Berger Financial Group, Inc
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Berger Financial Group, Inc reported 388 stock positions worth $1.4 billion. Its top holding was Schwab US DVD Equity ETF (SCHD) at 5.1% of the portfolio, followed by JPMorgan Active Bond ETF (JBND, 4.4%) and Schwab US Large-Cap ETF (SCHX, 4.4%). Compared with Q2 2024, it opened 36 new positions, sold out of 10, added to 151 and reduced 167. The biggest buy was a new position in Avantis US Mid Cap Eq ETF (AVMC) and the biggest sale Schwab US Small-Cap ETF (SCHA, shares −73%).
- Most Recent 13F
- Q2 2026
- Location
- PLYMOUTH, MN
- CIK
- 0001826136
- Portfolio Value
- $1.4B (Q3 2024)
- SEC Filing
- 0001172661-24-004557 ↗ filed Nov 12, 2024
Holdings Value
Holdings 388 stocks · $1.4B
| SCHD Schwab US DVD Equity ETF | 5.10% | 835,471 | $70.6M | Add +5.4% |
| JBND JPMorgan Active Bond ETF | 4.42% | 1,120,367 | $61.2M | Add +0.0% |
| SCHX Schwab US Large-Cap ETF | 4.38% | 893,196 | $60.6M | Add +2.9% |
| PJFG Pgim Jennison Focused Growth | 4.19% | 645,275 | $58.0M | Reduce -0.2% |
| SCHG Schwab US Large-Cap Growth | 3.76% | 499,965 | $52.1M | Add +7.4% |
| LMBS First Trust Low Duration Opp | 3.06% | 857,317 | $42.4M | Add +0.8% |
| AAPL Apple Inc. | 2.88% | 171,186 | $39.9M | Add +2.2% |
| FBT First Trust Nyse Arca Biotec | 1.89% | 152,303 | $26.2M | Reduce -0.0% |
| MSFT Microsoft Corp. | 1.82% | 58,711 | $25.3M | Add +11.4% |
| PYLD PIMCO Multisector Bond Actv | 1.77% | 919,066 | $24.5M | Add +0.2% |
| AGG iShares Core U.S. Aggregate | 1.76% | 240,537 | $24.4M | Add +4.2% |
| CHRW C.H. Robinson Worldwide Inc. | 1.74% | 218,347 | $24.1M | Reduce -1.8% |
| BBAG JPMorgan Betabuilders US Agg | 1.53% | 448,419 | $21.2M | Add +6.9% |
| HTRB Hartford TTL RTRN BND ETF | 1.47% | 583,476 | $20.4M | Add +7.2% |
| AMZN Amazon.com Inc. | 1.29% | 95,800 | $17.9M | Add +9.7% |
| GINN Goldman Sachs Innovate Eqty | 1.24% | 281,036 | $17.2M | Reduce -32.0% |
| SCHF Schwab Intl Equity ETF | 1.23% | 413,264 | $17.0M | Reduce -2.2% |
| VWO Vanguard Ftse Emerging Marke | 1.19% | 345,203 | $16.5M | Add +7.6% |
| NVDA Nvidia Corp. | 1.16% | 131,974 | $16.0M | Add +5.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.12% | 27,156 | $15.6M | Reduce -2.8% |
| UNH Unitedhealth Group Inc. | 1.04% | 24,605 | $14.4M | Add +14.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.00% | 370,336 | $13.9M | Add +8.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.00% | 79,677 | $13.9M | Add +5.8% |
| COST Costco Wholesale Corp. | 0.99% | 15,512 | $13.8M | Add +16.1% |
| JCPB JPMorgan Core Plus Bond ETF | 0.97% | 279,152 | $13.5M | Add +0.8% |
| TLT iShares 20+ Year Treasury BD | 0.94% | 132,197 | $13.0M | Add +0.2% |
| AVEM Avantis Emerging Markets Eq | 0.93% | 200,296 | $12.9M | Reduce -3.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.87% | 31,465 | $12.1M | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 0.82% | 68,099 | $11.3M | Add +27.9% |
| AVMC Avantis US Mid Cap Eq ETF | 0.78% | 168,856 | $10.9M | New |
| AVSC Avantis US Small Cap Equity | 0.78% | 199,739 | $10.8M | New |
| SMMD iShares Russell 2500 ETF | 0.78% | 159,055 | $10.8M | Add +5.5% |
| VOO Vanguard S&P 500 ETF | 0.76% | 19,859 | $10.5M | Add +2.3% |
| MA Mastercard Inc. Class A | 0.72% | 20,105 | $9.9M | Add +15.5% |
| LMT Lockheed Martin Corp. | 0.70% | 16,560 | $9.7M | Add +11.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.66% | 18,794 | $9.2M | Add +5.3% |
| UJUN Innovator U.S. Equity Ultra | 0.66% | 275,792 | $9.2M | Add +80.7% |
| HWKN Hawkins Inc. | 0.64% | 70,038 | $8.9M | No change |
| WMT Walmart Inc. | 0.64% | 109,733 | $8.9M | Reduce -1.9% |
| V Visa Inc. Class A | 0.61% | 30,675 | $8.4M | Add +9.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.56% | 35,109 | $7.8M | Reduce -0.5% |
| TRGP Targa Resources Corp. | 0.56% | 52,014 | $7.7M | Reduce -4.6% |
| HODL Vaneck Bitcoin ETF | 0.52% | 99,866 | $7.2M | New |
| K Kellanova | 0.51% | 87,099 | $7.0M | Reduce -3.4% |
| BBY Best Buy Co. Inc. | 0.51% | 67,777 | $7.0M | Reduce -2.9% |
| IJUL Innovator International Deve | 0.50% | 233,230 | $6.9M | Add +0.5% |
| NTAP Netapp Inc. | 0.49% | 54,416 | $6.7M | Reduce -3.4% |
| JNJ Johnson & Johnson | 0.48% | 40,779 | $6.6M | Add +0.3% |
| HIG Hartford Insurance Group Inc. | 0.48% | 56,035 | $6.6M | Reduce -2.3% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.44% | 325,499 | $6.1M | Add +5.1% |
| IRT Independence Realty Trust Inc. | 0.44% | 296,830 | $6.1M | Reduce -0.6% |
| FFIV F5 Inc. | 0.44% | 27,632 | $6.1M | Reduce -0.6% |
| APH Amphenol Corp. Class A | 0.44% | 93,338 | $6.1M | Reduce -1.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.43% | 50,458 | $5.9M | Reduce -1.1% |
| KR Kroger Co. | 0.43% | 103,226 | $5.9M | Reduce -0.6% |
| TMUS T-Mobile US Inc. | 0.43% | 28,557 | $5.9M | Reduce -1.1% |
| EMB iShares JP Morgan Usd Emergi | 0.42% | 62,595 | $5.9M | Add +5.5% |
| CB Chubb Ltd. | 0.42% | 20,251 | $5.8M | Reduce -1.2% |
| QCOM Qualcomm Inc. | 0.42% | 33,824 | $5.8M | Reduce -0.2% |
| PRU Prudential Financial Inc. | 0.41% | 47,204 | $5.7M | Reduce -0.6% |
| ED Consolidated Edison Inc. | 0.41% | 54,451 | $5.7M | Reduce -0.7% |
| FAST Fastenal Co. | 0.39% | 76,414 | $5.5M | Add +0.3% |
| BMY Bristol-Myers Squibb Co. | 0.38% | 102,524 | $5.3M | Add +0.2% |
| NWSA News Corp. Class A | 0.38% | 198,576 | $5.3M | Reduce -0.4% |
| EXPD Expeditors Intl Wash Inc. | 0.38% | 39,942 | $5.2M | Add +0.4% |
| EA Electronic Arts Inc. | 0.38% | 36,251 | $5.2M | Reduce -0.2% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.37% | 155,677 | $5.2M | Reduce -0.5% |
| L Loews Corp. | 0.37% | 65,494 | $5.2M | Reduce -0.5% |
| FICO Fair Isaac Corp. | 0.37% | 2,655 | $5.2M | Reduce -12.8% |
| PSX Phillips 66 | 0.37% | 39,023 | $5.1M | Add +0.0% |
| CTSH Cognizant Tech Solutions-A | 0.37% | 66,217 | $5.1M | Add +0.4% |
| LLY Eli Lilly & Co. | 0.37% | 5,741 | $5.1M | Add +98.0% |
| CDW CDW Corp. | 0.36% | 22,178 | $5.0M | Add +0.7% |
| HD Home Depot Inc. | 0.36% | 12,310 | $5.0M | Add +18.3% |
| HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS | 0.36% | 222,662 | $5.0M | Reduce -12.9% |
| EG Everest Group Ltd. | 0.36% | 12,619 | $4.9M | Reduce -0.3% |
| CNC Centene Corp. | 0.35% | 65,218 | $4.9M | Add +0.4% |
| IPG Interpublic Group of Cos Inc. | 0.35% | 153,738 | $4.9M | Add +0.7% |
| HSIC Henry Schein Inc. | 0.35% | 65,868 | $4.8M | Add +0.5% |
| IWY iShares Russell Top 200 Grow | 0.35% | 21,723 | $4.8M | Add +1.2% |
| J Jacobs Solutions Inc. | 0.33% | 35,093 | $4.6M | Add +0.0% |
| BSCO Invesco Bulletshares 2024 CB | 0.33% | 215,064 | $4.5M | Reduce -0.8% |
| VEA Vanguard Ftse Developed ETF | 0.32% | 83,657 | $4.4M | Reduce -6.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.30% | 51,565 | $4.2M | Reduce -2.9% |
| BSCP Invesco Bulletshares 2025 CB | 0.30% | 200,517 | $4.1M | Add +3.9% |
| BSCR Invesco Bulletshares 2027 CB | 0.29% | 201,352 | $4.0M | Add +4.5% |
| CION Cion Investment Corp. | 0.29% | 333,252 | $4.0M | Reduce -0.4% |
| CHD Church & Dwight Co. Inc. | 0.28% | 36,532 | $3.8M | Reduce -2.0% |
| SCHA Schwab US Small-Cap ETF | 0.27% | 71,807 | $3.7M | Reduce -73.2% |
| BSCQ Invesco Bulletshares 2026 CB | 0.26% | 183,515 | $3.6M | Add +4.2% |
| RSPH Invesco S&P 500 Equal Weight | 0.26% | 110,058 | $3.5M | Reduce -6.1% |
| UAPR Innovator U.S. Equity Ultra | 0.25% | 116,676 | $3.5M | Add +2.1% |
| JPEM JPM Diversified Ret Em Equit filed as J P MORGAN EXCHANGE TRADED F | 0.25% | 60,332 | $3.4M | Add +1.3% |
| EJUL Innovator Emerging Markets P | 0.24% | 132,057 | $3.4M | Add +13.1% |
| FISV Fiserv Inc. | 0.23% | 18,107 | $3.3M | Reduce -1.3% |
| TSLA Tesla Inc. | 0.23% | 12,295 | $3.2M | Add +2.5% |
| TMO Thermo Fisher Scientific Inc. | 0.23% | 5,065 | $3.1M | Reduce -0.7% |
| XLP SS Consumer Staples Sel Sect | 0.22% | 36,498 | $3.0M | Reduce -5.7% |
| UAUG Innovator U.S. Equity Ultra | 0.22% | 85,475 | $3.0M | Add +32.9% |
| ISRG Intuitive Surgical Inc. | 0.21% | 5,966 | $2.9M | Reduce -0.0% |
Options reported separately and not counted above: INSP puts ($127K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $504K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 201 | $258K | Reduce -9.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 193 | $246K | No change |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q2 2024 → Q3 2024
| SCHA Schwab US Small-Cap ETF | Reduce -73.2% | 0.27% | −0.75 |
| SCHM Schwab US Mid Cap ETF | Reduce -94.1% | 0.04% | −0.74 |
| GINN Goldman Sachs Innovate Eqty | Reduce -32.0% | 1.24% | −0.63 |
| TEL Te Connectivity Ltd. | Sold out | 0.00% | −0.44 |
| PJFG Pgim Jennison Focused Growth | Reduce -0.2% | 4.19% | −0.40 |
| QCOM Qualcomm Inc. | Reduce -0.2% | 0.42% | −0.12 |
| NTAP Netapp Inc. | Reduce -3.4% | 0.49% | −0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.8% | 1.12% | −0.09 |
| XT Ishar Fture Exp Tech ETF-Usd | Reduce -28.7% | 0.17% | −0.08 |
| BA The Boeing Co. | Reduce -7.2% | 0.18% | −0.08 |
| AVEM Avantis Emerging Markets Eq | Reduce -3.4% | 0.93% | −0.08 |
| HNDL Nasdaq 7 Handl Index ETF | Reduce -12.9% | 0.36% | −0.07 |
| APH Amphenol Corp. Class A | Reduce -1.6% | 0.44% | −0.07 |
| TSPA T Rowe Price US Eqy Research | Reduce -61.1% | 0.04% | −0.07 |
| SCHF Schwab Intl Equity ETF | Reduce -2.2% | 1.23% | −0.07 |
| TMFC Motley Fool 100 Index ETF | Reduce -68.0% | 0.03% | −0.06 |
| NWSA News Corp. Class A | Reduce -0.4% | 0.38% | −0.06 |
| UMAR Innovator U.S. Equity Ultra | Reduce -29.0% | 0.09% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce -1.3% | 0.18% | −0.04 |
| DIS The Walt Disney Co. | Reduce -39.5% | 0.04% | −0.04 |
| FTEC Fidelity MSCI Info Tech Indx | Sold out | 0.00% | −0.04 |
| INTU Intuit Inc. | Reduce -5.5% | 0.16% | −0.04 |
| CION Cion Investment Corp. | Reduce -0.4% | 0.29% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -0.8% | 0.33% | −0.04 |
| ETHO Amplify Etho Climate Leaders | Reduce -63.1% | 0.02% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -6.3% | 0.32% | −0.03 |
| CHD Church & Dwight Co. Inc. | Reduce -2.0% | 0.28% | −0.03 |
| PRU Prudential Financial Inc. | Reduce -0.6% | 0.41% | −0.03 |
| BND Vanguard Total Bond Market | Reduce -30.6% | 0.05% | −0.03 |
| EA Electronic Arts Inc. | Reduce -0.2% | 0.38% | −0.03 |
| XLC SS Comm Select Sector SPDR | Sold out | 0.00% | −0.03 |
| EG Everest Group Ltd. | Reduce -0.3% | 0.36% | −0.03 |
| SPXE Proshares S&P 500 Ex-Energy | Sold out | 0.00% | −0.03 |
| QQQM Invesco Nasdaq 100 ETF | Sold out | 0.00% | −0.03 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.03 |
| KRE SS SPDR S&P Regional Bank | Reduce -19.2% | 0.14% | −0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -12.7% | 0.15% | −0.02 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -6.1% | 0.26% | −0.02 |
| EW Edwards Lifesciences Corp. | Sold out | 0.00% | −0.02 |
| BGRN iShares Usd Green Bond ETF | Reduce -49.9% | 0.02% | −0.02 |
| SPXN Proshares S&P 500 Ex-Financi | Sold out | 0.00% | −0.02 |
| XLRE SS Real Estate Select Sector | Reduce -29.0% | 0.06% | −0.02 |
| TJX TJX Companies Inc. | Reduce -1.1% | 0.43% | −0.02 |
| IDEC Inno Int Dev Power Buff Dec | Reduce -10.7% | 0.11% | −0.02 |
| L Loews Corp. | Reduce -0.5% | 0.37% | −0.02 |
| VGR Vector Group Ltd. | Sold out | 0.00% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -5.7% | 0.22% | −0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -24.1% | 0.05% | −0.02 |
| PTF Invesco Dorsey Wright Tech | Sold out | 0.00% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -12.9% | 0.10% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| AVMC Avantis US Mid Cap Eq ETF | New | 0.78% | +0.78 |
| AVSC Avantis US Small Cap Equity | New | 0.78% | +0.78 |
| HODL Vaneck Bitcoin ETF | New | 0.52% | +0.52 |
| UJUN Innovator U.S. Equity Ultra | Add +80.7% | 0.66% | +0.27 |
| SCHD Schwab US DVD Equity ETF | Add +5.4% | 5.10% | +0.18 |
| UNH Unitedhealth Group Inc. | Add +14.2% | 1.04% | +0.16 |
| LLY Eli Lilly & Co. | Add +98.0% | 0.37% | +0.16 |
| LMT Lockheed Martin Corp. | Add +11.6% | 0.70% | +0.15 |
| ABBV Abbvie Inc. | Add +136.2% | 0.20% | +0.12 |
| SYK Stryker Corp. | New | 0.12% | +0.12 |
| VEEV Veeva Systems Inc. Class A | New | 0.11% | +0.11 |
| MA Mastercard Inc. Class A | Add +15.5% | 0.72% | +0.10 |
| PH Parker Hannifin Corp. | Add +411.5% | 0.12% | +0.10 |
| DHR Danaher Corp. | Add +195.0% | 0.13% | +0.09 |
| COST Costco Wholesale Corp. | Add +16.1% | 0.99% | +0.09 |
| JPM JPMorgan Chase & Co. | Add +87.9% | 0.19% | +0.08 |
| ZTS Zoetis Inc. | New | 0.08% | +0.08 |
| PEP Pepsico Inc. | Add +90.3% | 0.17% | +0.07 |
| HD Home Depot Inc. | Add +18.3% | 0.36% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +7.6% | 1.19% | +0.07 |
| AAPL Apple Inc. | Add +2.2% | 2.88% | +0.07 |
| WDAY Workday Inc. Class A | New | 0.07% | +0.07 |
| USEP Innovator U.S. Equity Ultra | Add +280.2% | 0.09% | +0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | New | 0.06% | +0.06 |
| VLO Valero Energy Corp. | New | 0.06% | +0.06 |
| ADBE Adobe Inc. | Add +122.3% | 0.11% | +0.05 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +8.5% | 1.00% | +0.05 |
| UNP Union Pacific Corp. | Add +277.3% | 0.06% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +0.2% | 0.38% | +0.04 |
| UAUG Innovator U.S. Equity Ultra | Add +32.9% | 0.22% | +0.04 |
| TSLA Tesla Inc. | Add +2.5% | 0.23% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +27.9% | 0.82% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +5.8% | 1.00% | +0.04 |
| ISEP Innovator Intl Dev Eq Power | New | 0.04% | +0.04 |
| IBTF iShares Ibonds Dec 2025 Term | New | 0.04% | +0.04 |
| ETHE Grayscale Ethereum Staking E | New | 0.04% | +0.04 |
| WMB Williams Cos Inc. | New | 0.03% | +0.03 |
| IAUG Innov in DVLP PWRB ETF - Aug | New | 0.03% | +0.03 |
| DFUS Dimensional US Eq MKT ETF | Add +36.2% | 0.14% | +0.03 |
| SSO Proshares Ultra S&P500 | New | 0.03% | +0.03 |
| IWF iShares Russell 1000 Growth | New | 0.03% | +0.03 |
| UJUL Innovator U.S. Equity Ultra | Add +170.1% | 0.05% | +0.03 |
| IJUN Innov Intl Dev PB ETF - June | New | 0.03% | +0.03 |
| SMMD iShares Russell 2500 ETF | Add +5.5% | 0.78% | +0.03 |
| META Meta Platforms Inc. Class A | Add +12.2% | 0.19% | +0.03 |
| MUB iShares National Muni Bond E | New | 0.03% | +0.03 |
| OLED Universal Display Corp. | New | 0.02% | +0.02 |
| V Visa Inc. Class A | Add +9.2% | 0.61% | +0.02 |
| HTRB Hartford TTL RTRN BND ETF | Add +7.2% | 1.47% | +0.02 |
| CEG Constellation Energy | New | 0.02% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| INSP Inspire Medical Systems Inc. | put | New | 600 | $127K |
| INSP Inspire Medical Systems Inc. | put | Sold out | 600 | $80Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -9.1% | 201 | $258K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 475 | $2.0B | SCHD, SCHG, VUG, PJFG, JBND |
| Q1 2026 | 463 | $1.8B | SCHD, VUG, JBND, SCHG, PJFG |
| Q4 2025 | 459 | $1.7B | SCHD, PJFG, SCHG, JBND, SCHX |
| Q3 2025 | 439 | $1.7B | SCHD, PJFG, SCHG, JBND, SCHX |
| Q2 2025 | 414 | $1.5B | SCHD, PJFG, JBND, SCHG, SCHX |
| Q1 2025 | 412 | $1.4B | SCHD, JBND, PJFG, SCHG, SCHX |
| Q4 2024 | 408 | $1.4B | SCHD, SCHX, PJFG, SCHG, JBND |
| Q3 2024 | 388 | $1.4B | SCHD, JBND, SCHX, PJFG, SCHG |
| Q2 2024 | 360 | $1.3B | SCHD, JBND, PJFG, SCHX, SCHG |
| Q1 2024 | 359 | $1.2B | SCHX, JBND, SCHD, PJFG, LMBS |