACN Accenture PLC Class A | Reduce -1.7% | 1.45% | −0.13 |
| AMGN Amgen Inc. | Reduce -0.4% | 1.67% | −0.13 |
| DEO Diageo PLC-Sponsored ADR | Reduce -46.3% | 0.14% | −0.12 |
| SPGI S&P Global Inc. | Reduce -2.6% | 0.80% | −0.10 |
| MCD McDonald's Corp. | Reduce -3.1% | 0.69% | −0.10 |
| ADI Analog Devices Inc. | Reduce -0.9% | 1.18% | −0.10 |
| LH Laboratory CRP of Amer Hldgs | Reduce -0.4% | 0.75% | −0.08 |
| AGG iShares Core U.S. Aggregate | Reduce -10.2% | 0.39% | −0.08 |
| USB US Bancorp | Reduce -15.2% | 0.27% | −0.06 |
| TSLA Tesla Inc. | Reduce -2.1% | 0.10% | −0.05 |
| BMY Bristol-Myers Squibb Co. | Reduce -20.5% | 0.19% | −0.05 |
| INTU Intuit Inc. | Reduce -1.5% | 1.21% | −0.05 |
| UNP Union Pacific Corp. | Reduce -0.3% | 0.57% | −0.04 |
| NVS Novartis AG-Sponsored ADR | Reduce -7.9% | 0.21% | −0.03 |
| ENB Enbridge Inc. | Reduce -21.3% | 0.09% | −0.03 |
| ITW Illinois Tool Works | Reduce -0.1% | 0.92% | −0.03 |
| UPS United Parcel Service Class B | Reduce -2.4% | 0.20% | −0.03 |
| INTC Intel Corp. | Reduce -6.9% | 0.10% | −0.03 |
| XLE SS Energy Select Sector | Reduce -86.3% | 0.00% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -28.8% | 0.15% | −0.03 |
| PFE Pfizer Inc. | Reduce -14.2% | 0.09% | −0.02 |
| BND Vanguard Total Bond Market | Reduce -18.3% | 0.08% | −0.02 |
| Centergroup Financial In C | Sold out | 0.00% | −0.02 |
| ROK Rockwell Automation Inc. | Reduce -0.6% | 0.15% | −0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -84.7% | 0.00% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.2% | 0.19% | −0.02 |
| SBUX Starbucks Corp. | Reduce -1.8% | 0.14% | −0.02 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -38.6% | 0.02% | −0.02 |
| TROW T Rowe Price Group Inc. | Reduce -33.4% | 0.04% | −0.02 |
| LTHM Livent Corp. | Sold out | 0.00% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -5.2% | 0.11% | −0.02 |
| CSCO Cisco Systems Inc. | Reduce -12.0% | 0.07% | −0.01 |
| MU Micron Technology Inc. | Reduce -56.2% | 0.02% | −0.01 |
| Greenville Natl Banc | Sold out | 0.00% | −0.01 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -5.8% | 0.10% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -5.1% | 0.58% | −0.01 |
| IVE iShares S&P 500 Value ETF | Reduce -13.8% | 0.09% | −0.01 |
| MMM 3M Co. | Reduce -19.9% | 0.03% | −0.01 |
| AON Aon PLC Class A | Sold out | 0.00% | −0.01 |
| VTIP Vanguard Short-Term Tips | Reduce -11.3% | 0.06% | −0.01 |
| KMB Kimberly-Clark Corp. | Reduce -16.2% | 0.06% | −0.01 |
| VDC Vanguard Consumer Staple ETF | Reduce -25.6% | 0.03% | −0.01 |
| BDX Becton Dickinson and Co. | Reduce -1.7% | 0.16% | −0.01 |
| JPST JPMorgan Ultra-Short Income | Reduce -6.4% | 0.08% | −0.01 |
| VLTO Veralto Corp. | Reduce -61.4% | 0.01% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +224.3% | 0.71% | +0.58 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.55% | +0.55 |
| PG The Procter & Gamble Co. | Add +13.8% | 2.72% | +0.45 |
| MSFT Microsoft Corp. | Add +0.6% | 6.40% | +0.39 |
| AMZN Amazon.com Inc. | Add +2.3% | 2.11% | +0.26 |
| CVX Chevron Corp. | Add +15.2% | 1.27% | +0.16 |
| QCOM Qualcomm Inc. | Add +8.3% | 1.03% | +0.16 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +156.6% | 0.24% | +0.14 |
| MKC McCormick & Co.-Non VTG SHRS | Add +14.0% | 0.62% | +0.10 |
| VOO Vanguard S&P 500 ETF | Add +1.9% | 1.82% | +0.10 |
| FDX FedEx Corp. | Add +0.4% | 1.18% | +0.09 |
| VGSH Vanguard Short-Term Treasury | New | 0.08% | +0.08 |
| SHY iShares 1-3 Year Treasury Bo | Add +46.2% | 0.27% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | Add +1.8% | 1.58% | +0.07 |
| JQUA JPMorgan US Quality Factor | Add +39.4% | 0.23% | +0.07 |
| NEE Nextera Energy Inc. | Add +9.2% | 0.96% | +0.07 |
| LLY Eli Lilly & Co. | Add +0.1% | 0.31% | +0.07 |
| IJH iShares Core S&P Midcap ETF | Add +21.5% | 0.30% | +0.06 |
| GOVT iShares US Treasury Bond ETF | Add +49.0% | 0.19% | +0.05 |
| AXP American Express Co. | Add +1.0% | 0.36% | +0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +15.7% | 0.43% | +0.04 |
| IEFA iShares Core MSCI Eafe ETF | Add +2.8% | 1.30% | +0.03 |
| USIG iShares Broad Usd Investment | Add +48.2% | 0.11% | +0.03 |
| CINF Cincinnati Financial Corp. | Add +0.1% | 0.22% | +0.03 |
| RTX RTX Corp. | Add +0.0% | 0.30% | +0.03 |
| IWR iShares Russell Mid-Cap ETF | Add +7.8% | 0.24% | +0.02 |
| CL Colgate-Palmolive Co. | Add +6.7% | 0.16% | +0.02 |
| SYK Stryker Corp. | Add +14.1% | 0.09% | +0.02 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +3.6% | 0.29% | +0.02 |
| SCHB Schwab US Broad Market ETF | Add +0.2% | 0.35% | +0.01 |
| HD Home Depot Inc. | Add +0.5% | 0.22% | +0.01 |
| ELV Elevance Health Inc. | Add +27.3% | 0.04% | +0.01 |
| WCN Waste Connections Inc. | New | 0.01% | +0.01 |
| IEMG iShares Core MSCI Emerging | Add +6.4% | 0.31% | +0.01 |
| SCHX Schwab US Large-Cap ETF | Add +5.5% | 0.09% | +0.01 |
| MPC Marathon Petroleum Corp. | Add +0.1% | 0.03% | +0.01 |
| SRE Sempra | Add +4779.4% | 0.01% | +0.01 |
| PSX Phillips 66 | Add +0.1% | 0.05% | +0.01 |
| NSC Norfolk Southern Corp. | Add +0.0% | 0.35% | +0.01 |
| ALTM Arcadium Lithium PLC | New | 0.01% | +0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +5.0% | 0.10% | +0.01 |
| AMD Advanced Micro Devices | Add +5.1% | 0.03% | +0.01 |
| V Visa Inc. Class A | Add +3.8% | 0.11% | +0.01 |
| SCHG Schwab US Large-Cap Growth | Add +2.7% | 0.07% | +0.01 |
| ALL Allstate Corp. | Add +4.5% | 0.03% | +0.01 |
| CAT Caterpillar Inc. | Add +2.2% | 0.03% | +0.00 |
| CMG Chipotle Mexican Grill Inc. | Add +3.0% | 0.02% | +0.00 |
| MLM Martin Marietta Materials | Add +1.0% | 0.03% | +0.00 |
| VGIT Vanguard Intermediate-Term T | Add +129.7% | 0.01% | +0.00 |
| ITOT iShares Core S&P Total U.S. | Add +27.4% | 0.01% | +0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| DUKE ENERGY CORP (DUK 5.625 09/15/78) | PFD | Sold out | 146,154 | $3.4Mbefore exit |
| PUBLIC STORAGE (PSA 5.6 PERP H) | Common Stock | Sold out | 110,006 | $2.8Mbefore exit |
| STATE STREET CORP (STT V5.9 PERP D) | PFD | Sold out | 108,644 | $2.7Mbefore exit |
| FIFTH THIRD BANCORP (FITB V7.67122 PERP I) | PFD | Sold out | 99,739 | $2.6Mbefore exit |
| SOUTHERN CO (SO 4.95 01/30/80 2020) | PFD | Sold out | 65,065 | $1.5Mbefore exit |
| PUBLIC STORAGE (PSA 4.7 PERP J) | PFD | Sold out | 63,965 | $1.4Mbefore exit |
| BANK OF AMERICA CORP (BAC 5 PERP LL) | PFD | Sold out | 54,064 | $1.2Mbefore exit |
| TRUIST FINANCIAL CORP (TFC 5.25 PERP O) | PFD | Sold out | 49,816 | $1.1Mbefore exit |
| SOUTHERN CO (SO 4.2 10/15/60 C) | PFD | Sold out | 50,766 | $1.0Mbefore exit |
| FIFTH THIRD BANCORP (FITB 4.95 PERP K) | Common Stock | Sold out | 25,970 | $591Kbefore exit |
| AMERICAN FINANCIAL GROUP (AFG 5.625 06/01/60) | Common Stock | Sold out | 24,745 | $562Kbefore exit |
| PRUDENTIAL FINANCIAL INC (PRU 5.625 08/15/58) | PFD | Sold out | 19,810 | $494Kbefore exit |
| JPMORGAN CHASE & CO (JPM 5.75 PERP DD) | PREFERRED STOCK | Sold out | 13,310 | $333Kbefore exit |
| ALLSTATE CORP (ALL V0 01/15/53) | COM | Sold out | 6,855 | $172Kbefore exit |
| US BANCORP (USB 5.5 PERP K) | Common Stock | Sold out | 6,025 | $142Kbefore exit |
| BANCROFT FUND LTD (BCV 5.375 PERP A) | PREFERRED STOCK | Sold out | 5,700 | $132Kbefore exit |
| MORGAN STANLEY (MS 6.375 PERP I) | Preferred Stock | Sold out | 5,113 | $128Kbefore exit |
| BANK OF AMERICA CORP (BAC 5.375 PERP KK) | PFD | Sold out | 4,745 | $109Kbefore exit |
| GABELLI EQUITY TRUST (GAB 5 PERP H) | Stock | Sold out | 4,500 | $97Kbefore exit |
| DIAMONDROCK HOSPITALITY (DRH 8.25 PERP) | PFD | Sold out | 3,000 | $76Kbefore exit |
| JPMORGAN CHASE & CO (JPM 6 PERP EE) | Common Stock | Sold out | 2,340 | $59Kbefore exit |
| AGNC INVESTMENT CORP (AGNC V0 PERP C) | PRD | Sold out | 2,000 | $51Kbefore exit |
| ANNALY CAPITAL MGMT (NLY V0 PERP I) | Equities | Sold out | 2,000 | $49Kbefore exit |
| PRUDENTIAL FINANCIAL INC (PRU 5.95 09/01/62) | Common Stock | Sold out | 1,475 | $37Kbefore exit |
| READY CAPITAL CORP (RC 6.25 PERP C) | 6.25 CNV PFD C | Sold out | 1,800 | $35Kbefore exit |
| ALLSTATE CORP (ALL 5.1 PERP H) | PFD | Sold out | 1,396 | $30Kbefore exit |
| ALLSTATE CORP (ALL 7.375 PERP J) | PERP PFD J | Sold out | 1,000 | $27Kbefore exit |
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | Sold out | 1,000 | $25Kbefore exit |
| WINTRUST FINANCIAL CORP (WTFC V6.875 PERP E) | Pref | Sold out | 1,000 | $25Kbefore exit |
| FIFTH THIRD BANCORP (FITB 6 PERP A) | COM | Sold out | 1,000 | $25Kbefore exit |
| EIDP INC (CTVA 4.5 PERP +B) | PFD | Sold out | 300 | $21Kbefore exit |
| ARMOUR RESIDENTIAL REIT (ARR 7 PERP C) | PREFERRED STOCK | Sold out | 1,000 | $20Kbefore exit |
| BANK OF AMERICA CORP (BAC 6.45 12/15/66 K*) | Common Stock | Sold out | 613 | $16Kbefore exit |
| MORGAN STANLEY (MS 5.85 PERP K) | Bond | Sold out | 600 | $15Kbefore exit |
| HARTFORD INSUR GRP INC/T (HIG 6 PERP G) | Common Stock | Sold out | 530 | $13Kbefore exit |
| DTE ENERGY CO (DTE 5.25 12/01/77 E) | Common Stock | Sold out | 541 | $13Kbefore exit |
| OXFORD LANE CAPITAL CORP (OXLC 6.75 06/30/24 2024) | PFD | Sold out | 500 | $12Kbefore exit |
| PUBLIC STORAGE (PSA 3.95 PERP Q) | PFD | Sold out | 600 | $11Kbefore exit |
| WESCO INTERNATIONAL INC (WCC V10.625 PERP A) | COM | Sold out | 381 | $10Kbefore exit |
| CHARLES SCHWAB CORP (SCHW 5.95 PERP D) | Common Stock | Sold out | 405 | $10Kbefore exit |
| HERCULES CAPITAL INC (HTGC 6.25 10/30/33) | PFD | Sold out | 400 | $10Kbefore exit |
| RUNWAY GROWTH FINANCE CO (RWAY 8 12/31/27) | PFD | Sold out | 400 | $10Kbefore exit |
| DAYTON & MICHIGAN RR CO (DMRRP 8 10/31/49) | PFD | Sold out | 357 | $10Kbefore exit |
| AMERICAN FINANCIAL GROUP (AFG 5.125 12/15/59) | PFD | Sold out | 400 | $9Kbefore exit |
| GOLDMAN SACHS GROUP INC (GS V6.375 PERP K) | PFD | Sold out | 335 | $8Kbefore exit |
| BERKLEY (WR) CORPORATION (WRB 5.1 12/30/59) | Common Stock | Sold out | 277 | $7Kbefore exit |
| CITIGROUP INC (C V0 PERP J) | PFD | Sold out | 232 | $6Kbefore exit |
| STATE STREET CORP (STT V5.35 PERP G) | Common Stock | Sold out | 175 | $4Kbefore exit |
| WEBSTER FINANCIAL CORP (WBS 6.5 PERP G) | PFD | Sold out | 150 | $3Kbefore exit |
| SCE TRUST II (EIX 5.1 PERP) | PFD | Sold out | 69 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,324 | $8.0B | AAPL, GOOG, MSFT, VOO, JPM |
| Q1 2026 | 1,267 | $7.8B | GOOG, AAPL, MSFT, AMZN, VOO |
| Q4 2025 | 1,212 | $7.6B | MSFT, AAPL, GOOG, JPM, AMZN |
| Q3 2025 | 1,182 | $7.6B | MSFT, AAPL, GOOG, JPM, NVDA |
| Q2 2025 | 1,219 | $7.2B | MSFT, AAPL, GOOG, JPM, AMZN |
| Q1 2025 | 1,226 | $6.8B | AAPL, MSFT, GOOG, BRK.B, PG |
| Q4 2024 | 1,121 | $6.9B | AAPL, MSFT, GOOG, PG, BRK.B |
| Q3 2024 | 1,124 | $7.0B | MSFT, AAPL, GOOG, PG, BRK.B |
| Q2 2024 | 1,131 | $6.6B | MSFT, AAPL, GOOG, PG, BRK.B |
| Q1 2024 | 1,123 | $6.5B | MSFT, AAPL, GOOG, PG, BRK.B |