Blume Capital Management, Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Blume Capital Management, Inc. reported 351 stock positions worth $442.2 million. Its top holding was Apple (AAPL) at 4.4% of the portfolio, followed by Dimensional International (DFIC, 3.7%) and SS Energy Select Sector (XLE, 3.3%). Compared with Q2 2024, it opened 42 new positions, sold out of 7, added to 67 and reduced 51. The biggest buy was a new position in iShares 0-3 Month Treasury B (SGOV) and the biggest sale Vanguard Utilities ETF (VPU, shares −91%).

Most Recent 13F
Q2 2026
Location
BERKELEY, CA
CIK
0001587192
Portfolio Value
$442.2M (Q3 2024)
SEC Filing
0001587192-24-000009 ↗ filed Oct 29, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $410.0M Q1 2024 Q2 2024: $413.5M Q2 2024 Q3 2024: $442.2M $442.2M Q3 2024 Q4 2024: $445.2M Q4 2024 Q1 2025: $444.7M Q1 2025 Q2 2025: $490.8M Q2 2025 Q3 2025: $520.0M Q3 2025 Q4 2025: $544.4M Q4 2025 Q1 2026: $587.3M Q1 2026 Q2 2026: $674.4M Q2 2026

Holdings 351 stocks · $442.2M
AAPL Apple Inc. 4.39% 83,347 $19.4M Reduce -1.3%
DFIC Dimensional International Co. 3.75% 589,142 $16.6M Reduce -0.4%
XLE SS Energy Select Sector 3.30% 166,328 $14.6M Add +0.1%
GOOG Alphabet Inc. Class C 3.26% 86,244 $14.4M Add +1.3%
UBER Uber Technologies Inc. 2.78% 163,428 $12.3M Add +0.8%
META Meta Platforms Inc. Class A 2.75% 21,260 $12.2M Reduce -3.7%
SGOV iShares 0-3 Month Treasury B 2.70% 118,487 $11.9M New
XHLF Bondbloxx BBG 6 MTH US Treas 2.69% 236,102 $11.9M Add +64.2%
SCHW Schwab (charles) Corp. 2.67% 182,234 $11.8M Add +1.5%
FDX FedEx Corp. 2.60% 42,022 $11.5M Reduce -6.8%
BND Vanguard Total Bond Market 2.58% 151,883 $11.4M Reduce -4.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.42% 269,701 $10.7M Reduce -0.2%
JNJ Johnson & Johnson 2.38% 65,031 $10.5M Reduce -0.2%
VTEB Vanguard Tax-Exempt Bond ETF 2.37% 205,045 $10.5M Add +0.3%
CMCSA Comcast Corp. Class A 2.21% 234,294 $9.8M Reduce -0.1%
MSFT Microsoft Corp. 2.19% 22,498 $9.7M Add +0.2%
DFCF Dimensional Core Fixed Inc. 2.18% 223,700 $9.7M Add +11.0%
COF Capital One Financial Corp. 2.07% 61,084 $9.1M Reduce -4.6%
AMZN Amazon.com Inc. 2.03% 48,155 $9.0M Add +1.2%
FCX Freeport-McMoran Inc. 2.01% 178,329 $8.9M Add +12.2%
CVS CVS Health Corp. 2.01% 141,557 $8.9M Add +5.9%
C Citigroup Inc. 2.01% 142,092 $8.9M Add +0.9%
DFEM Dimensional Emrg MRKT Core 1.92% 301,722 $8.5M Add +1.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 1.88% 86,549 $8.3M Add +2.2%
WFC Wells Fargo & Co. 1.86% 145,656 $8.2M Add +1.9%
TOTR T Rowe Price Total Return Et 1.83% 194,545 $8.1M Add +0.0%
AMAT Applied Materials Inc. 1.79% 39,202 $7.9M Add +0.4%
IBB iShares Biotechnology ETF 1.70% 51,699 $7.5M Reduce -1.0%
GS Goldman Sachs Group Inc. 1.68% 14,970 $7.4M Add +0.0%
DFEV Dimensional Emrg MRKT Val 1.51% 234,834 $6.7M Add +1.6%
BKR Baker Hughes Co. 1.39% 170,255 $6.2M Reduce -0.0%
MU Micron Technology Inc. 1.35% 57,594 $6.0M Add +6.2%
COST Costco Wholesale Corp. 1.28% 6,397 $5.7M Reduce -4.6%
VTI VG Morningstar TS MKT ETF-US 1.23% 19,274 $5.5M No change
BRK.B Berkshire Hathaway Inc. Class B 1.22% 11,695 $5.4M Reduce -0.5%
JPM JPMorgan Chase & Co. 1.11% 23,327 $4.9M Reduce -1.0%
CNH CNH Industrial NV 1.11% 440,490 $4.9M Add +4.1%
VGIT Vanguard Intermediate-Term T 1.09% 80,065 $4.8M Reduce -10.5%
WY Weyerhaeuser Co. 0.96% 125,578 $4.3M Reduce -0.0%
RIO Rio Tinto PLC-Spon ADR 0.96% 59,502 $4.2M Add +9.0%
FISV Fiserv Inc. 0.95% 23,507 $4.2M Reduce -2.3%
GDX Vaneck Gold Miners ETF 0.82% 91,492 $3.6M No change
GBIL Goldman Sachs Access Treasur 0.70% 30,929 $3.1M Reduce -16.2%
DE Deere & Co. 0.70% 7,414 $3.1M Add +772.2%
DFAS Dimensional US Small Cap ETF 0.67% 45,664 $3.0M Reduce -0.2%
PFE Pfizer Inc. 0.65% 99,309 $2.9M Add +32.4%
XOM Exxon Mobil Corp. 0.54% 20,278 $2.4M Reduce -0.8%
ALB Albemarle Corp. 0.54% 25,007 $2.4M Add +6.5%
DFNM Dimensional National Muni BD 0.51% 46,172 $2.2M Add +37.7%
GTLS Chart Industries Inc. 0.50% 17,692 $2.2M New
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.44% 46,773 $2.0M Add +12.0%
MDT Medtronic PLC 0.42% 20,548 $1.8M Add +2.5%
CL Colgate-Palmolive Co. 0.37% 15,700 $1.6M Reduce -3.7%
AA Alcoa Corp. 0.37% 42,210 $1.6M New
GOOGL Alphabet Inc. Class A 0.34% 9,090 $1.5M No change
VGSH Vanguard Short-Term Treasury 0.30% 22,490 $1.3M Reduce -2.6%
HON Honeywell International Inc. 0.28% 6,035 $1.2M No change
KO The Coca-Cola Co. 0.28% 17,000 $1.2M No change
CVX Chevron Corp. 0.22% 6,729 $991K Add +20.8%
V Visa Inc. Class A 0.22% 3,588 $986K Add +0.8%
EXPE Expedia Group Inc. 0.22% 6,443 $954K Reduce -4.8%
CHWY Chewy Inc. Class A 0.21% 31,165 $913K Reduce -14.2%
NTR Nutrien Ltd. 0.20% 18,571 $893K Add +5.7%
DFIS Dimensional International SM 0.20% 32,750 $879K No change
NXPI NXP Semiconductors NV 0.16% 2,984 $716K Reduce -7.9%
ABNB Airbnb Inc. Class A 0.15% 5,112 $648K Add +85100.0%
SBUX Starbucks Corp. 0.15% 6,601 $644K No change
EQT Eqt Corp. 0.14% 16,865 $618K Add +71.0%
AXP American Express Co. 0.13% 2,084 $565K No change
GE General Electric filed as GE AEROSPACE 0.12% 2,913 $549K Add +0.6%
DFIV Dimensional International Va 0.12% 14,150 $539K No change
CHTR Charter Communications Inc. Class A 0.12% 1,603 $520K Reduce -8.6%
AVGO Broadcom Inc. 0.11% 2,890 $499K Add +3.2%
TAP Molson Coors Beverage Co. Class B 0.10% 7,959 $458K Reduce -0.6%
DFAC Dimensional US Core Equity 2 0.10% 12,397 $425K No change
HUM Humana Inc. 0.09% 1,306 $414K New
DSI iShares ESG MSCI KLD 400 ETF 0.09% 3,763 $409K Reduce -0.7%
ADI Analog Devices Inc. 0.09% 1,761 $405K Add +0.6%
BKNG Booking Holdings Inc. 0.09% 95 $400K No change
VDE Vanguard Energy ETF 0.09% 3,260 $399K No change
GLD SPDR Gold Shares 0.09% 1,630 $396K No change
NVDA Nvidia Corp. 0.09% 3,208 $390K Add +7.7%
UNP Union Pacific Corp. 0.08% 1,500 $370K No change
VPU Vanguard Utilities ETF 0.08% 2,080 $362K Reduce -91.4%
CSCO Cisco Systems Inc. 0.07% 5,751 $306K No change
PEP Pepsico Inc. 0.07% 1,783 $303K No change
GILD Gilead Sciences Inc. 0.07% 3,520 $295K No change
VOO Vanguard S&P 500 ETF 0.07% 552 $291K No change
QCOM Qualcomm Inc. 0.07% 1,700 $289K No change
LRCX Lam Research Corp. 0.06% 330 $269K No change
MRK Merck & Co. Inc. 0.06% 2,300 $261K No change
TRV The Travelers Cos Inc. 0.06% 1,100 $258K No change
VTEC Vanguard Ca Tax-Ex Bond 0.06% 2,500 $253K Reduce -28.6%
SCHO Schwab Short-Term US Treas 0.06% 5,064 $248K Reduce -91.1%
SHOO Steven Madden Ltd. filed as MADDEN STEVEN LTD 0.06% 5,000 $245K No change
PANW Palo Alto Networks Inc. 0.05% 706 $241K Add +0.9%
ITW Illinois Tool Works 0.05% 910 $238K No change
HRL Hormel Foods Corp. 0.05% 7,500 $238K No change
BLK BlackRock Finance Inc. 0.05% 239 $227K Add +13.8%
WMT Walmart Inc. 0.05% 2,806 $227K Add +1.3%
AMT American Tower Corp. 0.05% 964 $224K No change
AFL Aflac Inc. 0.05% 2,000 $224K No change
ADBE Adobe Inc. 0.05% 430 $223K Reduce -1.1%
BIV Vanguard Intermediate-Term B 0.05% 2,800 $219K Add +16.7%
HD Home Depot Inc. 0.05% 532 $216K Add +18.2%
SCHP Schwab U.S. Tips ETF 0.05% 4,000 $215K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.05% 369 $212K No change
ISRG Intuitive Surgical Inc. 0.05% 423 $208K Add +1.9%
TTEK Tetra Tech Inc. 0.05% 4,375 $206K No change
VRSK Verisk Analytics Inc. 0.05% 768 $206K No change
MELI MercadoLibre Inc. 0.05% 98 $201K Add +3.2%
TMO Thermo Fisher Scientific Inc. 0.05% 325 $201K No change
IVV iShares Core S&P 500 ETF 0.05% 346 $200K Add +38.4%
VZ Verizon Communications Inc. 0.04% 4,367 $196K Reduce -21.6%
CRM Salesforce Inc. 0.04% 707 $194K Add +1.0%
MA Mastercard Inc. Class A 0.04% 380 $188K Add +4.4%
GEV GE Vernova Inc. 0.04% 723 $184K No change
PLTR Palantir Technologies Inc. Class A 0.04% 4,910 $183K No change
IWB iShares Russell 1000 ETF 0.04% 550 $173K No change
AMGN Amgen Inc. 0.04% 530 $171K Reduce -4.5%
PAYX Paychex Inc. 0.04% 1,265 $170K No change
DHI D.R. Horton Inc. 0.04% 875 $167K Reduce -48.5%
TSLA Tesla Inc. 0.04% 633 $166K Add +5.5%
UNH Unitedhealth Group Inc. 0.04% 275 $161K No change
DFAE Dimensional Emerging Core Eq 0.04% 5,800 $159K No change
LIN Linde PLC 0.04% 330 $157K No change
MMM 3M Co. 0.04% 1,150 $157K Reduce -11.5%
WTRG Essential Utilities Inc. 0.04% 4,030 $155K Reduce -20.3%
AGG iShares Core U.S. Aggregate 0.03% 1,416 $143K New
SNPS Synopsys Inc. 0.03% 280 $142K No change
VUSB Vanguard Ultra Short Bond Et 0.03% 2,819 $141K No change
COP Conocophillips 0.03% 1,316 $139K No change
AEP American Electric Power 0.03% 1,350 $139K No change
PG The Procter & Gamble Co. 0.03% 793 $137K No change
VCSH Vanguard S/T Corp. Bond ETF 0.03% 1,712 $136K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 600 $133K No change
NEE Nextera Energy Inc. 0.03% 1,550 $131K Reduce -4.7%
TMFG Motley Fool Global Opp 0.03% 4,000 $127K No change
DHR Danaher Corp. 0.03% 450 $125K No change
TPYP Managed Portfolio Series 0.03% 3,944 $124K No change
MCD McDonald's Corp. 0.03% 400 $122K No change
BDX Becton Dickinson and Co. 0.03% 500 $121K No change
CNQ Canadian Natural Resources 0.03% 3,600 $120K No change
ACES Alps Clean Energy ETF 0.03% 4,000 $118K No change
DFAR Dimensional US Real Est ETF 0.03% 4,536 $116K Reduce -0.6%
CB Chubb Ltd. 0.03% 400 $115K Reduce -20.0%
FBIN Fortune Brands Innovations I 0.03% 1,280 $115K No change
BMY Bristol-Myers Squibb Co. 0.03% 2,204 $114K Reduce -10.9%
EMR Emerson Electric Co. 0.02% 1,000 $109K No change
VTIP Vanguard Short-Term Tips 0.02% 2,200 $108K No change
ED Consolidated Edison Inc. 0.02% 971 $101K No change
ITCI Intra-Cellular Therapies Inc. 0.02% 1,250 $91K No change
LMT Lockheed Martin Corp. 0.02% 150 $88K No change
DVN Devon Energy Corp. 0.02% 2,235 $87K Add +18.6%
SU Suncor Energy Inc. 0.02% 2,350 $87K No change
SCHH Schwab US REIT ETF 0.02% 3,630 $84K No change
NYT New York Times Co. Class A 0.02% 1,505 $84K No change
T AT&T Inc. 0.02% 3,737 $82K No change
DEO Diageo PLC-Sponsored ADR 0.02% 570 $80K No change
GEHC GE Healthcare Technology 0.02% 840 $79K Reduce -12.9%
IJH iShares Core S&P Midcap ETF 0.02% 1,249 $78K Add +17.3%
JCI Johnson Controls Internation 0.02% 1,000 $78K No change
PRF Invesco Rafi US 1000 ETF 0.02% 1,836 $75K No change
APD Air Products & Chemicals Inc. 0.02% 250 $74K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.02% 617 $73K Add +2.8%
SYK Stryker Corp. 0.02% 200 $72K Reduce -33.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 274 $72K Add +97.1%
TRMB Trimble Inc. 0.02% 1,150 $71K No change
FNDB Schwab Fndmntl US BRD Mr ETF 0.02% 1,000 $70K No change
EEM iShares MSCI Emerging Market 0.02% 1,500 $69K No change
TMSL T.rowe PRC Small-Mid Cap ETF 0.01% 2,000 $65K New
SHM SS SPDR N Ice St Muni ETF 0.01% 1,348 $65K No change
IVE iShares S&P 500 Value ETF 0.01% 327 $64K New
GPC Genuine Parts Co. 0.01% 450 $63K No change
SCHG Schwab US Large-Cap Growth 0.01% 600 $63K No change
PYPL PayPal Holdings Inc. 0.01% 750 $59K No change
LNG Cheniere Energy Inc. 0.01% 300 $54K No change
SCHA Schwab US Small-Cap ETF 0.01% 1,016 $52K No change
GIS General Mills Inc. 0.01% 700 $52K No change
STZ Constellation Brands Inc. Class A 0.01% 200 $52K No change
VYM Vanguard High DVD Yield ETF 0.01% 400 $51K No change
ORCL Oracle Corp. 0.01% 300 $51K No change
ADSK Autodesk Inc. 0.01% 185 $51K No change
USB US Bancorp 0.01% 1,102 $50K No change
LOGI Logitech International-Reg 0.01% 550 $49K No change
BR Broadridge Financial Solutio 0.01% 229 $49K No change
EOG EOG Resources Inc. 0.01% 400 $49K No change
XLK SS Technology Select Sector 0.01% 211 $48K No change
ROST Ross Stores Inc. 0.01% 300 $45K No change
UPS United Parcel Service Class B 0.01% 320 $44K No change
EIX Edison International 0.01% 500 $44K No change
ABBV Abbvie Inc. 0.01% 220 $43K New
PM Philip Morris International 0.01% 350 $42K No change
QQQ Invesco QQQ Trust Series 1 0.01% 85 $41K No change
TEL Te Connectivity PLC 0.01% 273 $41K No change
AMD Advanced Micro Devices 0.01% 251 $41K Add +904.0%
SCHV Schwab US Large-Cap Value 0.01% 500 $40K No change
ITOT iShares Core S&P Total U.S. 0.01% 315 $40K New
XBI SS SPDR S&P Biotech ETF 0.01% 400 $40K Reduce -20.0%
EXPD Expeditors Intl Wash Inc. 0.01% 300 $39K No change
CHE Chemed Corp. 0.01% 65 $39K Reduce -7.1%
IP International Paper Co. 0.01% 800 $39K No change
IAU iShares Gold Trust 0.01% 750 $37K No change
IEFA iShares Core MSCI Eafe ETF 0.01% 477 $37K No change
VRN Veren Inc. 0.01% 6,000 $37K Add +26.3%
CNX CNX Resources Corp. 0.01% 1,100 $36K No change
LLY Eli Lilly & Co. 0.01% 40 $35K Add +60.0%
HAL Halliburton Co. 0.01% 1,200 $35K Reduce -36.8%
VEA Vanguard Ftse Developed ETF 0.01% 641 $34K New
AVB Avalonbay Communities Inc. 0.01% 150 $34K No change
KMX Carmax Inc. 0.01% 435 $34K No change
OXY Occidental Petroleum Corp. 0.01% 650 $34K No change
FTV Fortive Corp. 0.01% 400 $32K No change
URNM Sprott Uranium Miners ETF 0.01% 675 $31K Add +12.5%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.01% 648 $31K New
UAL United Airlines Holdings Inc. 0.01% 530 $30K No change
SCHM Schwab US Mid Cap ETF 0.01% 350 $29K No change
NAPA The Duckhorn Portfolio Inc. 0.01% 5,000 $29K Add +233.3%
CLX Clorox Company 0.01% 175 $29K No change
GSIE Goldman Sachs Activebeta Int 0.01% 778 $28K New
INTC Intel Corp. 0.01% 1,165 $27K No change
BAX Baxter International Inc. 0.01% 700 $27K No change
NFLX Netflix Inc. 0.01% 35 $25K Add +94.4%
SCHB Schwab US Broad Market ETF 0.01% 370 $25K No change
RRC Range Resources Corp. 0.01% 800 $25K No change
CTVA Corteva Inc. 0.01% 416 $24K Reduce -12.1%
CCJ Cameco Corp. 0.01% 500 $24K New
MBC Masterbrand Inc. 0.01% 1,280 $24K No change
IQV Iqvia Holdings Inc. 0.01% 100 $24K No change
VGT Vanguard Info Tech ETF 0.01% 40 $23K No change
KBWB Invesco KBW Bank ETF 0.01% 400 $23K No change
USHY iShares Broad Usd High Yield 0.01% 613 $23K New
ARCC Ares Capital Corp. 0.01% 1,100 $23K No change
EMN Eastman Chemical Co. 0.01% 200 $22K No change
REZI Resideo Technologies Inc. 0.01% 1,102 $22K No change
FANG Diamondback Energy Inc. 0.00% 125 $22K No change
CBRE GBL REAL ESTATE INC FD 0.00% 3,000 $20K No change
SYNA Synaptics Inc. 0.00% 250 $19K No change
VWO Vanguard Ftse Emerging Marke 0.00% 399 $19K New
EMB iShares JP Morgan Usd Emergi 0.00% 203 $19K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 170 $19K Add +13.3%
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 608 $18K No change
SOLV Solventum Corp. 0.00% 250 $17K Reduce -23.1%
VUG Vanguard Mrngstar GR ETF-Sui 0.00% 45 $17K No change
NE Noble Corp. PLC 0.00% 475 $17K New
VLTO Veralto Corp. 0.00% 150 $17K No change
VAL Valaris Ltd. 0.00% 300 $17K Add +50.0%
LOW Lowe's Cos Inc. 0.00% 60 $16K No change
VWOB Vanguard Emerg MKTS Gov BND 0.00% 242 $16K New
PDFS PDF Solutions Inc. 0.00% 500 $16K No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 126 $15K Add +26.0%
GSK GSK PLC-Spon ADR 0.00% 360 $15K Reduce -88.3%
ETV Eaton Vance T/M Buy-Writ Opp 0.00% 1,000 $14K No change
FORM Formfactor Inc. 0.00% 300 $14K No change
GDXJ Vaneck Junior Gold Miners 0.00% 275 $13K No change
RTX RTX Corp. 0.00% 110 $13K No change
GOLD Gold.com Inc. filed as A-MARK PRECIOUS METALS INC 0.00% 300 $13K No change
DAL Delta Air Lines Inc. 0.00% 250 $13K No change
IVW iShares S&P 500 Growth ETF 0.00% 132 $13K New
CACI Caci International Inc. Class A 0.00% 25 $13K No change
MO Altria Group Inc. 0.00% 240 $12K No change
KMI Kinder Morgan Inc. 0.00% 550 $12K No change
ASML ASML Holding NV-NY Reg SHS 0.00% 14 $12K Add +40.0%
ETSY Etsy Inc. 0.00% 206 $11K No change
VGZ Vista Gold Corp. 0.00% 14,400 $11K No change
CAH Cardinal Health Inc. 0.00% 100 $11K No change
HIMS Hims & Hers Health Inc. 0.00% 600 $11K Add +300.0%
BA The Boeing Co. 0.00% 70 $11K Add +40.0%
DFSE Dimensional Em Sus CORE1 ETF 0.00% 300 $11K No change
IWM iShares Russell 2000 ETF 0.00% 47 $10K New
CVE Cenovus Energy Inc. 0.00% 600 $10K No change
BOC Boston Omaha Corp. Class A 0.00% 625 $9K No change
TSLX Sixth Street Specialty Lendi 0.00% 450 $9K No change
LUV Southwest Airlines Co. 0.00% 308 $9K Add +19.4%
QCLN First Trust Nasdaq Clean Edg 0.00% 250 $9K Reduce -37.5%
AWK American Water Works Co. Inc. 0.00% 60 $9K No change
LYFT LYFT Inc. Class A 0.00% 683 $9K No change
WPC WP Carey Inc. 0.00% 134 $8K No change
WBD Warner Bros Discovery Inc. 0.00% 1,000 $8K Add +16.3%
DOCN Digitalocean Holdings Inc. 0.00% 200 $8K No change
NOW ServiceNow Inc. 0.00% 9 $8K Add +200.0%
ECC Eagle Point Credit Co. 0.00% 750 $7K No change
SNA Snap-on Inc. 0.00% 25 $7K No change
PDBC Invesco Optimum Yield Divers 0.00% 538 $7K New
AMLP Alerian MLP ETF 0.00% 153 $7K No change
FTGC First Trust Global Tactical 0.00% 302 $7K New
XYZ Block Inc. 0.00% 106 $7K No change
KIM Kimco Realty Corp. 0.00% 300 $7K No change
IWO iShares Russell 2000 Growth 0.00% 24 $7K New
SHEL Shell PLC-ADR 0.00% 100 $7K No change
F Ford Motor Co. filed as FORD MTR CO 0.00% 597 $6K No change
WBA Walgreens Boots Alliance Inc. 0.00% 700 $6K No change
AES AES Corp. 0.00% 283 $6K No change
TOST Toast Inc. Class A 0.00% 200 $6K No change
YUM Yum! Brands Inc. 0.00% 40 $6K No change
VRTX Vertex Pharmaceuticals Inc. 0.00% 12 $6K New
UGI Ugi Corp. 0.00% 223 $6K No change
DFSI Dimensional Int Sus COR1 ETF 0.00% 150 $5K No change
OIH Vaneck Oil Services ETF 0.00% 18 $5K No change
CAT Caterpillar Inc. 0.00% 13 $5K No change
MS Morgan Stanley 0.00% 47 $5K No change
GSBD Goldman Sachs BDC Inc. 0.00% 350 $5K No change
GM General Motors Co. 0.00% 103 $5K No change
CDNS Cadence Design SYS Inc. 0.00% 16 $4K New
NFG National Fuel Gas Co. 0.00% 70 $4K No change
DRRX Durect Corporation 0.00% 3,100 $4K No change
NVEE NV5 Global Inc. 0.00% 40 $4K No change
CTRA Coterra Energy Inc. 0.00% 154 $4K No change
IVT Inventrust Properties Corp. 0.00% 130 $4K No change
SCHF Schwab Intl Equity ETF 0.00% 85 $4K No change
ORLY O'reilly Automotive Inc. 0.00% 3 $3K New
MLPX Global X MLP & Energy Infras 0.00% 62 $3K No change
MCO Moody's Corp. 0.00% 7 $3K New
AFRM Affirm Holdings Inc. 0.00% 80 $3K No change
RIG Transocean Ltd. 0.00% 750 $3K New
CRWD CrowdStrike Holdings Inc. Class A 0.00% 11 $3K New
VB Vanguard Most SM-Cap ETF-Usd 0.00% 13 $3K New
PGR Progressive Corp. 0.00% 12 $3K New
MRNA Moderna Inc. 0.00% 45 $3K No change
ETN Eaton Corp. PLC 0.00% 9 $3K New
AZN Astrazeneca PLC-Spons ADR 0.00% 37 $3K New
MDB Mongodb Inc. 0.00% 9 $2K New
SPDW Ste STR SPDR PT DW Eu ETF 0.00% 64 $2K New
HLT Hilton Worldwide Holdings Inc. 0.00% 10 $2K New
DDOG Datadog Inc. Class A 0.00% 20 $2K New
IONS Ionis Pharmaceuticals Inc. 0.00% 55 $2K No change
HUBS HubSpot Inc. 0.00% 4 $2K No change
YUMC Yum China Holdings Inc. 0.00% 40 $2K No change
MAR Marriott International Class A 0.00% 7 $2K New
DXCM Dexcom Inc. 0.00% 22 $1K New
SPOT Spotify Technology SA 0.00% 4 $1K No change
EMBC Embecta Corp. 0.00% 100 $1K No change
SNOW Snowflake Inc. 0.00% 12 $1K New
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.00% 89 $1K New
BE Bloom Energy Corp. Class A 0.00% 100 $1K No change
DUSA Davis Select US Equity ETF 0.00% 25 $1K New
RACE Ferrari NV 0.00% 2 $941 No change
NKE Nike Inc. Class B 0.00% 10 $884 No change
SHOP Shopify Inc. Class A 0.00% 8 $642 No change
FIVN FIVE9 Inc. 0.00% 20 $575 No change
DASH DoorDash Inc. Class A 0.00% 4 $571 No change
RIVN Rivian Automotive Inc. Class A 0.00% 50 $561 No change
INO Inovio Pharmaceuticals Inc. 0.00% 83 $480 No change
SNAP Snap Inc. Class A 0.00% 40 $428 No change
MTN Vail Resorts Inc. 0.00% 2 $349 No change
NLOP Net Lease Office Property 0.00% 8 $245 No change
VTRS Viatris Inc. 0.00% 19 $221 No change
SEDG Solaredge Technologies Inc. 0.00% 5 $115 No change
SITC Site Centers Corp. filed as SITE CTRS CORP 0.00% 1 $61 Reduce -42.9%
BTE Baytex Energy Corp. 0.00% 15 $45 No change
NBIS Nebius Group NV 0.00% 200 $0 No change

Options reported separately and not counted above: SPY puts ($5.0M).

Lines left out (1) · $3 — a value with no share or principal amount
SecurityClassSharesValue
WM Waste Management Inc. COM0$3

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $442.2M.

Portfolio Sells Q2 2024 → Q3 2024
VPU Vanguard Utilities ETF Reduce -91.4% 0.08% −0.78
FDX FedEx Corp. Reduce -6.8% 2.60% −0.67
SCHO Schwab Short-Term US Treas Reduce -91.1% 0.06% −0.61
BND Vanguard Total Bond Market Reduce -4.9% 2.58% −0.20
GBIL Goldman Sachs Access Treasur Reduce -16.2% 0.70% −0.19
BAC Bank of America Corp. Reduce -0.2% 2.42% −0.18
VGIT Vanguard Intermediate-Term T Reduce -10.5% 1.09% −0.17
KVUE Kenvue Inc. Sold out 0.00% −0.13
SNY Sanofi-ADR Sold out 0.00% −0.10
COST Costco Wholesale Corp. Reduce -4.6% 1.28% −0.10
COF Capital One Financial Corp. Reduce -4.6% 2.07% −0.08
BKR Baker Hughes Co. Reduce -0.0% 1.39% −0.06
NXPI NXP Semiconductors NV Reduce -7.9% 0.16% −0.05
JPM JPMorgan Chase & Co. Reduce -1.0% 1.11% −0.04
CHWY Chewy Inc. Class A Reduce -14.2% 0.21% −0.03
XOM Exxon Mobil Corp. Reduce -0.8% 0.54% −0.03
IBB iShares Biotechnology ETF Reduce -1.0% 1.70% −0.03
VTEC Vanguard Ca Tax-Ex Bond Reduce -28.6% 0.06% −0.03
GSK GSK PLC-Spon ADR Reduce -88.3% 0.00% −0.03
VGSH Vanguard Short-Term Treasury Reduce -2.6% 0.30% −0.02
DHI D.R. Horton Inc. Reduce -48.5% 0.04% −0.02
UL Unilever PLC Sold out 0.00% −0.02
CL Colgate-Palmolive Co. Reduce -3.7% 0.37% −0.01
VZ Verizon Communications Inc. Reduce -21.6% 0.04% −0.01
DFIC Dimensional International Co. Reduce -0.4% 3.75% −0.01
WTRG Essential Utilities Inc. Reduce -20.3% 0.04% −0.01
CHTR Charter Communications Inc. Class A Reduce -8.6% 0.12% −0.01
CMCSA Comcast Corp. Class A Reduce -0.1% 2.21% −0.01
SYK Stryker Corp. Reduce -33.3% 0.02% −0.01
ADBE Adobe Inc. Reduce -1.1% 0.05% −0.01
HAL Halliburton Co. Reduce -36.8% 0.01% −0.01
CB Chubb Ltd. Reduce -20.0% 0.03% −0.00
AMGN Amgen Inc. Reduce -4.5% 0.04% −0.00
DSI iShares ESG MSCI KLD 400 ETF Reduce -0.7% 0.09% −0.00
KWEB Kranesh Csi China Internet Sold out 0.00% −0.00
XBI SS SPDR S&P Biotech ETF Reduce -20.0% 0.01% −0.00
QCLN First Trust Nasdaq Clean Edg Reduce -37.5% 0.00% −0.00
IBKR Interactive Brokers Gro Class A Sold out 0.00% −0.00
CTVA Corteva Inc. Reduce -12.1% 0.01% −0.00
ALC Alcon Inc. Sold out 0.00% −0.00
GEHC GE Healthcare Technology Reduce -12.9% 0.02% −0.00
CHE Chemed Corp. Reduce -7.1% 0.01% −0.00
SOLV Solventum Corp. Reduce -23.1% 0.00% −0.00
GTX Garrett Motion Inc. Sold out 0.00% 0.00
SITC Site Centers Corp. Reduce -42.9% 0.00% 0.00
BMY Bristol-Myers Squibb Co. Reduce -10.9% 0.03% +0.00
NEE Nextera Energy Inc. Reduce -4.7% 0.03% +0.00
DFAR Dimensional US Real Est ETF Reduce -0.6% 0.03% +0.00
MMM 3M Co. Reduce -11.5% 0.04% +0.00
DFAS Dimensional US Small Cap ETF Reduce -0.2% 0.67% +0.00

Portfolio Buys Q2 2024 → Q3 2024
SGOV iShares 0-3 Month Treasury B New 2.70% +2.70
XHLF Bondbloxx BBG 6 MTH US Treas Add +64.2% 2.69% +0.94
DE Deere & Co. Add +772.2% 0.70% +0.62
GTLS Chart Industries Inc. New 0.50% +0.50
AA Alcoa Corp. New 0.37% +0.37
DFCF Dimensional Core Fixed Inc. Add +11.0% 2.18% +0.16
ABNB Airbnb Inc. Class A Add +85100.0% 0.15% +0.15
FCX Freeport-McMoran Inc. Add +12.2% 2.01% +0.15
PFE Pfizer Inc. Add +32.4% 0.65% +0.14
DFNM Dimensional National Muni BD Add +37.7% 0.51% +0.12
CVS CVS Health Corp. Add +5.9% 2.01% +0.10
HUM Humana Inc. New 0.09% +0.09
RIO Rio Tinto PLC-Spon ADR Add +9.0% 0.96% +0.09
CNH CNH Industrial NV Add +4.1% 1.11% +0.07
EQT Eqt Corp. Add +71.0% 0.14% +0.05
GS Goldman Sachs Group Inc. Add +0.0% 1.68% +0.04
MDT Medtronic PLC Add +2.5% 0.42% +0.04
AGG iShares Core U.S. Aggregate New 0.03% +0.03
TMSL T.rowe PRC Small-Mid Cap ETF New 0.01% +0.01
IVE iShares S&P 500 Value ETF New 0.01% +0.01
CVX Chevron Corp. Add +20.8% 0.22% +0.01
GE General Electric Add +0.6% 0.12% +0.01
IVV iShares Core S&P 500 ETF Add +38.4% 0.05% +0.01
BLK BlackRock Finance Inc. Add +13.8% 0.05% +0.01
HD Home Depot Inc. Add +18.2% 0.05% +0.01
ABBV Abbvie Inc. New 0.01% +0.01
ITOT iShares Core S&P Total U.S. New 0.01% +0.01
TSLA Tesla Inc. Add +5.5% 0.04% +0.01
AMD Advanced Micro Devices Add +904.0% 0.01% +0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +97.1% 0.02% +0.01
MELI MercadoLibre Inc. Add +3.2% 0.05% +0.01
VEA Vanguard Ftse Developed ETF New 0.01% +0.01
IUSB Ishr CR Unvrse Usd BD ETF-Ui New 0.01% +0.01
GSIE Goldman Sachs Activebeta Int New 0.01% +0.01
BIV Vanguard Intermediate-Term B Add +16.7% 0.05% +0.01
WMT Walmart Inc. Add +1.3% 0.05% +0.01
CCJ Cameco Corp. New 0.01% +0.01
USHY iShares Broad Usd High Yield New 0.01% +0.01
EMB iShares JP Morgan Usd Emergi New 0.00% +0.00
VWO Vanguard Ftse Emerging Marke New 0.00% +0.00
AVGO Broadcom Inc. Add +3.2% 0.11% +0.00
NAPA The Duckhorn Portfolio Inc. Add +233.3% 0.01% +0.00
NE Noble Corp. PLC New 0.00% +0.00
MA Mastercard Inc. Class A Add +4.4% 0.04% +0.00
VWOB Vanguard Emerg MKTS Gov BND New 0.00% +0.00
IVW iShares S&P 500 Growth ETF New 0.00% +0.00
NFLX Netflix Inc. Add +94.4% 0.01% +0.00
IJH iShares Core S&P Midcap ETF Add +17.3% 0.02% +0.00
LLY Eli Lilly & Co. Add +60.0% 0.01% +0.00
ISRG Intuitive Surgical Inc. Add +1.9% 0.05% +0.00

Options Activity Q2 2024 → Q3 2024
SPY SS SPDR S&P 500 ETF Trust-US put Add +411.8% 8,700 $5.0M
QQQ Invesco QQQ Trust Series 1 put Sold out 800 $383Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 356$674.4MGOOG, MU, AAPL, VBIL, DFIC
Q1 2026 336$587.3MGOOG, AAPL, DFIC, DFCF, XLE
Q4 2025 330$544.4MAAPL, GOOG, DFIC, DFCF, C
Q3 2025 350$520.0MAAPL, DFIC, GOOG, DFCF, UBER
Q2 2025 434$490.8MAAPL, DFIC, DFCF, SCHW, UBER
Q1 2025 457$444.7MAAPL, DFCF, DFIC, XLE, SCHW
Q4 2024 323$445.2MAAPL, GOOG, DFIC, XLE, SCHW
Q3 2024 351$442.2MAAPL, DFIC, XLE, GOOG, UBER
Q2 2024 316$413.5MAAPL, GOOG, DFIC, XLE, FDX
Q1 2024 311$410.0MDFIC, XLE, AAPL, SCHW, GOOG