Bluefin Capital Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 20, 2024), Bluefin Capital Management, LLC reported 82 stock positions worth $402.2 million. Its top holding was Palo Alto Networks (panw 0.375 06/01/25) at 39.9% of the portfolio, followed by Sprott Physical Gold and Sil (CEF, 17.1%) and Sprott Physical Gold Trust (PHYS, 8.7%). Compared with Q4 2023, it opened 48 new positions, sold out of 69, added to 20 and reduced 11. The biggest buy was a new position in Palo Alto Networks (panw 0.375 06/01/25) and the biggest sale an exit from Microsoft (MSFT).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001144208
- Portfolio Value
- $402.2M (Q1 2024)
- SEC Filing
- 0001085146-24-002657 ↗ filed May 20, 2024
Holdings Value
Holdings 82 stocks · $402.2M
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | 39.87% | 561,890 | $160.4M | New |
| CEF Sprott Physical Gold and Sil | 17.12% | 3,385,362 | $68.9M | Add +17.4% |
| PHYS Sprott Physical Gold Trust | 8.71% | 2,023,920 | $35.0M | Add +478.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.62% | 43,200 | $22.6M | Add +1628.0% |
| DE Deere & Co. | 3.61% | 35,300 | $14.5M | Add +938.2% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | 2.77% | 105,000 | $11.1M | New |
| TM Toyota Motor Corp. -Spon ADR | 2.02% | 32,200 | $8.1M | New |
| PSLV Sprott Physical Silver Trust | 1.51% | 733,705 | $6.1M | Reduce -65.5% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | 1.22% | 50,000 | $4.9M | New |
| STHO Star Holdings filed as STAR HLDGS | 1.12% | 347,207 | $4.5M | Add +0.4% |
| VTR Ventas Inc. | 0.99% | 91,000 | $4.0M | New |
| CVX Chevron Corp. | 0.97% | 24,733 | $3.9M | Reduce -48.1% |
| PGX Invesco Preferred ETF | 0.97% | 327,270 | $3.9M | New |
| ET Energy Transfer LP | 0.84% | 215,231 | $3.4M | Add +6.0% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.81% | 1,901 | $3.2M | New |
| LSXMK Liberty Media Corp.-Liber-New | 0.80% | 108,207 | $3.2M | Add +368.4% |
| OXY Occidental Petroleum Corp. | 0.76% | 47,266 | $3.1M | New |
| WMB Williams Cos Inc. | 0.65% | 67,500 | $2.6M | Add +319.3% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | 0.59% | 20,000 | $2.4M | New |
| EDR Endeavor Group Hold Class A | 0.57% | 88,779 | $2.3M | Add +2.0% |
| ACI Albertsons Cos Inc. Class A | 0.53% | 99,130 | $2.1M | Add +560.9% |
| EQT Eqt Corp. | 0.52% | 56,713 | $2.1M | New |
| GHI Greystone Housing Impact Inv | 0.42% | 103,201 | $1.7M | Add +0.4% |
| MO Altria Group Inc. | 0.40% | 36,637 | $1.6M | New |
| RIVN Rivian Automotive Inc. Class A | 0.37% | 135,222 | $1.5M | New |
| KRG Kite Realty Group Trust | 0.34% | 62,500 | $1.4M | New |
| T AT&T Inc. | 0.32% | 72,800 | $1.3M | Add +561.8% |
| HOLI Hollysys Automation Technolo | 0.32% | 50,000 | $1.3M | Add +400.0% |
| VALE Vale SA-SP ADR | 0.28% | 92,300 | $1.1M | Reduce -38.6% |
| VSTO Vista Outdoor Inc. | 0.28% | 33,882 | $1.1M | Add +201.4% |
| TUA Sim St Treas Fut Strat ETF filed as SIMPLIFY EXCHANGE TRADED FUN | 0.27% | 50,000 | $1.1M | No change |
| REXR Rexford Industrial Realty Inc. | 0.25% | 20,000 | $1.0M | New |
| XLE SS Energy Select Sector | 0.24% | 10,100 | $954K | Add +236.7% |
| META Meta Platforms Inc. Class A | 0.23% | 1,900 | $923K | New |
| NLOP Net Lease Office Property | 0.22% | 37,434 | $891K | New |
| SCHD Schwab US DVD Equity ETF | 0.19% | 9,600 | $774K | New |
| VZ Verizon Communications Inc. | 0.17% | 16,048 | $673K | Add +47.2% |
| AVGO Broadcom Inc. | 0.16% | 500 | $663K | Reduce -95.2% |
| BLBD Blue Bird Corp. | 0.16% | 17,056 | $654K | New |
| IBIT iShares Bitcoin Trust ETF | 0.15% | 15,000 | $607K | New |
| VERITONE INC (VERI 1.75 11/15/26) | 0.14% | 15,000 | $547K | New |
| HES Hess Corp. | 0.13% | 3,500 | $534K | New |
| PXD Pioneer Natural Resources Co. | 0.13% | 2,000 | $525K | Reduce -28.6% |
| DJT Trump Media & Technology Gro | 0.12% | 7,900 | $489K | New |
| ON On Semiconductor | 0.12% | 6,300 | $463K | Add +3130.8% |
| HLIT Harmonic Inc. | 0.11% | 31,592 | $425K | New |
| WNC Wabash National Corp. | 0.11% | 14,148 | $424K | New |
| KEY Keycorp | 0.10% | 26,000 | $411K | Add +19.3% |
| BTI British American Tob-SP ADR | 0.09% | 12,300 | $375K | Add +50.0% |
| CUTERA INC (CUTR 2.25 06/01/28) | 0.09% | 17,500 | $372K | New |
| C Citigroup Inc. | 0.09% | 5,691 | $360K | Reduce -99.6% |
| GE General Electric | 0.09% | 2,000 | $351K | New |
| PANW Palo Alto Networks Inc. | 0.09% | 1,219 | $346K | New |
| D Dominion Energy Inc. | 0.08% | 6,900 | $339K | New |
| ATMU Atmus Filtration Technologie | 0.08% | 9,678 | $312K | New |
| BERY Berry Global Group Inc. | 0.08% | 4,993 | $302K | New |
| PAAS Pan American Silver Corp. | 0.07% | 20,000 | $302K | New |
| TRN Trinity Industries Inc. | 0.07% | 9,796 | $273K | New |
| PFE Pfizer Inc. | 0.07% | 9,700 | $269K | New |
| LAMR Lamar Advertising Co. Class A | 0.07% | 2,200 | $263K | New |
| SQM Quimica Y Minera Chil-SP ADR filed as SOCIEDAD QUIMICA Y MINERA DE | 0.06% | 5,100 | $251K | New |
| TFC Truist Financial Corp. | 0.06% | 6,400 | $249K | New |
| RCL Royal Caribbean Cruises Ltd. | 0.06% | 1,750 | $243K | New |
| GLATFELTER CORP | 0.06% | 121,553 | $243K | New |
| SU Suncor Energy Inc. | 0.06% | 6,400 | $236K | Reduce -21.0% |
| FUSN Fusion Pharmaceuticals Inc. | 0.05% | 10,000 | $213K | New |
| GLD SPDR Gold Shares | 0.05% | 1,000 | $206K | No change |
| SHYF The Shyft Group Inc. | 0.05% | 16,406 | $204K | New |
| SPG Simon Property Group Inc. | 0.05% | 1,300 | $203K | Reduce -90.6% |
| PBR Petroleo Brasileiro-Spon ADR | 0.04% | 10,311 | $157K | Reduce -56.0% |
| WU Western Union Co. | 0.04% | 11,100 | $155K | New |
| SBSW Sibanye-Stillwater Ltd.-ADR | 0.04% | 30,000 | $141K | New |
| IBACU Ib Acquisition Corp. | 0.03% | 12,500 | $125K | New |
| AGNC AGNC Investment Corp. | 0.03% | 11,000 | $109K | Reduce -83.9% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | 0.02% | 50,000 | $97K | New |
| INTERDIGITAL INC (IDCC 2 06/01/24) | 0.02% | 68,230 | $88K | New |
| BROGF Brooge Energy Ltd. | 0.02% | 36,082 | $79K | Reduce -41.0% |
| HARMONIC INC (HLIT 2 09/01/24) | 0.01% | 33,000 | $52K | New |
| KRON Kronos Bio Inc. | 0.01% | 25,100 | $33K | No change |
| DIH HLDG US INC | 0.00% | 13,611 | $15K | New |
| CHIJET MTR CO INC. | 0.00% | 22,022 | $10K | Add +108.1% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | 0.00% | 10,000 | $10K | New |
Options reported separately and not counted above: X puts ($11.3M), MSTR puts ($2.9M), X calls ($2.3M), CPRI calls ($2.2M), PCT puts ($1.2M), CPRI puts ($1.2M), SPY puts ($1.0M), LSXMK calls ($943K), SPY calls ($794K), DJT puts ($220K), ACI puts ($163K), HES calls ($142K), and 29 more.
Other holdings (16): bonds, preferreds, convertibles and warrants · $192.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EXEEZ Chesapeake Energy -CW26 | *W EXP 02/09/202 | 1,245,296 | $95.3M | Add +0.1% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1,212,683 | $89.0M | Add +0.4% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 10,000 | $2.9M | New |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 75,000 | $2.2M | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 120,092 | $1.6M | Add +4.3% |
| EXEEW Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 8,533 | $701K | Reduce -2.2% |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 127,482 | $329K | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 5,000 | $225K | New |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 51,084 | $148K | Add +17.6% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 121,231 | $79K | Add +21.2% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 30,200 | $39K | New |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | 314,791 | $20K | Reduce -0.4% |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 60,000 | $9K | Reduce -62.5% |
| HARMONIC INC (HLIT 2 09/01/24) | DBCV 2.000% 9/0 · principal | 5,000 | $8K | New |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 1,019,029 | $6K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 95,507 | $5K | Reduce -4.5% |
Total filed on the 13F, all lines: $594.7M.
Portfolio Sells Q4 2023 → Q1 2024
| MSFT Microsoft Corp. | Sold out | 0.00% | −27.51 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −10.35 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −7.79 |
| C Citigroup Inc. | Reduce -99.6% | 0.09% | −7.48 |
| AAPL Apple Inc. | Sold out | 0.00% | −7.01 |
| NVDA Nvidia Corp. | Sold out | 0.00% | −6.48 |
| MCD McDonald's Corp. | Sold out | 0.00% | −6.21 |
| AMZN Amazon.com Inc. | Sold out | 0.00% | −4.76 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −3.00 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −1.89 |
| AVGO Broadcom Inc. | Reduce -95.2% | 0.16% | −1.07 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.51 |
| USFD US Foods Holding Corp. | Sold out | 0.00% | −0.44 |
| ILMN Illumina Inc. | Sold out | 0.00% | −0.37 |
| CME Cme Group Inc. | Sold out | 0.00% | −0.30 |
| PSLV Sprott Physical Silver Trust | Reduce -65.5% | 1.51% | −0.30 |
| INTC Intel Corp. | Sold out | 0.00% | −0.17 |
| SPG Simon Property Group Inc. | Reduce -90.6% | 0.05% | −0.16 |
| USB US Bancorp | Sold out | 0.00% | −0.15 |
| MU Micron Technology Inc. | Sold out | 0.00% | −0.14 |
| ARKK ARK Innovation ETF | Sold out | 0.00% | −0.13 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.13 |
| EWT iShares MSCI Taiwan ETF | Sold out | 0.00% | −0.12 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.11 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.11 |
| STNG Scorpio Tankers Inc. | Sold out | 0.00% | −0.11 |
| HBAN Huntington Bancshares Inc. | Sold out | 0.00% | −0.10 |
| KRE SS SPDR S&P Regional Bank | Sold out | 0.00% | −0.09 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.09 |
| CMI Cummins Inc. | Sold out | 0.00% | −0.09 |
| ARE Alexandria Real Estate Equit | Sold out | 0.00% | −0.09 |
| GDXJ Vaneck Junior Gold Miners | Sold out | 0.00% | −0.08 |
| STLA Stellantis NV | Sold out | 0.00% | −0.08 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.08 |
| VST Vistra Corp. | Sold out | 0.00% | −0.07 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.06 |
| NTR Nutrien Ltd. | Sold out | 0.00% | −0.06 |
| RITM Rithm Capital Corp. | Sold out | 0.00% | −0.05 |
| QSR Restaurant Brands Intern | Sold out | 0.00% | −0.05 |
| TTE Totalenergies SE -Spon ADR | Sold out | 0.00% | −0.05 |
| EPD Enterprise Products Partners | Sold out | 0.00% | −0.05 |
| DLR Digital Realty Trust Inc. | Sold out | 0.00% | −0.05 |
| AGNC AGNC Investment Corp. | Reduce -83.9% | 0.03% | −0.04 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.04 |
| FLNA Filana Therapeutics Inc. | Sold out | 0.00% | −0.04 |
| PAA Plains All Amer Pipeline LP | Sold out | 0.00% | −0.04 |
| DAC Danaos Corp. | Sold out | 0.00% | −0.04 |
| OIH Vaneck Oil Services ETF | Sold out | 0.00% | −0.04 |
| VTLE Vital Energy Inc. | Sold out | 0.00% | −0.03 |
| PFFD Global X US Preferred ETF | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | New | 39.87% | +39.87 |
| CEF Sprott Physical Gold and Sil | Add +17.4% | 17.12% | +11.31 |
| PHYS Sprott Physical Gold Trust | Add +478.6% | 8.71% | +8.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1628.0% | 5.62% | +5.49 |
| DE Deere & Co. | Add +938.2% | 3.61% | +3.46 |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | New | 2.77% | +2.77 |
| TM Toyota Motor Corp. -Spon ADR | New | 2.02% | +2.02 |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | New | 1.22% | +1.22 |
| VTR Ventas Inc. | New | 0.99% | +0.99 |
| PGX Invesco Preferred ETF | New | 0.97% | +0.97 |
| MSTR Strategy Inc. | New | 0.81% | +0.81 |
| OXY Occidental Petroleum Corp. | New | 0.76% | +0.76 |
| LSXMK Liberty Media Corp.-Liber-New | Add +368.4% | 0.80% | +0.73 |
| WMB Williams Cos Inc. | Add +319.3% | 0.65% | +0.60 |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | New | 0.59% | +0.59 |
| STHO Star Holdings | Add +0.4% | 1.12% | +0.58 |
| ET Energy Transfer LP | Add +6.0% | 0.84% | +0.55 |
| EQT Eqt Corp. | New | 0.52% | +0.52 |
| ACI Albertsons Cos Inc. Class A | Add +560.9% | 0.53% | +0.49 |
| MO Altria Group Inc. | New | 0.40% | +0.40 |
| RIVN Rivian Automotive Inc. Class A | New | 0.37% | +0.37 |
| EDR Endeavor Group Hold Class A | Add +2.0% | 0.57% | +0.35 |
| KRG Kite Realty Group Trust | New | 0.34% | +0.34 |
| T AT&T Inc. | Add +561.8% | 0.32% | +0.30 |
| HOLI Hollysys Automation Technolo | Add +400.0% | 0.32% | +0.29 |
| REXR Rexford Industrial Realty Inc. | New | 0.25% | +0.25 |
| VSTO Vista Outdoor Inc. | Add +201.4% | 0.28% | +0.24 |
| GHI Greystone Housing Impact Inv | Add +0.4% | 0.42% | +0.24 |
| META Meta Platforms Inc. Class A | New | 0.23% | +0.23 |
| NLOP Net Lease Office Property | New | 0.22% | +0.22 |
| XLE SS Energy Select Sector | Add +236.7% | 0.24% | +0.21 |
| SCHD Schwab US DVD Equity ETF | New | 0.19% | +0.19 |
| BLBD Blue Bird Corp. | New | 0.16% | +0.16 |
| IBIT iShares Bitcoin Trust ETF | New | 0.15% | +0.15 |
| VERITONE INC (VERI 1.75 11/15/26) | New | 0.14% | +0.14 |
| HES Hess Corp. | New | 0.13% | +0.13 |
| VZ Verizon Communications Inc. | Add +47.2% | 0.17% | +0.12 |
| DJT Trump Media & Technology Gro | New | 0.12% | +0.12 |
| ON On Semiconductor | Add +3130.8% | 0.12% | +0.11 |
| HLIT Harmonic Inc. | New | 0.11% | +0.11 |
| WNC Wabash National Corp. | New | 0.11% | +0.11 |
| CUTERA INC (CUTR 2.25 06/01/28) | New | 0.09% | +0.09 |
| GE General Electric | New | 0.09% | +0.09 |
| PANW Palo Alto Networks Inc. | New | 0.09% | +0.09 |
| D Dominion Energy Inc. | New | 0.08% | +0.08 |
| ATMU Atmus Filtration Technologie | New | 0.08% | +0.08 |
| BERY Berry Global Group Inc. | New | 0.08% | +0.08 |
| PAAS Pan American Silver Corp. | New | 0.07% | +0.07 |
| KEY Keycorp | Add +19.3% | 0.10% | +0.07 |
| BTI British American Tob-SP ADR | Add +50.0% | 0.09% | +0.07 |
Options Activity Q4 2023 → Q1 2024
| X United States Steel Corp. | put | Add +427.3% | 6,985,500 | $11.3M |
| MSFT Microsoft Corp. | put | Sold out | 700,000 | $4.4Mbefore exit |
| BYND Beyond Meat Inc. | put | Sold out | 491,600 | $3.9Mbefore exit |
| MSTR Strategy Inc. | put | New | 11,000 | $2.9M |
| X United States Steel Corp. | call | Add +641.5% | 3,433,900 | $2.3M |
| CPRI Capri Holdings Ltd. | call | New | 850,500 | $2.2M |
| SPLK Splunk Inc. | call | Sold out | 332,500 | $1.7Mbefore exit |
| AAPL Apple Inc. | put | Sold out | 400,000 | $1.4Mbefore exit |
| PCT Purecycle Technologies Inc. | put | Reduce -10.0% | 675,000 | $1.2M |
| CPRI Capri Holdings Ltd. | put | New | 1,352,300 | $1.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +650.0% | 150,000 | $1.0M |
| LSXMK Liberty Media Corp.-Liber-New | call | Reduce -39.3% | 216,700 | $943K |
| META Meta Platforms Inc. Class A | call | Sold out | 9,600 | $854Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +1100.0% | 120,000 | $794K |
| ILMN Illumina Inc. | call | Sold out | 66,000 | $726Kbefore exit |
| SPLK Splunk Inc. | put | Sold out | 1,198,700 | $632Kbefore exit |
| GOOG Alphabet Inc. Class C | put | Sold out | 700,000 | $595Kbefore exit |
| ETRN Equitrans Midstream Corp. | call | Sold out | 200,400 | $456Kbefore exit |
| IWM iShares Russell 2000 ETF | call | Sold out | 63,200 | $356Kbefore exit |
| TRIP Tripadvisor Inc. | call | Sold out | 305,500 | $315Kbefore exit |
| SAVEQ Spirit Airlines Inc. | call | Sold out | 139,700 | $270Kbefore exit |
| MS Morgan Stanley | call | Sold out | 101,100 | $256Kbefore exit |
| DJT Trump Media & Technology Gro | put | New | 20,300 | $220K |
| SAVEQ Spirit Airlines Inc. | put | Sold out | 269,100 | $218Kbefore exit |
| ON On Semiconductor | call | Sold out | 84,900 | $171Kbefore exit |
| SHOP Shopify Inc. Class A | call | Sold out | 34,300 | $169Kbefore exit |
| LOW Lowe's Cos Inc. | call | Sold out | 40,000 | $167Kbefore exit |
| ACI Albertsons Cos Inc. Class A | put | New | 358,900 | $163K |
| HES Hess Corp. | call | Reduce -37.3% | 124,700 | $142K |
| XYZ Block Inc. | call | Sold out | 41,800 | $133Kbefore exit |
| MCD McDonald's Corp. | put | Sold out | 200,000 | $131Kbefore exit |
| C Citigroup Inc. | put | Sold out | 1,400,000 | $125Kbefore exit |
| Z Zillow Group Inc. Class C | call | Sold out | 62,800 | $118Kbefore exit |
| ULTA Ulta Beauty Inc. | call | Sold out | 22,100 | $116Kbefore exit |
| AMZN Amazon.com Inc. | put | Sold out | 310,000 | $111Kbefore exit |
| WMS Advanced Drainage Systems Inc. | call | Sold out | 10,000 | $89Kbefore exit |
| TSLA Tesla Inc. | call | Add +37.6% | 94,700 | $82K |
| DFS Discover Financial Services | call | Sold out | 14,800 | $79Kbefore exit |
| AMD Advanced Micro Devices | put | Sold out | 500,000 | $78Kbefore exit |
| IBM Intl Business Machines Corp. | put | Sold out | 100,000 | $78Kbefore exit |
| EDR Endeavor Group Hold Class A | put | Add +199.8% | 235,300 | $75K |
| SCHW Schwab (charles) Corp. | call | Sold out | 118,800 | $75Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | New | 20,000 | $69K |
| GLD SPDR Gold Shares | call | Add +100.0% | 20,000 | $60K |
| USFD US Foods Holding Corp. | call | Sold out | 42,400 | $57Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 125,000 | $41Kbefore exit |
| ETRN Equitrans Midstream Corp. | put | Sold out | 258,900 | $39Kbefore exit |
| BILL Bill Holdings Inc. | call | Sold out | 27,600 | $38Kbefore exit |
| PEP Pepsico Inc. | call | Reduce -72.2% | 14,700 | $34K |
| DLTR Dollar Tree Inc. | call | Sold out | 52,900 | $33Kbefore exit |
Showing the first 50 of 143.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| EXEEZ Chesapeake Energy -CW26 | *W EXP 02/09/202 | Add +0.1% | 1,245,296 | $95.3M |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +0.4% | 1,212,683 | $89.0M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 423,836 | $16.2Mbefore exit |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | New | 10,000 | $2.9M |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | New | 75,000 | $2.2M |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +4.3% | 120,092 | $1.6M |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | Sold out | 4,590,000 | $1.2Mbefore exit |
| CUTERA INC (CUTR 2.25 03/15/26) | NOTE 2.250% 3/1 · principal | Sold out | 2,550,000 | $994Kbefore exit |
| EXEEW Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Reduce -2.2% | 8,533 | $701K |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | Sold out | 2,000,000 | $445Kbefore exit |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | New | 127,482 | $329K |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 5,000 | $225K |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | Add +17.6% | 51,084 | $148K |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | Add +21.2% | 121,231 | $79K |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | Sold out | 41,050 | $73Kbefore exit |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 30,200 | $39K |
| VHAQR Viveon Health Acquisit-RTS | RIGHT 12/31/2025 | Sold out | 402,443 | $24Kbefore exit |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | Reduce -0.4% | 314,791 | $20K |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Reduce -62.5% | 60,000 | $9K |
| HARMONIC INC (HLIT 2 09/01/24) | DBCV 2.000% 9/0 · principal | New | 5,000 | $8K |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | Reduce -4.5% | 95,507 | $5K |
| MCAFR Mountain Crest Acq Corp. -RTS | RIGHT 06/29/2026 | Sold out | 29,950 | $4Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 82 | $341.0M | MSFT, NVDA, XOVR, AMD, SPY |
| Q1 2026 | 58 | $85.5M | CRWV, BOXX, CWB, SPY, CCOI |
| Q4 2025 | 123 | $354.2M | CRWV, SPY, CMG, QQQ, SILJ |
| Q3 2025 | 32 | $186.2M | CRWV, QQQ, SPY, CORZ, PSKY |
| Q2 2025 | 90 | $126.0M | HYG, UNH, CRWV, PFF, JNPR |
| Q1 2025 | 63 | $120.5M | CEF, IWM, SPY, TIP, CWB |
| Q3 2024 | 59 | $91.2M | CEF, PWSC, ET, GOOG, STHO |
| Q2 2024 | 48 | $169.3M | NVDA, SPY, QQQ, CVX, ET |
| Q1 2024Amended | 82 | $402.2M | PALO ALTO NETWORKS (PANW 0.375 06/01/25), CEF, PHYS, SPY, DE |