BlackRock Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), BlackRock Inc. reported 4,969 stock positions worth $4.27 trillion. Its top holding was Microsoft (MSFT) at 5.4% of the portfolio, followed by Apple (AAPL, 4.2%) and Nvidia (NVDA, 3.9%). Compared with Q4 2023, it opened 117 new positions, sold out of 189, added to 1,804 and reduced 2,769. The biggest buy was Nvidia (NVDA, shares +1%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2024
- Location
- New York, NY
- CIK
- 0001364742
- Portfolio Value
- $4.27T (Q1 2024)
- SEC Filing
- 0001086364-24-007638 ↗ filed May 10, 2024
Holdings Value
Holdings 4,969 stocks · $4.27T
| MSFT Microsoft Corp. | 5.37% | 546,019,859 | $229.7B | Add +1.3% |
| AAPL Apple Inc. | 4.17% | 1,040,523,406 | $178.4B | Reduce -0.2% |
| NVDA Nvidia Corp. | 3.85% | 182,238,925 | $164.7B | Add +1.4% |
| AMZN Amazon.com Inc. | 2.69% | 638,536,295 | $115.2B | Add +1.8% |
| META Meta Platforms Inc. Class A | 1.81% | 158,942,791 | $77.2B | Add +0.9% |
| GOOGL Alphabet Inc. Class A | 1.47% | 415,895,174 | $62.8B | Add +0.2% |
| GOOG Alphabet Inc. Class C | 1.27% | 355,372,388 | $54.1B | Reduce -0.0% |
| LLY Eli Lilly & Co. | 1.19% | 65,274,385 | $50.8B | Add +1.4% |
| AVGO Broadcom Inc. | 1.08% | 34,907,755 | $46.3B | Add +0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.06% | 107,507,249 | $45.2B | Add +2.2% |
| JPM JPMorgan Chase & Co. | 0.92% | 196,122,719 | $39.3B | Add +2.3% |
| UNH Unitedhealth Group Inc. | 0.85% | 73,670,533 | $36.4B | Add +1.8% |
| V Visa Inc. Class A | 0.83% | 127,329,265 | $35.5B | Add +0.7% |
| IVV iShares Core S&P 500 ETF | 0.78% | 63,637,341 | $33.5B | Reduce -7.3% |
| MA Mastercard Inc. Class A | 0.78% | 69,008,951 | $33.2B | Add +2.0% |
| TSLA Tesla Inc. | 0.77% | 188,368,567 | $33.1B | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.74% | 272,708,380 | $31.7B | Add +0.1% |
| JNJ Johnson & Johnson | 0.70% | 189,726,768 | $30.0B | Add +1.8% |
| MRK Merck & Co. Inc. | 0.64% | 207,015,477 | $27.3B | Add +2.6% |
| HD Home Depot Inc. | 0.63% | 70,689,906 | $27.1B | Reduce -0.6% |
| ABBV Abbvie Inc. | 0.61% | 142,959,104 | $26.0B | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.60% | 157,704,558 | $25.6B | Add +1.2% |
| COST Costco Wholesale Corp. | 0.55% | 32,351,425 | $23.7B | Add +5.7% |
| AMD Advanced Micro Devices | 0.53% | 124,579,969 | $22.5B | Add +0.7% |
| CRM Salesforce Inc. | 0.51% | 72,465,977 | $21.8B | Reduce -0.1% |
| CVX Chevron Corp. | 0.48% | 128,809,002 | $20.3B | Reduce -0.7% |
| ADBE Adobe Inc. | 0.46% | 38,737,600 | $19.5B | Add +2.0% |
| PEP Pepsico Inc. | 0.45% | 110,165,146 | $19.3B | Reduce -1.5% |
| NFLX Netflix Inc. | 0.45% | 31,380,155 | $19.1B | Add +1.6% |
| KO The Coca-Cola Co. | 0.44% | 308,846,991 | $18.9B | Reduce -1.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.43% | 487,668,651 | $18.5B | Reduce -0.8% |
| IXUS iShares Core Intl Stock ETF | 0.42% | 262,038,533 | $17.8B | Reduce -1.3% |
| WMT Walmart Inc. | 0.41% | 293,909,581 | $17.7B | Add +0.7% |
| CSCO Cisco Systems Inc. | 0.41% | 350,286,876 | $17.5B | Reduce -0.2% |
| ACN Accenture PLC Class A | 0.40% | 48,861,481 | $16.9B | Add +1.9% |
| TMO Thermo Fisher Scientific Inc. | 0.39% | 28,979,844 | $16.8B | Add +2.3% |
| LIN Linde PLC | 0.39% | 35,927,902 | $16.7B | Add +2.3% |
| QCOM Qualcomm Inc. | 0.37% | 93,736,484 | $15.9B | Add +1.3% |
| INTU Intuit Inc. | 0.37% | 24,084,675 | $15.7B | Add +3.1% |
| ORCL Oracle Corp. | 0.36% | 124,088,545 | $15.6B | Add +1.4% |
| AMAT Applied Materials Inc. | 0.36% | 74,653,757 | $15.4B | Reduce -0.7% |
| INTC Intel Corp. | 0.36% | 343,933,511 | $15.2B | Add +1.2% |
| ABT Abbott Laboratories | 0.35% | 133,076,228 | $15.1B | Reduce -0.7% |
| WFC Wells Fargo & Co. | 0.35% | 259,409,386 | $15.0B | Reduce -0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 121,690,183 | $14.9B | Add +0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 75,103,070 | $14.3B | Reduce -0.5% |
| VZ Verizon Communications Inc. | 0.34% | 341,461,740 | $14.3B | Reduce -1.9% |
| MCD McDonald's Corp. | 0.34% | 50,787,194 | $14.3B | Reduce -2.2% |
| TXN Texas Instruments Inc. | 0.32% | 78,538,810 | $13.7B | Add +2.3% |
| AMGN Amgen Inc. | 0.32% | 47,971,073 | $13.6B | Add +0.3% |
| CMCSA Comcast Corp. Class A | 0.31% | 302,840,877 | $13.1B | Add +1.6% |
| COP Conocophillips | 0.29% | 97,829,146 | $12.5B | Add +1.2% |
| PLD Prologis Inc. | 0.29% | 95,545,714 | $12.4B | Add +0.4% |
| DHR Danaher Corp. | 0.29% | 49,683,497 | $12.4B | Reduce -2.1% |
| GE General Electric | 0.29% | 70,511,377 | $12.4B | Add +1.3% |
| NOW ServiceNow Inc. | 0.29% | 16,144,942 | $12.3B | Add +2.1% |
| CAT Caterpillar Inc. | 0.29% | 33,534,129 | $12.3B | Add +0.1% |
| ISRG Intuitive Surgical Inc. | 0.28% | 30,321,651 | $12.1B | Add +3.7% |
| PFE Pfizer Inc. | 0.28% | 431,118,406 | $12.0B | Reduce -0.3% |
| LRCX Lam Research Corp. | 0.28% | 12,172,544 | $11.8B | Add +3.4% |
| ELV Elevance Health Inc. | 0.25% | 20,920,696 | $10.8B | Reduce -0.5% |
| UBER Uber Technologies Inc. | 0.25% | 139,882,729 | $10.8B | Add +0.4% |
| MU Micron Technology Inc. | 0.25% | 90,303,765 | $10.6B | Add +6.3% |
| SPGI S&P Global Inc. | 0.24% | 24,336,546 | $10.4B | Add +0.5% |
| UNP Union Pacific Corp. | 0.24% | 41,875,116 | $10.3B | Reduce -0.3% |
| C Citigroup Inc. | 0.24% | 160,259,151 | $10.1B | Reduce -3.4% |
| LOW Lowe's Cos Inc. | 0.24% | 39,766,281 | $10.1B | Reduce -0.3% |
| PGR Progressive Corp. | 0.23% | 48,255,515 | $10.0B | Add +3.6% |
| MDT Medtronic PLC | 0.23% | 113,980,664 | $9.9B | Reduce -3.9% |
| RTX RTX Corp. | 0.23% | 100,960,495 | $9.8B | Reduce -3.8% |
| AXP American Express Co. | 0.23% | 43,068,975 | $9.8B | Reduce -2.4% |
| GS Goldman Sachs Group Inc. | 0.23% | 23,270,134 | $9.7B | Add +1.1% |
| NEE Nextera Energy Inc. | 0.22% | 150,083,801 | $9.6B | Add +0.2% |
| CDNS Cadence Design SYS Inc. | 0.22% | 30,759,406 | $9.6B | Add +0.6% |
| SYK Stryker Corp. | 0.22% | 26,244,709 | $9.4B | Add +5.3% |
| T AT&T Inc. | 0.22% | 533,051,485 | $9.4B | Reduce -0.1% |
| VRTX Vertex Pharmaceuticals Inc. | 0.21% | 21,960,687 | $9.2B | Add +0.4% |
| BKNG Booking Holdings Inc. | 0.21% | 2,520,058 | $9.1B | Reduce -1.6% |
| PM Philip Morris International | 0.21% | 97,988,034 | $9.0B | Reduce -0.8% |
| GILD Gilead Sciences Inc. | 0.21% | 122,531,027 | $9.0B | Reduce -0.2% |
| CI The Cigna Group | 0.21% | 24,326,585 | $8.8B | Reduce -0.9% |
| BMY Bristol-Myers Squibb Co. | 0.21% | 162,561,081 | $8.8B | Reduce -3.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.20% | 86,286,419 | $8.8B | Reduce -1.6% |
| BSX Boston Scientific Corp. | 0.20% | 126,835,782 | $8.7B | Add +0.2% |
| ETN Eaton Corp. PLC | 0.20% | 27,758,305 | $8.7B | Add +1.7% |
| HON Honeywell International Inc. | 0.20% | 42,269,903 | $8.7B | Reduce -0.1% |
| MRSH Marsh & McLennan Cos | 0.20% | 41,958,346 | $8.6B | Add +2.3% |
| LMT Lockheed Martin Corp. | 0.20% | 18,563,076 | $8.4B | Add +2.2% |
| ADP Automatic Data Processing | 0.20% | 33,776,428 | $8.4B | Add +1.4% |
| MS Morgan Stanley | 0.20% | 89,219,481 | $8.4B | Reduce -1.4% |
| NKE Nike Inc. Class B | 0.20% | 89,141,833 | $8.4B | Reduce -0.7% |
| REGN Regeneron Pharmaceuticals | 0.19% | 8,568,654 | $8.2B | Reduce -0.7% |
| EFA iShares MSCI Eafe ETF | 0.19% | 103,079,908 | $8.2B | Add +38.7% |
| UPS United Parcel Service Class B | 0.19% | 54,434,204 | $8.1B | Add +0.3% |
| BLK BlackRock Finance Inc. | 0.19% | 9,604,250 | $8.0B | Add +0.3% |
| KLAC KLA Corp. | 0.19% | 11,369,249 | $7.9B | Reduce -0.9% |
| ADI Analog Devices Inc. | 0.18% | 39,805,642 | $7.9B | Add +2.8% |
| EQIX Equinix Inc. | 0.18% | 9,436,568 | $7.8B | Add +1.2% |
| CB Chubb Ltd. | 0.18% | 29,422,797 | $7.6B | Reduce -0.3% |
| SCHW Schwab (charles) Corp. | 0.17% | 99,536,627 | $7.2B | Add +4.6% |
Options reported separately and not counted above: SPY calls ($7.6B), SPY puts ($3.2B), JPM calls ($683.3M), NVDA calls ($605.8M), AMZN calls ($487.6M), DIS calls ($402.7M), WFC calls ($325.2M), MRK calls ($252.4M), AAPL calls ($239.4M), CRM calls ($201.6M), HYG puts ($196.6M), QQQ puts ($192.9M), and 49 more.
Other holdings (253): bonds, preferreds, convertibles and warrants · $3.5B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 291,446 | $355.4M | Add +12.3% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 4,728,050 | $279.0M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 156,246 | $186.5M | Add +7.7% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 2,778,639 | $177.1M | Add +5.1% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 3,844,014 | $149.6M | Add +5.3% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 90,725,000 | $84.4M | Add +1.1% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 73,020,000 | $67.0M | Add +1.6% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 53,330,000 | $62.3M | Add +577.2% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 58,085,000 | $60.0M | Add +114.6% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 82,035,000 | $59.9M | Add +110.7% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 441,635 | $53.9M | Add +4.9% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 779,815 | $50.1M | Add +5.1% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 2,237,161 | $48.0M | Add +6.7% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 49,545,000 | $37.6M | Add +8.4% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 30,695,000 | $37.6M | Add +144.0% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 34,645,000 | $34.8M | Add +0.9% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 363,000 | $33.3M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 11,588,000 | $33.1M | Reduce -16.7% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 723,019 | $32.6M | New |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 9,719,000 | $32.2M | Add +2.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,228,277 | $30.1M | Add +3.4% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 20,140,000 | $29.1M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 19,348,000 | $28.1M | Reduce -49.7% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 16,882,000 | $27.9M | Reduce -58.0% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 24,575,000 | $27.6M | Add +29.9% |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 28,000,000 | $27.4M | No change |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 9,252,000 | $26.3M | Add +11.1% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 12,821,000 | $24.7M | Reduce -44.0% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 13,755,000 | $24.7M | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 21,060,000 | $23.6M | Reduce -77.1% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 22,670,000 | $22.8M | Add +2.5% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 24,045,000 | $22.4M | Reduce -13.5% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 29,371,000 | $22.0M | Reduce -2.4% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 25,125,000 | $21.9M | Add +143.3% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 5,050,000 | $21.6M | Add +3.6% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 446,638 | $21.4M | Add +7.6% |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | 23,928,122 | $21.2M | New |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 16,025,000 | $19.2M | Add +3.2% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 16,122,000 | $19.0M | Reduce -35.9% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 21,035,000 | $18.8M | Add +2.9% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 20,128,000 | $18.5M | Add +1.6% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 20,585,000 | $18.5M | Add +2.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 16,585,000 | $18.2M | Add +93.5% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 20,745,000 | $17.8M | Add +164.3% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 18,560,000 | $17.6M | Add +7.2% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 18,670,000 | $17.5M | Add +8.9% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 16,900,000 | $16.6M | Add +3.8% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 19,820,000 | $16.4M | Add +38.0% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 15,126,000 | $16.2M | Add +4.3% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 19,079,000 | $15.9M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 9,064,000 | $15.9M | Add +11.0% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 19,130,000 | $15.4M | Add +3.2% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 23,908,000 | $14.9M | Add +16.6% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 10,882,000 | $14.3M | Add +2.8% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 17,490,000 | $14.0M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 13,000,000 | $12.9M | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 12,660,000 | $12.8M | Add +10.5% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 13,660,000 | $12.7M | Add +2.3% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 12,887,000 | $12.7M | Reduce -44.6% |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 216,412 | $12.6M | Add +6.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 11,811,000 | $12.4M | Reduce -74.7% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 14,109,000 | $12.3M | Add +0.5% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 8,957,000 | $12.2M | Add +9.1% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 11,075,000 | $12.1M | Add +12.7% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 10,545,000 | $11.7M | Reduce -1.6% |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 461,279 | $11.5M | Add +18.9% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 8,300,000 | $11.3M | Add +11.4% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 442,039 | $11.1M | Reduce -1.8% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 10,989,000 | $10.8M | New |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 3,649,000 | $10.4M | Reduce -8.8% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 10,980,000 | $10.1M | Add +4.8% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 11,007,000 | $9.9M | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 300,846 | $9.9M | Add +3.9% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 517,137 | $9.8M | Add +4.7% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 8,310,000 | $9.6M | Add +16.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 8,025,000 | $9.6M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 11,425,000 | $9.6M | Add +3.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 7,813,000 | $9.5M | Add +117.0% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 6,325,000 | $9.3M | Add +10.5% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 334,902 | $9.1M | Add +5.3% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 10,225,000 | $8.8M | Add +13.3% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 6,254,000 | $8.8M | Add +23.7% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 3,814,000 | $8.6M | Add +22.5% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 8,500,000 | $8.4M | Add +19.7% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 178,057 | $8.3M | Reduce -3.2% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 8,750,000 | $8.3M | Add +6.7% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 9,625,000 | $8.2M | Reduce -21.4% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 4,775,000 | $8.1M | Add +23.2% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 8,940,000 | $8.1M | Add +8.5% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 7,901,000 | $8.1M | Add +9.3% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 2,632,000 | $8.0M | Add +4.0% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 8,012,000 | $7.7M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 7,875,000 | $7.6M | Add +10.9% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 8,090,000 | $7.5M | Add +19.1% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 13,325,000 | $7.4M | Add +7.2% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 7,875,000 | $7.4M | Add +7.1% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,873,000 | $7.2M | Add +3.6% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 8,146,000 | $7.1M | Add +8.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 4,475,000 | $7.1M | Reduce -77.6% |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 2,603,000 | $7.1M | Add +4.1% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 7,620,000 | $7.0M | Add +6.7% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 5,250,000 | $6.9M | Add +7.1% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 7,435,000 | $6.9M | Add +9.6% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 6,590,000 | $6.9M | Add +15.8% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 5,394,000 | $6.6M | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 7,615,000 | $6.4M | Add +6.7% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 7,610,000 | $6.4M | Add +7.0% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 2,513,000 | $6.1M | Add +21.3% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 2,170,000 | $6.1M | Add +24.4% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 6,623,000 | $6.1M | Reduce -28.4% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 6,480,000 | $6.0M | Add +8.4% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 7,600,000 | $6.0M | Add +7.0% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 8,765,000 | $6.0M | Add +7.3% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 6,635,000 | $5.9M | Add +5.6% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 5,357,000 | $5.7M | Add +15.7% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 3,900,000 | $5.6M | Add +17.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 5,225,000 | $5.5M | Add +10.6% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 4,631,000 | $5.5M | Add +6.9% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 5,074,000 | $5.4M | Add +23.8% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 5,690,000 | $5.4M | Add +7.1% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 5,475,000 | $5.3M | Add +6.3% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 4,575,000 | $5.3M | Add +10.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 6,700,000 | $5.2M | Add +8.9% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,720,000 | $5.1M | Add +6.5% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 5,360,000 | $5.0M | Reduce -73.7% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 4,825,000 | $4.7M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 4,803,000 | $4.7M | Add +11.6% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 3,415,000 | $4.7M | Add +9.6% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 3,800,000 | $4.7M | Add +7.0% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 5,025,000 | $4.7M | Add +11.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 5,700,000 | $4.6M | Add +6.5% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 4,883,000 | $4.6M | Reduce -59.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 3,505,000 | $4.6M | Add +7.7% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,625,000 | $4.6M | Add +10.7% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 2,385,000 | $4.5M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 4,195,000 | $4.5M | No change |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 2,498,000 | $4.4M | Add +35.2% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 4,827,000 | $4.4M | Reduce -26.9% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 4,576,000 | $4.4M | Add +10.9% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 4,810,000 | $4.4M | Reduce -60.0% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,804,000 | $4.4M | Add +7.0% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 4,100,000 | $4.3M | No change |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 5,525,000 | $4.3M | Add +17.6% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 4,075,000 | $4.3M | Add +0.6% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 4,461,000 | $4.2M | Add +14.2% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 3,649,000 | $4.2M | Reduce -83.0% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 4,395,000 | $4.2M | Add +2.9% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,869,000 | $4.2M | Add +18.2% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 4,755,000 | $4.2M | Add +11.8% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 4,368,000 | $4.2M | Add +10.1% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 4,380,000 | $4.2M | Add +6.0% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 4,948,000 | $4.1M | Add +7.0% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 4,315,000 | $4.1M | Reduce -28.0% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,375,000 | $4.1M | Add +6.1% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 4,571,000 | $4.1M | Reduce -84.4% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 4,395,000 | $4.0M | Add +46.7% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 4,205,000 | $4.0M | Add +5.0% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 291,053 | $4.0M | Add +0.1% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 2,992,000 | $4.0M | Reduce -49.7% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 4,317,000 | $4.0M | Add +13.1% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 3,800,000 | $3.9M | Add +12.6% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 3,989,000 | $3.9M | Reduce -1.9% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 3,450,000 | $3.8M | Add +27.8% |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 3,765,000 | $3.7M | Add +8.7% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,371,000 | $3.7M | Add +12.1% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 3,700,000 | $3.7M | Reduce -3.3% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 2,625,000 | $3.7M | Add +19.3% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 3,900,000 | $3.7M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 3,832,000 | $3.7M | Add +6.2% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 3,775,000 | $3.6M | Add +21.8% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 3,250,000 | $3.6M | Add +20.4% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 3,450,000 | $3.6M | Add +31.4% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 3,600,000 | $3.5M | Add +5.9% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 2,191,000 | $3.5M | Add +29.6% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 3,575,000 | $3.4M | Add +20.2% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 3,038,000 | $3.4M | Add +5.2% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 3,625,000 | $3.4M | Add +17.9% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 5,700,000 | $3.3M | Add +7.0% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 3,416,000 | $3.2M | Add +5.4% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 2,325,000 | $3.1M | Add +20.8% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 3,008,000 | $3.1M | Add +31.8% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 3,595,000 | $3.1M | Add +31.0% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 2,822,000 | $2.9M | Add +33.0% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 2,965,000 | $2.9M | Reduce -41.5% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 2,925,000 | $2.9M | Add +138.8% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 2,614,000 | $2.8M | Add +16.8% |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 3,241,000 | $2.8M | Reduce -66.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 2,500,000 | $2.7M | Add +44.9% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 2,900,000 | $2.7M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 4,850,000 | $2.7M | Add +26.0% |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 2,900,000 | $2.6M | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 2,781,000 | $2.6M | Add +21.9% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 1,975,000 | $2.5M | Add +5.3% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 2,685,000 | $2.5M | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 2,850,000 | $2.5M | Add +6.5% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,825,000 | $2.5M | Add +14.1% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 2,635,000 | $2.5M | Add +5.0% |
| EVERBRIDGE INC (EVBG 0 03/15/26) | NOTE 3/1 · principal | 2,550,000 | $2.5M | No change |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,525,000 | $2.5M | Add +13.5% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 2,530,000 | $2.4M | Add +13.4% |
Largest 200 of 253 shown.
Total filed on the 13F, all lines: $4.28T.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.2% | 4.17% | −0.97 |
| MCD McDonald's Corp. | Reduce -2.2% | 0.34% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -7.3% | 0.78% | −0.06 |
| NKE Nike Inc. Class B | Reduce -0.7% | 0.20% | −0.05 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -0.2% | 0.41% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -0.2% | 0.21% | −0.04 |
| HUM Humana Inc. | Reduce -0.7% | 0.09% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -3.6% | 0.08% | −0.04 |
| PFE Pfizer Inc. | Reduce -0.3% | 0.28% | −0.04 |
| PEP Pepsico Inc. | Reduce -1.5% | 0.45% | −0.04 |
| AMT American Tower Corp. | Reduce -1.0% | 0.17% | −0.04 |
| SBUX Starbucks Corp. | Reduce -3.5% | 0.16% | −0.03 |
| KO The Coca-Cola Co. | Reduce -1.4% | 0.44% | −0.03 |
| NEM Newmont Corp. | Reduce -4.3% | 0.10% | −0.03 |
| PM Philip Morris International | Reduce -0.8% | 0.21% | −0.03 |
| ADM Archer-Daniels-Midland Co. | Reduce -14.1% | 0.06% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -2.2% | 0.16% | −0.03 |
| IXUS iShares Core Intl Stock ETF | Reduce -1.3% | 0.42% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -2.1% | 0.16% | −0.03 |
| HON Honeywell International Inc. | Reduce -0.1% | 0.20% | −0.02 |
| ABT Abbott Laboratories | Reduce -0.7% | 0.35% | −0.02 |
| CHTR Charter Communications Inc. Class A | Reduce -5.2% | 0.04% | −0.02 |
| UNP Union Pacific Corp. | Reduce -0.3% | 0.24% | −0.02 |
| LNG Cheniere Energy Inc. | Reduce -13.2% | 0.07% | −0.02 |
| BIIB Biogen Inc. | Reduce -0.7% | 0.07% | −0.02 |
| ANSS Ansys Inc. | Reduce -11.5% | 0.08% | −0.02 |
| APD Air Products & Chemicals Inc. | Reduce -0.9% | 0.09% | −0.02 |
| CVX Chevron Corp. | Reduce -0.7% | 0.48% | −0.02 |
| MS Morgan Stanley | Reduce -1.4% | 0.20% | −0.02 |
| BKNG Booking Holdings Inc. | Reduce -1.6% | 0.21% | −0.02 |
| SRC Spirit Realty Capital Inc. | Sold out | 0.00% | −0.02 |
| XEL Xcel Energy Inc. | Reduce -2.3% | 0.06% | −0.02 |
| MDT Medtronic PLC | Reduce -3.9% | 0.23% | −0.02 |
| EEM iShares MSCI Emerging Market | Reduce -51.5% | 0.01% | −0.02 |
| ROK Rockwell Automation Inc. | Reduce -9.5% | 0.06% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -0.0% | 1.27% | −0.02 |
| FLG New York Community Bancorp | Reduce -24.9% | 0.00% | −0.02 |
| PSA Public Storage | Reduce -0.5% | 0.11% | −0.02 |
| ON On Semiconductor | Reduce -0.3% | 0.07% | −0.02 |
| RIVN Rivian Automotive Inc. Class A | Reduce -1.6% | 0.01% | −0.02 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.02 |
| MMM 3M Co. | Reduce -3.0% | 0.10% | −0.02 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.02 |
| DE Deere & Co. | Reduce -2.8% | 0.16% | −0.02 |
| DUK Duke Energy Corp. | Reduce -2.0% | 0.13% | −0.02 |
| CTSH Cognizant Tech Solutions-A | Reduce -2.8% | 0.09% | −0.01 |
| PHYSICIANS REALTY TRUST | Sold out | 0.00% | −0.01 |
| BMY Bristol-Myers Squibb Co. | Reduce -3.3% | 0.21% | −0.01 |
| TMUS T-Mobile US Inc. | Reduce -2.5% | 0.14% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +1.4% | 3.85% | +1.57 |
| META Meta Platforms Inc. Class A | Add +0.9% | 1.81% | +0.38 |
| AMZN Amazon.com Inc. | Add +1.8% | 2.69% | +0.25 |
| LLY Eli Lilly & Co. | Add +1.4% | 1.19% | +0.23 |
| MSFT Microsoft Corp. | Add +1.3% | 5.37% | +0.18 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.2% | 1.06% | +0.10 |
| AVGO Broadcom Inc. | Add +0.6% | 1.08% | +0.09 |
| JPM JPMorgan Chase & Co. | Add +2.3% | 0.92% | +0.08 |
| MRK Merck & Co. Inc. | Add +2.6% | 0.64% | +0.08 |
| DIS The Walt Disney Co. | Add +0.1% | 0.35% | +0.07 |
| MU Micron Technology Inc. | Add +6.3% | 0.25% | +0.06 |
| GE General Electric | Add +1.3% | 0.29% | +0.06 |
| NFLX Netflix Inc. | Add +1.6% | 0.45% | +0.06 |
| AMD Advanced Micro Devices | Add +0.7% | 0.53% | +0.06 |
| EFA iShares MSCI Eafe ETF | Add +38.7% | 0.19% | +0.05 |
| XOM Exxon Mobil Corp. | Add +0.1% | 0.74% | +0.04 |
| PGR Progressive Corp. | Add +3.6% | 0.23% | +0.04 |
| LRCX Lam Research Corp. | Add +3.4% | 0.28% | +0.04 |
| MA Mastercard Inc. Class A | Add +2.0% | 0.78% | +0.04 |
| COST Costco Wholesale Corp. | Add +5.7% | 0.55% | +0.04 |
| ETN Eaton Corp. PLC | Add +1.7% | 0.20% | +0.03 |
| ORCL Oracle Corp. | Add +1.4% | 0.36% | +0.03 |
| CAT Caterpillar Inc. | Add +0.1% | 0.29% | +0.03 |
| MSTR Strategy Inc. | Add +21.4% | 0.05% | +0.03 |
| UBER Uber Technologies Inc. | Add +0.4% | 0.25% | +0.03 |
| CEG Constellation Energy | Add +0.7% | 0.10% | +0.03 |
| ISRG Intuitive Surgical Inc. | Add +3.7% | 0.28% | +0.03 |
| SYK Stryker Corp. | Add +5.3% | 0.22% | +0.03 |
| QCOM Qualcomm Inc. | Add +1.3% | 0.37% | +0.03 |
| CMG Chipotle Mexican Grill Inc. | Add +4.6% | 0.14% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +20.0% | 0.05% | +0.02 |
| VST Vistra Corp. | Add +1.9% | 0.06% | +0.02 |
| WMT Walmart Inc. | Add +0.7% | 0.41% | +0.02 |
| P Everpure Inc. Class A | Add +73.0% | 0.04% | +0.02 |
| LIN Linde PLC | Add +2.3% | 0.39% | +0.02 |
| VLO Valero Energy Corp. | Add +1.5% | 0.12% | +0.02 |
| WSM Williams-Sonoma Inc. | Add +15.0% | 0.05% | +0.02 |
| COIN Coinbase Global Inc. Class A | Add +7.9% | 0.06% | +0.02 |
| ANET Arista Networks Inc. | Add +3.8% | 0.13% | +0.02 |
| PH Parker Hannifin Corp. | Add +7.3% | 0.12% | +0.02 |
| PCAR Paccar Inc. | Add +2.4% | 0.11% | +0.02 |
| TT Trane Technologies PLC | Add +1.4% | 0.14% | +0.02 |
| BSX Boston Scientific Corp. | Add +0.2% | 0.20% | +0.02 |
| EW Edwards Lifesciences Corp. | Add +0.5% | 0.12% | +0.02 |
| KSPI JSC Kaspi.kz ADR | New | 0.01% | +0.01 |
| PG The Procter & Gamble Co. | Add +1.2% | 0.60% | +0.01 |
| HWM Howmet Aerospace Inc. | Add +10.3% | 0.06% | +0.01 |
| CNM Core & Main Inc. Class A | Add +59.9% | 0.03% | +0.01 |
| FISV Fiserv Inc. | Add +0.1% | 0.15% | +0.01 |
| AON Aon PLC Class A | Add +7.9% | 0.11% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +85.1% | 14,517,700 | $7.6B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +195.8% | 6,204,000 | $3.2B |
| GLD SPDR Gold Shares | call | Sold out | 7,241,300 | $1.4Bbefore exit |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Sold out | 6,800,000 | $752.5Mbefore exit |
| JPM JPMorgan Chase & Co. | call | Add +216.2% | 3,411,400 | $683.3M |
| NVDA Nvidia Corp. | call | Reduce -25.8% | 670,500 | $605.8M |
| AMZN Amazon.com Inc. | call | Reduce -7.4% | 2,703,300 | $487.6M |
| DIS The Walt Disney Co. | call | Add +138.0% | 3,291,000 | $402.7M |
| WFC Wells Fargo & Co. | call | Add +109.2% | 5,611,100 | $325.2M |
| RSP Invesco S&P 500 Equal Weight | call | Sold out | 1,743,800 | $275.2Mbefore exit |
| AMAT Applied Materials Inc. | call | Sold out | 1,608,600 | $260.7Mbefore exit |
| MRK Merck & Co. Inc. | call | New | 1,912,900 | $252.4M |
| AAPL Apple Inc. | call | Add +4.1% | 1,396,000 | $239.4M |
| TMUS T-Mobile US Inc. | call | Sold out | 1,432,900 | $229.7Mbefore exit |
| GOOG Alphabet Inc. Class C | call | Sold out | 1,509,500 | $212.7Mbefore exit |
| CRM Salesforce Inc. | call | Add +89.7% | 669,500 | $201.6M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -68.5% | 2,529,500 | $196.6M |
| QQQ Invesco QQQ Trust Series 1 | put | New | 434,500 | $192.9M |
| HUM Humana Inc. | call | Sold out | 395,000 | $180.8Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -83.8% | 405,100 | $179.9M |
| MSFT Microsoft Corp. | call | Reduce -61.8% | 397,000 | $167.0M |
| TSLA Tesla Inc. | put | New | 926,500 | $162.9M |
| META Meta Platforms Inc. Class A | call | Add +6.2% | 333,000 | $161.7M |
| ADBE Adobe Inc. | call | New | 314,200 | $158.5M |
| TSLA Tesla Inc. | call | Sold out | 617,800 | $153.5Mbefore exit |
| UBER Uber Technologies Inc. | call | Reduce -39.1% | 1,905,200 | $146.7M |
| CAT Caterpillar Inc. | call | New | 398,100 | $145.9M |
| NVO Novo-Nordisk A/S-Spons ADR | call | New | 1,120,000 | $143.8M |
| XOM Exxon Mobil Corp. | call | New | 1,230,800 | $143.1M |
| IWM iShares Russell 2000 ETF | put | Add +66.7% | 650,000 | $136.7M |
| COST Costco Wholesale Corp. | call | Add +16.0% | 163,000 | $119.4M |
| UNH Unitedhealth Group Inc. | call | Sold out | 219,500 | $115.6Mbefore exit |
| ISRG Intuitive Surgical Inc. | call | Sold out | 332,500 | $112.2Mbefore exit |
| FXI iShares China Large-Cap ETF | call | Reduce -77.6% | 4,633,000 | $111.5M |
| ADSK Autodesk Inc. | call | Sold out | 450,000 | $109.6Mbefore exit |
| PNC PNC Financial Services Group | call | New | 668,400 | $108.0M |
| GOOG Alphabet Inc. Class C | put | New | 670,000 | $102.0M |
| DHI D.R. Horton Inc. | call | New | 616,300 | $101.4M |
| SCHW Schwab (charles) Corp. | call | Sold out | 1,462,500 | $100.6Mbefore exit |
| LLY Eli Lilly & Co. | call | New | 126,700 | $98.6M |
| DECK Deckers Outdoor Corp. | call | New | 100,000 | $94.1M |
| DAL Delta Air Lines Inc. | call | Reduce -35.8% | 1,958,200 | $93.7M |
| MA Mastercard Inc. Class A | call | Sold out | 198,500 | $84.7Mbefore exit |
| EW Edwards Lifesciences Corp. | call | New | 813,000 | $77.7M |
| BAC Bank of America Corp. | call | New | 1,985,000 | $75.3M |
| IVV iShares Core S&P 500 ETF | put | Add +157.1% | 140,400 | $73.8M |
| NICE Nice Ltd. - Spon ADR | call | Sold out | 357,600 | $71.3Mbefore exit |
| UBS UBS Group AG-Reg | call | Sold out | 2,264,400 | $70.0Mbefore exit |
| PFE Pfizer Inc. | call | Sold out | 2,244,500 | $64.6Mbefore exit |
| NSC Norfolk Southern Corp. | call | Add +99.1% | 252,300 | $64.3M |
Showing the first 50 of 103.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +12.3% | 291,446 | $355.4M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 4,728,050 | $279.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +7.7% | 156,246 | $186.5M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +5.1% | 2,778,639 | $177.1M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +5.3% | 3,844,014 | $149.6M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +1.1% | 90,725,000 | $84.4M |
| AES CORP/THE (AES 6.875 02/15/24) | UNIT 02/15/2024 | Sold out | 952,289 | $72.5Mbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +1.6% | 73,020,000 | $67.0M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Add +577.2% | 53,330,000 | $62.3M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +114.6% | 58,085,000 | $60.0M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Add +110.7% | 82,035,000 | $59.9M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +4.9% | 441,635 | $53.9M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +5.1% | 779,815 | $50.1M |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Add +6.7% | 2,237,161 | $48.0M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +8.4% | 49,545,000 | $37.6M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +144.0% | 30,695,000 | $37.6M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +0.9% | 34,645,000 | $34.8M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -16.7% | 11,588,000 | $33.1M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 723,019 | $32.6M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Add +2.6% | 9,719,000 | $32.2M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +3.4% | 1,228,277 | $30.1M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 20,140,000 | $29.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -49.7% | 19,348,000 | $28.1M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -58.0% | 16,882,000 | $27.9M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +29.9% | 24,575,000 | $27.6M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +11.1% | 9,252,000 | $26.3M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -44.0% | 12,821,000 | $24.7M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 13,755,000 | $24.7M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -77.1% | 21,060,000 | $23.6M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +2.5% | 22,670,000 | $22.8M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Reduce -13.5% | 24,045,000 | $22.4M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Reduce -2.4% | 29,371,000 | $22.0M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Add +143.3% | 25,125,000 | $21.9M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Add +3.6% | 5,050,000 | $21.6M |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +7.6% | 446,638 | $21.4M |
| CORE SCIENTIFIC INC (CORZ 12 01/23/29) | NOTE 10.000% 1/2 · principal | New | 23,928,122 | $21.2M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Add +3.2% | 16,025,000 | $19.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Reduce -35.9% | 16,122,000 | $19.0M |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +2.9% | 21,035,000 | $18.8M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Add +1.6% | 20,128,000 | $18.5M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +2.0% | 20,585,000 | $18.5M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +93.5% | 16,585,000 | $18.2M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +164.3% | 20,745,000 | $17.8M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +7.2% | 18,560,000 | $17.6M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +8.9% | 18,670,000 | $17.5M |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Add +3.8% | 16,900,000 | $16.6M |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Add +38.0% | 19,820,000 | $16.4M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +4.3% | 15,126,000 | $16.2M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +11.0% | 9,064,000 | $15.9M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +3.2% | 19,130,000 | $15.4M |
Showing the first 50 of 238.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.